0001683168-17-000338.txt : 20170214 0001683168-17-000338.hdr.sgml : 20170214 20170214140548 ACCESSION NUMBER: 0001683168-17-000338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 17606838 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 12-31-2016 12-31-2016 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7044 /s/ John Buckingham Austin TX 02-14-2017 0 183 661327 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 5103 132868 SH SOLE 115642 0 17226 Aetna COMMON 00817Y108 10870 87655 SH SOLE 75434 0 12221 Agrium COMMON 008916108 1727 17174 SH SOLE 15335 0 1839 Alaska Air Group COMMON 011659109 1040 11716 SH SOLE 10981 0 735 Allianz SE COMMON 018805101 1154 70016 SH SOLE 67381 0 2635 Allstate COMMON 020002101 1803 24331 SH SOLE 23386 0 945 American Eagle Outfitters COMMON 02553E106 5946 391949 SH SOLE 344723 0 47226 American Railcar COMMON 02916P103 2881 63603 SH SOLE 58101 0 5502 Amgen Inc COMMON 031162100 8173 55900 SH SOLE 49510 0 6389 Anworth Mortgage Asset Corp COMMON 037347101 1784 345043 SH SOLE 319319 0 25724 Apple Computer COMMON 037833100 10333 89218 SH SOLE 79461 0 9758 Archer-Daniels-Midland COMMON 039483102 7928 173668 SH SOLE 153076 0 20593 AT&T Inc COMMON 00206r102 2304 54171 SH SOLE 48566 0 5605 AVX Corp COMMON 002444107 2192 140261 SH SOLE 132052 0 8209 Axis Capital COMMON G0692U109 6467 99082 SH SOLE 83684 0 15398 Baker Hughes COMMON 057224107 5225 80429 SH SOLE 68423 0 12005 Bank of America COMMON 060505104 5774 261283 SH SOLE 211739 0 49545 Bank of NY Mellon Corp COMMON 064058100 6780 143099 SH SOLE 123213 0 19886 Barrick Gold COMMON 067901108 2836 177492 SH SOLE 148396 0 29096 BB&T Corporation COMMON 054937107 5486 116673 SH SOLE 102616 0 14057 Benchmark Electronics COMMON 08160h101 7022 230232 SH SOLE 201843 0 28389 BHP Billiton COMMON 088606108 660 18439 SH SOLE 17807 0 632 Biogen Idec COMMON 09062X103 4802 16934 SH SOLE 14350 0 2584 Boeing Co COMMON 097023105 1646 10576 SH SOLE 10068 0 508 Brocade Communications Systems COMMON 111621306 7051 564566 SH SOLE 484938 0 79627 CA Inc COMMON 12673P105 6390 201134 SH SOLE 175926 0 25208 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3606 44189 SH SOLE 38067 0 6121 Capital One Financial COMMON 14040H105 6423 73627 SH SOLE 64088 0 9538 Cardinal Health COMMON 14149Y108 1399 19441 SH SOLE 16673 0 2768 Carnival Corp COMMON 143658300 1187 22797 SH SOLE 22520 0 277 Caterpillar COMMON 149123101 5584 60210 SH SOLE 53485 0 6725 Celanese Corp COMMON 150870103 8402 106702 SH SOLE 92617 0 14085 Cisco Systems COMMON 17275R102 9070 300131 SH SOLE 264272 0 35859 Coach COMMON 189754104 6153 175701 SH SOLE 153991 0 21710 Comcast Corp CL A COMMON 20030N101 8340 120778 SH SOLE 103377 0 17401 Corning COMMON 219350105 8885 366097 SH SOLE 323627 0 42471 CSX COMMON 126408103 1263 35149 SH SOLE 34447 0 702 Cummins Inc COMMON 231021106 5927 43370 SH SOLE 37270 0 6100 CVS Health COMMON 126650100 3572 45261 SH SOLE 38985 0 6275 Deere & Co. COMMON 244199105 6617 64213 SH SOLE 56626 0 7587 Delta Air Lines COMMON 247361702 4727 96092 SH SOLE 81086 0 15006 Digital Realty Trust COMMON 253868103 5186 52783 SH SOLE 45003 0 7780 Diodes COMMON 254543101 430 16768 SH SOLE 11003 0 5765 DSW Inc COMMON 23334L102 2266 100039 SH SOLE 91453 0 8586 Eaton Corp PLC COMMON G29183103 7600 113277 SH SOLE 100994 0 12283 Entergy COMMON 29364G103 3640 49550 SH SOLE 46051 0 3499 Ericsson COMMON 294821608 1606 275507 SH SOLE 243856 0 31651 Exxon Mobil COMMON 30231G102 5460 60489 SH SOLE 54171 0 6317 FedEx Corp COMMON 31428X106 5510 29593 SH SOLE 24476 0 5117 Fifth Third Bancorp COMMON 316773100 5925 219685 SH SOLE 184083 0 35603 Fluor COMMON 343412102 3961 75418 SH SOLE 63917 0 11502 Foot Locker COMMON 344849104 1266 17861 SH SOLE 17404 0 457 General Electric Co. COMMON 369604103 1697 53711 SH SOLE 49311 0 4400 General Motors COMMON 37045V100 5375 154288 SH SOLE 131793 0 22495 Gilead Sciences COMMON 375558103 4257 59446 SH SOLE 53355 0 6091 Goldman Sachs Group COMMON 38141G104 4140 17292 SH SOLE 14491 0 2801 Goodyear Tire COMMON 382550101 6458 209205 SH SOLE 182437 0 26768 Halliburton Co. COMMON 406216101 3858 71321 SH SOLE 59382 0 11939 HollyFrontier Corp COMMON 436106108 4438 135460 SH SOLE 120109 0 15351 Honda Motor COMMON 438128308 1469 50339 SH SOLE 46341 0 3998 HSBC Holdings PLC COMMON 404280406 1470 36578 SH SOLE 33794 0 2784 ING Groep NV COMMON 456837103 4831 342649 SH SOLE 282448 0 60201 Intel COMMON 458140100 8885 244974 SH SOLE 219399 0 25575 Int'l Business Machines COMMON 459200101 5983 36042 SH SOLE 32287 0 3755 Jabil Circuit COMMON 466313103 2649 111931 SH SOLE 100745 0 11186 Johnson & Johnson COMMON 478160104 7226 62716 SH SOLE 56475 0 6241 JP Morgan Chase COMMON 46625H100 10239 118662 SH SOLE 104587 0 14075 Keycorp COMMON 493267108 2255 123439 SH SOLE 110952 0 12487 Kimberly Clark COMMON 494368103 1646 14428 SH SOLE 13113 0 1315 Kohl's COMMON 500255104 4543 91996 SH SOLE 78619 0 13377 Manpower Inc COMMON 56418H100 9592 107930 SH SOLE 93956 0 13974 Marvell Tech COMMON g5876h105 3332 240238 SH SOLE 207142 0 33096 McKesson COMMON 58155Q103 2981 21226 SH SOLE 18428 0 2798 MDC Holdings COMMON 552676108 6778 264151 SH SOLE 231766 0 32385 Medtronic PLC COMMON G5960L103 1305 18321 SH SOLE 16849 0 1472 Merck & Co. COMMON 58933Y105 1836 31185 SH SOLE 28275 0 2910 Metlife COMMON 59156r108 5776 107180 SH SOLE 93143 0 14037 Microsoft COMMON 594918104 11018 177315 SH SOLE 156733 0 20582 Mosaic Company New COMMON 61945c103 3376 115109 SH SOLE 101348 0 13761 National Oilwell COMMON 637071101 5174 138195 SH SOLE 121689 0 16506 Navios Maritime Holdings Inc COMMON Y62196103 518 367249 SH SOLE 314223 0 53026 Newmont Mining Corp Holding Co. COMMON 651639106 2385 69994 SH SOLE 64995 0 4999 Nike Inc. COMMON 654106103 4608 90661 SH SOLE 77822 0 12839 Nippon Telegraph and Telephone COMMON 654624105 3263 77552 SH SOLE 63710 0 13843 Norfolk Southern COMMON 655844108 8169 75589 SH SOLE 65647 0 9942 Oceaneering Int'l COMMON 675232102 2550 90398 SH SOLE 74622 0 15776 Old National Bancorp COMMON 680033107 5825 320937 SH SOLE 278674 0 42263 Oracle COMMON 68389X105 5687 147907 SH SOLE 126914 0 20992 PetMed Express COMMON 716382106 2231 96699 SH SOLE 90634 0 6065 Pfizer COMMON 717081103 2408 74141 SH SOLE 64665 0 9476 PNC Bank COMMON 693475105 6685 57154 SH SOLE 49197 0 7956 Prudential COMMON 744320102 9272 89103 SH SOLE 79285 0 9818 Qualcomm COMMON 747525103 2633 40380 SH SOLE 36678 0 3702 Rayonier COMMON 754907103 803 30192 SH SOLE 26450 0 3742 Royal Caribbean Cruises COMMON v7780t103 7222 88036 SH SOLE 74650 0 13387 Royal Dutch Shell A COMMON 780259206 2329 42826 SH SOLE 35604 0 7221 Sanofi COMMON 80105n105 3776 93371 SH SOLE 83008 0 10363 Schlumberger COMMON 806857108 1174 13980 SH SOLE 12311 0 1669 Seagate Technology COMMON g7945m107 8010 209855 SH SOLE 183811 0 26044 Ship Finance Int'l COMMON G81075106 2867 193042 SH SOLE 177954 0 15088 Shire Pharmaceuticals COMMON 82481R106 3531 20722 SH SOLE 17802 0 2920 Staples COMMON 855030102 1921 212225 SH SOLE 180451 0 31774 Symantec COMMON 871503108 5889 246504 SH SOLE 219679 0 26825 Synchrony Financial COMMON 87165B103 1592 43892 SH SOLE 41053 0 2839 Target COMMON 87612E106 5299 73369 SH SOLE 62591 0 10778 TeeKay Shipping COMMON Y8564W103 1054 131241 SH SOLE 110849 0 20392 The Travelers Companies COMMON 89417e109 2325 18994 SH SOLE 17333 0 1661 Total SA COMMON 89151e109 3132 61443 SH SOLE 58224 0 3219 Trinity Industries COMMON 896522109 3453 124370 SH SOLE 110112 0 14259 Tsakos Energy COMMON G9108L108 1603 341884 SH SOLE 289249 0 52635 Tutor Perini Corp COMMON 901109108 4851 173235 SH SOLE 148039 0 25196 Tyson Foods COMMON 902494103 4331 70212 SH SOLE 60271 0 9941 Universal Corp COMMON 913456109 1129 17716 SH SOLE 17086 0 630 Wal-Mart Stores COMMON 931142103 5293 76578 SH SOLE 68957 0 7621 Walt Disney COMMON 254687106 11080 106312 SH SOLE 93229 0 13084 Wells Fargo & Co. COMMON 949746101 5904 107132 SH SOLE 95279 0 11853 Whirpool COMMON 963320106 6133 33741 SH SOLE 29761 0 3981 Williams Sonoma COMMON 969904101 1040 21483 SH SOLE 17705 0 3778 Yamana Gold COMMON 98462Y100 2194 780799 SH SOLE 707935 0 72864 Consumer Discret Select Sector SPDR ETF 81369Y407 4472 54935 SH SOLE 54322 0 613 Consumer Staples Select Sector SPDR ETF 81369Y308 395 7636 SH SOLE 6984 0 652 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 414 9179 SH SOLE 9179 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 518 4803 SH SOLE 4803 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 381 3764 SH SOLE 3754 0 10 Energy Select Sector SPDR ETF 81369Y506 3506 46547 SH SOLE 45860 0 687 Financials Select Sector SPDR ETF 81369Y605 4617 198581 SH SOLE 196258 0 2323 Global X FTSE Colombia 20 ETF ETF 37950E200 1298 142357 SH SOLE 142357 0 0 Health Care Select Sector SPDR ETF 81369Y209 4242 61525 SH SOLE 60841 0 684 Industrial Select Sector SPDR ETF 81369Y704 2675 42989 SH SOLE 42989 0 0 iShares Barclays 3-7 Year Treasury Bond ETF ETF 464288661 1148 9370 SH SOLE 9215 0 155 iShares Barclays Agency Bond ETF 464288166 1080 9589 SH SOLE 9118 0 471 iShares Barclays MBS Bond ETF ETF 464288588 2809 26417 SH SOLE 25253 0 1164 iShares Barclays TIPS Bond ETF 464287176 1204 10641 SH SOLE 10246 0 395 iShares Core U.S. Value ETF 464287663 274 5569 SH SOLE 5569 0 0 iShares iBoxx High Yield Corporate Bond ETF 464288513 1146 13244 SH SOLE 12810 0 434 iShares iBoxx Invest Grade Corp Bond ETF 464287242 2789 23801 SH SOLE 23195 0 606 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 535 4855 SH SOLE 4855 0 0 iShares MSCI All Peru Capped Index Fund ETF 464289842 1768 53913 SH SOLE 53316 0 597 iShares MSCI Australia Index ETF 464286103 3839 189758 SH SOLE 183623 0 6135 iShares MSCI Austria Index ETF 464286202 1479 89494 SH SOLE 89494 0 0 iShares MSCI Belgium Capped Index ETF 464286301 1657 94635 SH SOLE 87601 0 7034 iShares MSCI Brazil Capped Index Fund ETF 464286400 4170 125083 SH SOLE 121233 0 3850 iShares MSCI Canada Index ETF 464286509 496 18982 SH SOLE 17739 0 1243 iShares MSCI Chile Capped ETF ETF 464286640 1812 48426 SH SOLE 47928 0 498 iShares MSCI France Index Fund ETF 464286707 1322 53576 SH SOLE 53576 0 0 iShares MSCI Frontier 100 ETF 464286145 249 10032 SH SOLE 10032 0 0 iShares MSCI Germany Index Fund ETF 464286806 4052 153022 SH SOLE 148210 0 4812 iShares MSCI Hong Kong Index ETF 464286871 1607 82496 SH SOLE 82496 0 0 iShares MSCI India Index Fund ETF 46429B598 1225 45690 SH SOLE 44966 0 724 iShares MSCI Indonesia Index ETF 46429B309 2480 102774 SH SOLE 97625 0 5149 iShares MSCI Italy Capped Inde ETF 46434G830 531 21916 SH SOLE 21916 0 0 iShares MSCI Japan Index ETF 46434G822 5488 112318 SH SOLE 109761 0 2557 iShares MSCI Netherlands Inves ETF 464286814 2825 116984 SH SOLE 111823 0 5161 iShares MSCI New Zealand Index ETF 464289123 1909 48061 SH SOLE 47025 0 1036 iShares MSCI Philippines Index ETF 46429B408 736 22717 SH SOLE 21463 0 1254 iShares MSCI Poland Investable ETF ETF 46429B606 779 42984 SH SOLE 40760 0 2224 iShares MSCI South Africa Index ETF 464286780 1207 23045 SH SOLE 22677 0 368 iShares MSCI South Korea Index ETF 464286772 3507 65892 SH SOLE 63567 0 2325 iShares MSCI Spain Capped Index ETF 464286764 1235 46572 SH SOLE 46572 0 0 iShares MSCI Switzerland Index ETF 464286749 3195 108458 SH SOLE 105548 0 2910 iShares MSCI Taiwan Index ETF 46434G772 4030 137202 SH SOLE 134160 0 3042 iShares MSCI Thailand Capped ETF ETF 464286624 2884 40007 SH SOLE 39122 0 885 iShares MSCI Turkey Investable Market Index Fund ETF 464286715 594 18285 SH SOLE 17298 0 987 iShares MSCI United Kingdom Index ETF 46435G334 2758 89868 SH SOLE 87046 0 2822 iShares National Muni Bond ETF 464288414 855 7903 SH SOLE 7652 0 251 iShares Russell 2000 Value Index Fund ETF 464287630 348 2926 SH SOLE 2696 0 230 iShares Russell Microcap Index ETF 464288869 1494 17401 SH SOLE 17258 0 143 Materials Select Sector SPDR ETF 81369Y100 331 6653 SH SOLE 6653 0 0 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 1738 17401 SH SOLE 16659 0 742 Powershares DB Optimum Yield ETF 73937V106 680 39336 SH SOLE 39336 0 0 Powershares Senior Loan Portfolio ETF 73936Q769 2011 86091 SH SOLE 81910 0 4181 SPDR S&P Bank ETF ETF 78464a797 1834 42184 SH SOLE 41550 0 634 SPDR S&P Emerging Markets Small Cap ETF ETF 78463X756 2231 56158 SH SOLE 56158 0 0 Technology Select Sector SPDR ETF 81369Y803 6876 142191 SH SOLE 141169 0 1022 Vaneck Vectors Emerging Markets High Yield Bond ETF ETF 92189F353 5868 244076 SH SOLE 239217 0 4859 Vaneck Vectors Russia ETF ETF 92189F403 4206 198230 SH SOLE 191994 0 6236 VanEck Vectors Semiconductor ETF ETF 92189f676 788 11000 SH SOLE 11000 0 0 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 1804 21046 SH SOLE 20008 0 1038 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 2692 51479 SH SOLE 50095 0 1384 Vanguard Short-Term Bond ETF ETF 921937827 258 3253 SH SOLE 2923 0 330 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 288 3626 SH SOLE 3479 0 147 Vanguard Total Bond Market ETF ETF 921937835 1316 16288 SH SOLE 15422 0 866 Vanguard Total Stock Market ETF ETF 922908769 234 2030 SH SOLE 2030 0 0