Chief Investment officer

0001019687-16-006248.txt : 20160513 0001019687-16-006248.hdr.sgml : 20160513 20160513153754 ACCESSION NUMBER: 0001019687-16-006248 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 161648072 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 03-31-2016 03-31-2016 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 05-13-2016 0 162 612350 INFORMATION TABLE 2 infotable.xml AVX Corp COMMON 002444107 1812 144161 SH SOLE 134681 0 9480 Abbott Laboratories COMMON 002824100 3643 87087 SH SOLE 77553 0 9534 Agrium COMMON 008916108 1287 14577 SH SOLE 13239 0 1338 Allstate COMMON 020002101 1678 24904 SH SOLE 24035 0 869 Amgen Inc COMMON 031162100 8494 56652 SH SOLE 49676 0 6976 Anworth Mortgage Asset Corp COMMON 037347101 1583 339755 SH SOLE 319043 0 20712 Apple Computer COMMON 037833100 10105 92712 SH SOLE 82260 0 10452 Archer-Daniels-Midland COMMON 039483102 6722 185140 SH SOLE 164031 0 21108 BB&T Corporation COMMON 054937107 4071 122350 SH SOLE 106119 0 16231 Baker Hughes COMMON 057224107 3619 82574 SH SOLE 70021 0 12553 Bank of America COMMON 060505104 3576 264463 SH SOLE 211971 0 52492 Bank of NY Mellon Corp COMMON 064058100 5685 154352 SH SOLE 132089 0 22263 Barrick Gold COMMON 067901108 2414 177742 SH SOLE 147570 0 30172 Baxter Int'l COMMON 071813109 3330 81062 SH SOLE 71232 0 9830 BHP Billiton COMMON 088606108 596 23012 SH SOLE 21890 0 1122 Boeing Co. COMMON 097023105 1290 10161 SH SOLE 9781 0 380 Bristow Group Inc COMMON 110394103 1602 84671 SH SOLE 73514 0 11157 Brocade Communications Systems COMMON 111621306 4811 454768 SH SOLE 380121 0 74647 CSX COMMON 126408103 891 34585 SH SOLE 33946 0 639 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3423 45811 SH SOLE 39002 0 6809 Caterpillar COMMON 149123101 4734 61856 SH SOLE 55136 0 6720 Celanese Corp COMMON 150870103 7349 112192 SH SOLE 97099 0 15093 Coach COMMON 189754104 7122 177656 SH SOLE 154222 0 23434 Corning COMMON 219350105 7810 373874 SH SOLE 327710 0 46164 Credit Suisse Group COMMON 225401108 1066 75469 SH SOLE 62744 0 12725 Cummins Inc COMMON 231021106 5095 46348 SH SOLE 39859 0 6489 Deere & Co. COMMON 244199105 4985 64743 SH SOLE 57041 0 7702 Diodes COMMON 254543101 341 16955 SH SOLE 11190 0 5765 Walt Disney COMMON 254687106 10117 101876 SH SOLE 87698 0 14179 Ericsson COMMON 294821608 4089 407722 SH SOLE 353610 0 54112 Fifth Third Bancorp COMMON 316773100 3788 226988 SH SOLE 189417 0 37571 Fluor COMMON 343412102 3816 71066 SH SOLE 62939 0 8127 General Electric Co. COMMON 369604103 1660 52206 SH SOLE 47536 0 4670 Gilead Sciences COMMON 375558103 5832 63487 SH SOLE 55683 0 7804 Goodyear Tire COMMON 382550101 7041 213507 SH SOLE 183717 0 29790 HSBC Holdings PLC COMMON 404280406 1241 39879 SH SOLE 36933 0 2946 Halliburton Co. COMMON 406216101 2595 72649 SH SOLE 60773 0 11876 HollyFrontier Corp COMMON 436106108 5047 142900 SH SOLE 125065 0 17835 Honda Motor COMMON 438128308 1342 49082 SH SOLE 45112 0 3970 Ingram Micro COMMON 457153104 5774 160777 SH SOLE 132784 0 27993 Intel COMMON 458140100 8182 252911 SH SOLE 225436 0 27475 Int'l Business Machines COMMON 459200101 5513 36405 SH SOLE 32531 0 3873 iShares MSCI Australia Index ETF 464286103 2068 107029 SH SOLE 107029 0 0 iShares MSCI Austria Index ETF 464286202 1986 126325 SH SOLE 126325 0 0 iShares MSCI Belgium Capped Index ETF 464286301 2046 115831 SH SOLE 107397 0 8434 iShares MSCI France Index Fund ETF 464286707 907 37530 SH SOLE 37530 0 0 iShares MSCI Taiwan Index ETF 464286731 3987 287659 SH SOLE 277016 0 10643 iShares MSCI Switzerland Index ETF 464286749 3714 124936 SH SOLE 120135 0 4801 iShares MSCI South Korea Index ETF 464286772 4314 81681 SH SOLE 78847 0 2834 iShares MSCI Germany Index Fund ETF 464286806 4015 156028 SH SOLE 150197 0 5831 iShares MSCI Netherlands Inves ETF 464286814 4129 167844 SH SOLE 161691 0 6153 iShares MSCI Japan Index ETF 464286848 5883 515630 SH SOLE 502609 0 13021 iShares MSCI Hong Kong Index ETF 464286871 4180 211411 SH SOLE 203701 0 7710 iShares Core U.S. Value ETF 464287663 1855 14412 SH SOLE 7028 0 7384 iShares Barclays Agency Bond ETF 464288166 2567 22346 SH SOLE 21084 0 1262 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 708 6420 SH SOLE 6341 0 79 iShares Barclays MBS Bond ETF ETF 464288588 5309 48496 SH SOLE 45765 0 2731 iShares MSCI All Peru Capped Index Fund ETF 464289842 1842 69891 SH SOLE 69891 0 0 Jabil Circuit COMMON 466313103 1926 99935 SH SOLE 91293 0 8642 Johnson & Johnson COMMON 478160104 6886 63638 SH SOLE 56896 0 6742 Keycorp COMMON 493267108 1395 126359 SH SOLE 113872 0 12487 Kimberly Clark COMMON 494368103 1944 14451 SH SOLE 13134 0 1317 Kohl's COMMON 500255104 4211 90346 SH SOLE 76050 0 14297 Lexmark Int'l COMMON 529771107 3933 117653 SH SOLE 105654 0 11999 MDC Holdings COMMON 552676108 6328 252517 SH SOLE 219517 0 33000 Microsoft COMMON 594918104 10467 189509 SH SOLE 168176 0 21333 National Oilwell COMMON 637071101 4313 138687 SH SOLE 121826 0 16861 Newmont Mining Corp Holding Co. COMMON 651639106 1933 72724 SH SOLE 68039 0 4685 Nippon Telegraph and Telephone COMMON 654624105 6803 157324 SH SOLE 127570 0 29754 Norfolk Southern COMMON 655844108 6643 79795 SH SOLE 69139 0 10656 Old National Bancorp COMMON 680033107 4167 341853 SH SOLE 295478 0 46376 PNC Bank COMMON 693475105 4957 58620 SH SOLE 49831 0 8789 PetMed Express COMMON 716382106 2550 142406 SH SOLE 134445 0 7961 Pfizer COMMON 717081103 2326 78483 SH SOLE 68585 0 9898 Prudential COMMON 744320102 6628 91776 SH SOLE 81217 0 10559 Qualcomm COMMON 747525103 1812 35430 SH SOLE 32702 0 2728 Rayonier COMMON 754907103 780 31608 SH SOLE 27926 0 3682 Royal Dutch Shell A COMMON 780259206 2052 42343 SH SOLE 35953 0 6391 Staples COMMON 855030102 2621 237597 SH SOLE 204257 0 33340 Symantec COMMON 871503108 4704 255911 SH SOLE 227418 0 28493 Trinity Industries COMMON 896522109 2337 127630 SH SOLE 111168 0 16462 Tutor Perini Corp COMMON 901109108 3394 218397 SH SOLE 187797 0 30600 Tyson Foods COMMON 902494103 5521 82820 SH SOLE 71016 0 11804 Universal Corp COMMON 913456109 1507 26523 SH SOLE 25737 0 786 Vanguard Short-Term Bond ETF ETF 921937827 4004 49661 SH SOLE 46309 0 3352 Vanguard Total Bond Market ETF ETF 921937835 7269 87787 SH SOLE 83709 0 4078 Vanguard Total Stock Market Vipers ETF 922908769 1721 16418 SH SOLE 7318 0 9100 Wal-Mart Stores COMMON 931142103 5290 77236 SH SOLE 69796 0 7440 Wells Fargo & Co. COMMON 949746101 5322 110058 SH SOLE 96213 0 13845 Whirpool COMMON 963320106 6113 33896 SH SOLE 29593 0 4303 American Eagle Outfitters COMMON 02553E106 6648 398796 SH SOLE 350854 0 47942 Target COMMON 87612E106 6098 74111 SH SOLE 62915 0 11196 Total SA ADR COMMON 89151e109 2753 60607 SH SOLE 55598 0 5009 The Travelers Companies COMMON 89417e109 2187 18741 SH SOLE 16992 0 1749 AT&T Inc COMMON 00206r102 2124 54221 SH SOLE 47732 0 6489 Aetna COMMON 00817Y108 10618 94506 SH SOLE 81329 0 13177 American Railcar COMMON 02916P103 2672 65613 SH SOLE 58850 0 6763 Baxalta Incorporated COMMON 07177M103 3153 78039 SH SOLE 68084 0 9954 Benchmark Electronics COMMON 08160h101 5625 244053 SH SOLE 212909 0 31144 Biogen Idec COMMON 09062X103 4376 16809 SH SOLE 14007 0 2802 CA Inc COMMON 12673P105 6293 204376 SH SOLE 178010 0 26366 Capital One Financial COMMON 14040H105 5106 73662 SH SOLE 63373 0 10289 Cardinal Health COMMON 14149Y108 1297 15829 SH SOLE 14891 0 938 Cisco Systems COMMON 17275R102 8731 306691 SH SOLE 267996 0 38695 Comcast Corp CL A COMMON 20030N101 8172 133787 SH SOLE 114499 0 19287 DSW Inc COMMON 23334L102 2814 101826 SH SOLE 92722 0 9104 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 401 9092 SH SOLE 9092 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 372 4450 SH SOLE 4450 0 0 Duke Energy Corp COMMON 26441C204 5432 67326 SH SOLE 57120 0 10206 ENI SPA ADR COMMON 26874r108 927 30684 SH SOLE 26606 0 4078 Entergy COMMON 29364G103 4380 55245 SH SOLE 51742 0 3503 Exxon Mobil COMMON 30231G102 5215 62389 SH SOLE 55732 0 6657 FedEx Corp COMMON 31428X106 4789 29429 SH SOLE 24107 0 5322 First Trust Switzerland AlphaDEX Fund ETF 33737J232 202 5025 SH SOLE 5025 0 0 First Trust Tactical High Yield ETF 33738D408 543 11459 SH SOLE 11459 0 0 First Trust Enhanced Short Maturity ETF 33739Q408 2170 36272 SH SOLE 36272 0 0 Geo Group COMMON 36162J106 4484 129345 SH SOLE 110777 0 18568 General Motors COMMON 37045V100 4807 152942 SH SOLE 129431 0 23510 Goldman Sachs Group COMMON 38141G104 2838 18080 SH SOLE 15052 0 3028 iShares MSCI Ireland Index ETF 46429B507 1978 49207 SH SOLE 49207 0 0 iShares Floating Rate Note ETF 46429B655 1765 35006 SH SOLE 32499 0 2507 iShares MSCI United Kingdom Index ETF 46434V548 3744 238773 SH SOLE 238773 0 0 JP Morgan Chase COMMON 46625H100 7645 129087 SH SOLE 113876 0 15211 Manpower Inc COMMON 56418H100 8107 99570 SH SOLE 85015 0 14555 Market Vectors Emerging Markets High Yield Bond ETF ETF 57061R403 6895 300416 SH SOLE 290988 0 9428 McKesson COMMON 58155Q103 3506 22294 SH SOLE 18331 0 3963 Merck & Co. COMMON 58933Y105 1370 25885 SH SOLE 25533 0 352 Metlife COMMON 59156r108 4732 107698 SH SOLE 92482 0 15216 Mosaic Company New COMMON 61945c103 3253 120469 SH SOLE 104691 0 15778 Oracle COMMON 68389X105 6130 149838 SH SOLE 127359 0 22479 PIMCO Income Strategy Fund ETF 72201j104 108 12300 SH SOLE 12300 0 0 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 2722 29279 SH SOLE 28972 0 307 Powershares DB Optimum Yield ETF 73937v106 649 42098 SH SOLE 41301 0 797 SPDR S&P 500 ETF 78462F103 206 1005 SH SOLE 888 0 117 SPDR Barclays Short Term High Yield Bond ETF 78468R408 495 19190 SH SOLE 18451 0 739 Sanofi COMMON 80105n105 4909 122234 SH SOLE 108330 0 13904 Materials Select Sector SPDR ETF 81369y100 403 8994 SH SOLE 8994 0 0 Health Care Select Sector SPDR ETF 81369y209 2172 32049 SH SOLE 32049 0 0 Consumer Staples Select Sector SPDR ETF 81369y308 2200 41469 SH SOLE 40577 0 892 Consumer Discret Select Sector SPDR ETF 81369y407 2224 28119 SH SOLE 27819 0 300 Financials Select Sector SPDR ETF 81369y605 2886 128247 SH SOLE 126140 0 2107 Technology Select Sector SPDR ETF 81369Y803 3726 83990 SH SOLE 82921 0 1069 Utilities Select Sector SPDR ETF 81369y886 860 17331 SH SOLE 16853 0 478 Stage Stores COMMON 85254c305 936 116112 SH SOLE 113783 0 2329 Synchrony Financial COMMON 87165B103 696 24287 SH SOLE 21960 0 2327 Vanguard Telecom Services ETF ETF 92204A884 767 8273 SH SOLE 8018 0 255 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 4027 50317 SH SOLE 47947 0 2370 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 6330 118381 SH SOLE 112970 0 5411 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 7160 82366 SH SOLE 78199 0 4167 Waste Management COMMON 94106L109 8465 143481 SH SOLE 124682 0 18799 Yamana Gold COMMON 98462Y100 2657 874004 SH SOLE 783818 0 90186 Axis Capital COMMON G0692U109 5883 106072 SH SOLE 88039 0 18033 Eaton Corp PLC COMMON G29183103 7362 117686 SH SOLE 104620 0 13065 Ensco PLC COMMON G3157S106 911 87837 SH SOLE 75203 0 12634 Marvell Tech COMMON g5876h105 2631 255234 SH SOLE 223463 0 31771 Medtronic PLC COMMON G5960L103 1749 23323 SH SOLE 22581 0 742 Seagate Tech COMMON g7945m107 4457 129379 SH SOLE 112268 0 17111 Ship Finance Int'l COMMON G81075106 2789 200769 SH SOLE 187114 0 13655 Tsakos Energy COMMON G9108L108 1249 202126 SH SOLE 172843 0 29284 Royal Caribbean Cruises COMMON v7780t103 7360 89588 SH SOLE 75303 0 14285 Navios Maritime Holdings Inc COMMON Y62196103 672 594849 SH SOLE 494589 0 100260 TeeKay Shipping COMMON Y8564W103 1799 207694 SH SOLE 177011 0 30683