0001019687-14-004219.txt : 20141113 0001019687-14-004219.hdr.sgml : 20141113 20141113111357 ACCESSION NUMBER: 0001019687-14-004219 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 141216874 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 09-30-2014 09-30-2014 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7044 /s/ John Buckingham Austin TX 11-13-2014 0 141 789123 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 3735 89801 SH SOLE 67753 0 22048 Activision Blizzard COMMON 00507V109 7052 339212 SH SOLE 241546 0 97666 Aetna COMMON 00817Y108 9068 111951 SH SOLE 84793 0 27158 Agrium COMMON 008916108 1069 12010 SH SOLE 10758 0 1252 Allstate COMMON 020002101 1395 22732 SH SOLE 20981 0 1751 American Eagle Outfitters COMMON 02553E106 5967 410981 SH SOLE 309910 0 101072 American Software COMMON 029683109 1009 114349 SH SOLE 109024 0 5325 Amgen COMMON 031162100 7995 56921 SH SOLE 43035 0 13886 Anworth Mortgage Asset Corp COMMON 037347101 1332 278022 SH SOLE 238334 0 39688 Apache COMMON 037411105 5013 53402 SH SOLE 40140 0 13262 Apple Computer COMMON 037833100 9973 98990 SH SOLE 75995 0 22995 Archer-Daniels-Midland COMMON 039483102 9694 189697 SH SOLE 145988 0 43710 AVX Corp COMMON 002444107 1634 123077 SH SOLE 106151 0 16926 Axis Capital COMMON G0692U109 5080 107331 SH SOLE 78143 0 29188 Baker Hughes COMMON 057224107 6254 96125 SH SOLE 69301 0 26824 Bank of NY Mellon Corp. COMMON 064058100 6375 164590 SH SOLE 118315 0 46275 Barrick Gold COMMON 067901108 3828 261133 SH SOLE 203807 0 57326 Baxter International COMMON 071813109 7318 101959 SH SOLE 78763 0 23196 BB&T Corporation COMMON 054937107 4822 129602 SH SOLE 97330 0 32272 Benchmark Electronics COMMON 08160h101 5729 257952 SH SOLE 190933 0 67019 BHP Billiton COMMON 088606108 2329 39554 SH SOLE 35328 0 4226 BioMed Realty COMMON 09063H107 6403 317003 SH SOLE 244321 0 72681 Bristow Group Inc COMMON 110394103 6826 101575 SH SOLE 72967 0 28608 Brocade Communications Systems COMMON 111621306 5195 477955 SH SOLE 326364 0 151591 CA Inc. COMMON 12673P105 5645 202029 SH SOLE 155543 0 46486 California Water Service COMMON 130788102 3301 147120 SH SOLE 96825 0 50295 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 5375 59817 SH SOLE 45083 0 14734 Capital One Financial COMMON 14040H105 6125 75043 SH SOLE 53953 0 21090 Cardinal Health COMMON 14149Y108 1408 18793 SH SOLE 16553 0 2240 Caterpillar COMMON 149123101 6489 65521 SH SOLE 50127 0 15394 Celanese Corp COMMON 150870103 7029 120119 SH SOLE 87923 0 32197 Chesapeake Energy COMMON 165167107 2594 112835 SH SOLE 77469 0 35366 Cisco Systems COMMON 17275R102 8081 321049 SH SOLE 240354 0 80695 Coach COMMON 189754104 6460 181399 SH SOLE 138133 0 43266 Comcast Corp CL A COMMON 20030N101 8185 152194 SH SOLE 109518 0 42676 Conagra Foods COMMON 205887102 6129 185500 SH SOLE 135475 0 50025 Corning COMMON 219350105 7221 373356 SH SOLE 294002 0 79354 Credit Suisse Group COMMON 225401108 2762 99921 SH SOLE 64126 0 35795 CSX COMMON 126408103 972 30329 SH SOLE 25828 0 4501 Deere & Co. COMMON 244199105 5548 67670 SH SOLE 51342 0 16328 Diamond Offshore COMMON 25271c102 1854 54113 SH SOLE 40863 0 13250 Diodes COMMON 254543101 502 20980 SH SOLE 6214 0 14766 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 1218 18237 SH SOLE 16148 0 2089 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25459Y686 758 28209 SH SOLE 24384 0 3825 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 359 4312 SH SOLE 3837 0 475 Direxion Daily Real Estate Bull 3X Shrs ETF 25459W755 340 6314 SH SOLE 5549 0 765 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 724 9321 SH SOLE 8205 0 1116 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 217 3429 SH SOLE 3095 0 334 Disney, Walt COMMON 254687106 10629 119387 SH SOLE 89225 0 30162 Eaton Corp PLC COMMON G29183103 7896 124595 SH SOLE 96371 0 28224 Eli Lilly & Co. COMMON 532457108 5858 90327 SH SOLE 65123 0 25204 ENI SPA ADR COMMON 26874r108 2756 58330 SH SOLE 48618 0 9712 Ensco PLC COMMON G3157S106 4522 109455 SH SOLE 84693 0 24762 Entergy COMMON 29364G103 4240 54829 SH SOLE 44970 0 9859 Ericsson COMMON 294821608 6271 498117 SH SOLE 375410 0 122707 Exxon Mobil COMMON 30231G102 5798 61644 SH SOLE 48297 0 13347 Fluor COMMON 343412102 4398 65855 SH SOLE 46954 0 18901 Foot Locker COMMON 344849104 2618 47037 SH SOLE 33130 0 13907 Freeport McMoran Copper & Gold COMMON 35671D857 5489 168111 SH SOLE 122649 0 45462 General Electric Co. COMMON 369604103 1858 72514 SH SOLE 53968 0 18546 Goldman Sachs Group COMMON 38141G104 3629 19767 SH SOLE 13633 0 6134 Halliburton Co. COMMON 406216101 5178 80269 SH SOLE 53383 0 26886 HollyFrontier Corp COMMON 436106108 6273 143610 SH SOLE 110082 0 33528 Honda Motor COMMON 438128308 1307 38113 SH SOLE 31642 0 6471 HSBC Holdings PLC COMMON 404280406 2307 45344 SH SOLE 33474 0 11870 Ingram Micro COMMON 457153104 4488 173868 SH SOLE 115540 0 58328 Intel COMMON 458140100 9100 261337 SH SOLE 199325 0 62012 Int'l Business Machines COMMON 459200101 6782 35728 SH SOLE 27551 0 8177 Int'l Game Technology COMMON 459902102 4862 288179 SH SOLE 193667 0 94512 iShares Barclays MBS Bond ETF 464288588 18889 174722 SH SOLE 162379 0 12343 iShares Barclays TIPS Bond ETF 464287176 1062 9475 SH SOLE 7961 0 1514 iShares Emerging Markets High Yield Bond ETF 464286285 9708 191405 SH SOLE 178610 0 12795 iShares Floating Rate Note ETF 46429B655 38529 757990 SH SOLE 715498 0 42492 iShares Gold Trust ETF 464285105 731 62507 SH SOLE 54386 0 8121 iShares MSCI Singapore Index ETF 464286673 3152 236257 SH SOLE 227215 0 9042 Jabil Circuit COMMON 466313103 1718 85181 SH SOLE 76327 0 8854 Johnson & Johnson COMMON 478160104 5109 47934 SH SOLE 36772 0 11162 JP Morgan Chase COMMON 46625H100 8211 136312 SH SOLE 102950 0 33361 Keycorp COMMON 493267108 1376 103235 SH SOLE 94542 0 8693 Kimberly Clark COMMON 494368103 1455 13522 SH SOLE 11292 0 2230 Kohl's COMMON 500255104 5762 94413 SH SOLE 68331 0 26082 Lexmark International COMMON 529771107 4562 107349 SH SOLE 90034 0 17315 Manpower Inc. COMMON 56418H100 7859 112109 SH SOLE 83858 0 28251 Marathon Oil COMMON 565849106 6084 161844 SH SOLE 127078 0 34766 Market Vectors EM Local Curr Bond ETF ETF 57060U522 8256 362094 SH SOLE 340984 0 21110 Market Vectors Emerging Markets High Yield Bond ETF ETF 57061R403 20015 784608 SH SOLE 733325 0 51283 Market Vectors Russia ETF ETF 57060U506 5956 266228 SH SOLE 256897 0 9331 Marvell Tech COMMON g5876h105 3879 287768 SH SOLE 192972 0 94796 MDC Holdings COMMON 552676108 5225 206366 SH SOLE 159076 0 47290 Medtronic COMMON 585055106 1186 19152 SH SOLE 16977 0 2175 Metlife COMMON 59156r108 5709 106265 SH SOLE 78653 0 27612 Microsoft COMMON 594918104 9761 210542 SH SOLE 164459 0 46083 Mosaic Company New COMMON 61945c103 5044 113584 SH SOLE 81135 0 32449 Navios Maritime Holdings Inc. COMMON Y62196103 6425 1070881 SH SOLE 823227 0 247654 New York Community COMMON 649445103 1664 104844 SH SOLE 84941 0 19903 Newmont Mining Corp Holding Co. COMMON 651639106 1160 50327 SH SOLE 39210 0 11117 Nippon Telegraph and Telephone COMMON 654624105 6859 220466 SH SOLE 161632 0 58834 Norfolk Southern COMMON 655844108 9757 87428 SH SOLE 64875 0 22553 Novartis COMMON 66987V109 7939 84337 SH SOLE 65780 0 18557 Nvidia COMMON 67066G104 6251 338797 SH SOLE 242641 0 96156 Old National Bancorp COMMON 680033107 3921 302313 SH SOLE 223928 0 78385 Oracle COMMON 68389X105 5961 155732 SH SOLE 110602 0 45130 Paragon Offshore COMMON g6s01w108 2943 478523 SH SOLE 375659 0 102864 Pepsico COMMON 713448108 2094 22498 SH SOLE 17180 0 5318 PetMed Express COMMON 716382106 1852 136162 SH SOLE 116133 0 20029 PetSmart COMMON 716768106 4702 67087 SH SOLE 49791 0 17296 Pfizer COMMON 717081103 2003 67724 SH SOLE 47187 0 20537 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 18023 173879 SH SOLE 162917 0 10962 PNC Bank COMMON 693475105 5017 58620 SH SOLE 42487 0 16133 PowerShares DB Agriculture Fund ETF 73936B408 763 29868 SH SOLE 26243 0 3625 PowerShares DB Base Metals Fund ETF 73936B705 931 55059 SH SOLE 49318 0 5741 ProShares Short Russell2000 ETF 74347R826 847 49300 SH SOLE 0 0 49300 Prudential COMMON 744320102 7486 85124 SH SOLE 63018 0 22106 Rayonier COMMON 754907103 1543 49555 SH SOLE 34758 0 14797 Rayonier Advanced Materials COMMON 75508b104 553 16798 SH SOLE 11876 0 4922 Royal Caribbean Cruises COMMON v7780t103 10295 152999 SH SOLE 106309 0 46690 Royal Dutch Shell A COMMON 780259206 4134 54302 SH SOLE 39553 0 14749 Sanofi COMMON 80105n105 1166 20665 SH SOLE 19624 0 1041 Seagate Tech COMMON g7945m107 7096 123900 SH SOLE 95490 0 28410 Ship Finance Int'l COMMON G81075106 3744 221304 SH SOLE 171492 0 49812 SpartanNash Co COMMON 847215100 1909 98133 SH SOLE 74304 0 23829 SPDR Barclays Short Term High Yield Bond ETF 78468R408 36716 1226727 SH SOLE 1150056 0 76671 St. Jude Medical COMMON 790849103 6728 111888 SH SOLE 81127 0 30761 Staples COMMON 855030102 4207 347678 SH SOLE 259321 0 88357 Symantec COMMON 871503108 7065 300529 SH SOLE 233272 0 67257 Target COMMON 87612E106 4787 76366 SH SOLE 55247 0 21119 The Travelers Companies COMMON 89417e109 1370 14583 SH SOLE 11932 0 2651 Tidewater COMMON 886423102 880 22550 SH SOLE 21030 0 1520 Titan International COMMON 88830M102 3206 271199 SH SOLE 198779 0 72420 Total SA ADR COMMON 89151e109 4000 62058 SH SOLE 52022 0 10036 Tsakos Energy COMMON G9108L108 1324 207546 SH SOLE 150883 0 56663 Tutor Perini Corp COMMON 901109108 6050 229170 SH SOLE 165989 0 63181 Tyson Foods COMMON 902494103 6468 164296 SH SOLE 123041 0 41255 Vanguard Global ex-U.S. Real Estate ETF ETF 922042676 872 16009 SH SOLE 14252 0 1757 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 18348 213917 SH SOLE 199889 0 14028 Vanguard Short-Term Bond ETF ETF 921937827 29584 369481 SH SOLE 348307 0 21174 Wal-Mart Stores COMMON 931142103 5883 76928 SH SOLE 59397 0 17531 Waste Management COMMON 94106L109 7840 164945 SH SOLE 126265 0 38680 Wells Fargo & Co. COMMON 949746101 6064 116905 SH SOLE 89458 0 27447 Whirpool COMMON 963320106 8889 61031 SH SOLE 45017 0 16014 Yamana Gold COMMON 98462Y100 1916 319403 SH SOLE 249137 0 70265