0001019687-15-003948.txt : 20151110
0001019687-15-003948.hdr.sgml : 20151110
20151109093509
ACCESSION NUMBER: 0001019687-15-003948
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151109
DATE AS OF CHANGE: 20151109
EFFECTIVENESS DATE: 20151109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFAM CAPITAL, INC.
CENTRAL INDEX KEY: 0001167495
IRS NUMBER: 954074555
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10139
FILM NUMBER: 151214279
BUSINESS ADDRESS:
STREET 1: 12117 FM 2244 BLDG 3, SUITE 170
CITY: AUSTIN
STATE: TX
ZIP: 78738
BUSINESS PHONE: 512-354-7044
MAIL ADDRESS:
STREET 1: 12117 FM 2244 BLDG 3, SUITE 170
CITY: AUSTIN
STATE: TX
ZIP: 78738
FORMER COMPANY:
FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20020214
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001167495
XXXXXXXX
09-30-2015
09-30-2015
false
AFAM CAPITAL, INC.
12117 FM 2244 BLDG 3, SUITE 170
AUSTIN
TX
78738
13F HOLDINGS REPORT
028-10139
N
John Buckingham
Chief Investment Officer
512-354-7044
/s/ John Buckingham
Austin
TX
11-06-2015
0
150
656211
INFORMATION TABLE
2
infotable.xml
Abbott Laboratories
COMMON
002824100
3696
91905
SH
SOLE
78574
0
13330
Activision Blizzard
COMMON
00507V109
366
11864
SH
SOLE
978
0
10886
Aetna
COMMON
00817Y108
11148
101893
SH
SOLE
84642
0
17251
Agrium
COMMON
008916108
1141
12748
SH
SOLE
12311
0
437
Allstate
COMMON
020002101
1394
23936
SH
SOLE
23063
0
873
American Eagle Outfitters
COMMON
02553E106
6383
408379
SH
SOLE
348935
0
59444
American Railcar
COMMON
02916P103
2446
67638
SH
SOLE
58240
0
9398
Amgen Inc
COMMON
031162100
8140
58850
SH
SOLE
50171
0
8679
Anworth Mortgage Asset Corp
COMMON
037347101
1589
321563
SH
SOLE
295443
0
26120
Apache
COMMON
037411105
1919
49011
SH
SOLE
43029
0
5982
Apple Computer
COMMON
037833100
10709
97090
SH
SOLE
83877
0
13213
Archer-Daniels-Midland
COMMON
039483102
7994
192854
SH
SOLE
165178
0
27677
AT&T Inc Com
COMMON
00206r102
1236
37934
SH
SOLE
36881
0
1053
AVX Corp
COMMON
002444107
1825
139421
SH
SOLE
129719
0
9702
Axis Capital
COMMON
G0692U109
5947
110704
SH
SOLE
92351
0
18352
Baker Hughes
COMMON
057224107
4784
91936
SH
SOLE
75630
0
16306
Bank of NY Mellon Corp.
COMMON
064058100
6463
165078
SH
SOLE
136535
0
28543
Barrick Gold
COMMON
067901108
1231
193618
SH
SOLE
160039
0
33579
Baxalta Incorporated
COMMON
07177M103
2726
86517
SH
SOLE
72743
0
13774
Baxter International
COMMON
071813109
2871
87389
SH
SOLE
73740
0
13649
BB&T Corporation
COMMON
054937107
4573
128449
SH
SOLE
108144
0
20305
Benchmark Electronics
COMMON
08160h101
5714
262608
SH
SOLE
220364
0
42244
BHP Billiton
COMMON
088606108
1358
42956
SH
SOLE
40257
0
2700
BioMed Realty
COMMON
09063H107
6803
340491
SH
SOLE
292716
0
47776
Bristow Group Inc
COMMON
110394103
2737
104610
SH
SOLE
86448
0
18161
Brocade Communications Systems
COMMON
111621306
5048
486339
SH
SOLE
388661
0
97678
CA Inc.
COMMON
12673P105
5739
210203
SH
SOLE
182141
0
28062
California Water Service
COMMON
130788102
3378
152726
SH
SOLE
119370
0
33356
Canadian Imperial Bank of Commerce (CIBC)
COMMON
136069101
4282
59507
SH
SOLE
50412
0
9095
Capital One Financial
COMMON
14040H105
5658
78021
SH
SOLE
64888
0
13134
Cardinal Health
COMMON
14149Y108
1110
14447
SH
SOLE
13612
0
835
Caterpillar
COMMON
149123101
4453
68134
SH
SOLE
58500
0
9634
Celanese Corp
COMMON
150870103
7181
121367
SH
SOLE
101481
0
19885
Chesapeake Energy
COMMON
165167107
782
106677
SH
SOLE
86345
0
20332
Cisco Systems
COMMON
17275R102
8507
324085
SH
SOLE
272708
0
51377
Coach
COMMON
189754104
5455
188571
SH
SOLE
161096
0
27475
Comcast Corp CL A
COMMON
20030N101
8207
144291
SH
SOLE
119594
0
24697
Corning
COMMON
219350105
6517
380655
SH
SOLE
333632
0
47022
Credit Suisse Group
COMMON
225401108
2292
95363
SH
SOLE
76277
0
19087
CSX
COMMON
126408103
891
33124
SH
SOLE
32400
0
724
Deere & Co.
COMMON
244199105
5200
70267
SH
SOLE
59539
0
10728
Diamond Offshore
COMMON
25271c102
893
51641
SH
SOLE
44152
0
7489
Diodes
COMMON
254543101
382
17855
SH
SOLE
12090
0
5765
Direxion Daily Dev Mkts Bull 3X Shrs
ETF
25459W789
211
4576
SH
SOLE
4576
0
0
Disney, Walt
COMMON
254687106
11116
108769
SH
SOLE
91144
0
17624
Eaton Corp PLC
COMMON
G29183103
6311
123031
SH
SOLE
106586
0
16445
ENI SPA ADR
COMMON
26874r108
1055
33631
SH
SOLE
29508
0
4123
Ensco PLC
COMMON
G3157S106
1839
130575
SH
SOLE
115358
0
15217
Entergy
COMMON
29364G103
3779
58046
SH
SOLE
50887
0
7159
Ericsson
COMMON
294821608
5081
519535
SH
SOLE
441352
0
78183
Exxon Mobil
COMMON
30231G102
4731
63628
SH
SOLE
55728
0
7899
First Trust Enhanced Short Maturity
ETF
33739Q408
2268
37882
SH
SOLE
37882
0
0
First Trust Switzerland AlphaDEX Fund
ETF
33737J232
254
6806
SH
SOLE
6806
0
0
First Trust Tactical High Yield
ETF
33738D408
3346
69514
SH
SOLE
69514
0
0
First Trust Taiwan AlphaDEX Fund
ETF
33737J257
249
8297
SH
SOLE
8297
0
0
First Trust Technology
ETF
33734X176
302
9550
SH
SOLE
9550
0
0
Fluor
COMMON
343412102
3334
78724
SH
SOLE
68061
0
10664
Freeport McMoran Copper & Gold
COMMON
35671D857
1356
139895
SH
SOLE
110212
0
29683
General Electric Co.
COMMON
369604103
1981
78568
SH
SOLE
71809
0
6759
General Motors
COMMON
37045V100
4633
154338
SH
SOLE
126520
0
27818
Gilead Sciences
COMMON
375558103
6079
61912
SH
SOLE
53998
0
7914
Global X FTSE Colombia 20 ETF
ETF
37950e200
2067
250525
SH
SOLE
250525
0
0
Goldman Sachs Group
COMMON
38141G104
3450
19857
SH
SOLE
15898
0
3959
Goodyear Tire
COMMON
382550101
6455
220095
SH
SOLE
183734
0
36360
Halliburton Co.
COMMON
406216101
2976
84178
SH
SOLE
66204
0
17974
HollyFrontier Corp
COMMON
436106108
7316
149800
SH
SOLE
127674
0
22125
Honda Motor
COMMON
438128308
1406
47035
SH
SOLE
42967
0
4068
HSBC Holdings PLC
COMMON
404280406
1813
47865
SH
SOLE
41669
0
6196
Ingram Micro
COMMON
457153104
4801
176258
SH
SOLE
139385
0
36874
Intel
COMMON
458140100
7960
264106
SH
SOLE
228041
0
36065
Int'l Business Machines
COMMON
459200101
5561
38362
SH
SOLE
32962
0
5400
iShares Barclays MBS Bond
ETF
464288588
10198
93027
SH
SOLE
85849
0
7178
iShares Barclays TIPS Bond
ETF
464287176
424
3831
SH
SOLE
3776
0
55
iShares Emerging Markets High Yield Bond
ETF
464286285
5546
122734
SH
SOLE
114075
0
8659
iShares Floating Rate Note
ETF
46429B655
6346
125790
SH
SOLE
117318
0
8472
iShares JPMorgan USD Emerg Markets Bond
ETF
464288281
5199
48865
SH
SOLE
45150
0
3715
iShares MSCI All Peru Capped Index Fund
ETF
464289842
2638
119055
SH
SOLE
119055
0
0
iShares MSCI Frontier 100
ETF
464286145
368
14624
SH
SOLE
14387
0
237
iShares MSCI Hong Kong Index
ETF
464286871
5182
271009
SH
SOLE
263309
0
7700
iShares MSCI Singapore Index
ETF
464286673
5078
499294
SH
SOLE
485345
0
13949
iShares MSCI South Korea Index
ETF
464286772
5299
108632
SH
SOLE
105616
0
3016
iShares MSCI Spain Capped Index
ETF
464286764
5054
170392
SH
SOLE
165738
0
4654
iShares MSCI Sweden Index
ETF
464286756
5200
179110
SH
SOLE
174126
0
4984
iShares MSCI Switzerland Index
ETF
464286749
4825
157726
SH
SOLE
153118
0
4608
iShares MSCI Taiwan Index
ETF
464286731
4855
368919
SH
SOLE
358096
0
10823
Jabil Circuit
COMMON
466313103
2074
92736
SH
SOLE
87172
0
5564
Johnson & Johnson
COMMON
478160104
6058
64896
SH
SOLE
56243
0
8653
JP Morgan Chase
COMMON
46625H100
8359
137108
SH
SOLE
116435
0
20672
Keycorp
COMMON
493267108
1518
116668
SH
SOLE
104112
0
12556
Kimberly Clark
COMMON
494368103
1585
14532
SH
SOLE
13185
0
1347
Kohl's
COMMON
500255104
4440
95872
SH
SOLE
78407
0
17465
Lexmark International
COMMON
529771107
3503
120892
SH
SOLE
109653
0
11239
Manpower Inc.
COMMON
56418H100
8794
107384
SH
SOLE
88228
0
19157
Marathon Oil
COMMON
565849106
1924
124942
SH
SOLE
105754
0
19188
Market Vectors Emerging Markets High Yield Bond ETF
ETF
57061R403
10642
472141
SH
SOLE
437463
0
34678
Marvell Tech
COMMON
g5876h105
2727
301272
SH
SOLE
249526
0
51746
MDC Holdings
COMMON
552676108
7019
268121
SH
SOLE
227578
0
40542
Medtronic PLC
COMMON
g5960l103
1415
21140
SH
SOLE
20336
0
804
Metlife
COMMON
59156r108
5258
111521
SH
SOLE
95191
0
16330
Microsoft
COMMON
594918104
9018
203750
SH
SOLE
177101
0
26649
Mosaic Company New
COMMON
61945c103
3726
119783
SH
SOLE
98416
0
21367
National Oilwell
COMMON
637071101
4532
120371
SH
SOLE
104191
0
16179
Navios Maritime Holdings Inc.
COMMON
Y62196103
3131
1257339
SH
SOLE
1085399
0
171940
Newmont Mining Corp Holding Co.
COMMON
651639106
1117
69478
SH
SOLE
65126
0
4352
Nippon Telegraph and Telephone
COMMON
654624105
7749
219462
SH
SOLE
181981
0
37481
Norfolk Southern
COMMON
655844108
6511
85219
SH
SOLE
71283
0
13936
Nvidia
COMMON
67066G104
8501
344855
SH
SOLE
286762
0
58093
Old National Bancorp
COMMON
680033107
4818
345854
SH
SOLE
295441
0
50413
Oracle
COMMON
68389X105
5759
159429
SH
SOLE
130820
0
28609
PetMed Express
COMMON
716382106
2307
143288
SH
SOLE
134997
0
8291
Pfizer
COMMON
717081103
2280
72589
SH
SOLE
62393
0
10196
PIMCO 0-5 Year High Yield Corporate Bond Index ETF
ETF
72201R783
10040
106107
SH
SOLE
98197
0
7910
PNC Bank
COMMON
693475105
5408
60633
SH
SOLE
51695
0
8938
PowerShares DB Commodity Fund
ETF
73935S105
677
44678
SH
SOLE
43941
0
737
ProShares Short Russell2000
ETF
74348A210
650
10000
SH
SOLE
10000
0
0
Prudential
COMMON
744320102
7321
96059
SH
SOLE
82277
0
13782
Qualcomm
COMMON
747525103
1845
34331
SH
SOLE
31840
0
2491
Quality Systems, Inc.
COMMON
747582104
1221
97861
SH
SOLE
85179
0
12682
Rayonier
COMMON
754907103
762
34510
SH
SOLE
30755
0
3755
Rayonier Advanced Materials
COMMON
75508b104
63
10256
SH
SOLE
9150
0
1106
Royal Caribbean Cruises
COMMON
v7780t103
8558
96058
SH
SOLE
78311
0
17747
Royal Dutch Shell A
COMMON
780259206
2770
58461
SH
SOLE
48375
0
10086
Sanofi
COMMON
80105n105
6319
133116
SH
SOLE
113692
0
19424
Seagate Tech
COMMON
g7945m107
5696
127134
SH
SOLE
108190
0
18943
Ship Finance Int'l
COMMON
G81075106
3569
219602
SH
SOLE
187347
0
32255
South32 Ltd
COMMON
84473L105
77
16100
SH
SOLE
15079
0
1021
SPDR Barclays Short Term High Yield Bond
ETF
78468R408
20048
744160
SH
SOLE
687469
0
56691
Stage Stores
COMMON
85254c305
923
93849
SH
SOLE
92098
0
1751
Staples
COMMON
855030102
4055
345735
SH
SOLE
291908
0
53827
Symantec
COMMON
871503108
6043
310372
SH
SOLE
269109
0
41263
Target
COMMON
87612E106
6260
79585
SH
SOLE
65028
0
14557
Technology Select Sector SPDR
ETF
81369Y803
2648
67033
SH
SOLE
65831
0
1202
The Travelers Companies
COMMON
89417e109
1691
16987
SH
SOLE
15200
0
1787
Tidewater
COMMON
886423102
594
45221
SH
SOLE
38246
0
6975
Total SA ADR
COMMON
89151e109
2743
61360
SH
SOLE
54238
0
7122
Trinity Industries
COMMON
896522109
3150
138935
SH
SOLE
117778
0
21158
Tsakos Energy
COMMON
G9108L108
1545
190050
SH
SOLE
159550
0
30501
Tutor Perini Corp
COMMON
901109108
3892
236465
SH
SOLE
195920
0
40545
Tyson Foods
COMMON
902494103
7260
168440
SH
SOLE
142993
0
25448
Universal Corp.
COMMON
913456109
1272
25661
SH
SOLE
24810
0
851
Utilities Select Sector SPDR
ETF
81369y886
3141
72564
SH
SOLE
71378
0
1186
Vanguard Global ex-U.S. Real Estate ETF
ETF
922042676
394
7736
SH
SOLE
7605
0
131
Vanguard Interm-Tm Corp Bond Index ETF
ETF
92206C870
15342
179582
SH
SOLE
165688
0
13894
Vanguard Short-Term Bond ETF
ETF
921937827
6119
76121
SH
SOLE
71137
0
4984
Vanguard Total Bond Market ETF
ETF
921937835
14214
173491
SH
SOLE
160749
0
12742
Wal-Mart Stores
COMMON
931142103
5274
81342
SH
SOLE
71154
0
10187
Waste Management
COMMON
94106L109
7904
158680
SH
SOLE
134514
0
24166
Wells Fargo & Co.
COMMON
949746101
5946
115793
SH
SOLE
98831
0
16962
Whirpool
COMMON
963320106
5107
34683
SH
SOLE
29775
0
4908
Yamana Gold
COMMON
98462Y100
1795
1055724
SH
SOLE
920368
0
135355