Chief Investment Officer

0001683168-18-001230.txt : 20180508 0001683168-18-001230.hdr.sgml : 20180508 20180508145047 ACCESSION NUMBER: 0001683168-18-001230 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 EFFECTIVENESS DATE: 20180508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 18814129 BUSINESS ADDRESS: STREET 1: 221 WEST 6TH ST., 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 949-540-7312 MAIL ADDRESS: STREET 1: 221 WEST 6TH ST., 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 03-31-2018 03-31-2018 false AFAM CAPITAL, INC.

221 West 6th St., 5th Floor Austin TX 78701

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment Officer 512-354-7041 /s/ John Buckingham Austin TX 05-08-2018 0 195 20929941 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 8118 135479 SH SOLE 121324 0 14155 Aetna COMMON 00817y108 12934 76530 SH SOLE 66878 0 9652 Alaska Air Group COMMON 011659109 990 15984 SH SOLE 14563 0 1421 Allianz SE COMMON 018805101 2215 98182 SH SOLE 93568 0 4614 Allstate COMMON 020002101 1339 14128 SH SOLE 12992 0 1136 Alphabet Class A COMMON 02079k305 368 355 SH SOLE 355 0 0 Alphabet Class C COMMON 02079k107 391 379 SH SOLE 379 0 0 Amazon.com COMMON 023135106 457 316 SH SOLE 316 0 0 American Eagle Outfitters COMMON 02553e106 7393 370969 SH SOLE 331889 0 39080 American Railcar COMMON 02916p103 2094 55987 SH SOLE 52778 0 3209 Amgen Inc COMMON 031162100 9699 56892 SH SOLE 51168 0 5724 Anworth Mortgage Asset Corp COMMON 037347101 1710 356249 SH SOLE 327432 0 28817 Apple COMMON 037833100 14724 87758 SH SOLE 79542 0 8217 Archer-Daniels-Midland COMMON 039483102 7583 174850 SH SOLE 157500 0 17351 AT&T Inc COMMON 00206r102 1909 53561 SH SOLE 50093 0 3468 AVX Corp COMMON 002444107 2148 129770 SH SOLE 121667 0 8103 AXA SA COMMON 054536107 992 37357 SH SOLE 36352 0 1005 Axis Capital COMMON g0692u109 5444 94558 SH SOLE 82414 0 12143 Baker Hughes a GE Company COMMON 05722g100 1901 68457 SH SOLE 61639 0 6818 Bank of America COMMON 060505104 8075 269250 SH SOLE 230211 0 39039 Bank of NY Mellon Corp COMMON 064058100 6376 123742 SH SOLE 107787 0 15956 Barrick Gold COMMON 067901108 2172 174474 SH SOLE 151219 0 23255 BB&T Corporation COMMON 054937107 6118 117558 SH SOLE 105432 0 12126 Benchmark Electronics COMMON 08160h101 5188 173794 SH SOLE 152036 0 21758 Berkshire Hathaway CL B COMMON 084670702 399 1999 SH SOLE 1999 0 0 BHP Billiton COMMON 088606108 820 18464 SH SOLE 17593 0 871 Biogen Idec COMMON 09062x103 4796 17516 SH SOLE 15402 0 2114 Brighthouse Financial COMMON 10922n103 337 6559 SH SOLE 5645 0 914 CA Inc COMMON 12673p105 6672 196813 SH SOLE 176086 0 20728 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3984 45127 SH SOLE 40417 0 4710 Capital One Financial COMMON 14040h105 7266 75832 SH SOLE 67928 0 7904 Cardinal Health COMMON 14149y108 1403 22377 SH SOLE 21482 0 895 Carnival Corp COMMON 143658300 1493 22760 SH SOLE 22187 0 573 Caterpillar COMMON 149123101 8326 56496 SH SOLE 50913 0 5583 Celanese Corp COMMON 150870103 9706 96855 SH SOLE 84864 0 11991 Cisco Systems COMMON 17275r102 12453 290342 SH SOLE 260509 0 29833 Cohu COMMON 192576106 2628 115214 SH SOLE 97805 0 17409 Comcast Corp CL A COMMON 20030n101 8456 247458 SH SOLE 218937 0 28522 Consumer Discret Select Sector SPDR ETF 81369y407 2191 21630 SH SOLE 21234 0 396 Consumer Staples Select Sector SPDR ETF 81369y308 205 3893 SH SOLE 3631 0 262 Corning COMMON 219350105 10159 364390 SH SOLE 326638 0 37752 Cummins Inc COMMON 231021106 6005 37045 SH SOLE 32203 0 4843 CVS Health COMMON 126650100 2691 43252 SH SOLE 39176 0 4076 Deere & Co. COMMON 244199105 9238 59475 SH SOLE 53187 0 6288 Delta Air Lines COMMON 247361702 6027 109953 SH SOLE 97587 0 12366 Deutsche Post COMMON 25157y202 1477 33804 SH SOLE 33138 0 666 Digital Realty Trust COMMON 253868103 7079 67174 SH SOLE 60437 0 6737 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459w789 280 3600 SH SOLE 3600 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25490k281 311 2438 SH SOLE 2438 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459w862 356 8620 SH SOLE 8620 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459w847 306 4540 SH SOLE 4540 0 0 DSW Inc COMMON 23334l102 2202 98035 SH SOLE 93985 0 4050 Eaton Corp PLC COMMON g29183103 8864 110926 SH SOLE 100287 0 10640 Energy Select Sector SPDR ETF 81369y506 10789 160058 SH SOLE 159059 0 999 Exxon Mobil COMMON 30231g102 4727 63357 SH SOLE 57964 0 5393 FedEx Corp COMMON 31428x106 7387 30765 SH SOLE 26523 0 4243 Fifth Third Bancorp COMMON 316773100 7028 221352 SH SOLE 192694 0 28658 Financials Select Sector SPDR ETF 81369y605 13390 485659 SH SOLE 482716 0 2943 First Trust Enhanced Short Maturity ETF 33739q408 388 6466 SH SOLE 6057 0 409 Fluor COMMON 343412102 4221 73764 SH SOLE 64461 0 9302 Foot Locker COMMON 344849104 2099 46094 SH SOLE 44808 0 1286 General Motors COMMON 37045v100 6204 170727 SH SOLE 151936 0 18791 Gilead Sciences COMMON 375558103 5238 69480 SH SOLE 64096 0 5384 Global X FTSE Colombia 20 ETF ETF 37950e200 3521 335955 SH SOLE 334071 0 1884 Goldman Sachs Group COMMON 38141g104 5357 21270 SH SOLE 19043 0 2227 Goodyear Tire COMMON 382550101 6148 231303 SH SOLE 208633 0 22670 Halliburton Co. COMMON 406216101 3920 83517 SH SOLE 72468 0 11049 HollyFrontier Corp COMMON 436106108 9405 192497 SH SOLE 171410 0 21087 Home Depot COMMON 437076102 267 1500 SH SOLE 1500 0 0 Honda Motor COMMON 438128308 1791 51561 SH SOLE 46676 0 4885 HSBC Holdings PLC COMMON 404280406 2384 50010 SH SOLE 46322 0 3688 ING Groep NV COMMON 456837103 6398 377884 SH SOLE 330520 0 47364 Intel COMMON 458140100 13171 252893 SH SOLE 231148 0 21745 Int'l Business Machines COMMON 459200101 7474 48712 SH SOLE 43878 0 4834 Int'l Paper COMMON 460146103 1516 28370 SH SOLE 27582 0 788 iShares Barclays 1-3 Year Treasury Bond ETF 464287457 8440 101008 SH SOLE 99423 0 1585 iShares Barclays 20 Year Treasury Bond ETF 464287432 220 1808 SH SOLE 1808 0 0 iShares Barclays 3-7 Year Treasury Bond ETF 464288661 5250 43521 SH SOLE 43521 0 0 iShares Barclays 7-10 Year Treasury ETF 464287440 582 5643 SH SOLE 5643 0 0 iShares Barclays Agency Bond ETF 464288166 315 2810 SH SOLE 2569 0 241 iShares Barclays MBS Bond ETF ETF 464288588 8336 79663 SH SOLE 79521 0 142 iShares Floating Rate Note ETF 46429b655 3273 64269 SH SOLE 62390 0 1879 iShares iBoxx $ Invest Grade Corp Bond ETF 464287242 6021 51290 SH SOLE 51290 0 0 iShares JPMorgan USD Emerging Markets Bond ETF 464288281 8763 77677 SH SOLE 77033 0 644 iShares MSCI All Peru Capped Fund ETF 464289842 5348 125639 SH SOLE 123462 0 2177 iShares MSCI Australia Fund ETF 464286103 3505 159158 SH SOLE 159158 0 0 iShares MSCI Austria Fund ETF 464286202 1799 70923 SH SOLE 66303 0 4620 iShares MSCI Belgium Capped Fund ETF 464286301 613 28714 SH SOLE 24316 0 4398 iShares MSCI Brazil Capped Fund ETF 464286400 14959 333318 SH SOLE 329305 0 4013 iShares MSCI Chile Capped ETF ETF 464286640 6355 119854 SH SOLE 118206 0 1648 iShares MSCI Denmark Capped ETF ETF 46429b523 1593 23190 SH SOLE 22388 0 802 iShares MSCI France Fund ETF 464286707 2025 64485 SH SOLE 63656 0 829 iShares MSCI Frontier 100 ETF 464286145 430 12237 SH SOLE 12237 0 0 iShares MSCI Germany Fund ETF 464286806 6129 191295 SH SOLE 188027 0 3268 iShares MSCI Hong Kong Fund ETF 464286871 7521 297165 SH SOLE 296229 0 936 iShares MSCI India Fund ETF 46429b598 5160 151193 SH SOLE 147270 0 3923 iShares MSCI Indonesia Fund ETF 46429b309 7465 276884 SH SOLE 272534 0 4350 iShares MSCI Italy Capped Fund ETF 46434g830 5922 184212 SH SOLE 182531 0 1681 iShares MSCI Japan Fund ETF 46434g822 2471 40730 SH SOLE 39556 0 1174 iShares MSCI Malaysia Fund ETF 46434g814 1538 42554 SH SOLE 41010 0 1544 iShares MSCI Netherlands Fund ETF 464286814 4699 146976 SH SOLE 144015 0 2961 iShares MSCI New Zealand Fund ETF 464289123 4520 92624 SH SOLE 92115 0 509 iShares MSCI Philippines Fund ETF 46429b408 288 8251 SH SOLE 6981 0 1270 iShares MSCI Poland Capped Investable Market Fund ETF 46429b606 9350 372525 SH SOLE 367055 0 5470 iShares MSCI South Africa Fund ETF 464286780 12131 176585 SH SOLE 174956 0 1629 iShares MSCI South Korea Fund ETF 464286772 5993 79426 SH SOLE 76903 0 2523 iShares MSCI Spain Capped Fund ETF 464286764 6095 187495 SH SOLE 186536 0 959 iShares MSCI Switzerland Fund ETF 464286749 6518 189645 SH SOLE 186977 0 2668 iShares MSCI Taiwan Fund ETF 46434g772 3001 78281 SH SOLE 75716 0 2565 iShares MSCI Thailand Capped ETF ETF 464286624 8658 86843 SH SOLE 85361 0 1482 iShares MSCI United Kingdom Fund ETF 46435g334 1625 46773 SH SOLE 46050 0 723 iShares Russell 2000 Value Fund ETF 464287630 215 1765 SH SOLE 1587 0 178 Jabil Inc. COMMON 466313103 3429 119348 SH SOLE 106515 0 12833 Johnson & Johnson COMMON 478160104 7697 60066 SH SOLE 54818 0 5248 JP Morgan Chase COMMON 46625h100 12616 114724 SH SOLE 102779 0 11944 Juniper Networks COMMON 48203r104 3806 156446 SH SOLE 136947 0 19499 Keycorp COMMON 493267108 2282 116706 SH SOLE 101728 0 14978 Kimberly Clark COMMON 494368103 4869 44213 SH SOLE 38622 0 5590 Kimco Realty Corp COMMON 49446r109 2397 166427 SH SOLE 162750 0 3677 Kohl's COMMON 500255104 6327 96583 SH SOLE 85057 0 11526 Kroger COMMON 501044101 1771 73959 SH SOLE 72597 0 1362 Lowe's Companies COMMON 548661107 4922 56089 SH SOLE 48158 0 7931 Manpower Inc COMMON 56418h100 7409 64370 SH SOLE 56968 0 7402 Marvell Tech COMMON g5876h105 5426 258397 SH SOLE 234374 0 24022 McKesson COMMON 58155q103 3035 21543 SH SOLE 18677 0 2866 MDC Holdings COMMON 552676108 7605 272373 SH SOLE 242859 0 29514 Medtronic PLC COMMON g5960l103 2012 25086 SH SOLE 23351 0 1735 Merck & Co. COMMON 58933y105 2510 46083 SH SOLE 44695 0 1388 Metlife COMMON 59156r108 5083 110773 SH SOLE 99578 0 11195 Microsoft COMMON 594918104 15031 164682 SH SOLE 148052 0 16631 Mosaic COMMON 61945c103 3666 150981 SH SOLE 135165 0 15816 National Oilwell COMMON 637071101 5128 139308 SH SOLE 125344 0 13964 Netapp Inc COMMON 64110d104 1248 20236 SH SOLE 20017 0 219 Newmont Mining Corp Holding Co. COMMON 651639106 2952 75545 SH SOLE 71260 0 4285 Nike Inc. COMMON 654106103 6449 97061 SH SOLE 86240 0 10822 Nippon Telegraph and Telephone COMMON 654624105 4188 90864 SH SOLE 78909 0 11956 Norfolk Southern COMMON 655844108 9126 67209 SH SOLE 59498 0 7710 Nutrien Ltd COMMON 67077m108 2133 45138 SH SOLE 40418 0 4720 Oceaneering Int'l COMMON 675232102 1200 64740 SH SOLE 56428 0 8311 Old National Bancorp COMMON 680033107 5778 341899 SH SOLE 303377 0 38522 Oracle COMMON 68389x105 7061 154332 SH SOLE 136526 0 17806 Pfizer COMMON 717081103 3231 91035 SH SOLE 81009 0 10026 Physicians Realty Trust COMMON 71943u104 2268 145678 SH SOLE 136256 0 9422 PIMCO 0-5 Year High Yield Corporate Bond Fund ETF 72201r783 480 4814 SH SOLE 4814 0 0 PNC Financial COMMON 693475105 8145 53852 SH SOLE 47868 0 5984 PowerShares DB Optimum Yield Commodity ETF 73937v106 1095 61609 SH SOLE 61609 0 0 Powershares S&P 500 Consumer Discretionary ETF 73937b506 373 6253 SH SOLE 6253 0 0 Prudential COMMON 744320102 8767 84667 SH SOLE 76288 0 8379 Qualcomm COMMON 747525103 5136 92699 SH SOLE 83972 0 8727 Real Estate Select SPDR ETF 81369y860 2345 75449 SH SOLE 75449 0 0 Regency Centers COMMON 758849103 3649 61876 SH SOLE 52698 0 9178 Royal Caribbean Cruises COMMON v7780t103 9540 81026 SH SOLE 69989 0 11037 Royal Dutch Shell PLC Class A COMMON 780259206 3081 48286 SH SOLE 41936 0 6351 Sanofi COMMON 80105n105 3905 97441 SH SOLE 85671 0 11770 Schlumberger COMMON 806857108 1168 18033 SH SOLE 16878 0 1155 Seagate Technology COMMON g7945m107 8054 137626 SH SOLE 122434 0 15192 Ship Finance Int'l COMMON g81075106 3186 222804 SH SOLE 204974 0 17830 Shire Pharmaceuticals COMMON 82481r106 4770 31930 SH SOLE 28617 0 3313 Siemens AG COMMON 826197501 2095 32912 SH SOLE 30022 0 2890 Societe Generale COMMON 83364l109 1039 95686 SH SOLE 92829 0 2857 SPDR Barclays International Treasury Bond ETF 78464a516 1582 53620 SH SOLE 53620 0 0 SPDR Barclays Short Term High Yield Bond ETF 78468r408 2648 96739 SH SOLE 93847 0 2892 SPDR S&P China ETF 78463x400 8528 77045 SH SOLE 75695 0 1350 SPDR S&P Emerging Markets Small Cap ETF 78463x756 7707 146832 SH SOLE 146364 0 468 SPDR S&P Regional Banking ETF ETF 78464a698 4258 70500 SH SOLE 70263 0 237 Symantec COMMON 871503108 6440 249121 SH SOLE 226508 0 22613 Synchrony Financial COMMON 87165b103 1640 48925 SH SOLE 46159 0 2766 Tapestry Inc COMMON 876030107 8889 168951 SH SOLE 151612 0 17339 Target COMMON 87612e106 4828 69541 SH SOLE 61131 0 8410 Technology Select Sector SPDR ETF 81369y803 4301 65744 SH SOLE 64720 0 1024 Total SA COMMON 89151e109 4008 69467 SH SOLE 64814 0 4653 Trinity Industries COMMON 896522109 3835 117537 SH SOLE 106707 0 10830 Tsakos Energy COMMON g9108l108 1919 581401 SH SOLE 506590 0 74811 Tutor Perini Corp COMMON 901109108 3945 178930 SH SOLE 158748 0 20182 Tyson Foods COMMON 902494103 5658 77303 SH SOLE 68662 0 8641 United Technologies COMMON 913017109 214 1700 SH SOLE 1700 0 0 VanEck Vectors EM Local Curr Bond ETF ETF 92189f494 5804 296100 SH SOLE 290391 0 5709 VanEck Vectors Emerging Markets High Yield Bond ETF ETF 92189f353 1361 56618 SH SOLE 52523 0 4095 VanEck Vectors Russia ETF ETF 92189f403 6307 277350 SH SOLE 271646 0 5704 Vanguard Emerging Markets Government Bond ETF ETF 921946885 301 3840 SH SOLE 3840 0 0 Vanguard Interm-Tm Corp Bond Fund ETF 92206c870 1395 16443 SH SOLE 15734 0 709 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 905 17529 SH SOLE 17529 0 0 Vanguard Short-Term Bond ETF ETF 921937827 6144 78332 SH SOLE 77036 0 1296 Vanguard Short-Term Corp Bond Fund ETF 92206c409 1184 15095 SH SOLE 14450 0 645 Vanguard Total Bond Market ETF ETF 921937835 3998 50013 SH SOLE 49276 0 737 Vanguard Total International Bond ETF ETF 92203j407 10879 198770 SH SOLE 198770 0 0 Verizon Communications COMMON 92343v104 4061 84915 SH SOLE 77210 0 7705 Walgreens Boots Alliance COMMON 931427108 2206 33698 SH SOLE 31273 0 2425 Walmart Inc COMMON 931142103 7039 79112 SH SOLE 72737 0 6376 Walt Disney COMMON 254687106 10520 104743 SH SOLE 93873 0 10870 Wells Fargo & Co. COMMON 949746101 5417 103351 SH SOLE 93954 0 9397 Whirpool COMMON 963320106 5791 37824 SH SOLE 34440 0 3383 Williams Sonoma COMMON 969904101 2309 43773 SH SOLE 39908 0 3865 Yamana Gold COMMON 98462y100 2109 764245 SH SOLE 713406 0 50840 Zimmer Biomet Holdings COMMON 98956p102 5145 47181 SH SOLE 41848 0 5333