Chief Investment officer

0001019687-16-005090.txt : 20160209 0001019687-16-005090.hdr.sgml : 20160209 20160209124056 ACCESSION NUMBER: 0001019687-16-005090 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 161398289 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 12-31-2015 12-31-2015 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 02-09-2016 0 152 645726 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 4110 91506 SH SOLE 78173 0 13333 Aetna COMMON 00817Y108 10831 100179 SH SOLE 82925 0 17254 Agrium COMMON 008916108 1329 14875 SH SOLE 13537 0 1338 Allstate COMMON 020002101 1564 25191 SH SOLE 24362 0 829 American Eagle Outfitters COMMON 02553E106 6436 415251 SH SOLE 355659 0 59592 American Railcar COMMON 02916P103 3215 69463 SH SOLE 58451 0 11012 Amgen Inc COMMON 031162100 9500 58522 SH SOLE 49876 0 8646 Anworth Mortgage Asset Corp COMMON 037347101 1356 311757 SH SOLE 291590 0 20167 Apple Computer COMMON 037833100 10153 96455 SH SOLE 83125 0 13330 Archer-Daniels-Midland COMMON 039483102 7054 192312 SH SOLE 164696 0 27616 AT&T Inc Com COMMON 00206r102 1836 53345 SH SOLE 46856 0 6489 AVX Corp COMMON 002444107 1746 143814 SH SOLE 134334 0 9480 Axis Capital COMMON G0692U109 6080 108146 SH SOLE 89816 0 18330 Baker Hughes COMMON 057224107 4039 87530 SH SOLE 71645 0 15884 Bank of NY Mellon Corp. COMMON 064058100 6699 162515 SH SOLE 134342 0 28172 Barrick Gold COMMON 067901108 1328 179900 SH SOLE 142924 0 36976 Baxalta Incorporated COMMON 07177M103 3308 84760 SH SOLE 71021 0 13739 Baxter International COMMON 071813109 3275 85849 SH SOLE 72234 0 13615 BB&T Corporation COMMON 054937107 4850 128264 SH SOLE 108033 0 20231 Benchmark Electronics COMMON 08160h101 5379 260248 SH SOLE 217993 0 42255 BHP Billiton COMMON 088606108 571 22164 SH SOLE 21111 0 1053 Biogen Idec COMMON 09062X103 5327 17389 SH SOLE 13921 0 3468 BioMed Realty COMMON 09063H107 7466 315170 SH SOLE 268817 0 46352 Bristow Group Inc COMMON 110394103 2333 90078 SH SOLE 74953 0 15125 Brocade Communications Systems COMMON 111621306 4483 488346 SH SOLE 390636 0 97710 CA Inc. COMMON 12673P105 5887 206138 SH SOLE 179317 0 26822 California Water Service COMMON 130788102 3447 148141 SH SOLE 115659 0 32482 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3069 46585 SH SOLE 39637 0 6948 Capital One Financial COMMON 14040H105 5575 77236 SH SOLE 64099 0 13137 Cardinal Health COMMON 14149Y108 1355 15177 SH SOLE 14239 0 938 Caterpillar COMMON 149123101 4248 62513 SH SOLE 53935 0 8578 Celanese Corp COMMON 150870103 8001 118827 SH SOLE 98937 0 19890 Cisco Systems COMMON 17275R102 8771 322995 SH SOLE 271760 0 51235 Coach COMMON 189754104 5790 176906 SH SOLE 152176 0 24730 Comcast Corp CL A COMMON 20030N101 8043 142527 SH SOLE 118077 0 24450 Computer Task Group Inc COMMON 205477102 84 12675 SH SOLE 11633 0 1042 Corning COMMON 219350105 6932 379192 SH SOLE 332307 0 46885 Credit Suisse Group COMMON 225401108 1827 84242 SH SOLE 67379 0 16863 CSX COMMON 126408103 918 35370 SH SOLE 34731 0 639 Cummins Inc. COMMON 231021106 4256 48362 SH SOLE 40281 0 8080 Deere & Co. COMMON 244199105 4993 65466 SH SOLE 55734 0 9732 Diodes COMMON 254543101 390 16955 SH SOLE 11190 0 5765 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 454 9102 SH SOLE 9102 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25459Y686 136 11842 SH SOLE 11842 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 373 4495 SH SOLE 4495 0 0 Disney, Walt COMMON 254687106 11223 106807 SH SOLE 89264 0 17542 DSW Inc. COMMON 23334L102 2094 87782 SH SOLE 80448 0 7334 Duke Energy Corp COMMON 26441C204 5043 70636 SH SOLE 57933 0 12704 Eaton Corp PLC COMMON G29183103 6291 120896 SH SOLE 104491 0 16405 ENI SPA ADR COMMON 26874r108 836 28052 SH SOLE 24085 0 3967 Ensco PLC COMMON G3157S106 1834 119191 SH SOLE 102931 0 16260 Entergy COMMON 29364G103 4025 58880 SH SOLE 52642 0 6238 Ericsson COMMON 294821608 4744 493607 SH SOLE 427305 0 66302 Exxon Mobil COMMON 30231G102 4937 63333 SH SOLE 55068 0 8265 Fifth Third Bancorp COMMON 316773100 4771 237373 SH SOLE 190605 0 46768 First Trust Enhanced Short Maturity ETF 33739Q408 1539 25721 SH SOLE 25721 0 0 First Trust Switzerland AlphaDEX Fund ETF 33737J232 246 6127 SH SOLE 6127 0 0 First Trust Tactical High Yield ETF 33738D408 2238 47643 SH SOLE 47643 0 0 First Trust Taiwan AlphaDEX Fund ETF 33737J257 212 7464 SH SOLE 7464 0 0 Fluor COMMON 343412102 3323 70383 SH SOLE 62551 0 7832 General Electric Co. COMMON 369604103 1640 52657 SH SOLE 48044 0 4613 General Motors COMMON 37045V100 5234 153890 SH SOLE 125970 0 27919 Geo Group COMMON 36162J106 3838 132745 SH SOLE 109077 0 23668 Gilead Sciences COMMON 375558103 6456 63796 SH SOLE 55908 0 7889 Goldman Sachs Group COMMON 38141G104 3436 19063 SH SOLE 15105 0 3958 Goodyear Tire COMMON 382550101 7244 221739 SH SOLE 184567 0 37172 Halliburton Co. COMMON 406216101 2658 78099 SH SOLE 62062 0 16037 HollyFrontier Corp COMMON 436106108 5938 148853 SH SOLE 126791 0 22062 Honda Motor COMMON 438128308 1466 45927 SH SOLE 41957 0 3970 HSBC Holdings PLC COMMON 404280406 1588 40226 SH SOLE 34731 0 5495 Ingram Micro COMMON 457153104 5264 173267 SH SOLE 136383 0 36884 Intel COMMON 458140100 9098 264095 SH SOLE 228131 0 35963 Int'l Business Machines COMMON 459200101 5122 37216 SH SOLE 32148 0 5068 iShares Barclays Agency Bond ETF 464288166 3878 34276 SH SOLE 33236 0 1040 iShares Barclays MBS Bond ETF ETF 464288588 7793 72358 SH SOLE 70002 0 2356 iShares Core U.S. Value ETF 464287663 2256 17713 SH SOLE 14818 0 2895 iShares Floating Rate Note ETF 46429B655 5047 100065 SH SOLE 97065 0 3000 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 4621 43682 SH SOLE 42459 0 1223 iShares MSCI All Peru Capped Index Fund ETF 464289842 2076 102894 SH SOLE 102894 0 0 iShares MSCI Hong Kong Index ETF 464286871 4387 221349 SH SOLE 213831 0 7518 iShares MSCI Singapore Index ETF 464286673 4247 413141 SH SOLE 399685 0 13456 iShares MSCI South Korea Index ETF 464286772 4341 87405 SH SOLE 84592 0 2813 iShares MSCI Spain Capped Index ETF 464286764 4109 145340 SH SOLE 140686 0 4654 iShares MSCI Sweden Index ETF 464286756 4365 149575 SH SOLE 144591 0 4984 iShares MSCI Switzerland Index ETF 464286749 3998 128806 SH SOLE 124198 0 4608 iShares MSCI Taiwan Index ETF 464286731 3991 312522 SH SOLE 301943 0 10579 Jabil Circuit COMMON 466313103 2361 101372 SH SOLE 92730 0 8642 Johnson & Johnson COMMON 478160104 6753 65746 SH SOLE 57119 0 8626 JP Morgan Chase COMMON 46625H100 8985 136074 SH SOLE 115471 0 20604 Keycorp COMMON 493267108 1611 122108 SH SOLE 109621 0 12487 Kimberly Clark COMMON 494368103 1894 14880 SH SOLE 13563 0 1317 Kohl's COMMON 500255104 4470 93851 SH SOLE 76250 0 17601 Lexmark International COMMON 529771107 3816 117591 SH SOLE 106989 0 10602 Manpower Inc. COMMON 56418H100 8903 105624 SH SOLE 86613 0 19011 Market Vectors Emerging Markets High Yield Bond ETF ETF 57061R403 4479 202501 SH SOLE 196279 0 6222 Marvell Tech COMMON g5876h105 2922 331309 SH SOLE 287903 0 43406 MDC Holdings COMMON 552676108 6668 261183 SH SOLE 221266 0 39917 Medtronic PLC COMMON G5960L103 1753 22788 SH SOLE 22046 0 742 Merck & Co. COMMON 58933Y105 1303 24665 SH SOLE 24313 0 352 Metlife COMMON 59156r108 5297 109874 SH SOLE 93539 0 16335 Microsoft COMMON 594918104 10890 196291 SH SOLE 170123 0 26167 Mosaic Company New COMMON 61945c103 3242 117498 SH SOLE 100122 0 17376 National Oilwell COMMON 637071101 4647 138754 SH SOLE 122422 0 16332 Navios Maritime Holdings Inc. COMMON Y62196103 1455 831306 SH SOLE 711719 0 119587 Newmont Mining Corp Holding Co. COMMON 651639106 1275 70854 SH SOLE 66312 0 4542 Nippon Telegraph and Telephone COMMON 654624105 8245 207469 SH SOLE 169978 0 37490 Norfolk Southern COMMON 655844108 7110 84058 SH SOLE 70121 0 13937 Old National Bancorp COMMON 680033107 4652 343031 SH SOLE 292595 0 50436 Oracle COMMON 68389X105 5746 157301 SH SOLE 128684 0 28616 PetMed Express COMMON 716382106 2494 145512 SH SOLE 137408 0 8104 Pfizer COMMON 717081103 2482 76884 SH SOLE 66886 0 9998 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 8341 91038 SH SOLE 88333 0 2705 PIMCO Income Strategy Fund ETF 72201j104 108 12300 SH SOLE 12300 0 0 PNC Bank COMMON 693475105 5651 59294 SH SOLE 50351 0 8943 Powershares DB Optimum Yield ETF 73937v106 679 43507 SH SOLE 42710 0 797 ProShares Short Russell2000 ETF 74348A210 311 5000 SH SOLE 5000 0 0 Prudential COMMON 744320102 7774 95491 SH SOLE 81745 0 13746 Qualcomm COMMON 747525103 982 19641 SH SOLE 18711 0 930 Quality Systems, Inc. COMMON 747582104 1612 100020 SH SOLE 87540 0 12480 Rayonier COMMON 754907103 656 29572 SH SOLE 26025 0 3547 Royal Caribbean Cruises COMMON v7780t103 9377 92652 SH SOLE 75309 0 17343 Royal Dutch Shell A COMMON 780259206 2044 44633 SH SOLE 36520 0 8114 Sanofi COMMON 80105n105 5289 124012 SH SOLE 106993 0 17019 Seagate Tech COMMON g7945m107 4740 129288 SH SOLE 109861 0 19427 Ship Finance Int'l COMMON G81075106 3694 222935 SH SOLE 190805 0 32130 SPDR Barclays Short Term High Yield Bond ETF 78468R408 7726 300754 SH SOLE 290880 0 9874 SPDR S&P 500 ETF 78462F103 217 1063 SH SOLE 946 0 117 Stage Stores COMMON 85254c305 1033 113397 SH SOLE 111476 0 1921 Staples COMMON 855030102 2429 256539 SH SOLE 212144 0 44395 Symantec COMMON 871503108 6116 291222 SH SOLE 254769 0 36453 Synchrony Financial COMMON 87165B103 764 25125 SH SOLE 22798 0 2327 Target COMMON 87612E106 5641 77694 SH SOLE 63683 0 14011 TeeKay Shipping COMMON Y8564W103 2161 218979 SH SOLE 180421 0 38558 The Travelers Companies COMMON 89417e109 2026 17953 SH SOLE 16204 0 1749 Total SA ADR COMMON 89151e109 2753 61242 SH SOLE 53888 0 7354 Trinity Industries COMMON 896522109 3059 127362 SH SOLE 111518 0 15844 Tsakos Energy COMMON G9108L108 1592 200972 SH SOLE 172507 0 28466 Tutor Perini Corp COMMON 901109108 3688 220281 SH SOLE 183617 0 36664 Tyson Foods COMMON 902494103 8337 156334 SH SOLE 130880 0 25455 Universal Corp. COMMON 913456109 1497 26696 SH SOLE 25910 0 786 Utilities Select Sector SPDR ETF 81369y886 2313 53444 SH SOLE 52375 0 1069 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 12956 154074 SH SOLE 149520 0 4554 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 9200 174502 SH SOLE 169745 0 4757 Vanguard S&P 500 ETF ETF 922908363 3409 18239 SH SOLE 8159 0 10080 Vanguard Short-Term Bond ETF ETF 921937827 3950 49644 SH SOLE 48143 0 1501 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 5456 69074 SH SOLE 67308 0 1766 Vanguard Total Bond Market ETF ETF 921937835 12435 153970 SH SOLE 149411 0 4559 Wal-Mart Stores COMMON 931142103 4772 77850 SH SOLE 68339 0 9511 Waste Management COMMON 94106L109 8111 151977 SH SOLE 127889 0 24088 Wells Fargo & Co. COMMON 949746101 6239 114774 SH SOLE 97059 0 17715 Whirpool COMMON 963320106 5199 35401 SH SOLE 30073 0 5328 Yamana Gold COMMON 98462Y100 1669 897553 SH SOLE 798437 0 99116