13F-HR 1 y35106hre13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sigma Capital Management, LLC ("Sigma") Address: c/o S.A.C. Capital Management, LLC 72 Cummings Point Road Stamford, Connecticut 06902 Form 13F File Number: 28-10113 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Nussbaum Title: Authorized Person Phone: 203-890-2094 Signature, Place, and Date of Signing: /s/ Peter Nussbaum Stamford, Connecticut May 15, 2007 ------------------------------------- --------------------- ------------ [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 232* Form 13F Information Table Value Total: $1,505,872 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-5608 S.A.C. Capital Management, LLC 2 28-4043 S.A.C. Capital Advisors, LLC * Positions that are exempt from reporting under Special Instruction 9 to the Form 13F are excluded. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager which include the Reporting Manager as an Other Included Manager on their own Forms 13F, are listed herein.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------------------------------------------------------------------------------------------------------- TITLE OF VALUE SHRS OR PRN INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP [x$1000] AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------- A C MOORE ARTS & CRAFTS INC Common 00086T103 5,335 250,000 SHRS Shared-Defined 1,2 250,000 A D C TELECOMMUNICATIONS Common 000886309 8,378 500,468 SHRS Shared-Defined 1,2 500,468 AGCO CORP Debt 001084AM4 5,533 5,000,000 PRN Shared-Defined 1,2 5,000,000 ACACIA RESH CORP Common 003881307 1,582 100,000 SHRS Shared-Defined 1,2 100,000 ACHILLION PHARMACEUTICALS IN Common 00448Q201 291 50,000 SHRS Shared-Defined 1,2 50,000 ACTIVISION INC NEW Common 004930202 18,940 1,000,000 SHRS Shared-Defined 1,2 1,000,000 ACTIONS SEMICONDUCTOR CO LTD Common 00507E107 2,956 400,000 SHRS Shared-Defined 1,2 400,000 ADMINISTAFF INC Common 007094105 11,204 318,300 SHRS Shared-Defined 1,2 318,300 ADOBE SYS INC Common 00724F101 4,170 100,000 SHRS Shared-Defined 1,2 100,000 ADVANCE AUTO PARTS INC Common 00751Y106 30,840 800,000 SHRS Shared-Defined 1,2 800,000 ADVANCED MAGNETICS INC Common 00753P103 22,324 370,400 SHRS Shared-Defined 1,2 370,400 ADVANCED MAGNETICS INC Option 00753P953 5,726 95,000 PUT Shared-Defined 1,2 95,000 AFFYMETRIX INC Common 00826T108 2,706 90,000 SHRS Shared-Defined 1,2 90,000 AGILE SOFTWARE CORP DEL Common 00846X105 3,475 500,000 SHRS Shared-Defined 1,2 500,000 AKORN INC Common 009728106 6,413 950,000 SHRS Shared-Defined 1,2 950,000 ALEXION PHARMACEUTICALS INC Common 015351109 1,081 25,000 SHRS Shared-Defined 1,2 25,000 ALEXZA PHARMACEUTICALS INC Common 015384100 2,459 191,200 SHRS Shared-Defined 1,2 191,200 ALLIANT TECHSYSTEMS INC Common 018804104 4,959 56,400 SHRS Shared-Defined 1,2 56,400 ALLSCRIPTS HEALTHCARE SOLUTI Common 01988P108 2,145 80,000 SHRS Shared-Defined 1,2 80,000 AMERICAN TOWER CORP Debt 029912AR3 4,950 2,500,000 PRN Shared-Defined 1,2 2,500,000 AMGEN INC Common 031162100 3,163 56,600 SHRS Shared-Defined 1,2 56,600 AMGEN INC Option 031162900 5,588 100,000 CALL Shared-Defined 1,2 100,000 ANESIVA INC COM Common 03460L100 2,282 330,679 SHRS Shared-Defined 1,2 330,679 ANNTAYLOR STORES CORP Common 036115103 34,204 882,000 SHRS Shared-Defined 1,2 882,000 APPLE INC Common 037833100 6,968 75,000 SHRS Shared-Defined 1,2 75,000 ATHEROGENICS INC Common 047439104 773 275,000 SHRS Shared-Defined 1,2 275,000 ATHEROGENICS INC Option 047439904 576 205,000 CALL Shared-Defined 1,2 205,000 AUGUSTA RES CORP Common 050912203 96 50,000 SHRS Shared-Defined 1,2 50,000 AVANEX CORP Common 05348W109 1,790 1,000,000 SHRS Shared-Defined 1,2 1,000,000 AVAYA INC Option 053499909 4,134 350,000 CALL Shared-Defined 1,2 350,000 B&H OCEAN CARRIERS LTD Common 055090104 928 50,700 SHRS Shared-Defined 1,2 50,700 BALDOR ELEC CO Common 057741100 6,793 180,000 SHRS Shared-Defined 1,2 180,000 BAUER EDDIE HLDGS INC Common 071625107 1,137 100,000 SHRS Shared-Defined 1,2 100,000 BEBE STORES INC Common 075571109 2,173 125,000 SHRS Shared-Defined 1,2 125,000 BENCHMARK ELECTRS INC Common 08160H101 3,099 150,000 SHRS Shared-Defined 1,2 150,000 BEST BUY INC Common 086516101 4,872 100,000 SHRS Shared-Defined 1,2 100,000 BIGBAND NETWORKS INC Common 089750509 630 35,000 SHRS Shared-Defined 1,2 35,000 BIOMARIN PHARMACEUTICAL INC Common 09061G101 6,904 400,000 SHRS Shared-Defined 1,2 400,000 BROADCOM CORP Common 111320107 802 25,000 SHRS Shared-Defined 1,2 25,000 BRUNSWICK CORP Common 117043109 2,389 75,000 SHRS Shared-Defined 1,2 75,000 BURLINGTON NORTHN SANTA FE C Common 12189T104 10,054 125,000 SHRS Shared-Defined 1,2 125,000 CSG SYS INTL INC Debt 126349AB5 2,720 2,500,000 PRN Shared-Defined 1,2 2,500,000 CSX CORP Common 126408103 10,013 250,000 SHRS Shared-Defined 1,2 250,000 CSX CORP Option 126408953 4,005 100,000 PUT Shared-Defined 1,2 100,000 CACHE INC Option 127150958 1,775 100,000 PUT Shared-Defined 1,2 100,000 CADENCE DESIGN SYSTEM INC Common 127387108 6,013 285,500 SHRS Shared-Defined 1,2 285,500 CAL DIVE INTL INC Debt 127914AB5 8,373 6,000,000 PRN Shared-Defined 1,2 6,000,000 CAMERON INTERNATIONAL CORP Common 13342B105 3,818 60,800 SHRS Shared-Defined 1,2 60,800
CARDIOME PHARMA CORP Common 14159U202 2,030 200,000 SHRS Shared-Defined 1,2 200,000 CARNIVAL CORP Common 143658300 2,915 62,200 SHRS Shared-Defined 1,2 62,200 CARNIVAL CORP Debt 143658AV4 3,482 5,000,000 PRN Shared-Defined 1,2 5,000,000 CELANESE CORP DEL Common 150870103 3,084 100,000 SHRS Shared-Defined 1,2 100,000 CENVEO INC Common 15670S105 6,075 250,000 SHRS Shared-Defined 1,2 250,000 CHARLOTTE RUSSE HLDG INC Common 161048103 11,548 400,000 SHRS Shared-Defined 1,2 400,000 CHESAPEAKE ENERGY CORP Common 165167107 4,014 130,000 SHRS Shared-Defined 1,2 130,000 CIENA CORP Common 171779309 3,354 120,000 SHRS Shared-Defined 1,2 120,000 CITRIX SYS INC Common 177376100 3,203 100,000 SHRS Shared-Defined 1,2 100,000 COGNOS INC Common 19244C109 2,001 50,800 SHRS Shared-Defined 1,2 50,800 COLEMAN CABLE INC Common 193459302 6,163 298,000 SHRS Shared-Defined 1,2 298,000 COMPTON PETE CORP Common 204940100 1,009 100,000 SHRS Shared-Defined 1,2 100,000 COMVERSE TECHNOLOGY INC Common 205862402 5,340 250,100 SHRS Shared-Defined 1,2 250,100 CONSTELLATION ENERGY GROUP I Common 210371100 870 10,000 SHRS Shared-Defined 1,2 10,000 COOPER COS INC Common 216648402 3,647 75,000 SHRS Shared-Defined 1,2 75,000 CORNING INC Common 219350105 17,055 750,000 SHRS Shared-Defined 1,2 750,000 CORNING INC Option 219350955 6,822 300,000 PUT Shared-Defined 1,2 300,000 CORPORATE EXECUTIVE BRD CO Common 21988R102 2,659 35,000 SHRS Shared-Defined 1,2 35,000 COSI INC Common 22122P101 502 90,000 SHRS Shared-Defined 1,2 90,000 COUNTRYWIDE FINANCIAL CORP Option 222372954 13,456 400,000 PUT Shared-Defined 1,2 400,000 CUBIST PHARMACEUTICALS INC Common 229678107 3,035 137,500 SHRS Shared-Defined 1,2 137,500 DTS INC Common 23335C101 12,115 500,000 SHRS Shared-Defined 1,2 500,000 DAVITA INC Option 23918K908 2,666 50,000 CALL Shared-Defined 1,2 50,000 DENDREON CORP Option 24823Q957 9,698 750,000 PUT Shared-Defined 1,2 750,000 DIGITAL RIV INC Common 25388B104 17,956 325,000 SHRS Shared-Defined 1,2 325,000 DIVX INC Common 255413106 1,202 60,000 SHRS Shared-Defined 1,2 60,000 DOBSON COMMUNICATIONS CORP Common 256069105 3,436 400,000 SHRS Shared-Defined 1,2 400,000 DR REDDYS LABS LTD Common 256135203 4,210 255,800 SHRS Shared-Defined 1,2 255,800 DOLBY LABORATORIES INC Common 25659T107 1,035 30,000 SHRS Shared-Defined 1,2 30,000 DOLLAR TREE STORES INC Common 256747106 16,761 438,300 SHRS Shared-Defined 1,2 438,300 DOMTAR CORP Common 257559104 20,850 2,250,000 SHRS Shared-Defined 1,2 2,250,000 DREAMWORKS ANIMATION SKG INC Common 26153C103 3,058 100,000 SHRS Shared-Defined 1,2 100,000 DRESS BARN INC Common 261570105 5,411 260,000 SHRS Shared-Defined 1,2 260,000 DYCOM INDS INC Common 267475101 6,528 250,500 SHRS Shared-Defined 1,2 250,500 EXCO RESOURCES INC Common 269279402 29,174 1,759,600 SHRS Shared-Defined 1,2 1,759,600 ELECTRONIC ARTS INC Common 285512109 10,072 200,000 SHRS Shared-Defined 1,2 200,000 ELLIS PERRY INTL INC Common 288853104 3,667 114,619 SHRS Shared-Defined 1,2 114,619 EMISPHERE TECHNOLOGIES INC Common 291345106 1,440 450,000 SHRS Shared-Defined 1,2 450,000 ENDEAVOR ACQUISITION CORP Common 292577103 651 60,000 SHRS Shared-Defined 1,2 60,000 ENERGY METALS CORP Common 29271B106 2,399 200,000 SHRS Shared-Defined 1,2 200,000 ENPRO INDS INC Common 29355X107 2,884 80,000 SHRS Shared-Defined 1,2 80,000 EQUITABLE RES INC Common 294549100 3,382 70,000 SHRS Shared-Defined 1,2 70,000 ERICSSON L M TEL CO Common 294821608 3,709 100,000 SHRS Shared-Defined 1,2 100,000 ESCO TECHNOLOGIES INC Common 296315104 8,068 180,000 SHRS Shared-Defined 1,2 180,000 EXELON CORP Common 30161N101 3,779 55,000 SHRS Shared-Defined 1,2 55,000 FAMILY DLR STORES INC Common 307000109 3,424 115,600 SHRS Shared-Defined 1,2 115,600 FIBERTOWER CORP Common 31567R100 1,557 300,000 SHRS Shared-Defined 1,2 300,000 FINISAR Common 31787A101 4,375 1,250,000 SHRS Shared-Defined 1,2 1,250,000 FINLAY ENTERPRISES INC Common 317884203 349 60,000 SHRS Shared-Defined 1,2 60,000 FINISH LINE INC Common 317923100 1,764 140,000 SHRS Shared-Defined 1,2 140,000 GAMESTOP CORP NEW Common 36467W109 5,371 164,900 SHRS Shared-Defined 1,2 164,900 GAP INC DEL Common 364760108 3,098 180,000 SHRS Shared-Defined 1,2 180,000 GARDNER DENVER INC Common 365558105 4,531 130,000 SHRS Shared-Defined 1,2 130,000 GEN-PROBE INC NEW Common 36866T103 4,237 90,000 SHRS Shared-Defined 1,2 90,000
GENESCO INC Common 371532102 1,246 30,000 SHRS Shared-Defined 1,2 30,000 GENZYME CORP Common 372917104 11,662 194,300 SHRS Shared-Defined 1,2 194,300 GOODMAN GLOBAL INC Common 38239A100 352 20,000 SHRS Shared-Defined 1,2 20,000 GOOGLE INC Common 38259P508 6,872 15,000 SHRS Shared-Defined 1,2 15,000 GRANITE CONSTR INC Common 387328107 7,736 140,000 SHRS Shared-Defined 1,2 140,000 GRUBB & ELLIS CO Common 400095204 5,875 500,000 SHRS Shared-Defined 1,2 500,000 GUIDANCE SOFTWARE INC Common 401692108 175 14,500 SHRS Shared-Defined 1,2 14,500 HALLIBURTON CO Debt 406216AM3 17,124 10,000,000 PRN Shared-Defined 1,2 10,000,000 HEADWATERS INC Option 42210P952 2,731 125,000 PUT Shared-Defined 1,2 125,000 HEALTHWAYS INC Common 422245100 4,675 100,000 SHRS Shared-Defined 1,2 100,000 ILLUMINA INC Common 452327109 3,809 130,000 SHRS Shared-Defined 1,2 130,000 IMCLONE SYS INC Common 45245W109 4,077 100,000 SHRS Shared-Defined 1,2 100,000 INDYMAC BANCORP INC Option 456607950 1,603 50,000 PUT Shared-Defined 1,2 50,000 INTEL CORP Debt 458140AD2 4,339 5,000,000 PRN Shared-Defined 1,2 5,000,000 INTERNATIONAL BUSINESS MACHS Option 459200951 14,139 150,000 PUT Shared-Defined 1,2 150,000 INTERNATIONAL RECTIFIER CORP Debt 460254AE5 7,460 7,500,000 PRN Shared-Defined 1,2 7,500,000 INTERPUBLIC GROUP COS INC Debt 460690AT7 8,890 7,500,000 PRN Shared-Defined 1,2 7,500,000 INVERNESS MED INNOVATIONS IN Common 46126P106 15,542 355,000 SHRS Shared-Defined 1,2 355,000 ISHARES TR Option 464287955 71,559 900,000 PUT Shared-Defined 1,2 900,000 ITRON INC Common 465741106 1,626 25,000 SHRS Shared-Defined 1,2 25,000 ITRON INC Debt 465741AJ5 3,008 2,500,000 PRN Shared-Defined 1,2 2,500,000 JA SOLAR HOLDINGS CO LTD Common 466090107 995 55,000 SHRS Shared-Defined 1,2 55,000 JDS UNIPHASE CORP Common 46612J507 1,633 107,200 SHRS Shared-Defined 1,2 107,200 JOHNSON & JOHNSON Option 478160904 3,013 50,000 CALL Shared-Defined 1,2 50,000 JUNIPER NETWORKS INC Common 48203R104 8,270 420,200 SHRS Shared-Defined 1,2 420,200 KIRBY CORP Common 497266106 5,835 166,800 SHRS Shared-Defined 1,2 166,800 KRISPY KREME DOUGHNUTS INC Common 501014104 14,776 1,450,000 SHRS Shared-Defined 1,2 1,450,000 KROGER CO Common 501044101 25,425 900,000 SHRS Shared-Defined 1,2 900,000 L-3 COMMUNICATIONS HLDGS INC Common 502424104 2,572 29,400 SHRS Shared-Defined 1,2 29,400 LAUREATE EDUCATION INC Common 518613104 2,359 40,000 SHRS Shared-Defined 1,2 40,000 LEVEL 3 COMMUNICATIONS INC Debt 52729NBK5 6,567 5,000,000 PRN Shared-Defined 1,2 5,000,000 MEDICURE INC Common 58469E101 1,357 1,201,000 SHRS Shared-Defined 1,2 1,201,000 MEDTRONIC INC Common 585055106 3,680 75,000 SHRS Shared-Defined 1,2 75,000 MERCK & CO INC Common 589331107 4,417 100,000 SHRS Shared-Defined 1,2 100,000 MINRAD INTL INC Common 60443P103 907 175,000 SHRS Shared-Defined 1,2 175,000 MOTOROLA INC Common 620076109 17,670 1,000,000 SHRS Shared-Defined 1,2 1,000,000 MOTOROLA INC Option 620076909 7,068 400,000 CALL Shared-Defined 1,2 400,000 MOTOROLA INC Option 620076959 13,253 750,000 PUT Shared-Defined 1,2 750,000 NATIONAL SEMICONDUCTOR CORP Common 637640103 4,828 200,000 SHRS Shared-Defined 1,2 200,000 NATURAL GAS SERVICES GROUP Common 63886Q109 4,869 343,605 SHRS Shared-Defined 1,2 343,605 NEW YORK & CO INC Common 649295102 6,474 410,000 SHRS Shared-Defined 1,2 410,000 NORDSTROM INC Common 655664100 2,382 45,000 SHRS Shared-Defined 1,2 45,000 NVIDIA CORP Common 67066G104 1,727 60,000 SHRS Shared-Defined 1,2 60,000 OSI RESTAURANT PARTNERS INC Common 67104A101 19,750 500,000 SHRS Shared-Defined 1,2 500,000 OFFICE DEPOT INC Common 676220106 21,084 600,000 SHRS Shared-Defined 1,2 600,000 OLIN CORP Common 680665205 1,694 100,000 SHRS Shared-Defined 1,2 100,000 ORTHOVITA INC Common 68750U102 1,548 530,000 SHRS Shared-Defined 1,2 530,000 PMC-SIERRA INC Common 69344F106 3,689 526,300 SHRS Shared-Defined 1,2 526,300 PACIFIC SUNWEAR CALIF INC Common 694873100 17,706 850,001 SHRS Shared-Defined 1,2 850,001 PACIFIC SUNWEAR CALIF INC Option 694873900 2,083 100,000 CALL Shared-Defined 1,2 100,000 PANTRY INC Common 698657103 28,253 624,800 SHRS Shared-Defined 1,2 624,800 PAR PHARMACEUTICAL COS INC Common 69888P106 7,913 315,000 SHRS Shared-Defined 1,2 315,000 PAR PHARMACEUTICAL COS INC Option 69888P906 2,512 100,000 CALL Shared-Defined 1,2 100,000 PATTERSON UTI ENERGY INC Common 703481101 2,805 125,000 SHRS Shared-Defined 1,2 125,000
PHARMION CORP Common 71715B409 5,258 200,000 SHRS Shared-Defined 1,2 200,000 PIER 1 IMPORTS INC Common 720279108 691 100,000 SHRS Shared-Defined 1,2 100,000 PILGRIMS PRIDE CORP Common 721467108 7,471 225,100 SHRS Shared-Defined 1,2 225,100 PLAYTEX PRODS INC Common 72813P100 2,429 179,000 SHRS Shared-Defined 1,2 179,000 POLO RALPH LAUREN CORP Option 731572953 2,204 25,000 PUT Shared-Defined 1,2 25,000 POWERWAVE TECHNOLOGIES INC Common 739363109 2,845 500,000 SHRS Shared-Defined 1,2 500,000 PRIDE INTL INC DEL Debt 74153QAD4 3,161 2,500,000 PRN Shared-Defined 1,2 2,500,000 QUADRA REALTY TRUST INC Common 746945104 2,282 175,000 SHRS Shared-Defined 1,2 175,000 QUALCOMM INC Common 747525103 11,092 260,000 SHRS Shared-Defined 1,2 260,000 QUANEX CORP Common 747620102 17,999 425,000 SHRS Shared-Defined 1,2 425,000 QWEST COMMUNICATIONS INTL IN Debt 749121BY4 8,267 5,000,000 PRN Shared-Defined 1,2 5,000,000 RADIOSHACK CORP Common 750438103 40,892 1,512,850 SHRS Shared-Defined 1,2 1,512,850 RANGE RES CORP Common 75281A109 8,350 250,000 SHRS Shared-Defined 1,2 250,000 RARE HOSPITALITY INTL INC Common 753820109 5,943 197,500 SHRS Shared-Defined 1,2 197,500 RESTORATION HARDWARE INC DEL Common 760981100 525 80,000 SHRS Shared-Defined 1,2 80,000 RETAIL HOLDRS TR Option 76127U951 10,105 100,000 PUT Shared-Defined 1,2 100,000 SAFEWAY INC Common 786514208 5,496 150,000 SHRS Shared-Defined 1,2 150,000 SANDISK CORP Common 80004C101 11 247 SHRS Shared-Defined 1,2 247 SAVVIS INC Common 805423308 4,788 100,000 SHRS Shared-Defined 1,2 100,000 SHIRE PLC Common 82481R106 18,570 300,000 SHRS Shared-Defined 1,2 300,000 SHUTTERFLY INC Common 82568P304 401 25,000 SHRS Shared-Defined 1,2 25,000 SILICON LABORATORIES INC Common 826919102 299 10,000 SHRS Shared-Defined 1,2 10,000 SIX FLAGS INC Debt 83001PAJ8 10,283 9,000,000 PRN Shared-Defined 1,2 9,000,000 SKECHERS U S A INC Common 830566105 9,735 290,000 SHRS Shared-Defined 1,2 290,000 SKECHERS U S A INC Option 830566905 1,679 50,000 CALL Shared-Defined 1,2 50,000 SOHU COM INC Common 83408W103 2,679 125,000 SHRS Shared-Defined 1,2 125,000 SOUTHWESTERN ENERGY CO Common 845467109 3,688 90,000 SHRS Shared-Defined 1,2 90,000 SPECTRUM PHARMACEUTICALS INC Common 84763A108 3,135 500,000 SHRS Shared-Defined 1,2 500,000 STAR MARITIME ACQUISITION CO Common 85516E107 513 50,000 SHRS Shared-Defined 1,2 50,000 STEIN MART INC Common 858375108 3,264 200,000 SHRS Shared-Defined 1,2 200,000 SUNPOWER CORP Common 867652109 341 7,500 SHRS Shared-Defined 1,2 7,500 SUNTECH PWR HLDGS CO LTD Common 86800C104 606 17,500 SHRS Shared-Defined 1,2 17,500 SUPERIOR ESSEX INC Common 86815V105 25,476 734,800 SHRS Shared-Defined 1,2 734,800 SUPERVALU INC Common 868536103 30,279 775,000 SHRS Shared-Defined 1,2 775,000 SYMYX TECHNOLOGIES Common 87155S108 3,101 175,000 SHRS Shared-Defined 1,2 175,000 SYNTA PHARMACEUTICALS CORP Common 87162T206 1,967 243,741 SHRS Shared-Defined 1,2 243,741 TJX COS INC NEW Common 872540109 4,583 170,000 SHRS Shared-Defined 1,2 170,000 TAKE-TWO INTERACTIVE SOFTWAR Common 874054109 20,140 1,000,000 SHRS Shared-Defined 1,2 1,000,000 TECH DATA CORP Common 878237106 2,471 69,000 SHRS Shared-Defined 1,2 69,000 TEJON RANCH CO DEL Common 879080109 3,015 63,745 SHRS Shared-Defined 1,2 63,745 TELLABS INC Option 879664950 990 100,000 PUT Shared-Defined 1,2 100,000 TEVA PHARMACEUTICAL INDS LTD Common 881624209 11,229 300,000 SHRS Shared-Defined 1,2 300,000 TIBCO SOFTWARE INC Common 88632Q103 852 100,000 SHRS Shared-Defined 1,2 100,000 TIME WARNER TELECOM INC Common 887319101 8,308 400,000 SHRS Shared-Defined 1,2 400,000 TRAVELCENTERS OF AMERICA LLC Common 894174101 1,537 40,000 SHRS Shared-Defined 1,2 40,000 TRIDENT MICROSYSTEMS INC Common 895919108 301 15,000 SHRS Shared-Defined 1,2 15,000 TRICO MARINE SERVICES INC Common 896106200 25,896 695,000 SHRS Shared-Defined 1,2 695,000 TRINA SOLAR LIMITED Common 89628E104 220 5,000 SHRS Shared-Defined 1,2 5,000 TRINITY INDS INC Debt 896522AF6 5,562 5,000,000 PRN Shared-Defined 1,2 5,000,000 TRONOX INC Common 897051108 1,728 120,000 SHRS Shared-Defined 1,2 120,000 TRONOX INC Common 897051207 2,027 145,000 SHRS Shared-Defined 1,2 145,000 TRUE RELIGION APPAREL INC Common 89784N104 357 22,000 SHRS Shared-Defined 1,2 22,000 TRUE RELIGION APPAREL INC Option 89784N904 1,348 83,000 CALL Shared-Defined 1,2 83,000 TWEEN BRANDS INC Common 901166108 8,930 250,000 SHRS Shared-Defined 1,2 250,000
UAL CORP Common 902549807 4,382 114,800 SHRS Shared-Defined 1,2 114,800 VANDA PHARMACEUTICALS INC Common 921659108 6,090 250,000 SHRS Shared-Defined 1,2 250,000 VISTEON CORP Common 92839U107 5,159 604,100 SHRS Shared-Defined 1,2 604,100 WNS HOLDINGS LTD Common 92932M101 4,371 150,000 SHRS Shared-Defined 1,2 150,000 WAL MART STORES INC Common 931142103 235 5,000 SHRS Shared-Defined 1,2 5,000 WAL MART STORES INC Option 931142903 2,348 50,000 CALL Shared-Defined 1,2 50,000 WESCO INTL INC Common 95082P105 4,395 70,000 SHRS Shared-Defined 1,2 70,000 WHEELING PITTSBURGH CORP Common 963142302 5,923 250,000 SHRS Shared-Defined 1,2 250,000 WHOLE FOODS MKT INC Common 966837106 4,261 95,000 SHRS Shared-Defined 1,2 95,000 WILLIAMS SONOMA INC Common 969904101 2,138 60,300 SHRS Shared-Defined 1,2 60,300 WOLVERINE WORLD WIDE INC Option 978097953 2,857 100,000 PUT Shared-Defined 1,2 100,000 WORLD FUEL SVCS CORP Common 981475106 8,327 180,000 SHRS Shared-Defined 1,2 180,000 YAHOO INC Common 984332106 18,774 600,000 SHRS Shared-Defined 1,2 600,000 YELLOW ROADWAY CORP Debt 985577AA3 3,259 2,500,000 PRN Shared-Defined 1,2 2,500,000 ZALE CORP NEW Common 988858106 17,675 670,000 SHRS Shared-Defined 1,2 670,000 GLOBAL CROSSING LTD Common G3921A175 5,500 200,000 SHRS Shared-Defined 1,2 200,000 ULTRAPETROL BAHAMAS LTD Common P94398107 5,797 345,500 SHRS Shared-Defined 1,2 345,500 AEGEAN MARINE PETROLEUM NETW Common Y0017S102 11,338 673,300 SHRS Shared-Defined 1,2 673,300 FLEXTRONICS INTL LTD Common Y2573F102 2,642 241,500 SHRS Shared-Defined 1,2 241,500 NAVIOS MARITIME HOLDINGS INC Common Y62196103 1,149 156,800 SHRS Shared-Defined 1,2 156,800 QUINTANA MARITIME LTD Common Y7169G109 1,312 95,300 SHRS Shared-Defined 1,2 95,300 VERIGY LTD Common Y93691106 2,347 100,000 SHRS Shared-Defined 1,2 100,000