0001019687-14-000459.txt : 20140211 0001019687-14-000459.hdr.sgml : 20140211 20140211153058 ACCESSION NUMBER: 0001019687-14-000459 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 14594014 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 12-31-2013 12-31-2013 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7044 /s/ John Buckingham Austin TX 02-11-2014 0 135 741137 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 3290 85845 SH SOLE 64048 0 21797 Activision Blizzard COMMON 00507V109 5988 335830 SH SOLE 237500 0 98330 Aetna COMMON 00817Y108 7688 112084 SH SOLE 84563 0 27521 Agrium COMMON 008916108 971 10610 SH SOLE 9765 0 845 Allstate COMMON 020002101 1103 20221 SH SOLE 18569 0 1652 American Eagle Outfitters COMMON 02553E106 5674 394054 SH SOLE 293336 0 100718 American Software COMMON 029683109 3042 308241 SH SOLE 240842 0 67399 Anworth Mortgage Asset Corp COMMON 037347101 1151 273396 SH SOLE 231858 0 41538 Apache COMMON 037411105 4342 50525 SH SOLE 37236 0 13289 Apple Computer COMMON 037833100 7747 13806 SH SOLE 10494 0 3312 Archer-Daniels-Midland COMMON 039483102 8270 190562 SH SOLE 146680 0 43882 AVX Corp COMMON 002444107 1272 91291 SH SOLE 79115 0 12176 Baker Hughes COMMON 057224107 5122 92681 SH SOLE 65684 0 26997 Bank of NY Mellon Corp. COMMON 064058100 5561 159144 SH SOLE 113440 0 45704 Barrick Gold COMMON 067901108 4397 249389 SH SOLE 194802 0 54587 Baxter International COMMON 071813109 6865 98705 SH SOLE 75450 0 23254 BB&T Corporation COMMON 054937107 5344 143193 SH SOLE 110856 0 32337 Benchmark Electronics COMMON 08160h101 5772 250076 SH SOLE 183074 0 67002 BHP Billiton COMMON 088606108 2605 38203 SH SOLE 33952 0 4251 BioMed Realty COMMON 09063H107 5417 298960 SH SOLE 229531 0 69429 Bristow Group Inc COMMON 110394103 7470 99515 SH SOLE 70769 0 28746 Brocade Communications Systems COMMON 111621306 3992 450053 SH SOLE 296874 0 153179 CA Inc. COMMON 12673P105 1393 41403 SH SOLE 33835 0 7568 California Water Service COMMON 130788102 3319 143866 SH SOLE 92677 0 51189 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 4822 56455 SH SOLE 41733 0 14722 Capital One Financial COMMON 14040H105 5351 69854 SH SOLE 49601 0 20253 Cardinal Health COMMON 14149Y108 1220 18267 SH SOLE 16377 0 1890 Caterpillar COMMON 149123101 5728 63077 SH SOLE 47669 0 15408 Celanese Corp COMMON 150870103 6319 114250 SH SOLE 81861 0 32389 Chesapeake Energy COMMON 165167107 2909 107191 SH SOLE 71981 0 35210 Cisco Systems COMMON 17275R102 6260 278844 SH SOLE 199723 0 79121 Comcast Corp CL A COMMON 20030N101 8589 165276 SH SOLE 120758 0 44518 Corning COMMON 219350105 6402 359275 SH SOLE 281821 0 77454 Credit Suisse Group COMMON 225401108 3760 121140 SH SOLE 83542 0 37598 CSX COMMON 126408103 859 29840 SH SOLE 25339 0 4501 Deere & Co. COMMON 244199105 5937 65010 SH SOLE 48732 0 16278 Diamond Offshore COMMON 25271c102 2776 48774 SH SOLE 36873 0 11901 Diodes COMMON 254543101 496 21063 SH SOLE 6397 0 14666 Direxion Daily Developed Markets Bull 3x ETF 25459W789 1039 13942 SH SOLE 13808 0 134 Direxion Daily Emerging Markets Bull 3x ETF 25459Y686 1415 49319 SH SOLE 48820 0 499 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 344 4306 SH SOLE 4264 0 42 Direxion Daily Real Estate Bull 3x ETF 25459W755 336 8867 SH SOLE 8796 0 71 Direxion Daily S&P 500 Bull 3X Shares ETF 25459W862 796 12483 SH SOLE 12364 0 119 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 348 4494 SH SOLE 4451 0 43 Disney, Walt COMMON 254687106 9416 123241 SH SOLE 92541 0 30700 DuPont COMMON 263534109 3373 51916 SH SOLE 40750 0 11165 Eaton Corp PLC COMMON G29183103 9310 122307 SH SOLE 93823 0 28484 ENI SPA ADR COMMON 26874r108 2811 57966 SH SOLE 48019 0 9947 Ensco PLC COMMON G3157S106 5707 99813 SH SOLE 74410 0 25403 Entergy COMMON 29364G103 1545 24412 SH SOLE 19397 0 5015 Ericsson COMMON 294821608 5704 465998 SH SOLE 344611 0 121387 Exxon Mobil COMMON 30231G102 6528 64510 SH SOLE 51302 0 13208 Foot Locker COMMON 344849104 2386 57573 SH SOLE 42290 0 15283 Freeport McMoran Copper & Gold COMMON 35671D857 5617 148836 SH SOLE 110014 0 38822 General Dynamics COMMON 369550108 6189 64768 SH SOLE 47630 0 17138 Goldman Sachs Group COMMON 38141G104 3347 18880 SH SOLE 12717 0 6163 Google COMMON 38259p508 254 227 SH SOLE 100 0 127 Halliburton Co. COMMON 406216101 3732 73530 SH SOLE 47771 0 25759 Hasbro COMMON 418056107 8682 157823 SH SOLE 117332 0 40491 HollyFrontier Corp COMMON 436106108 6505 130905 SH SOLE 100175 0 30730 HSBC Holdings PLC COMMON 404280406 2068 37503 SH SOLE 29664 0 7839 Ingram Micro COMMON 457153104 3949 168331 SH SOLE 109721 0 58610 Intel COMMON 458140100 6518 251070 SH SOLE 189260 0 61810 Int'l Business Machines COMMON 459200101 6346 33833 SH SOLE 25843 0 7990 iShares Barclays MBS Bond Fund ETF 464288588 25531 244157 SH SOLE 235963 0 8194 iShares Barclays TIPS Bond Fund ETF 464287176 1359 12370 SH SOLE 12318 0 52 iShares Emerging Markets High Yield Bond Fund ETF 464286285 9559 193939 SH SOLE 188014 0 5925 iShares MSCI United Kingdom Index Fund ETF 464286699 2960 141745 SH SOLE 135610 0 6135 iShares MSCI Korea Index Fund ETF 464286772 5862 90640 SH SOLE 86797 0 3843 iShares MSCI Peru Cap ETF 464289842 5636 167441 SH SOLE 162154 0 5287 iShares U.S. Floating Rate Note < 5 Years ETF 46429B655 27372 539673 SH SOLE 521605 0 18068 JP Morgan Chase COMMON 46625H100 8076 138092 SH SOLE 104683 0 33409 Keycorp COMMON 493267108 1348 100437 SH SOLE 91744 0 8693 Kimberly Clark COMMON 494368103 1150 11008 SH SOLE 9998 0 1010 KLA-Tencor COMMON 482480100 4893 75906 SH SOLE 56823 0 19083 Kohl's COMMON 500255104 5000 88098 SH SOLE 62256 0 25842 Lexmark International COMMON 529771107 3666 103196 SH SOLE 85613 0 17583 Manpower Inc. COMMON 56418H100 9717 113173 SH SOLE 83672 0 29501 Marathon Oil COMMON 565849106 5598 158589 SH SOLE 123883 0 34706 Market Vectors Emerging Markets High Yield Bond ETF 57061R403 8687 347071 SH SOLE 335603 0 11468 Market Vectors Emerging Markets Local Currency Bond ETF 57060U522 9683 411160 SH SOLE 398989 0 12171 Market Vectors Russia ETF ETF 57060U506 5774 200006 SH SOLE 191559 0 8447 Marvell Tech COMMON g5876h105 4025 279881 SH SOLE 185016 0 94865 MDC Holdings COMMON 552676108 6486 201179 SH SOLE 151451 0 49728 Medtronic COMMON 585055106 1062 18507 SH SOLE 16082 0 2425 Merck & Co. COMMON 58933Y105 1717 34302 SH SOLE 30262 0 4040 Metlife COMMON 59156r108 5460 101255 SH SOLE 73920 0 27335 Microchip Tech COMMON 595017104 3854 86117 SH SOLE 68555 0 17562 Microsoft COMMON 594918104 8087 216059 SH SOLE 170296 0 45763 Mosaic Company New COMMON 61945c103 5056 106949 SH SOLE 74403 0 32546 Navios Maritime Holdings Inc. COMMON Y62196103 11296 1012199 SH SOLE 767052 0 245148 New York Community COMMON 649445103 1716 101838 SH SOLE 83535 0 18303 Newmont Mining Corp Holding Co. COMMON 651639106 1146 49758 SH SOLE 38231 0 11527 Nippon Telegraph and Telephone COMMON 654624105 5802 214589 SH SOLE 155510 0 59079 Norfolk Southern COMMON 655844108 8251 88887 SH SOLE 66253 0 22634 Novartis COMMON 66987V109 6800 84596 SH SOLE 65840 0 18756 Nvidia COMMON 67066G104 5239 327035 SH SOLE 230395 0 96640 Oracle COMMON 68389X105 5645 147553 SH SOLE 104883 0 42670 Pepsico COMMON 713448108 1834 22111 SH SOLE 16762 0 5349 PetMed Express COMMON 716382106 2027 121889 SH SOLE 101492 0 20397 Pfizer COMMON 717081103 1931 63034 SH SOLE 43017 0 20017 PIMCO 0-5 Year High Yield Corporate Bond Fund ETF 72201R783 19024 178864 SH SOLE 172409 0 6455 PNC Bank COMMON 693475105 4379 56448 SH SOLE 40282 0 16166 Portugal Telecom Spons ADR COMMON 737273102 5203 1204368 SH SOLE 892737 0 311631 ProShares Short 20 plus Year Treasury ETF 74347X849 218 6625 SH SOLE 0 0 6625 ProShares Short Russell2000 ETF 74347R826 928 55000 SH SOLE 0 0 55000 Proshares Ultra Vix Short Term Futures ETF 74347w346 13566 808452 SH SOLE 791281 0 17171 ProShares UltraShort MSCI Europe ETF 74348A301 506 33525 SH SOLE 33230 0 295 Protective Life COMMON 743674103 7077 139695 SH SOLE 106795 0 32900 Prudential COMMON 744320102 7661 83068 SH SOLE 60911 0 22157 Rayonier COMMON 754907103 1876 44551 SH SOLE 30798 0 13753 Royal Caribbean Cruises COMMON v7780t103 7621 160714 SH SOLE 112585 0 48129 Royal Dutch Shell A COMMON 780259206 3648 51180 SH SOLE 36349 0 14830 Seagate Tech COMMON g7945m107 11809 210282 SH SOLE 161708 0 48574 Ship Finance Int'l COMMON G81075106 3631 221685 SH SOLE 171018 0 50667 Spartan Stores COMMON 846822104 2374 97779 SH SOLE 73260 0 24519 St. Jude Medical COMMON 790849103 6824 110152 SH SOLE 78311 0 31841 Staples COMMON 855030102 5403 340048 SH SOLE 251781 0 88267 Target COMMON 87612E106 4235 66939 SH SOLE 47050 0 19889 Titan International COMMON 88830M102 4933 274340 SH SOLE 196386 0 77954 Total SA ADR COMMON 89151e109 3749 61182 SH SOLE 51157 0 10025 Tsakos Energy COMMON G9108L108 1207 200815 SH SOLE 142623 0 58191 Tutor Perini Corp COMMON 901109108 5952 226318 SH SOLE 161990 0 64328 Tyson Foods COMMON 902494103 9262 276801 SH SOLE 203323 0 73478 U R S COMMON 903236107 4269 80554 SH SOLE 51585 0 28969 Vanguard Intermediate Term Corporate Bond Fund ETF 92206C870 18103 218895 SH SOLE 211857 0 7038 Vanguard Short-Term Bond ETF 921937827 23550 294635 SH SOLE 283273 0 11362 Vanguard Short-Term Corporate Bond Fund ETF 92206C409 18085 226686 SH SOLE 218291 0 8395 Walgreen COMMON 931422109 8667 150884 SH SOLE 111567 0 39317 Wal-Mart Stores COMMON 931142103 5562 70682 SH SOLE 53568 0 17114 Waste Management COMMON 94106L109 7195 160355 SH SOLE 121558 0 38797 Wells Fargo & Co. COMMON 949746101 5244 115512 SH SOLE 88277 0 27235 Whirpool COMMON 963320106 9238 58895 SH SOLE 42791 0 16104 Xyratex COMMON G98268108 4749 357365 SH SOLE 245257 0 112108 Yamana Gold COMMON 98462Y100 2596 301180 SH SOLE 233377 0 67803