0001019687-14-000459.txt : 20140211
0001019687-14-000459.hdr.sgml : 20140211
20140211153058
ACCESSION NUMBER: 0001019687-14-000459
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFAM CAPITAL, INC.
CENTRAL INDEX KEY: 0001167495
IRS NUMBER: 954074555
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10139
FILM NUMBER: 14594014
BUSINESS ADDRESS:
STREET 1: 12117 FM 2244 BLDG 3, SUITE 170
CITY: AUSTIN
STATE: TX
ZIP: 78738
BUSINESS PHONE: 512-354-7044
MAIL ADDRESS:
STREET 1: 12117 FM 2244 BLDG 3, SUITE 170
CITY: AUSTIN
STATE: TX
ZIP: 78738
FORMER COMPANY:
FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20020214
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001167495
XXXXXXXX
12-31-2013
12-31-2013
false
AFAM CAPITAL, INC.
12117 FM 2244 BLDG 3, SUITE 170
AUSTIN
TX
78738
13F HOLDINGS REPORT
028-10139
N
John Buckingham
Chief Investment Officer
512-354-7044
/s/ John Buckingham
Austin
TX
02-11-2014
0
135
741137
INFORMATION TABLE
2
infotable.xml
Abbott Laboratories
COMMON
002824100
3290
85845
SH
SOLE
64048
0
21797
Activision Blizzard
COMMON
00507V109
5988
335830
SH
SOLE
237500
0
98330
Aetna
COMMON
00817Y108
7688
112084
SH
SOLE
84563
0
27521
Agrium
COMMON
008916108
971
10610
SH
SOLE
9765
0
845
Allstate
COMMON
020002101
1103
20221
SH
SOLE
18569
0
1652
American Eagle Outfitters
COMMON
02553E106
5674
394054
SH
SOLE
293336
0
100718
American Software
COMMON
029683109
3042
308241
SH
SOLE
240842
0
67399
Anworth Mortgage Asset Corp
COMMON
037347101
1151
273396
SH
SOLE
231858
0
41538
Apache
COMMON
037411105
4342
50525
SH
SOLE
37236
0
13289
Apple Computer
COMMON
037833100
7747
13806
SH
SOLE
10494
0
3312
Archer-Daniels-Midland
COMMON
039483102
8270
190562
SH
SOLE
146680
0
43882
AVX Corp
COMMON
002444107
1272
91291
SH
SOLE
79115
0
12176
Baker Hughes
COMMON
057224107
5122
92681
SH
SOLE
65684
0
26997
Bank of NY Mellon Corp.
COMMON
064058100
5561
159144
SH
SOLE
113440
0
45704
Barrick Gold
COMMON
067901108
4397
249389
SH
SOLE
194802
0
54587
Baxter International
COMMON
071813109
6865
98705
SH
SOLE
75450
0
23254
BB&T Corporation
COMMON
054937107
5344
143193
SH
SOLE
110856
0
32337
Benchmark Electronics
COMMON
08160h101
5772
250076
SH
SOLE
183074
0
67002
BHP Billiton
COMMON
088606108
2605
38203
SH
SOLE
33952
0
4251
BioMed Realty
COMMON
09063H107
5417
298960
SH
SOLE
229531
0
69429
Bristow Group Inc
COMMON
110394103
7470
99515
SH
SOLE
70769
0
28746
Brocade Communications Systems
COMMON
111621306
3992
450053
SH
SOLE
296874
0
153179
CA Inc.
COMMON
12673P105
1393
41403
SH
SOLE
33835
0
7568
California Water Service
COMMON
130788102
3319
143866
SH
SOLE
92677
0
51189
Canadian Imperial Bank of Commerce (CIBC)
COMMON
136069101
4822
56455
SH
SOLE
41733
0
14722
Capital One Financial
COMMON
14040H105
5351
69854
SH
SOLE
49601
0
20253
Cardinal Health
COMMON
14149Y108
1220
18267
SH
SOLE
16377
0
1890
Caterpillar
COMMON
149123101
5728
63077
SH
SOLE
47669
0
15408
Celanese Corp
COMMON
150870103
6319
114250
SH
SOLE
81861
0
32389
Chesapeake Energy
COMMON
165167107
2909
107191
SH
SOLE
71981
0
35210
Cisco Systems
COMMON
17275R102
6260
278844
SH
SOLE
199723
0
79121
Comcast Corp CL A
COMMON
20030N101
8589
165276
SH
SOLE
120758
0
44518
Corning
COMMON
219350105
6402
359275
SH
SOLE
281821
0
77454
Credit Suisse Group
COMMON
225401108
3760
121140
SH
SOLE
83542
0
37598
CSX
COMMON
126408103
859
29840
SH
SOLE
25339
0
4501
Deere & Co.
COMMON
244199105
5937
65010
SH
SOLE
48732
0
16278
Diamond Offshore
COMMON
25271c102
2776
48774
SH
SOLE
36873
0
11901
Diodes
COMMON
254543101
496
21063
SH
SOLE
6397
0
14666
Direxion Daily Developed Markets Bull 3x
ETF
25459W789
1039
13942
SH
SOLE
13808
0
134
Direxion Daily Emerging Markets Bull 3x
ETF
25459Y686
1415
49319
SH
SOLE
48820
0
499
Direxion Daily Mid Cap Bull 3X Shares
ETF
25459W730
344
4306
SH
SOLE
4264
0
42
Direxion Daily Real Estate Bull 3x
ETF
25459W755
336
8867
SH
SOLE
8796
0
71
Direxion Daily S&P 500 Bull 3X Shares
ETF
25459W862
796
12483
SH
SOLE
12364
0
119
Direxion Daily Small Cap Bull 3X Shares
ETF
25459W847
348
4494
SH
SOLE
4451
0
43
Disney, Walt
COMMON
254687106
9416
123241
SH
SOLE
92541
0
30700
DuPont
COMMON
263534109
3373
51916
SH
SOLE
40750
0
11165
Eaton Corp PLC
COMMON
G29183103
9310
122307
SH
SOLE
93823
0
28484
ENI SPA ADR
COMMON
26874r108
2811
57966
SH
SOLE
48019
0
9947
Ensco PLC
COMMON
G3157S106
5707
99813
SH
SOLE
74410
0
25403
Entergy
COMMON
29364G103
1545
24412
SH
SOLE
19397
0
5015
Ericsson
COMMON
294821608
5704
465998
SH
SOLE
344611
0
121387
Exxon Mobil
COMMON
30231G102
6528
64510
SH
SOLE
51302
0
13208
Foot Locker
COMMON
344849104
2386
57573
SH
SOLE
42290
0
15283
Freeport McMoran Copper & Gold
COMMON
35671D857
5617
148836
SH
SOLE
110014
0
38822
General Dynamics
COMMON
369550108
6189
64768
SH
SOLE
47630
0
17138
Goldman Sachs Group
COMMON
38141G104
3347
18880
SH
SOLE
12717
0
6163
Google
COMMON
38259p508
254
227
SH
SOLE
100
0
127
Halliburton Co.
COMMON
406216101
3732
73530
SH
SOLE
47771
0
25759
Hasbro
COMMON
418056107
8682
157823
SH
SOLE
117332
0
40491
HollyFrontier Corp
COMMON
436106108
6505
130905
SH
SOLE
100175
0
30730
HSBC Holdings PLC
COMMON
404280406
2068
37503
SH
SOLE
29664
0
7839
Ingram Micro
COMMON
457153104
3949
168331
SH
SOLE
109721
0
58610
Intel
COMMON
458140100
6518
251070
SH
SOLE
189260
0
61810
Int'l Business Machines
COMMON
459200101
6346
33833
SH
SOLE
25843
0
7990
iShares Barclays MBS Bond Fund
ETF
464288588
25531
244157
SH
SOLE
235963
0
8194
iShares Barclays TIPS Bond Fund
ETF
464287176
1359
12370
SH
SOLE
12318
0
52
iShares Emerging Markets High Yield Bond Fund
ETF
464286285
9559
193939
SH
SOLE
188014
0
5925
iShares MSCI United Kingdom Index Fund
ETF
464286699
2960
141745
SH
SOLE
135610
0
6135
iShares MSCI Korea Index Fund
ETF
464286772
5862
90640
SH
SOLE
86797
0
3843
iShares MSCI Peru Cap
ETF
464289842
5636
167441
SH
SOLE
162154
0
5287
iShares U.S. Floating Rate Note < 5 Years
ETF
46429B655
27372
539673
SH
SOLE
521605
0
18068
JP Morgan Chase
COMMON
46625H100
8076
138092
SH
SOLE
104683
0
33409
Keycorp
COMMON
493267108
1348
100437
SH
SOLE
91744
0
8693
Kimberly Clark
COMMON
494368103
1150
11008
SH
SOLE
9998
0
1010
KLA-Tencor
COMMON
482480100
4893
75906
SH
SOLE
56823
0
19083
Kohl's
COMMON
500255104
5000
88098
SH
SOLE
62256
0
25842
Lexmark International
COMMON
529771107
3666
103196
SH
SOLE
85613
0
17583
Manpower Inc.
COMMON
56418H100
9717
113173
SH
SOLE
83672
0
29501
Marathon Oil
COMMON
565849106
5598
158589
SH
SOLE
123883
0
34706
Market Vectors Emerging Markets High Yield Bond
ETF
57061R403
8687
347071
SH
SOLE
335603
0
11468
Market Vectors Emerging Markets Local Currency Bond
ETF
57060U522
9683
411160
SH
SOLE
398989
0
12171
Market Vectors Russia ETF
ETF
57060U506
5774
200006
SH
SOLE
191559
0
8447
Marvell Tech
COMMON
g5876h105
4025
279881
SH
SOLE
185016
0
94865
MDC Holdings
COMMON
552676108
6486
201179
SH
SOLE
151451
0
49728
Medtronic
COMMON
585055106
1062
18507
SH
SOLE
16082
0
2425
Merck & Co.
COMMON
58933Y105
1717
34302
SH
SOLE
30262
0
4040
Metlife
COMMON
59156r108
5460
101255
SH
SOLE
73920
0
27335
Microchip Tech
COMMON
595017104
3854
86117
SH
SOLE
68555
0
17562
Microsoft
COMMON
594918104
8087
216059
SH
SOLE
170296
0
45763
Mosaic Company New
COMMON
61945c103
5056
106949
SH
SOLE
74403
0
32546
Navios Maritime Holdings Inc.
COMMON
Y62196103
11296
1012199
SH
SOLE
767052
0
245148
New York Community
COMMON
649445103
1716
101838
SH
SOLE
83535
0
18303
Newmont Mining Corp Holding Co.
COMMON
651639106
1146
49758
SH
SOLE
38231
0
11527
Nippon Telegraph and Telephone
COMMON
654624105
5802
214589
SH
SOLE
155510
0
59079
Norfolk Southern
COMMON
655844108
8251
88887
SH
SOLE
66253
0
22634
Novartis
COMMON
66987V109
6800
84596
SH
SOLE
65840
0
18756
Nvidia
COMMON
67066G104
5239
327035
SH
SOLE
230395
0
96640
Oracle
COMMON
68389X105
5645
147553
SH
SOLE
104883
0
42670
Pepsico
COMMON
713448108
1834
22111
SH
SOLE
16762
0
5349
PetMed Express
COMMON
716382106
2027
121889
SH
SOLE
101492
0
20397
Pfizer
COMMON
717081103
1931
63034
SH
SOLE
43017
0
20017
PIMCO 0-5 Year High Yield Corporate Bond Fund
ETF
72201R783
19024
178864
SH
SOLE
172409
0
6455
PNC Bank
COMMON
693475105
4379
56448
SH
SOLE
40282
0
16166
Portugal Telecom Spons ADR
COMMON
737273102
5203
1204368
SH
SOLE
892737
0
311631
ProShares Short 20 plus Year Treasury
ETF
74347X849
218
6625
SH
SOLE
0
0
6625
ProShares Short Russell2000
ETF
74347R826
928
55000
SH
SOLE
0
0
55000
Proshares Ultra Vix Short Term Futures
ETF
74347w346
13566
808452
SH
SOLE
791281
0
17171
ProShares UltraShort MSCI Europe
ETF
74348A301
506
33525
SH
SOLE
33230
0
295
Protective Life
COMMON
743674103
7077
139695
SH
SOLE
106795
0
32900
Prudential
COMMON
744320102
7661
83068
SH
SOLE
60911
0
22157
Rayonier
COMMON
754907103
1876
44551
SH
SOLE
30798
0
13753
Royal Caribbean Cruises
COMMON
v7780t103
7621
160714
SH
SOLE
112585
0
48129
Royal Dutch Shell A
COMMON
780259206
3648
51180
SH
SOLE
36349
0
14830
Seagate Tech
COMMON
g7945m107
11809
210282
SH
SOLE
161708
0
48574
Ship Finance Int'l
COMMON
G81075106
3631
221685
SH
SOLE
171018
0
50667
Spartan Stores
COMMON
846822104
2374
97779
SH
SOLE
73260
0
24519
St. Jude Medical
COMMON
790849103
6824
110152
SH
SOLE
78311
0
31841
Staples
COMMON
855030102
5403
340048
SH
SOLE
251781
0
88267
Target
COMMON
87612E106
4235
66939
SH
SOLE
47050
0
19889
Titan International
COMMON
88830M102
4933
274340
SH
SOLE
196386
0
77954
Total SA ADR
COMMON
89151e109
3749
61182
SH
SOLE
51157
0
10025
Tsakos Energy
COMMON
G9108L108
1207
200815
SH
SOLE
142623
0
58191
Tutor Perini Corp
COMMON
901109108
5952
226318
SH
SOLE
161990
0
64328
Tyson Foods
COMMON
902494103
9262
276801
SH
SOLE
203323
0
73478
U R S
COMMON
903236107
4269
80554
SH
SOLE
51585
0
28969
Vanguard Intermediate Term Corporate Bond Fund
ETF
92206C870
18103
218895
SH
SOLE
211857
0
7038
Vanguard Short-Term Bond
ETF
921937827
23550
294635
SH
SOLE
283273
0
11362
Vanguard Short-Term Corporate Bond Fund
ETF
92206C409
18085
226686
SH
SOLE
218291
0
8395
Walgreen
COMMON
931422109
8667
150884
SH
SOLE
111567
0
39317
Wal-Mart Stores
COMMON
931142103
5562
70682
SH
SOLE
53568
0
17114
Waste Management
COMMON
94106L109
7195
160355
SH
SOLE
121558
0
38797
Wells Fargo & Co.
COMMON
949746101
5244
115512
SH
SOLE
88277
0
27235
Whirpool
COMMON
963320106
9238
58895
SH
SOLE
42791
0
16104
Xyratex
COMMON
G98268108
4749
357365
SH
SOLE
245257
0
112108
Yamana Gold
COMMON
98462Y100
2596
301180
SH
SOLE
233377
0
67803