Chief Investment officer

0001019687-16-007232.txt : 20160815 0001019687-16-007232.hdr.sgml : 20160815 20160815094903 ACCESSION NUMBER: 0001019687-16-007232 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 161830469 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 06-30-2016 06-30-2016 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 08-15-2016 0 172 605089 INFORMATION TABLE 2 infotable.xml AVX Corp COMMON 002444107 1932 142273 SH SOLE 133293 0 8980 Abbott Laboratories COMMON 002824100 5251 133574 SH SOLE 115541 0 18033 Agrium COMMON 008916108 1351 14936 SH SOLE 13606 0 1330 Alaska Air Group COMMON 011659109 736 12631 SH SOLE 11910 0 721 Allianz SE COMMON 018805101 695 48259 SH SOLE 46797 0 1462 Allstate COMMON 020002101 1748 24995 SH SOLE 24149 0 846 Amgen Inc COMMON 031162100 8579 56382 SH SOLE 49508 0 6874 Anworth Mortgage Asset Corp COMMON 037347101 1659 352909 SH SOLE 327197 0 25712 Apple Computer COMMON 037833100 8767 91705 SH SOLE 81357 0 10348 Archer-Daniels-Midland COMMON 039483102 7554 176123 SH SOLE 155110 0 21013 BB&T Corporation COMMON 054937107 4253 119420 SH SOLE 104698 0 14722 Baker Hughes COMMON 057224107 3757 83259 SH SOLE 70446 0 12813 Bank of America COMMON 060505104 3505 264135 SH SOLE 212071 0 52065 Bank of NY Mellon Corp COMMON 064058100 5736 147650 SH SOLE 126394 0 21256 Barrick Gold COMMON 067901108 3896 182489 SH SOLE 151807 0 30682 BHP Billiton COMMON 088606108 658 23054 SH SOLE 21932 0 1122 Boeing Co. COMMON 097023105 1318 10152 SH SOLE 9772 0 380 Bristow Group Inc COMMON 110394103 990 86724 SH SOLE 75001 0 11723 Brocade Communications Systems COMMON 111621306 4222 459893 SH SOLE 385414 0 74479 CSX COMMON 126408103 926 35497 SH SOLE 34858 0 639 CVS Health COMMON 126650100 4172 43573 SH SOLE 37178 0 6395 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3397 45257 SH SOLE 38510 0 6747 Caterpillar COMMON 149123101 4777 63019 SH SOLE 55824 0 7194 Celanese Corp COMMON 150870103 7147 109200 SH SOLE 94210 0 14990 Coach COMMON 189754104 7324 179784 SH SOLE 155458 0 24327 Corning COMMON 219350105 7607 371427 SH SOLE 326250 0 45177 Credit Suisse Group COMMON 225401108 809 75649 SH SOLE 63036 0 12613 Cummins Inc COMMON 231021106 5016 44614 SH SOLE 38189 0 6425 Deere & Co. COMMON 244199105 5309 65511 SH SOLE 57397 0 8113 Delta Air Lines COMMON 247361702 3517 96529 SH SOLE 81412 0 15117 Diodes COMMON 254543101 315 16768 SH SOLE 11003 0 5765 Walt Disney COMMON 254687106 9946 101679 SH SOLE 87675 0 14005 Ericsson COMMON 294821608 3091 402501 SH SOLE 348398 0 54103 Fifth Third Bancorp COMMON 316773100 3965 225440 SH SOLE 188295 0 37145 Fluor COMMON 343412102 3508 71185 SH SOLE 62364 0 8821 Foot Locker COMMON 344849104 971 17700 SH SOLE 17262 0 438 General Electric Co. COMMON 369604103 1674 53187 SH SOLE 48517 0 4670 Gilead Sciences COMMON 375558103 5310 63649 SH SOLE 55662 0 7987 Goodyear Tire COMMON 382550101 5481 213610 SH SOLE 183996 0 29614 HSBC Holdings PLC COMMON 404280406 1269 40532 SH SOLE 37512 0 3020 Halliburton Co. COMMON 406216101 3279 72396 SH SOLE 60632 0 11763 HollyFrontier Corp COMMON 436106108 3431 144339 SH SOLE 125996 0 18343 Honda Motor COMMON 438128308 1267 50005 SH SOLE 46035 0 3970 ING Groep NV COMMON 456837103 3540 342674 SH SOLE 279857 0 62817 Ingram Micro COMMON 457153104 5581 160478 SH SOLE 132700 0 27778 Intel COMMON 458140100 8256 251718 SH SOLE 224495 0 27223 Int'l Business Machines COMMON 459200101 5545 36534 SH SOLE 32643 0 3891 iShares MSCI Australia Index ETF 464286103 2138 109948 SH SOLE 109948 0 0 iShares MSCI Austria Index ETF 464286202 1789 126280 SH SOLE 126280 0 0 iShares MSCI Belgium Capped Index ETF 464286301 1787 100904 SH SOLE 94059 0 6845 iShares MSCI France Index Fund ETF 464286707 1138 49751 SH SOLE 49751 0 0 iShares MSCI Turkey Investable Market Index Fund ETF 464286715 1765 44508 SH SOLE 41442 0 3066 iShares MSCI Taiwan Index ETF 464286731 3921 279048 SH SOLE 270117 0 8931 iShares MSCI Switzerland Index ETF 464286749 3838 129432 SH SOLE 125514 0 3918 iShares MSCI Spain Capped Index ETF 464286764 1143 45774 SH SOLE 45774 0 0 iShares MSCI South Korea Index ETF 464286772 4045 77688 SH SOLE 75280 0 2408 iShares MSCI Germany Index Fund ETF 464286806 4496 186962 SH SOLE 182118 0 4844 iShares MSCI Netherlands Inves ETF 464286814 3668 158466 SH SOLE 153363 0 5103 iShares MSCI Japan Index ETF 464286848 6266 544913 SH SOLE 534151 0 10762 iShares MSCI Italy Capped Inde ETF 464286855 948 87403 SH SOLE 87403 0 0 iShares MSCI Hong Kong Index ETF 464286871 3187 162772 SH SOLE 156577 0 6195 iShares iBoxx Invest Grade Corp Bond ETF 464287242 2398 19537 SH SOLE 19330 0 207 iShares Barclays Agency Bond ETF 464288166 1732 14946 SH SOLE 14041 0 905 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 613 5328 SH SOLE 5249 0 79 iShares National Muni Bond ETF 464288414 489 4296 SH SOLE 4252 0 44 iShares iBoxx High Yield Corporate Bond ETF 464288513 1783 21056 SH SOLE 20776 0 280 iShares Barclays MBS Bond ETF ETF 464288588 4134 37595 SH SOLE 35168 0 2427 iShares Barclays 3-7 Year Treasury Bond ETF ETF 464288661 1821 14296 SH SOLE 14151 0 145 iShares MSCI All Peru Capped Index Fund ETF 464289842 1514 49014 SH SOLE 49014 0 0 Jabil Circuit COMMON 466313103 1921 104029 SH SOLE 95448 0 8581 Johnson & Johnson COMMON 478160104 7749 63881 SH SOLE 57287 0 6594 Keycorp COMMON 493267108 1393 126053 SH SOLE 113645 0 12408 Kimberly Clark COMMON 494368103 2028 14749 SH SOLE 13450 0 1299 Kohl's COMMON 500255104 3495 92176 SH SOLE 77970 0 14206 Lexmark Int'l COMMON 529771107 4418 117039 SH SOLE 105168 0 11871 MDC Holdings COMMON 552676108 6153 252784 SH SOLE 220112 0 32672 Microsoft COMMON 594918104 9395 183605 SH SOLE 162515 0 21091 National Oilwell COMMON 637071101 4752 141231 SH SOLE 123647 0 17585 Newmont Mining Corp Holding Co. COMMON 651639106 2667 68168 SH SOLE 63483 0 4685 Nippon Telegraph and Telephone COMMON 654624105 3655 77634 SH SOLE 62979 0 14655 Norfolk Southern COMMON 655844108 6736 79121 SH SOLE 68550 0 10571 Old National Bancorp COMMON 680033107 4289 342309 SH SOLE 296331 0 45978 PNC Bank COMMON 693475105 4726 58067 SH SOLE 49594 0 8473 PetMed Express COMMON 716382106 1914 102012 SH SOLE 95998 0 6014 Pfizer COMMON 717081103 2664 75656 SH SOLE 65958 0 9698 Prudential COMMON 744320102 6543 91709 SH SOLE 81221 0 10489 Qualcomm COMMON 747525103 1892 35312 SH SOLE 32584 0 2728 Rayonier COMMON 754907103 821 31292 SH SOLE 27610 0 3682 Royal Dutch Shell A COMMON 780259206 2359 42713 SH SOLE 35851 0 6862 Staples COMMON 855030102 2025 234927 SH SOLE 201626 0 33301 Symantec COMMON 871503108 5218 254058 SH SOLE 225799 0 28260 Trinity Industries COMMON 896522109 2413 129922 SH SOLE 112499 0 17423 Tutor Perini Corp COMMON 901109108 5169 219472 SH SOLE 187500 0 31972 Tyson Foods COMMON 902494103 5250 78601 SH SOLE 68001 0 10600 Universal Corp COMMON 913456109 1452 25150 SH SOLE 24407 0 743 Vanguard Short-Term Bond ETF ETF 921937827 1565 19312 SH SOLE 18427 0 885 Vanguard Total Bond Market ETF ETF 921937835 4065 48216 SH SOLE 45060 0 3156 Wal-Mart Stores COMMON 931142103 5743 78655 SH SOLE 70579 0 8076 Wells Fargo & Co. COMMON 949746101 5187 109595 SH SOLE 95857 0 13739 Whirpool COMMON 963320106 5647 33889 SH SOLE 29659 0 4230 American Eagle Outfitters COMMON 02553E106 6362 399382 SH SOLE 350767 0 48615 Target COMMON 87612E106 5217 74724 SH SOLE 63232 0 11491 Total SA ADR COMMON 89151e109 2983 62027 SH SOLE 56967 0 5060 The Travelers Companies COMMON 89417e109 2233 18760 SH SOLE 17162 0 1598 AT&T Inc COMMON 00206r102 2299 53198 SH SOLE 47986 0 5212 Aetna COMMON 00817Y108 11214 91818 SH SOLE 78718 0 13099 American Railcar COMMON 02916P103 2617 66301 SH SOLE 59643 0 6658 Benchmark Electronics COMMON 08160h101 5183 245065 SH SOLE 214226 0 30839 Biogen Idec COMMON 09062X103 4070 16831 SH SOLE 14050 0 2781 CA Inc COMMON 12673P105 6765 206068 SH SOLE 179091 0 26977 Capital One Financial COMMON 14040H105 4655 73296 SH SOLE 63084 0 10212 Cardinal Health COMMON 14149Y108 1213 15551 SH SOLE 14613 0 938 Cisco Systems COMMON 17275R102 8756 305196 SH SOLE 267181 0 38015 Comcast Corp CL A COMMON 20030N101 8210 125943 SH SOLE 107464 0 18480 Curaegis Technologie COMMON 23127Q102 7 12400 SH SOLE 12400 0 0 DSW Inc COMMON 23334L102 2172 102552 SH SOLE 93448 0 9104 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 361 8896 SH SOLE 8896 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 334 3800 SH SOLE 3800 0 0 ENI SPA ADR COMMON 26874r108 969 29964 SH SOLE 25886 0 4078 Entergy COMMON 29364G103 4139 50878 SH SOLE 47399 0 3479 Exxon Mobil COMMON 30231G102 5763 61479 SH SOLE 54871 0 6608 FedEx Corp COMMON 31428X106 4537 29891 SH SOLE 24608 0 5283 First Trust Tactical High Yield ETF 33738D408 368 7728 SH SOLE 7728 0 0 First Trust Enhanced Short Maturity ETF 33739Q408 865 14443 SH SOLE 14443 0 0 Geo Group COMMON 36162J106 4399 128715 SH SOLE 110340 0 18375 General Motors COMMON 37045V100 4407 155724 SH SOLE 131818 0 23906 Goldman Sachs Group COMMON 38141G104 2726 18348 SH SOLE 15341 0 3007 iShares MSCI Indonesia Index ETF 46429B309 1877 76718 SH SOLE 71448 0 5270 iShares MSCI Ireland Index ETF 46429B507 1812 50409 SH SOLE 50409 0 0 iShares Floating Rate Note ETF 46429B655 713 14090 SH SOLE 12978 0 1112 iShares MSCI United Kingdom Index ETF 46434V548 6196 403128 SH SOLE 395468 0 7660 JP Morgan Chase COMMON 46625H100 7965 128171 SH SOLE 113215 0 14955 Manpower Inc COMMON 56418H100 7103 110391 SH SOLE 95787 0 14603 McKesson COMMON 58155Q103 4156 22267 SH SOLE 18383 0 3884 Merck & Co. COMMON 58933Y105 1479 25676 SH SOLE 25340 0 336 Metlife COMMON 59156r108 4296 107865 SH SOLE 92766 0 15099 Mosaic Company New COMMON 61945c103 3194 122007 SH SOLE 105823 0 16184 Oracle COMMON 68389X105 6126 149678 SH SOLE 127347 0 22331 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 2790 28815 SH SOLE 28357 0 458 Powershares DB Optimum Yield ETF 73937v106 668 37445 SH SOLE 36648 0 797 SPDR S&P 500 ETF 78462F103 193 922 SH SOLE 805 0 117 SPDR Barclays High Yield Bond ETF 78464A417 570 15977 SH SOLE 15810 0 167 Sanofi COMMON 80105n105 5168 123489 SH SOLE 109706 0 13783 Materials Select Sector SPDR ETF 81369y100 499 10776 SH SOLE 10776 0 0 Health Care Select Sector SPDR ETF 81369y209 2609 36380 SH SOLE 36380 0 0 Consumer Staples Select Sector SPDR ETF 81369y308 1573 28529 SH SOLE 28083 0 446 Consumer Discret Select Sector SPDR ETF 81369y407 2821 36140 SH SOLE 35538 0 602 Energy Select Sector SPDR ETF 81369y506 2472 36221 SH SOLE 35534 0 687 Financials Select Sector SPDR ETF 81369y605 3738 163541 SH SOLE 161516 0 2025 Technology Select Sector SPDR ETF 81369Y803 4162 95961 SH SOLE 94880 0 1081 Utilities Select Sector SPDR ETF 81369y886 336 6396 SH SOLE 5918 0 478 Shire Pharmaceuticals COMMON 82481R106 3603 19575 SH SOLE 16603 0 2972 Stage Stores COMMON 85254c305 574 117591 SH SOLE 115262 0 2329 Synchrony Financial COMMON 87165B103 622 24598 SH SOLE 22295 0 2303 Vaneck Vectors Emerging Markets High Yield Bond ETF ETF 92189F353 7409 311549 SH SOLE 301579 0 9970 Vanguard Telecom Services ETF ETF 92204A884 451 4579 SH SOLE 4322 0 257 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 1075 13293 SH SOLE 12622 0 671 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 3743 69499 SH SOLE 66626 0 2873 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 4527 50633 SH SOLE 47755 0 2878 Waste Management COMMON 94106L109 7233 109144 SH SOLE 94796 0 14348 Yamana Gold COMMON 98462Y100 4407 847471 SH SOLE 753933 0 93539 Axis Capital COMMON G0692U109 5637 102492 SH SOLE 85692 0 16800 Eaton Corp PLC COMMON G29183103 7051 118044 SH SOLE 105096 0 12948 Ensco PLC COMMON G3157S106 715 73660 SH SOLE 60328 0 13332 Marvell Tech COMMON g5876h105 2361 247694 SH SOLE 216271 0 31423 Medtronic PLC COMMON G5960L103 1898 21869 SH SOLE 21166 0 703 Seagate Tech COMMON g7945m107 5155 211623 SH SOLE 184478 0 27146 Ship Finance Int'l COMMON G81075106 2942 199615 SH SOLE 186013 0 13602 Tsakos Energy COMMON G9108L108 1513 322554 SH SOLE 271392 0 51161 Royal Caribbean Cruises COMMON v7780t103 5932 88337 SH SOLE 74532 0 13805 Navios Maritime Holdings Inc COMMON Y62196103 452 558515 SH SOLE 463119 0 95396 TeeKay Shipping COMMON Y8564W103 1495 209630 SH SOLE 179210 0 30420