0001019687-14-001788.txt : 20140513
0001019687-14-001788.hdr.sgml : 20140513
20140513101334
ACCESSION NUMBER: 0001019687-14-001788
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140513
DATE AS OF CHANGE: 20140513
EFFECTIVENESS DATE: 20140513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFAM CAPITAL, INC.
CENTRAL INDEX KEY: 0001167495
IRS NUMBER: 954074555
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10139
FILM NUMBER: 14835709
BUSINESS ADDRESS:
STREET 1: 12117 FM 2244 BLDG 3, SUITE 170
CITY: AUSTIN
STATE: TX
ZIP: 78738
BUSINESS PHONE: 512-354-7044
MAIL ADDRESS:
STREET 1: 12117 FM 2244 BLDG 3, SUITE 170
CITY: AUSTIN
STATE: TX
ZIP: 78738
FORMER COMPANY:
FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20020214
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001167495
XXXXXXXX
03-31-2014
03-31-2014
false
AFAM CAPITAL, INC.
12117 FM 2244 BLDG 3, SUITE 170
AUSTIN
TX
78738
13F HOLDINGS REPORT
028-10139
N
John Buckingham
Chief Investment Officer
512-354-7044
/s/ John Buckingham
Austin
TX
05-13-2014
0
144
744676
INFORMATION TABLE
2
infotable.xml
Abbott Laboratories
COMMON
002824100
3400
88280
SH
SOLE
66317
0
21963
Activision Blizzard
COMMON
00507V109
6920
338574
SH
SOLE
240208
0
98366
Aetna
COMMON
00817Y108
8480
113113
SH
SOLE
85495
0
27618
Agrium
COMMON
008916108
1064
10915
SH
SOLE
10036
0
879
Allstate
COMMON
020002101
1269
22429
SH
SOLE
20678
0
1751
American Eagle Outfitters
COMMON
02553E106
4925
402400
SH
SOLE
299955
0
102445
American Software
COMMON
029683109
1467
144263
SH
SOLE
138738
0
5525
Anworth Mortgage Asset Corp
COMMON
037347101
1368
275838
SH
SOLE
234300
0
41538
Apache
COMMON
037411105
4377
52768
SH
SOLE
39406
0
13362
Apple Computer
COMMON
037833100
7514
13999
SH
SOLE
10674
0
3325
Archer-Daniels-Midland
COMMON
039483102
8358
192617
SH
SOLE
148664
0
43954
AVX Corp
COMMON
002444107
1526
115798
SH
SOLE
101347
0
14451
Baker Hughes
COMMON
057224107
6113
94022
SH
SOLE
66958
0
27064
Bank of NY Mellon Corp.
COMMON
064058100
5765
163357
SH
SOLE
117027
0
46330
Barrick Gold
COMMON
067901108
4574
256511
SH
SOLE
198450
0
58061
Baxter International
COMMON
071813109
7367
100126
SH
SOLE
76795
0
23331
BB&T Corporation
COMMON
054937107
5196
129354
SH
SOLE
97017
0
32337
Benchmark Electronics
COMMON
08160h101
5708
252008
SH
SOLE
184914
0
67094
BHP Billiton
COMMON
088606108
2652
39128
SH
SOLE
34877
0
4251
BioMed Realty
COMMON
09063H107
6338
309343
SH
SOLE
236012
0
73331
Bristow Group Inc
COMMON
110394103
7616
100843
SH
SOLE
72011
0
28832
Brocade Communications Systems
COMMON
111621306
4825
454800
SH
SOLE
300994
0
153806
CA Inc.
COMMON
12673P105
1530
49388
SH
SOLE
40470
0
8918
California Water Service
COMMON
130788102
3486
145623
SH
SOLE
94268
0
51355
Canadian Imperial Bank of Commerce (CIBC)
COMMON
136069101
4972
57684
SH
SOLE
42800
0
14884
Capital One Financial
COMMON
14040H105
5681
73626
SH
SOLE
52361
0
21265
Cardinal Health
COMMON
14149Y108
1269
18131
SH
SOLE
16241
0
1890
Caterpillar
COMMON
149123101
6392
64330
SH
SOLE
48881
0
15449
Celanese Corp
COMMON
150870103
6539
117798
SH
SOLE
85306
0
32492
Chesapeake Energy
COMMON
165167107
2800
109303
SH
SOLE
73937
0
35366
Cisco Systems
COMMON
17275R102
7098
316728
SH
SOLE
235978
0
80750
Comcast Corp CL A
COMMON
20030N101
7773
155403
SH
SOLE
112107
0
43296
Conagra Foods
COMMON
205887102
5569
179485
SH
SOLE
128985
0
50500
Corning
COMMON
219350105
7646
367235
SH
SOLE
286756
0
80479
Credit Suisse Group
COMMON
225401108
3907
120659
SH
SOLE
84598
0
36061
CSX
COMMON
126408103
875
30218
SH
SOLE
25717
0
4501
Deere & Co.
COMMON
244199105
5995
66022
SH
SOLE
49704
0
16318
Diamond Offshore
COMMON
25271c102
2664
54641
SH
SOLE
41036
0
13605
Diodes
COMMON
254543101
550
21063
SH
SOLE
6397
0
14666
Direxion Daily Developed Markets Bull 3x
ETF
25459W789
1142
15608
SH
SOLE
15130
0
478
Direxion Daily Emerging Markets Bull 3x
ETF
25459Y686
1407
53876
SH
SOLE
52181
0
1695
Direxion Daily Mid Cap Bull 3X Shares
ETF
25459W730
324
3795
SH
SOLE
3685
0
110
Direxion Daily Real Estate Bull 3x
ETF
25459W755
338
6826
SH
SOLE
6609
0
217
Direxion Daily S&P 500 Bull 3X Shares
ETF
25459W862
773
11693
SH
SOLE
11354
0
339
Direxion Daily Small Cap Bull 3X Shares
ETF
25459W847
300
3847
SH
SOLE
3730
0
117
Disney, Walt
COMMON
254687106
9994
124810
SH
SOLE
94071
0
30739
DuPont
COMMON
263534109
3465
51640
SH
SOLE
40519
0
11122
Eaton Corp PLC
COMMON
G29183103
9283
123581
SH
SOLE
95010
0
28571
Eli Lilly & Co.
COMMON
532457108
5179
87982
SH
SOLE
62518
0
25464
ENI SPA ADR
COMMON
26874r108
2919
58186
SH
SOLE
48239
0
9947
Ensco PLC
COMMON
G3157S106
5799
109871
SH
SOLE
84028
0
25843
Entergy
COMMON
29364G103
3594
53761
SH
SOLE
44467
0
9294
Ericsson
COMMON
294821608
6414
481178
SH
SOLE
358605
0
122573
Exxon Mobil
COMMON
30231G102
6369
65203
SH
SOLE
51931
0
13272
Foot Locker
COMMON
344849104
2721
57911
SH
SOLE
42723
0
15188
Freeport McMoran Copper & Gold
COMMON
35671D857
5495
166175
SH
SOLE
120679
0
45496
General Electric Co.
COMMON
369604103
1389
53641
SH
SOLE
43920
0
9721
Global X FTSE Colombia 20
ETF
37950e200
4332
232527
SH
SOLE
221710
0
10817
Goldman Sachs Group
COMMON
38141G104
3149
19218
SH
SOLE
13027
0
6191
Halliburton Co.
COMMON
406216101
4414
74959
SH
SOLE
49053
0
25906
Hasbro
COMMON
418056107
8822
158620
SH
SOLE
118098
0
40522
HollyFrontier Corp
COMMON
436106108
6689
140588
SH
SOLE
106885
0
33703
HSBC Holdings PLC
COMMON
404280406
2188
43045
SH
SOLE
31800
0
11245
Ingram Micro
COMMON
457153104
5013
169599
SH
SOLE
110796
0
58803
Intel
COMMON
458140100
6674
258573
SH
SOLE
196331
0
62242
Int'l Business Machines
COMMON
459200101
6698
34796
SH
SOLE
26743
0
8053
Int'l Game Technology
COMMON
459902102
4734
336707
SH
SOLE
241116
0
95591
iShares Barclays MBS Bond Fund
ETF
464288588
13873
130720
SH
SOLE
125047
0
5673
iShares Barclays TIPS Bond Fund
ETF
464287176
1205
10752
SH
SOLE
10409
0
343
iShares Emerging Markets High Yield Bond Fund
ETF
464286285
8550
169635
SH
SOLE
162617
0
7018
iShares MSCI Japan Index Fund
ETF
464286848
3808
336071
SH
SOLE
320068
0
16003
iShares MSCI Korea Index Fund
ETF
464286772
5218
84834
SH
SOLE
81042
0
3792
iShares MSCI Peru Cap
ETF
464289842
5036
155927
SH
SOLE
149311
0
6616
iShares MSCI Singapore Index Fund
ETF
464286673
3764
288174
SH
SOLE
274844
0
13330
iShares U.S. Floating Rate Note < 5 Years
ETF
46429B655
27297
538290
SH
SOLE
514529
0
23761
Jabil Circuit
COMMON
466313103
1422
79025
SH
SOLE
70171
0
8854
Johnson & Johnson
COMMON
478160104
4489
45697
SH
SOLE
35116
0
10581
JP Morgan Chase
COMMON
46625H100
8482
139711
SH
SOLE
106331
0
33379
Keycorp
COMMON
493267108
1452
101937
SH
SOLE
93244
0
8693
Kimberly Clark
COMMON
494368103
1311
11895
SH
SOLE
10885
0
1010
KLA-Tencor
COMMON
482480100
5305
76736
SH
SOLE
57591
0
19145
Kohl's
COMMON
500255104
5150
90663
SH
SOLE
64641
0
26022
Lexmark International
COMMON
529771107
4838
104520
SH
SOLE
86855
0
17665
Manpower Inc.
COMMON
56418H100
8861
112408
SH
SOLE
83782
0
28626
Marathon Oil
COMMON
565849106
5694
160291
SH
SOLE
125540
0
34751
Market Vectors Emerging Markets High Yield Bond
ETF
57061R403
15555
604313
SH
SOLE
578535
0
25778
Market Vectors Emerging Markets Local Currency Bond
ETF
57060U522
4325
183554
SH
SOLE
176281
0
7273
Market Vectors Russia ETF
ETF
57060U506
5194
216520
SH
SOLE
207256
0
9264
Marvell Tech
COMMON
g5876h105
4394
278991
SH
SOLE
184099
0
94892
MDC Holdings
COMMON
552676108
5788
204656
SH
SOLE
154819
0
49837
Medtronic
COMMON
585055106
1159
18828
SH
SOLE
16403
0
2425
Metlife
COMMON
59156r108
5459
103391
SH
SOLE
75514
0
27877
Microsoft
COMMON
594918104
8894
216978
SH
SOLE
170860
0
46118
Mosaic Company New
COMMON
61945c103
5497
109938
SH
SOLE
77204
0
32734
Navios Maritime Holdings Inc.
COMMON
Y62196103
9440
958409
SH
SOLE
721770
0
236639
New York Community
COMMON
649445103
1645
102351
SH
SOLE
84048
0
18303
Newmont Mining Corp Holding Co.
COMMON
651639106
1186
50610
SH
SOLE
39083
0
11527
Nippon Telegraph and Telephone
COMMON
654624105
5930
217704
SH
SOLE
158480
0
59224
Norfolk Southern
COMMON
655844108
8718
89716
SH
SOLE
67073
0
22643
Novartis
COMMON
66987V109
7241
85174
SH
SOLE
66337
0
18837
Nvidia
COMMON
67066G104
5909
329948
SH
SOLE
233017
0
96931
Oracle
COMMON
68389X105
6228
152235
SH
SOLE
106945
0
45290
Pepsico
COMMON
713448108
1876
22468
SH
SOLE
17119
0
5349
PetMed Express
COMMON
716382106
1745
130106
SH
SOLE
109627
0
20479
Pfizer
COMMON
717081103
2119
65971
SH
SOLE
45884
0
20087
PIMCO 0-5 Year High Yield Corporate Bond Fund
ETF
72201R783
15707
147327
SH
SOLE
141075
0
6252
PNC Bank
COMMON
693475105
4992
57375
SH
SOLE
41157
0
16218
Portugal Telecom Spons ADR
COMMON
737273102
5253
1230138
SH
SOLE
917947
0
312191
ProShares Short 20 plus Year Treasury
ETF
74347X849
201
6625
SH
SOLE
0
0
6625
ProShares Short Russell2000
ETF
74347R826
814
49300
SH
SOLE
0
0
49300
Protective Life
COMMON
743674103
7407
140848
SH
SOLE
107864
0
32984
Prudential
COMMON
744320102
7120
84110
SH
SOLE
61899
0
22211
Rayonier
COMMON
754907103
2205
48024
SH
SOLE
33646
0
14378
Royal Caribbean Cruises
COMMON
v7780t103
8801
161305
SH
SOLE
113112
0
48193
Royal Dutch Shell A
COMMON
780259206
3860
52830
SH
SOLE
37956
0
14874
Sanofi
COMMON
80105n105
1050
20080
SH
SOLE
19022
0
1058
Seagate Tech
COMMON
g7945m107
6836
121730
SH
SOLE
93235
0
28495
Select Sector SPDR - Consumer Staples
ETF
81369y308
1344
31208
SH
SOLE
30756
0
452
Select Sector SPDR - Financial
ETF
81369y605
1411
63147
SH
SOLE
62265
0
882
Select Sector SPDR - Industrial
ETF
81369y704
1353
25846
SH
SOLE
25475
0
371
Select Sector SPDR - Utilities
ETF
81369y886
1364
32891
SH
SOLE
32413
0
478
Ship Finance Int'l
COMMON
G81075106
3988
221930
SH
SOLE
171203
0
50727
Spartan Stores
COMMON
846822104
2231
96107
SH
SOLE
71678
0
24429
SPDR Barclays Short Term High Yield Bond
ETF
78468R408
23317
752905
SH
SOLE
720576
0
32329
St. Jude Medical
COMMON
790849103
7170
109649
SH
SOLE
78798
0
30851
Staples
COMMON
855030102
3962
349409
SH
SOLE
260244
0
89165
Symantec
COMMON
871503108
5885
294701
SH
SOLE
227434
0
67267
Target
COMMON
87612E106
4501
74377
SH
SOLE
53250
0
21127
The Travelers Companies
COMMON
89417e109
1152
13533
SH
SOLE
11157
0
2376
Titan International
COMMON
88830M102
5300
279088
SH
SOLE
200917
0
78171
Total SA ADR
COMMON
89151e109
4038
61561
SH
SOLE
51536
0
10025
Tsakos Energy
COMMON
G9108L108
1573
202728
SH
SOLE
144246
0
58481
Tutor Perini Corp
COMMON
901109108
6521
227450
SH
SOLE
163096
0
64354
Tyson Foods
COMMON
902494103
7098
161280
SH
SOLE
119684
0
41595
U R S
COMMON
903236107
3953
84001
SH
SOLE
54788
0
29213
Vanguard Intermediate Term Corporate Bond Fund
ETF
92206C870
15429
181565
SH
SOLE
173870
0
7695
Vanguard Short-Term Bond
ETF
921937827
21978
274417
SH
SOLE
261995
0
12422
Vanguard Short-Term Corporate Bond Fund
ETF
92206C409
455
5685
SH
SOLE
5683
0
2
Vanguard Telecommunication Services
ETF
92204A884
1066
12520
SH
SOLE
12298
0
222
Wal-Mart Stores
COMMON
931142103
5683
74359
SH
SOLE
57093
0
17266
Waste Management
COMMON
94106L109
6845
162697
SH
SOLE
123692
0
39005
Wells Fargo & Co.
COMMON
949746101
5846
117534
SH
SOLE
90087
0
27447
Whirpool
COMMON
963320106
8991
60159
SH
SOLE
44013
0
16146
Yamana Gold
COMMON
98462Y100
2733
311244
SH
SOLE
242560
0
68683