Chief Investment Officer

0001019687-14-003160.txt : 20140814 0001019687-14-003160.hdr.sgml : 20140814 20140814141137 ACCESSION NUMBER: 0001019687-14-003160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 141041517 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 06-30-2014 06-30-2014 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment Officer 512-354-7044 /s/ John Buckingham Austin TX 08-14-2014 0 145 796007 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 3658 89447 SH SOLE 67484 0 21963 Activision Blizzard COMMON 00507V109 7589 340335 SH SOLE 241969 0 98366 Aetna COMMON 00817Y108 9181 113229 SH SOLE 86126 0 27103 Agrium COMMON 008916108 1047 11427 SH SOLE 10460 0 967 Allstate COMMON 020002101 1316 22410 SH SOLE 20659 0 1751 American Eagle Outfitters COMMON 02553E106 4622 411970 SH SOLE 309391 0 102580 American Software COMMON 029683109 1131 114427 SH SOLE 108902 0 5525 Amgen COMMON 031162100 6654 56216 SH SOLE 42300 0 13916 Anworth Mortgage Asset Corp COMMON 037347101 1426 276451 SH SOLE 234913 0 41538 Apache COMMON 037411105 5336 53035 SH SOLE 39673 0 13362 Apple Computer COMMON 037833100 9168 98651 SH SOLE 75376 0 23275 Archer-Daniels-Midland COMMON 039483102 8580 194522 SH SOLE 150488 0 44034 AVX Corp COMMON 002444107 1557 117248 SH SOLE 102797 0 14451 Baker Hughes COMMON 057224107 7032 94447 SH SOLE 67383 0 27064 Bank of NY Mellon Corp. COMMON 064058100 6163 164435 SH SOLE 118105 0 46330 Barrick Gold COMMON 067901108 4747 259414 SH SOLE 201603 0 57811 Baxter International COMMON 071813109 7319 101227 SH SOLE 77896 0 23331 BB&T Corporation COMMON 054937107 5092 129152 SH SOLE 96890 0 32262 Benchmark Electronics COMMON 08160h101 6489 254680 SH SOLE 187586 0 67094 BHP Billiton COMMON 088606108 2698 39422 SH SOLE 35196 0 4226 BioMed Realty COMMON 09063H107 6852 313891 SH SOLE 240559 0 73331 Bristow Group Inc COMMON 110394103 8069 100092 SH SOLE 71291 0 28801 Brocade Communications Systems COMMON 111621306 4297 467110 SH SOLE 313304 0 153806 CA Inc. COMMON 12673P105 1439 50086 SH SOLE 41133 0 8953 California Water Service COMMON 130788102 3578 147855 SH SOLE 96500 0 51355 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 5395 59303 SH SOLE 44419 0 14884 Capital One Financial COMMON 14040H105 6118 74064 SH SOLE 52799 0 21265 Cardinal Health COMMON 14149Y108 1246 18175 SH SOLE 16285 0 1890 Caterpillar COMMON 149123101 7017 64568 SH SOLE 49119 0 15449 Celanese Corp COMMON 150870103 7625 118623 SH SOLE 86131 0 32492 Chesapeake Energy COMMON 165167107 3450 111002 SH SOLE 75637 0 35366 Cisco Systems COMMON 17275R102 7907 318187 SH SOLE 237441 0 80745 Coach COMMON 189754104 1190 34811 SH SOLE 30909 0 3902 Comcast Corp CL A COMMON 20030N101 8367 155866 SH SOLE 112669 0 43196 Conagra Foods COMMON 205887102 5427 182845 SH SOLE 132345 0 50500 Consumer Staples Select Sector SPDR ETF 81369y308 2667 59767 SH SOLE 58865 0 902 Corning COMMON 219350105 8079 368073 SH SOLE 287794 0 80279 Credit Suisse Group COMMON 225401108 3479 122636 SH SOLE 86575 0 36061 CSX COMMON 126408103 930 30169 SH SOLE 25668 0 4501 Deere & Co. COMMON 244199105 6047 66783 SH SOLE 50465 0 16318 Diamond Offshore COMMON 25271c102 2791 56228 SH SOLE 42623 0 13605 Diodes COMMON 254543101 605 20880 SH SOLE 6214 0 14666 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 1234 15042 SH SOLE 13756 0 1286 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25459Y686 1299 42023 SH SOLE 38525 0 3498 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 756 9940 SH SOLE 9082 0 858 Disney, Walt COMMON 254687106 10453 121911 SH SOLE 91287 0 30624 DuPont COMMON 263534109 3171 48454 SH SOLE 37441 0 11013 Eaton Corp PLC COMMON G29183103 9560 123867 SH SOLE 95336 0 28531 Eli Lilly & Co. COMMON 532457108 5579 89741 SH SOLE 64277 0 25464 ENI SPA ADR COMMON 26874r108 3206 58401 SH SOLE 48424 0 9977 Ensco PLC COMMON G3157S106 6220 111928 SH SOLE 85901 0 26027 Entergy COMMON 29364G103 4433 53997 SH SOLE 44703 0 9294 Ericsson COMMON 294821608 5951 492626 SH SOLE 369969 0 122657 Exxon Mobil COMMON 30231G102 6113 60712 SH SOLE 47440 0 13272 Financials Select Sector SPDR ETF 81369y605 1366 60072 SH SOLE 59159 0 913 Foot Locker COMMON 344849104 2418 47675 SH SOLE 33193 0 14482 Freeport McMoran Copper & Gold COMMON 35671D857 6113 167487 SH SOLE 121740 0 45747 General Electric Co. COMMON 369604103 1480 56300 SH SOLE 46579 0 9721 Goldman Sachs Group COMMON 38141G104 3265 19498 SH SOLE 13307 0 6191 Halliburton Co. COMMON 406216101 5377 75724 SH SOLE 49878 0 25846 HollyFrontier Corp COMMON 436106108 6222 142420 SH SOLE 108717 0 33703 HSBC Holdings PLC COMMON 404280406 2225 43805 SH SOLE 32210 0 11595 Ingram Micro COMMON 457153104 5063 173335 SH SOLE 114532 0 58803 Intel COMMON 458140100 8018 259486 SH SOLE 197245 0 62242 Int'l Business Machines COMMON 459200101 6424 35441 SH SOLE 27388 0 8053 Int'l Game Technology COMMON 459902102 5522 347070 SH SOLE 249458 0 97612 iShares Barclays MBS Bond ETF 464288588 16698 154299 SH SOLE 144654 0 9645 iShares Barclays TIPS Bond ETF 464287176 1011 8766 SH SOLE 7769 0 997 iShares Emerging Markets High Yield Bond ETF 464286285 9587 180722 SH SOLE 170497 0 10225 iShares Floating Rate Note ETF 46429B655 25185 495758 SH SOLE 470697 0 25061 iShares Gold Trust ETF 464285105 746 57910 SH SOLE 52731 0 5179 iShares MSCI Australia Index ETF 464286103 2985 114232 SH SOLE 109528 0 4704 iShares MSCI Brazil Capped Index Fund ETF 464286400 5848 122402 SH SOLE 117439 0 4963 iShares MSCI Singapore Index ETF 464286673 5932 438722 SH SOLE 420685 0 18037 Jabil Circuit COMMON 466313103 1734 82981 SH SOLE 74127 0 8854 Johnson & Johnson COMMON 478160104 4866 46512 SH SOLE 35851 0 10661 JP Morgan Chase COMMON 46625H100 7821 135728 SH SOLE 102348 0 33379 Keycorp COMMON 493267108 1460 101862 SH SOLE 93169 0 8693 Kimberly Clark COMMON 494368103 1348 12120 SH SOLE 11110 0 1010 KLA-Tencor COMMON 482480100 5637 77605 SH SOLE 58460 0 19145 Kohl's COMMON 500255104 4866 92375 SH SOLE 66353 0 26022 Lexmark International COMMON 529771107 5136 106653 SH SOLE 88988 0 17665 Manpower Inc. COMMON 56418H100 9577 112865 SH SOLE 84329 0 28536 Marathon Oil COMMON 565849106 6451 161591 SH SOLE 126840 0 34751 Market Vectors EM Local Curr Bond ETF ETF 57060U522 8204 337624 SH SOLE 320151 0 17473 Market Vectors Emerging Markets High Yield Bond ETF ETF 57061R403 18170 688010 SH SOLE 648423 0 39587 Market Vectors Russia ETF ETF 57060U506 5822 221116 SH SOLE 212466 0 8650 Marvell Tech COMMON g5876h105 4060 283313 SH SOLE 188492 0 94821 MDC Holdings COMMON 552676108 6277 207236 SH SOLE 157311 0 49925 Medtronic COMMON 585055106 1212 19010 SH SOLE 16585 0 2425 Metlife COMMON 59156r108 5841 105127 SH SOLE 77250 0 27877 Microsoft COMMON 594918104 9131 218975 SH SOLE 172857 0 46118 Mosaic Company New COMMON 61945c103 5571 112667 SH SOLE 79933 0 32734 Navios Maritime Holdings Inc. COMMON Y62196103 10039 992004 SH SOLE 751510 0 240494 New York Community COMMON 649445103 1636 102371 SH SOLE 84068 0 18303 Newmont Mining Corp Holding Co. COMMON 651639106 1281 50344 SH SOLE 38817 0 11527 Nippon Telegraph and Telephone COMMON 654624105 6862 219872 SH SOLE 160698 0 59174 Norfolk Southern COMMON 655844108 9063 87969 SH SOLE 65351 0 22618 Novartis COMMON 66987V109 7599 83941 SH SOLE 65199 0 18742 Nvidia COMMON 67066G104 6221 335556 SH SOLE 238625 0 96931 Old National Bancorp COMMON 680033107 4164 291574 SH SOLE 213389 0 78185 Oracle COMMON 68389X105 6262 154501 SH SOLE 109211 0 45290 Pepsico COMMON 713448108 2004 22433 SH SOLE 17115 0 5318 PetMed Express COMMON 716382106 1792 132974 SH SOLE 112495 0 20479 PetSmart COMMON 716768106 4000 66895 SH SOLE 49339 0 17556 Pfizer COMMON 717081103 1977 66601 SH SOLE 46514 0 20087 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 16236 151920 SH SOLE 143429 0 8491 PNC Bank COMMON 693475105 5173 58096 SH SOLE 41878 0 16218 Portugal Telecom Spons ADR COMMON 737273102 4578 1250689 SH SOLE 938265 0 312424 PowerShares DB Agriculture Fund ETF 73936B408 756 27546 SH SOLE 25186 0 2360 PowerShares DB Base Metals Fund ETF 73936B705 890 52432 SH SOLE 48255 0 4177 ProShares Short Russell2000 ETF 74347R826 790 49300 SH SOLE 0 0 49300 Protective Life COMMON 743674103 9637 138995 SH SOLE 106391 0 32604 Prudential COMMON 744320102 7516 84666 SH SOLE 62470 0 22196 Rayonier COMMON 754907103 1747 49143 SH SOLE 34046 0 15097 Rayonier Advanced Materials COMMON 75508b104 634 16350 SH SOLE 11328 0 5023 Royal Caribbean Cruises COMMON v7780t103 8794 158161 SH SOLE 110585 0 47576 Royal Dutch Shell A COMMON 780259206 4427 53739 SH SOLE 38866 0 14874 Sanofi COMMON 80105n105 1082 20344 SH SOLE 19286 0 1058 Seagate Tech COMMON g7945m107 6986 122955 SH SOLE 94310 0 28645 Ship Finance Int'l COMMON G81075106 4111 221137 SH SOLE 170410 0 50727 SpartanNash Company COMMON 847215100 2053 97709 SH SOLE 73280 0 24429 SPDR Barclays Short Term High Yield Bond ETF 78468R408 33089 1068759 SH SOLE 1009249 0 59510 St. Jude Medical COMMON 790849103 7680 110899 SH SOLE 80098 0 30801 Staples COMMON 855030102 3873 357280 SH SOLE 267738 0 89542 Symantec COMMON 871503108 6840 298702 SH SOLE 231035 0 67667 Target COMMON 87612E106 4385 75661 SH SOLE 54517 0 21144 Technology Select Sector SPDR ETF 81369Y803 1355 35336 SH SOLE 34803 0 533 The Travelers Companies COMMON 89417e109 1315 13984 SH SOLE 11608 0 2376 Titan International COMMON 88830M102 4756 282770 SH SOLE 204550 0 78220 Total SA ADR COMMON 89151e109 4447 61598 SH SOLE 51602 0 9996 Tsakos Energy COMMON G9108L108 1373 205269 SH SOLE 148609 0 56660 Tutor Perini Corp COMMON 901109108 7229 227770 SH SOLE 164361 0 63409 Tyson Foods COMMON 902494103 6132 163341 SH SOLE 121745 0 41595 U R S COMMON 903236107 3969 86576 SH SOLE 57303 0 29273 Utilities Select Sector SPDR ETF 81369y886 2750 62135 SH SOLE 61197 0 938 Vanguard Global ex-U.S. Real Estate ETF ETF 922042676 871 14998 SH SOLE 13823 0 1175 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 16289 188181 SH SOLE 177234 0 10947 Vanguard Short-Term Bond ETF ETF 921937827 23573 293421 SH SOLE 278103 0 15318 Vanguard Telecom Services ETF ETF 92204A884 1379 15683 SH SOLE 15439 0 244 Wal-Mart Stores COMMON 931142103 5681 75673 SH SOLE 58407 0 17266 Waste Management COMMON 94106L109 7315 163541 SH SOLE 124561 0 38980 Wells Fargo & Co. COMMON 949746101 6274 119370 SH SOLE 91923 0 27447 Whirpool COMMON 963320106 8480 60914 SH SOLE 44767 0 16146 Yamana Gold COMMON 98462Y100 2618 318513 SH SOLE 248247 0 70265