Chief Investment officer

0001683168-16-000655.txt : 20161115 0001683168-16-000655.hdr.sgml : 20161115 20161114180516 ACCESSION NUMBER: 0001683168-16-000655 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 161996968 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 09-30-2016 09-30-2016 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 11-14-2016 0 174 625907 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 5635 133239 SH SOLE 115571 0 17669 Aetna COMMON 00817Y108 10326 89444 SH SOLE 76766 0 12678 Agrium COMMON 008916108 1436 15836 SH SOLE 14412 0 1424 Alaska Air Group COMMON 011659109 784 11898 SH SOLE 11180 0 718 Allianz SE COMMON 018805101 862 58130 SH SOLE 55570 0 2560 Allstate COMMON 020002101 1696 24509 SH SOLE 23583 0 926 American Eagle Outfitters COMMON 02553E106 7016 392846 SH SOLE 345365 0 47482 American Railcar COMMON 02916P103 2689 64836 SH SOLE 58391 0 6445 Amgen Inc COMMON 031162100 9290 55692 SH SOLE 49079 0 6613 Anworth Mortgage Asset Corp COMMON 037347101 1693 344076 SH SOLE 318527 0 25549 Apple Computer COMMON 037833100 10195 90182 SH SOLE 80177 0 10005 Archer-Daniels-Midland COMMON 039483102 7334 173926 SH SOLE 153530 0 20396 AT&T Inc COMMON 00206r102 2183 53765 SH SOLE 47553 0 6212 AVX Corp COMMON 002444107 1948 141237 SH SOLE 133126 0 8111 Axis Capital COMMON G0692U109 5413 99630 SH SOLE 83740 0 15889 Baker Hughes COMMON 057224107 4104 81306 SH SOLE 68979 0 12327 Bank of America COMMON 060505104 4090 261365 SH SOLE 210382 0 50983 Bank of NY Mellon Corp COMMON 064058100 5761 144466 SH SOLE 123930 0 20536 Barrick Gold COMMON 067901108 3206 180923 SH SOLE 149890 0 31033 BB&T Corporation COMMON 054937107 4360 115594 SH SOLE 101213 0 14381 Benchmark Electronics COMMON 08160h101 5999 240441 SH SOLE 211055 0 29386 BHP Billiton COMMON 088606108 757 21849 SH SOLE 21132 0 717 Biogen Idec COMMON 09062X103 5209 16642 SH SOLE 14017 0 2625 Boeing Co COMMON 097023105 1304 9900 SH SOLE 9498 0 402 Bristow Group Inc COMMON 110394103 953 67944 SH SOLE 54562 0 13382 Brocade Communications Systems COMMON 111621306 5217 565255 SH SOLE 484576 0 80679 CA Inc COMMON 12673P105 6683 202035 SH SOLE 176141 0 25894 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3427 44198 SH SOLE 37835 0 6363 Capital One Financial COMMON 14040H105 5208 72509 SH SOLE 62668 0 9841 Cardinal Health COMMON 14149Y108 1204 15490 SH SOLE 14557 0 933 Carnival Corp COMMON 143658300 1122 22978 SH SOLE 22730 0 248 Caterpillar COMMON 149123101 5378 60584 SH SOLE 53655 0 6929 Celanese Corp COMMON 150870103 7092 106554 SH SOLE 92240 0 14314 Cisco Systems COMMON 17275R102 9504 299626 SH SOLE 262901 0 36725 Coach COMMON 189754104 6446 176311 SH SOLE 153195 0 23117 Comcast Corp CL A COMMON 20030N101 8170 123149 SH SOLE 105285 0 17864 Corning COMMON 219350105 8606 363878 SH SOLE 320264 0 43615 Credit Suisse Group COMMON 225401108 948 72139 SH SOLE 60012 0 12127 CSX COMMON 126408103 1060 34764 SH SOLE 34134 0 630 Cummins Inc COMMON 231021106 5618 43839 SH SOLE 37561 0 6278 CVS Health COMMON 126650100 3823 42964 SH SOLE 36534 0 6430 Deere & Co. COMMON 244199105 5495 64382 SH SOLE 56614 0 7768 Delta Air Lines COMMON 247361702 3731 94794 SH SOLE 80023 0 14771 Diodes COMMON 254543101 358 16768 SH SOLE 11003 0 5765 DSW Inc COMMON 23334L102 2109 102994 SH SOLE 93433 0 9561 Eaton Corp PLC COMMON G29183103 7592 115536 SH SOLE 103160 0 12376 ENI SPA ADR COMMON 26874r108 840 29109 SH SOLE 25204 0 3905 Ensco PLC COMMON G3157S106 771 90662 SH SOLE 77654 0 13008 Entergy COMMON 29364G103 3801 49532 SH SOLE 46053 0 3479 Ericsson COMMON 294821608 2813 390158 SH SOLE 338225 0 51933 Exxon Mobil COMMON 30231G102 5280 60499 SH SOLE 54065 0 6435 FedEx Corp COMMON 31428X106 5212 29836 SH SOLE 24585 0 5251 Fifth Third Bancorp COMMON 316773100 4531 221470 SH SOLE 184839 0 36631 Fluor COMMON 343412102 3627 70676 SH SOLE 61724 0 8952 Foot Locker COMMON 344849104 1220 18008 SH SOLE 17574 0 434 General Electric Co. COMMON 369604103 1567 52899 SH SOLE 48242 0 4657 General Motors COMMON 37045V100 4867 153197 SH SOLE 130171 0 23026 Gilead Sciences COMMON 375558103 4984 62994 SH SOLE 55307 0 7686 Goldman Sachs Group COMMON 38141G104 2877 17839 SH SOLE 14991 0 2849 Goodyear Tire COMMON 382550101 6822 211208 SH SOLE 182817 0 28391 Halliburton Co. COMMON 406216101 3161 70443 SH SOLE 59458 0 10985 HollyFrontier Corp COMMON 436106108 3460 141235 SH SOLE 123170 0 18065 Honda Motor COMMON 438128308 1467 50731 SH SOLE 46776 0 3955 HSBC Holdings PLC COMMON 404280406 1491 39638 SH SOLE 36626 0 3012 ING Groep NV COMMON 456837103 4169 337846 SH SOLE 275780 0 62066 Ingram Micro COMMON 457153104 5655 158573 SH SOLE 132406 0 26167 Intel COMMON 458140100 9252 245088 SH SOLE 218699 0 26389 Int'l Business Machines COMMON 459200101 5749 36194 SH SOLE 32324 0 3871 Jabil Circuit COMMON 466313103 2329 106741 SH SOLE 97638 0 9103 Johnson & Johnson COMMON 478160104 7375 62429 SH SOLE 56146 0 6283 JP Morgan Chase COMMON 46625H100 8426 126539 SH SOLE 111728 0 14811 Keycorp COMMON 493267108 1494 122760 SH SOLE 110393 0 12367 Kimberly Clark COMMON 494368103 1825 14468 SH SOLE 13169 0 1299 Kohl's COMMON 500255104 4019 91858 SH SOLE 78140 0 13717 Lexmark Int'l COMMON 529771107 4638 116070 SH SOLE 104473 0 11597 Manpower Inc COMMON 56418H100 7968 110265 SH SOLE 95935 0 14329 Marvell Tech COMMON g5876h105 3234 243727 SH SOLE 209213 0 34513 McKesson COMMON 58155Q103 3692 22140 SH SOLE 18272 0 3868 MDC Holdings COMMON 552676108 6481 251199 SH SOLE 219532 0 31667 Medtronic PLC COMMON G5960L103 1385 16032 SH SOLE 15392 0 640 Merck & Co. COMMON 58933Y105 1595 25560 SH SOLE 25234 0 326 Metlife COMMON 59156r108 4764 107231 SH SOLE 92730 0 14500 Microsoft COMMON 594918104 10346 179611 SH SOLE 158484 0 21127 Mosaic Company New COMMON 61945c103 2901 118603 SH SOLE 102917 0 15686 National Oilwell COMMON 637071101 5045 137330 SH SOLE 120471 0 16859 Navios Maritime Holdings Inc COMMON Y62196103 643 531549 SH SOLE 438978 0 92571 Newmont Mining Corp Holding Co. COMMON 651639106 2677 68131 SH SOLE 63452 0 4679 Nippon Telegraph and Telephone COMMON 654624105 3495 76289 SH SOLE 62117 0 14172 Norfolk Southern COMMON 655844108 7529 77567 SH SOLE 67428 0 10139 Old National Bancorp COMMON 680033107 4724 336020 SH SOLE 292319 0 43700 Oracle COMMON 68389X105 5792 147451 SH SOLE 125894 0 21557 PetMed Express COMMON 716382106 2032 100190 SH SOLE 94186 0 6004 Pfizer COMMON 717081103 2464 72763 SH SOLE 63156 0 9607 PNC Bank COMMON 693475105 5133 56979 SH SOLE 48926 0 8053 Prudential COMMON 744320102 7383 90427 SH SOLE 80310 0 10116 Qualcomm COMMON 747525103 2453 35814 SH SOLE 33093 0 2721 Rayonier COMMON 754907103 829 31225 SH SOLE 27513 0 3712 Royal Caribbean Cruises COMMON v7780t103 6564 87584 SH SOLE 73883 0 13701 Royal Dutch Shell A COMMON 780259206 2160 43140 SH SOLE 36653 0 6488 Sanofi COMMON 80105n105 4586 120078 SH SOLE 107048 0 13030 Seagate Tech COMMON g7945m107 8078 209544 SH SOLE 183282 0 26263 Ship Finance Int'l COMMON G81075106 2763 187579 SH SOLE 173996 0 13583 Shire Pharmaceuticals COMMON 82481R106 3781 19504 SH SOLE 16582 0 2922 Stage Stores COMMON 85254c305 611 108830 SH SOLE 106533 0 2297 Staples COMMON 855030102 1898 222043 SH SOLE 189476 0 32567 Symantec COMMON 871503108 6211 247439 SH SOLE 219794 0 27645 Synchrony Financial COMMON 87165B103 685 24466 SH SOLE 22204 0 2262 Target COMMON 87612E106 5034 73295 SH SOLE 62360 0 10935 TeeKay Shipping COMMON Y8564W103 1331 172618 SH SOLE 142885 0 29733 The Travelers Companies COMMON 89417e109 2138 18666 SH SOLE 17023 0 1643 Total SA ADR COMMON 89151e109 2969 62253 SH SOLE 57140 0 5113 Trinity Industries COMMON 896522109 3078 127281 SH SOLE 110623 0 16658 Tsakos Energy COMMON G9108L108 1561 323825 SH SOLE 273176 0 50649 Tutor Perini Corp COMMON 901109108 4642 216217 SH SOLE 185293 0 30924 Tyson Foods COMMON 902494103 5188 69482 SH SOLE 59477 0 10005 Universal Corp COMMON 913456109 1074 18448 SH SOLE 17840 0 608 Wal-Mart Stores COMMON 931142103 5601 77659 SH SOLE 69836 0 7823 Walt Disney COMMON 254687106 9912 106740 SH SOLE 93275 0 13466 Wells Fargo & Co. COMMON 949746101 4783 108019 SH SOLE 94994 0 13025 Whirpool COMMON 963320106 5437 33528 SH SOLE 29447 0 4082 Yamana Gold COMMON 98462Y100 3560 825993 SH SOLE 733039 0 92954 Consumer Discret Select Sector SPDR ETF 81369Y407 3482 43501 SH SOLE 42889 0 612 Consumer Staples Select Sector SPDR ETF 81369Y308 1022 19198 SH SOLE 18519 0 679 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 415 8679 SH SOLE 8679 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 360 3703 SH SOLE 3703 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 210 2627 SH SOLE 2627 0 0 Energy Select Sector SPDR ETF 81369Y506 3025 42845 SH SOLE 42143 0 702 Financials Select Sector SPDR ETF 81369Y605 4034 209002 SH SOLE 206991 0 2011 Health Care Select Sector SPDR ETF 81369Y209 4085 56647 SH SOLE 55976 0 671 iShares Barclays 3-7 Year Treasury Bond ETF ETF 464288661 951 7513 SH SOLE 7436 0 77 iShares Barclays 7-10 Year Treasury ETF 464287440 1432 12803 SH SOLE 12615 0 188 iShares Barclays Agency Bond ETF 464288166 1130 9775 SH SOLE 9346 0 429 iShares Barclays MBS Bond ETF ETF 464288588 2684 24377 SH SOLE 23326 0 1051 iShares iBoxx Invest Grade Corp Bond ETF 464287242 2421 19650 SH SOLE 19443 0 207 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 599 5113 SH SOLE 5113 0 0 iShares MSCI All Peru Capped Index Fund ETF 464289842 1451 43693 SH SOLE 43693 0 0 iShares MSCI Australia Index ETF 464286103 3821 182808 SH SOLE 176273 0 6535 iShares MSCI Austria Index ETF 464286202 1459 89391 SH SOLE 89391 0 0 iShares MSCI Belgium Capped Index ETF 464286301 1871 99210 SH SOLE 92237 0 6973 iShares MSCI Brazil Capped Index Fund ETF 464286400 1833 54331 SH SOLE 50467 0 3864 iShares MSCI France Index Fund ETF 464286707 1296 53644 SH SOLE 53644 0 0 iShares MSCI Germany Index Fund ETF 464286806 4838 184167 SH SOLE 179258 0 4909 iShares MSCI Hong Kong Index ETF 464286871 1808 82148 SH SOLE 82148 0 0 iShares MSCI Indonesia Index ETF 46429B309 1934 73147 SH SOLE 67958 0 5189 iShares MSCI Ireland Index ETF 46429B507 1796 47256 SH SOLE 47256 0 0 iShares MSCI Italy Capped Inde ETF 46434G830 1174 106527 SH SOLE 106527 0 0 iShares MSCI Japan Index ETF 46434G822 7129 568517 SH SOLE 557872 0 10645 iShares MSCI Netherlands Inves ETF 464286814 3310 132068 SH SOLE 126860 0 5208 iShares MSCI New Zealand Index ETF 464289123 2092 44662 SH SOLE 43268 0 1394 iShares MSCI Philippines Index ETF 46429B408 939 25203 SH SOLE 23500 0 1703 iShares MSCI South Korea Index ETF 464286772 3943 67838 SH SOLE 65490 0 2348 iShares MSCI Spain Capped Index ETF 464286764 1249 46572 SH SOLE 46572 0 0 iShares MSCI Switzerland Index ETF 464286749 4022 131644 SH SOLE 127648 0 3996 iShares MSCI Taiwan Index ETF 46434G772 4273 272156 SH SOLE 263581 0 8575 iShares MSCI Thailand Capped ETF ETF 464286624 1770 24072 SH SOLE 23156 0 916 iShares MSCI Turkey Investable Market Index Fund ETF 464286715 1399 36949 SH SOLE 35238 0 1711 iShares MSCI United Kingdom Index ETF 46435G334 5101 322045 SH SOLE 314140 0 7905 iShares National Muni Bond ETF 464288414 862 7647 SH SOLE 7566 0 81 iShares Russell 2000 Value Index Fund ETF 464287630 1423 13584 SH SOLE 13348 0 236 Materials Select Sector SPDR ETF 81369Y100 569 11917 SH SOLE 11917 0 0 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 2848 28627 SH SOLE 28243 0 384 Powershares DB Optimum Yield ETF 73937V106 588 33725 SH SOLE 33725 0 0 Powershares Senior Loan Portfolio ETF 73936Q769 468 20147 SH SOLE 19427 0 720 Real Estate Select SPDR ETF 81369Y860 953 29090 SH SOLE 28811 0 279 SPDR S&P Emerging Markets Small Cap ETF ETF 78463X756 2102 48692 SH SOLE 48692 0 0 Technology Select Sector SPDR ETF 81369Y803 5637 117987 SH SOLE 116956 0 1031 Vaneck Vectors Emerging Markets High Yield Bond ETF ETF 92189F353 7695 311794 SH SOLE 302277 0 9517 Vaneck Vectors Russia ETF ETF 92189F403 2264 120666 SH SOLE 113674 0 6992 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 4525 50513 SH SOLE 47715 0 2798 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 3438 63707 SH SOLE 62177 0 1530 Vanguard Short-Term Bond ETF ETF 921937827 987 12210 SH SOLE 11571 0 639 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 615 7631 SH SOLE 7355 0 276 Vanguard Telecom Services ETF ETF 92204A884 601 6362 SH SOLE 6233 0 129 Vanguard Total Bond Market ETF ETF 921937835 3008 35745 SH SOLE 33691 0 2054