Chief Investment officer

0001683168-17-002167.txt : 20170817 0001683168-17-002167.hdr.sgml : 20170817 20170817143018 ACCESSION NUMBER: 0001683168-17-002167 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 EFFECTIVENESS DATE: 20170817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 171038386 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 06-30-2017 06-30-2017 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 08-14-2017 0 191 781197 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 6489 133497 SH SOLE 118882 0 14615 Aetna COMMON 00817Y108 12443 81952 SH SOLE 71725 0 10227 Agrium COMMON 008916108 1627 17981 SH SOLE 16084 0 1897 Alaska Air Group COMMON 011659109 1084 12076 SH SOLE 11084 0 992 Allianz SE COMMON 018805101 1750 88507 SH SOLE 84323 0 4184 Allstate COMMON 020002101 2254 25484 SH SOLE 23882 0 1602 Alphabet Inc Class A COMMON 02079k305 341 367 SH SOLE 367 0 0 Alphabet Inc Class C COMMON 02079K107 355 391 SH SOLE 391 0 0 Amazon.com COMMON 023135106 466 481 SH SOLE 481 0 0 American Eagle Outfitters COMMON 02553E106 4818 399804 SH SOLE 359234 0 40569 American Railcar COMMON 02916P103 2454 64066 SH SOLE 59038 0 5028 Amgen Inc COMMON 031162100 9831 57078 SH SOLE 51205 0 5873 Anworth Mortgage Asset Corp COMMON 037347101 2136 355355 SH SOLE 325770 0 29585 Apple Computer COMMON 037833100 12493 86743 SH SOLE 78310 0 8433 Archer-Daniels-Midland COMMON 039483102 7134 172409 SH SOLE 154443 0 17966 AT&T Inc COMMON 00206r102 2202 58351 SH SOLE 54648 0 3703 AVX Corp COMMON 002444107 2370 145021 SH SOLE 136003 0 9018 Axis Capital COMMON G0692U109 6063 93773 SH SOLE 81301 0 12472 Baker Hughes COMMON 057224107 4563 83703 SH SOLE 73489 0 10214 Bank of America COMMON 060505104 6545 269771 SH SOLE 228702 0 41069 Bank of NY Mellon Corp COMMON 064058100 6257 122645 SH SOLE 106331 0 16314 Barrick Gold COMMON 067901108 2753 173031 SH SOLE 148635 0 24395 BB&T Corporation COMMON 054937107 5234 115268 SH SOLE 102983 0 12285 Benchmark Electronics COMMON 08160h101 5492 170026 SH SOLE 147582 0 22444 Berkshire Hathaway CL B COMMON 084670702 339 1999 SH SOLE 1999 0 0 BHP Billiton COMMON 088606108 616 17302 SH SOLE 16444 0 858 Biogen Idec COMMON 09062X103 4628 17055 SH SOLE 14888 0 2167 Boeing Co COMMON 097023105 2423 12250 SH SOLE 11544 0 706 CA Inc COMMON 12673P105 6754 195944 SH SOLE 174390 0 21554 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3641 44866 SH SOLE 40062 0 4804 Capital One Financial COMMON 14040H105 6263 75803 SH SOLE 67767 0 8036 Cardinal Health COMMON 14149Y108 1737 22297 SH SOLE 19472 0 2825 Carnival Corp COMMON 143658300 1400 21346 SH SOLE 20648 0 698 Caterpillar COMMON 149123101 6549 60945 SH SOLE 55169 0 5776 Celanese Corp COMMON 150870103 9594 101058 SH SOLE 88526 0 12532 Cisco Systems COMMON 17275R102 9658 308556 SH SOLE 277480 0 31076 Coach COMMON 189754104 8259 174458 SH SOLE 156199 0 18259 Comcast Corp CL A COMMON 20030N101 9513 244413 SH SOLE 216493 0 27920 Consumer Discret Select Sector SPDR ETF 81369Y407 6962 77671 SH SOLE 77094 0 577 Consumer Staples Select Sector SPDR ETF 81369Y308 4940 89910 SH SOLE 89214 0 696 Corning COMMON 219350105 11183 372136 SH SOLE 332899 0 39237 Crown Crafts COMMON 228309100 70 10087 SH SOLE 8807 0 1280 Cummins Inc COMMON 231021106 5752 35460 SH SOLE 30538 0 4922 CVS Health COMMON 126650100 3926 48797 SH SOLE 43443 0 5354 Deere & Co. COMMON 244199105 7736 62592 SH SOLE 56056 0 6537 Delta Air Lines COMMON 247361702 5470 101787 SH SOLE 89252 0 12535 Deutsche Post COMMON 25157Y202 1171 31137 SH SOLE 30302 0 835 Digital Realty Trust COMMON 253868103 6052 53583 SH SOLE 47048 0 6534 Diodes COMMON 254543101 371 15431 SH SOLE 9666 0 5765 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 594 8956 SH SOLE 8956 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25490K281 237 2772 SH SOLE 2772 0 0 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 207 5562 SH SOLE 5562 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 634 18562 SH SOLE 18562 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 398 7132 SH SOLE 7132 0 0 DSW Inc COMMON 23334L102 1916 108249 SH SOLE 98911 0 9338 Eaton Corp PLC COMMON G29183103 8594 110415 SH SOLE 99372 0 11042 Energy Select Sector SPDR ETF 81369Y506 868 13371 SH SOLE 12773 0 598 Entergy COMMON 29364G103 4007 52193 SH SOLE 48644 0 3549 Ericsson COMMON 294821608 1832 255542 SH SOLE 231561 0 23981 Exxon Mobil COMMON 30231G102 5081 62934 SH SOLE 57366 0 5568 FedEx Corp COMMON 31428X106 6593 30336 SH SOLE 25993 0 4342 Fifth Third Bancorp COMMON 316773100 5781 222679 SH SOLE 193052 0 29627 Financials Select Sector SPDR ETF 81369Y605 7438 301516 SH SOLE 299281 0 2235 Fluor COMMON 343412102 3829 83630 SH SOLE 73248 0 10382 Foot Locker COMMON 344849104 967 19624 SH SOLE 18735 0 889 General Electric Co. COMMON 369604103 1696 62795 SH SOLE 57483 0 5312 General Motors COMMON 37045V100 5687 162804 SH SOLE 143680 0 19123 Gilead Sciences COMMON 375558103 4785 67601 SH SOLE 61158 0 6443 Global X FTSE Colombia 20 ETF ETF 37950E200 4327 447447 SH SOLE 443142 0 4305 Goldman Sachs Group COMMON 38141G104 4221 19021 SH SOLE 16763 0 2258 Goodyear Tire COMMON 382550101 7023 200900 SH SOLE 178529 0 22372 Halliburton Co. COMMON 406216101 3171 74240 SH SOLE 64043 0 10197 Health Care Select Sector SPDR ETF 81369Y209 8386 105831 SH SOLE 105139 0 692 HollyFrontier Corp COMMON 436106108 5291 192604 SH SOLE 170734 0 21870 Home Depot COMMON 437076102 307 2000 SH SOLE 2000 0 0 Honda Motor COMMON 438128308 1544 56366 SH SOLE 51276 0 5090 HSBC Holdings PLC COMMON 404280406 2456 52942 SH SOLE 49079 0 3863 Industrial Select Sector SPDR ETF 81369Y704 2113 31018 SH SOLE 31018 0 0 ING Groep NV COMMON 456837103 6655 382700 SH SOLE 333437 0 49263 Intel COMMON 458140100 8547 253321 SH SOLE 231044 0 22277 Int'l Business Machines COMMON 459200101 5735 37282 SH SOLE 33886 0 3396 iShares Barclays 20 Plus Year Treas Bond ETF 464287432 2251 17992 SH SOLE 17540 0 452 iShares Barclays 7-10 Year Treasury ETF 464287440 3784 35496 SH SOLE 34379 0 1117 iShares Barclays MBS Bond ETF ETF 464288588 1633 15296 SH SOLE 14590 0 706 iShares iBoxx Invest Grade Corp Bond ETF 464287242 5694 47246 SH SOLE 45979 0 1267 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 3483 30460 SH SOLE 29559 0 901 iShares MSCI All Peru Capped Index Fund ETF 464289842 4189 123679 SH SOLE 121284 0 2395 iShares MSCI Australia Index ETF 464286103 2707 124855 SH SOLE 123575 0 1280 iShares MSCI Austria Index ETF 464286202 1240 58379 SH SOLE 57790 0 589 iShares MSCI Belgium Capped Index ETF 464286301 606 30928 SH SOLE 26690 0 4238 iShares MSCI Brazil Capped Index Fund ETF 464286400 7865 230382 SH SOLE 223887 0 6495 iShares MSCI Chile Capped ETF ETF 464286640 4764 114325 SH SOLE 112230 0 2095 iShares MSCI France Index Fund ETF 464286707 1690 58764 SH SOLE 58328 0 436 iShares MSCI Frontier 100 ETF 464286145 320 11214 SH SOLE 11214 0 0 iShares MSCI Germany Index Fund ETF 464286806 4254 140529 SH SOLE 138597 0 1932 iShares MSCI Hong Kong Index ETF 464286871 3025 129127 SH SOLE 127684 0 1443 iShares MSCI India Index Fund ETF 46429B598 4261 132734 SH SOLE 128950 0 3784 iShares MSCI Indonesia Index ETF 46429B309 5666 208214 SH SOLE 203174 0 5040 iShares MSCI Italy Capped Inde ETF 46434G830 2535 91184 SH SOLE 90261 0 923 iShares MSCI Japan Index ETF 46434G822 9180 171116 SH SOLE 168167 0 2949 iShares MSCI Netherlands Inves ETF 464286814 1648 56950 SH SOLE 53644 0 3306 iShares MSCI New Zealand Index ETF 464289123 5033 108797 SH SOLE 106794 0 2003 iShares MSCI Philippines Index ETF 46429B408 308 8590 SH SOLE 7407 0 1183 iShares MSCI Poland Investable ETF ETF 46429B606 4103 168979 SH SOLE 165750 0 3229 iShares MSCI South Africa Index ETF 464286780 5948 104868 SH SOLE 102475 0 2393 iShares MSCI South Korea Index ETF 464286772 5444 80290 SH SOLE 78332 0 1958 iShares MSCI Spain Capped Index ETF 464286764 2839 86441 SH SOLE 85752 0 689 iShares MSCI Switzerland Index ETF 464286749 3366 98105 SH SOLE 94756 0 3349 iShares MSCI Taiwan Index ETF 46434G772 5250 146820 SH SOLE 143144 0 3676 iShares MSCI Thailand Capped ETF ETF 464286624 5612 71988 SH SOLE 70327 0 1661 iShares MSCI United Kingdom Index ETF 46435G334 6540 196224 SH SOLE 194258 0 1966 iShares National Muni Bond ETF 464288414 1394 12660 SH SOLE 12355 0 305 Jabil Inc. COMMON 466313103 3490 119566 SH SOLE 106012 0 13554 Johnson & Johnson COMMON 478160104 8705 65803 SH SOLE 60313 0 5490 JP Morgan Chase COMMON 46625H100 10833 118523 SH SOLE 106213 0 12310 Keycorp COMMON 493267108 2442 130326 SH SOLE 114678 0 15648 Kimberly Clark COMMON 494368103 1800 13938 SH SOLE 12313 0 1625 Kimco Realty Corp COMMON 49446R109 1783 97169 SH SOLE 95445 0 1724 Kohl's COMMON 500255104 3748 96910 SH SOLE 85185 0 11724 Kroger COMMON 501044101 885 37949 SH SOLE 36539 0 1410 Manpower Inc COMMON 56418H100 11544 103395 SH SOLE 91738 0 11657 Marvell Tech COMMON g5876h105 3892 235577 SH SOLE 209917 0 25660 Materials Select Sector SPDR ETF 81369Y100 987 18343 SH SOLE 18343 0 0 McKesson COMMON 58155Q103 3463 21044 SH SOLE 18850 0 2193 MDC Holdings COMMON 552676108 9341 264390 SH SOLE 235965 0 28424 Medtronic PLC COMMON G5960L103 1751 19727 SH SOLE 17928 0 1799 Merck & Co. COMMON 58933Y105 2356 36755 SH SOLE 33162 0 3593 Metlife COMMON 59156r108 6072 110516 SH SOLE 98921 0 11595 Microsoft COMMON 594918104 11961 173524 SH SOLE 156277 0 17247 Mosaic COMMON 61945c103 3696 161882 SH SOLE 144593 0 17289 National Oilwell COMMON 637071101 4569 138715 SH SOLE 125073 0 13643 Netapp Inc COMMON 64110D104 318 7946 SH SOLE 7727 0 219 Newmont Mining Corp Holding Co. COMMON 651639106 2322 71692 SH SOLE 67310 0 4382 Nike Inc. COMMON 654106103 5493 93109 SH SOLE 82254 0 10856 Nippon Telegraph and Telephone COMMON 654624105 3997 84824 SH SOLE 72865 0 11960 Norfolk Southern COMMON 655844108 8617 70806 SH SOLE 62760 0 8046 Oceaneering Int'l COMMON 675232102 2476 108403 SH SOLE 95560 0 12843 Old National Bancorp COMMON 680033107 5610 325239 SH SOLE 285869 0 39370 Oracle COMMON 68389X105 7535 150285 SH SOLE 132221 0 18063 Pfizer COMMON 717081103 2776 82641 SH SOLE 73793 0 8848 Physicians Realty Trust COMMON 71943U104 324 16109 SH SOLE 16109 0 0 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 1592 15703 SH SOLE 15236 0 467 PIMCO Enhanced Short Maturity ETF ETF 72201R833 1466 14414 SH SOLE 13832 0 582 PNC Financial COMMON 693475105 6874 55050 SH SOLE 48831 0 6220 Powershares DB Optimum Yield ETF 73937V106 702 44458 SH SOLE 44458 0 0 Powershares S&P 500 Consumer Discretionary ETF 73937B506 341 6253 SH SOLE 6253 0 0 Proctor & Gamble COMMON 742718109 213 2445 SH SOLE 2445 0 0 Prudential COMMON 744320102 9454 87423 SH SOLE 78771 0 8653 Qualcomm COMMON 747525103 4530 82044 SH SOLE 73309 0 8735 Rayonier COMMON 754907103 927 32216 SH SOLE 28374 0 3842 Real Estate Select SPDR ETF 81369Y860 3810 118317 SH SOLE 117907 0 410 Regency Centers COMMON 758849103 3764 60086 SH SOLE 50778 0 9308 Royal Caribbean Cruises COMMON v7780t103 9194 84172 SH SOLE 72681 0 11491 Royal Dutch Shell A COMMON 780259206 2374 44630 SH SOLE 38286 0 6344 Sanofi COMMON 80105n105 4598 95974 SH SOLE 87445 0 8529 Schlumberger COMMON 806857108 996 15121 SH SOLE 13175 0 1946 Seagate Technology COMMON g7945m107 8316 214604 SH SOLE 192080 0 22524 Ship Finance Int'l COMMON G81075106 2677 196850 SH SOLE 179583 0 17267 Shire Pharmaceuticals COMMON 82481R106 4938 29879 SH SOLE 26453 0 3426 Siemens AG COMMON 826197501 235 3400 SH SOLE 3400 0 0 SPDR Bloomberg Barclays 1 to 3 Month Bill ETF 78464A680 670 14645 SH SOLE 14645 0 0 SPDR S&P Emerging Markets Small Cap ETF ETF 78463X756 4663 99915 SH SOLE 98913 0 1002 Staples COMMON 855030102 1953 193907 SH SOLE 172140 0 21767 Symantec COMMON 871503108 6775 239826 SH SOLE 216350 0 23476 Synchrony Financial COMMON 87165B103 1471 49313 SH SOLE 46329 0 2984 Target COMMON 87612E106 3810 72863 SH SOLE 63771 0 9092 Technology Select Sector SPDR ETF 81369Y803 6932 126672 SH SOLE 125284 0 1388 The Travelers Companies COMMON 89417e109 2391 18897 SH SOLE 16741 0 2156 Total SA COMMON 89151e109 3226 65058 SH SOLE 62293 0 2765 Trinity Industries COMMON 896522109 3163 112847 SH SOLE 101759 0 11089 Tsakos Energy COMMON G9108L108 2592 540084 SH SOLE 469437 0 70647 Tutor Perini Corp COMMON 901109108 4854 168832 SH SOLE 148323 0 20509 Tyson Foods COMMON 902494103 4624 73835 SH SOLE 65110 0 8725 United Technologies COMMON 913017109 208 1700 SH SOLE 1700 0 0 Utilities Select Sector SPDR ETF 81369Y886 6191 119150 SH SOLE 118905 0 245 Vaneck Vectors Emerging Markets High Yield Bond ETF ETF 92189F353 5542 226102 SH SOLE 222333 0 3769 Vaneck Vectors Russia ETF ETF 92189F403 1825 95194 SH SOLE 90376 0 4818 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 1600 18276 SH SOLE 17295 0 981 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 776 14728 SH SOLE 14728 0 0 Vanguard Short-Term Bond ETF ETF 921937827 4062 50867 SH SOLE 50358 0 509 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 422 5277 SH SOLE 4812 0 465 Vanguard Total Bond Market ETF ETF 921937835 1344 16419 SH SOLE 15378 0 1041 Verizon Communications COMMON 92343V104 2998 67121 SH SOLE 59740 0 7381 Walgreens Boots Alliance COMMON 931427108 958 12237 SH SOLE 11837 0 400 Wal-Mart Stores COMMON 931142103 6025 79612 SH SOLE 73023 0 6589 Walt Disney COMMON 254687106 11392 107221 SH SOLE 96071 0 11150 Wells Fargo & Co. COMMON 949746101 5656 102078 SH SOLE 92533 0 9545 Whirpool COMMON 963320106 6704 34987 SH SOLE 31555 0 3432 Williams Sonoma COMMON 969904101 1397 28804 SH SOLE 24792 0 4012 Yamana Gold COMMON 98462Y100 1768 727371 SH SOLE 671696 0 55675 Zimmer Biomet COMMON 98956p102 5705 44429 SH SOLE 38953 0 5476