Chief Investment officer

0001683168-17-003056.txt : 20171115 0001683168-17-003056.hdr.sgml : 20171115 20171115134037 ACCESSION NUMBER: 0001683168-17-003056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 EFFECTIVENESS DATE: 20171115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 171204783 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 09-30-2017 09-30-2017 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 11-15-2017 0 189 827806 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 7153 134052 SH SOLE 119549 0 14503 Aetna COMMON 00817Y108 13056 82109 SH SOLE 71882 0 10228 Agrium COMMON 008916108 2004 18690 SH SOLE 16763 0 1927 Alaska Air Group COMMON 011659109 1042 13661 SH SOLE 12671 0 990 Allianz SE COMMON 018805101 2009 89723 SH SOLE 85977 0 3746 Allstate COMMON 020002101 1278 13905 SH SOLE 12698 0 1207 Alphabet Inc Class A COMMON 02079k305 382 392 SH SOLE 392 0 0 Alphabet Inc Class C COMMON 02079K107 371 387 SH SOLE 387 0 0 Amazon.com COMMON 023135106 410 427 SH SOLE 427 0 0 American Eagle Outfitters COMMON 02553E106 5353 374326 SH SOLE 334230 0 40096 American Railcar COMMON 02916P103 2328 60320 SH SOLE 55436 0 4884 Amgen Inc COMMON 031162100 10736 57579 SH SOLE 51755 0 5824 Anworth Mortgage Asset Corp COMMON 037347101 2131 354631 SH SOLE 326114 0 28517 Apple Computer COMMON 037833100 13495 87563 SH SOLE 79215 0 8348 Archer-Daniels-Midland COMMON 039483102 7394 173946 SH SOLE 155907 0 18039 AT&T Inc COMMON 00206r102 2299 58697 SH SOLE 55230 0 3467 AVX Corp COMMON 002444107 2383 130727 SH SOLE 122174 0 8553 Axis Capital COMMON G0692U109 5409 94378 SH SOLE 81901 0 12477 Baker Hughes a GE Company COMMON 05722g100 2967 81033 SH SOLE 70827 0 10206 Bank of America COMMON 060505104 6960 274665 SH SOLE 233590 0 41076 Bank of NY Mellon Corp COMMON 064058100 6523 123022 SH SOLE 106695 0 16327 Barrick Gold COMMON 067901108 2828 175778 SH SOLE 151660 0 24119 BB&T Corporation COMMON 054937107 5484 116830 SH SOLE 104643 0 12187 Benchmark Electronics COMMON 08160h101 5834 170847 SH SOLE 148368 0 22479 Berkshire Hathaway CL B COMMON 084670702 366 1999 SH SOLE 1999 0 0 BHP Billiton COMMON 088606108 704 17364 SH SOLE 16578 0 786 Biogen Idec COMMON 09062X103 5346 17073 SH SOLE 14906 0 2167 Boeing Co COMMON 097023105 2547 10021 SH SOLE 9456 0 565 Brighthouse Financial COMMON 10922N103 561 9219 SH SOLE 8218 0 1001 CA Inc COMMON 12673P105 6548 196168 SH SOLE 174704 0 21464 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3936 44975 SH SOLE 40176 0 4800 Capital One Financial COMMON 14040H105 6413 75744 SH SOLE 67683 0 8061 Cardinal Health COMMON 14149Y108 1438 21487 SH SOLE 18729 0 2758 Carnival Corp COMMON 143658300 1464 22680 SH SOLE 22107 0 573 Caterpillar COMMON 149123101 7563 60642 SH SOLE 54924 0 5718 Celanese Corp COMMON 150870103 10550 101183 SH SOLE 88622 0 12561 Cisco Systems COMMON 17275R102 9900 294390 SH SOLE 263296 0 31094 Comcast Corp CL A COMMON 20030N101 9490 246626 SH SOLE 218709 0 27917 Consumer Discret Select Sector SPDR ETF 81369Y407 3530 39188 SH SOLE 38611 0 577 Consumer Staples Select Sector SPDR ETF 81369Y308 7029 130209 SH SOLE 129513 0 696 Corning COMMON 219350105 11126 371871 SH SOLE 333153 0 38717 Cummins Inc COMMON 231021106 5954 35436 SH SOLE 30509 0 4927 CVS Health COMMON 126650100 4028 49528 SH SOLE 44159 0 5369 Deere & Co. COMMON 244199105 8017 63837 SH SOLE 57364 0 6473 Delta Air Lines COMMON 247361702 5101 105788 SH SOLE 93256 0 12532 Deutsche Post COMMON 25157Y202 1417 31716 SH SOLE 31050 0 666 Digital Realty Trust COMMON 253868103 6380 53919 SH SOLE 47334 0 6585 Diodes COMMON 254543101 462 15431 SH SOLE 9666 0 5765 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 678 8945 SH SOLE 8945 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25490K281 292 2766 SH SOLE 2766 0 0 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 224 5562 SH SOLE 5562 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 709 18535 SH SOLE 18535 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 463 7129 SH SOLE 7129 0 0 DSW Inc COMMON 23334L102 2337 108776 SH SOLE 99676 0 9100 Eaton Corp PLC COMMON G29183103 8656 112729 SH SOLE 101818 0 10911 Energy Select Sector SPDR ETF 81369Y506 4397 64213 SH SOLE 63615 0 598 Exxon Mobil COMMON 30231G102 5256 64112 SH SOLE 58625 0 5488 FedEx Corp COMMON 31428X106 6808 30180 SH SOLE 25839 0 4340 Fifth Third Bancorp COMMON 316773100 6150 219817 SH SOLE 190385 0 29432 Financials Select Sector SPDR ETF 81369Y605 6685 258496 SH SOLE 256261 0 2235 Fluor COMMON 343412102 3176 75449 SH SOLE 65226 0 10224 Foot Locker COMMON 344849104 1199 34033 SH SOLE 33251 0 782 General Motors COMMON 37045V100 6685 165557 SH SOLE 146427 0 19130 Gilead Sciences COMMON 375558103 5570 68747 SH SOLE 62362 0 6385 Global X FTSE Colombia 20 ETF ETF 37950E200 4636 448377 SH SOLE 444412 0 3965 Goldman Sachs Group COMMON 38141G104 4636 19547 SH SOLE 17292 0 2255 Goodyear Tire COMMON 382550101 6711 201849 SH SOLE 179474 0 22375 Halliburton Co. COMMON 406216101 3365 73109 SH SOLE 62871 0 10238 Health Care Select Sector SPDR ETF 81369Y209 8647 105795 SH SOLE 105103 0 692 HollyFrontier Corp COMMON 436106108 6942 193002 SH SOLE 171348 0 21653 Home Depot COMMON 437076102 294 1800 SH SOLE 1800 0 0 Honda Motor COMMON 438128308 1488 50331 SH SOLE 45446 0 4885 HSBC Holdings PLC COMMON 404280406 2451 49601 SH SOLE 45913 0 3688 Industrial Select Sector SPDR ETF 81369Y704 2202 31018 SH SOLE 31018 0 0 ING Groep NV COMMON 456837103 6929 376192 SH SOLE 327324 0 48868 Intel COMMON 458140100 9713 255079 SH SOLE 233040 0 22039 Int'l Business Machines COMMON 459200101 5491 37848 SH SOLE 34475 0 3373 iShares Barclays 20 plus Year Treasury Bond ETF 464287432 2403 19261 SH SOLE 18565 0 696 iShares Barclays 7-10 Year Treasury ETF 464287440 1863 17493 SH SOLE 17055 0 438 iShares Barclays MBS Bond ETF ETF 464288588 808 7543 SH SOLE 7226 0 317 iShares iBoxx $ Invest Grade Corp Bond ETF 464287242 6238 51455 SH SOLE 50014 0 1441 iShares JPMorgan USD Emerging Markets Bond ETF 464288281 3038 26092 SH SOLE 25535 0 557 iShares MSCI All Peru Capped Index Fund ETF 464289842 4581 118104 SH SOLE 115983 0 2121 iShares MSCI Australia Index ETF 464286103 3681 164055 SH SOLE 162876 0 1179 iShares MSCI Austria Index ETF 464286202 1989 84941 SH SOLE 80535 0 4406 iShares MSCI Belgium Capped Index ETF 464286301 642 30329 SH SOLE 26036 0 4293 iShares MSCI Brazil Capped Index Fund ETF 464286400 9481 227426 SH SOLE 223103 0 4323 iShares MSCI Chile Capped ETF ETF 464286640 5251 108006 SH SOLE 106252 0 1754 iShares MSCI France Index Fund ETF 464286707 3278 106089 SH SOLE 105245 0 844 iShares MSCI Frontier 100 ETF 464286145 368 11744 SH SOLE 11744 0 0 iShares MSCI Germany Index Fund ETF 464286806 6099 188068 SH SOLE 184412 0 3656 iShares MSCI Hong Kong Index ETF 464286871 1595 64601 SH SOLE 64366 0 235 iShares MSCI India Index Fund ETF 46429B598 5221 158948 SH SOLE 155286 0 3662 iShares MSCI Indonesia Index ETF 46429B309 6835 256103 SH SOLE 251168 0 4935 iShares MSCI Italy Capped Index ETF 46434G830 4908 156490 SH SOLE 155641 0 849 iShares MSCI Japan Index ETF 46434G822 7319 131385 SH SOLE 129965 0 1420 iShares MSCI Netherlands Inves ETF 464286814 1752 55803 SH SOLE 52569 0 3234 iShares MSCI New Zealand Index ETF 464289123 4972 105517 SH SOLE 103671 0 1846 iShares MSCI Philippines Index ETF 46429B408 317 8572 SH SOLE 7350 0 1222 iShares MSCI Poland Capped Investable Market Index Fund ETF 46429B606 5657 213309 SH SOLE 208554 0 4755 iShares MSCI South Africa Index ETF 464286780 7722 131443 SH SOLE 128635 0 2808 iShares MSCI South Korea Index ETF 464286772 7340 106279 SH SOLE 103541 0 2738 iShares MSCI Spain Capped Index ETF 464286764 3198 94794 SH SOLE 94155 0 639 iShares MSCI Switzerland Index ETF 464286749 3329 95027 SH SOLE 91674 0 3353 iShares MSCI Taiwan Index ETF 46434G772 6929 191952 SH SOLE 188180 0 3772 iShares MSCI Thailand Capped ETF ETF 464286624 8084 93505 SH SOLE 91680 0 1825 iShares MSCI United Kingdom Index ETF 46435G334 6726 193011 SH SOLE 191472 0 1539 iShares National Muni Bond ETF ETF 464288414 1882 16970 SH SOLE 16625 0 345 iShares Russell 2000 Value Index ETF 464287630 1281 10321 SH SOLE 10207 0 114 Jabil Inc. COMMON 466313103 3380 118390 SH SOLE 105257 0 13133 Johnson & Johnson COMMON 478160104 8431 64847 SH SOLE 59461 0 5387 JP Morgan Chase COMMON 46625H100 11296 118268 SH SOLE 106058 0 12210 Juniper Networks COMMON 48203R104 434 15604 SH SOLE 15604 0 0 Keycorp COMMON 493267108 2503 132998 SH SOLE 117987 0 15011 Kimberly Clark COMMON 494368103 1660 14106 SH SOLE 12495 0 1611 Kimco Realty Corp COMMON 49446R109 2401 122796 SH SOLE 120869 0 1927 Kohl's COMMON 500255104 4357 95433 SH SOLE 83745 0 11687 Kroger COMMON 501044101 1289 64241 SH SOLE 62879 0 1362 Lowe's Companies COMMON 548661107 4379 54782 SH SOLE 46872 0 7910 Manpower Inc COMMON 56418H100 7571 64261 SH SOLE 56757 0 7504 Market Vectors Emerging Markets High Yield Bond ETF ETF 92189F353 5536 223052 SH SOLE 219426 0 3626 Market Vectors Russia ETF ETF 92189F403 3794 170217 SH SOLE 165243 0 4974 Marvell Tech COMMON g5876h105 4783 267181 SH SOLE 241552 0 25628 Materials Select Sector SPDR ETF 81369Y100 1834 32289 SH SOLE 32289 0 0 McKesson COMMON 58155Q103 3455 22495 SH SOLE 20302 0 2192 MDC Holdings COMMON 552676108 8710 262272 SH SOLE 234163 0 28109 Medtronic PLC COMMON G5960L103 1643 21123 SH SOLE 19361 0 1762 Merck & Co. COMMON 58933Y105 2870 44822 SH SOLE 41165 0 3657 Metlife COMMON 59156r108 5676 109256 SH SOLE 97753 0 11503 Microsoft COMMON 594918104 12553 168516 SH SOLE 151365 0 17151 Mosaic COMMON 61945c103 3286 152196 SH SOLE 135207 0 16989 National Oilwell COMMON 637071101 5168 144634 SH SOLE 131128 0 13506 Netapp Inc COMMON 64110D104 832 19009 SH SOLE 18790 0 219 Newmont Mining Corp Holding Co. COMMON 651639106 2791 74395 SH SOLE 70110 0 4285 Nike Inc. COMMON 654106103 4873 93982 SH SOLE 82968 0 11014 Nippon Telegraph and Telephone COMMON 654624105 3947 86326 SH SOLE 74307 0 12020 Norfolk Southern COMMON 655844108 9345 70671 SH SOLE 62650 0 8021 Oceaneering Int'l COMMON 675232102 2812 107024 SH SOLE 94161 0 12862 Old National Bancorp COMMON 680033107 6027 329365 SH SOLE 290012 0 39353 Oracle COMMON 68389X105 7280 150561 SH SOLE 132534 0 18027 Pfizer COMMON 717081103 3021 84630 SH SOLE 75984 0 8646 Physicians Realty Trust COMMON 71943U104 1998 112716 SH SOLE 110658 0 2058 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 3180 31320 SH SOLE 30463 0 857 PIMCO Enhanced Short Maturity Active ETF ETF 72201R833 979 9616 SH SOLE 9410 0 206 PNC Financial COMMON 693475105 7517 55777 SH SOLE 49556 0 6221 PowerShares DB Optimum Yield Commodity ETF 73937V106 740 43945 SH SOLE 43945 0 0 Powershares S&P 500 Consumer Discretionary ETF 73937B506 352 6253 SH SOLE 6253 0 0 Proctor & Gamble COMMON 742718109 222 2445 SH SOLE 2445 0 0 Prudential COMMON 744320102 9350 87943 SH SOLE 79372 0 8571 Qualcomm COMMON 747525103 4707 90798 SH SOLE 81919 0 8878 Rayonier COMMON 754907103 911 31528 SH SOLE 27827 0 3701 Real Estate Select SPDR ETF 81369Y860 1464 45412 SH SOLE 45002 0 410 Regency Centers COMMON 758849103 3767 60722 SH SOLE 51400 0 9322 Royal Caribbean Cruises COMMON v7780t103 10018 84509 SH SOLE 72983 0 11526 Royal Dutch Shell A COMMON 780259206 2772 45762 SH SOLE 39397 0 6365 Sanofi COMMON 80105n105 4820 96816 SH SOLE 88426 0 8390 Schlumberger COMMON 806857108 1255 17991 SH SOLE 16111 0 1880 Seagate Technology COMMON g7945m107 7073 213238 SH SOLE 190937 0 22301 Ship Finance Int'l COMMON G81075106 3172 218729 SH SOLE 200884 0 17845 Shire Pharmaceuticals COMMON 82481R106 4711 30761 SH SOLE 27321 0 3440 Siemens AG COMMON 826197501 1761 24886 SH SOLE 24271 0 615 SPDR Bloomberg Barclays 1-3 Month T-Bill ETF ETF 78464A680 11355 248194 SH SOLE 248194 0 0 SPDR S&P Emerging Markets Small Cap ETF 78463X756 4798 96838 SH SOLE 95950 0 888 Symantec COMMON 871503108 8009 244102 SH SOLE 220950 0 23152 Synchrony Financial COMMON 87165B103 1656 53339 SH SOLE 50229 0 3110 Tapestry Inc COMMON 876030107 6945 172415 SH SOLE 154468 0 17947 Target COMMON 87612E106 4155 70417 SH SOLE 61004 0 9413 Technology Select Sector SPDR ETF 81369Y803 4768 80684 SH SOLE 79296 0 1388 The Travelers Companies COMMON 89417e109 2362 19280 SH SOLE 17179 0 2101 Total SA COMMON 89151e109 3526 65885 SH SOLE 63232 0 2653 Trinity Industries COMMON 896522109 3704 116108 SH SOLE 104994 0 11114 Tsakos Energy COMMON G9108L108 2475 551238 SH SOLE 480430 0 70808 Tutor Perini Corp COMMON 901109108 4800 169011 SH SOLE 148482 0 20529 Tyson Foods COMMON 902494103 5334 75719 SH SOLE 66949 0 8770 Utilities Select Sector SPDR ETF 81369Y886 4742 89396 SH SOLE 89151 0 245 VanEck Vectors Semiconductor ETF ETF 92189F676 1142 12241 SH SOLE 12241 0 0 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 1469 16695 SH SOLE 15922 0 773 Vanguard Mortgage-Backed Securities ETF ETF 92206C771 773 14646 SH SOLE 14646 0 0 Vanguard Short-Term Bond ETF ETF 921937827 5392 67546 SH SOLE 67094 0 452 Vanguard Total Bond Market ETF ETF 921937835 1257 15338 SH SOLE 14443 0 895 Verizon Communications COMMON 92343V104 3473 70185 SH SOLE 62775 0 7409 Walgreens Boots Alliance COMMON 931427108 1111 14393 SH SOLE 14063 0 330 Wal-Mart Stores COMMON 931142103 6296 80573 SH SOLE 74045 0 6528 Walt Disney COMMON 254687106 10700 108550 SH SOLE 97439 0 11111 Wells Fargo & Co. COMMON 949746101 5661 102646 SH SOLE 93111 0 9535 Whirpool COMMON 963320106 6555 35539 SH SOLE 32120 0 3419 Williams Sonoma COMMON 969904101 2044 41002 SH SOLE 37137 0 3865 Yamana Gold COMMON 98462Y100 1923 725845 SH SOLE 670168 0 55677 Zimmer Biomet COMMON 98956p102 5399 46108 SH SOLE 40632 0 5475