Chief Compliance Officer

0001667731-19-000312.txt : 20191114 0001667731-19-000312.hdr.sgml : 20191114 20191114153014 ACCESSION NUMBER: 0001667731-19-000312 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 191219512 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167487 XXXXXXXX 09-30-2019 09-30-2019 false LONGFELLOW INVESTMENT MANAGEMENT CO LLC

20 Winthrop Square, 3rd Fl Boston MA 02110

13F HOLDINGS REPORT 028-10136 N Michelle Martin Chief Compliance Officer 6176953504 Michelle Martin Boston MA 11-14-2019 0 120 214867 INFORMATION TABLE 2 infotable.xml ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 45 60600 SH SOLE 60600 0 0 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 865 85256 SH SOLE 7020 0 78236 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 2 11300 SH SOLE 1450 0 9850 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 5 22600 SH SOLE 2900 0 19700 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 17 314 SH SOLE 31 0 283 CELGENE CORP COM 151020104 25 250 SH SOLE 250 0 0 CONYERS PK II ACQUISITION CO COM CL A 212896104 124 12500 SH SOLE 12500 0 0 CONYERS PK II ACQUISITION CO UNIT 99/99/9999 212896203 2863 268822 SH SOLE 237272 0 31550 CUMULUS MEDIA INC COM CLASS A 231082801 77 5300 SH SOLE 5300 0 0 GTY TECHNOLOGY HOLDINGS INC COM 362409104 47 7500 SH SOLE 878 0 6622 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 2450 237883 SH SOLE 194558 0 43325 GORES METROPOULOS INC COM CL A 382872109 505 50000 SH SOLE 50000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 199 142050 SH SOLE 142050 0 0 GORES METROPOULOS INC UNIT 99/99/9999 382872208 4929 464974 SH SOLE 365836 0 99138 GRAF INDL CORP UNIT 12/31/2025 384278206 309 30000 SH SOLE 2484 0 27516 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1072 102914 SH SOLE 48069 0 54845 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 25 70762 SH SOLE 27600 0 43162 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3511 334348 SH SOLE 269257 0 65091 MAGNOLIA OIL & GAS CORP CL A 559663109 50 4500 SH SOLE 403 0 4097 MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 481 46100 SH SOLE 3780 0 42320 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 215 19835 SH SOLE 1500 0 18335 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 390 36618 SH SOLE 4529 0 32089 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 4 1500 SH SOLE 135 0 1365 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 6576 626264 SH SOLE 527538 0 98726 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 1791 172901 SH SOLE 106855 0 66046 TOWER INTL INC COM 891826109 465 15000 SH SOLE 1250 0 13750 WAITR HLDGS INC COM 930752100 41 31708 SH SOLE 3003 0 28705 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 7 32452 SH SOLE 32452 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 11 36410 SH SOLE 7408 0 29002 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 447 42436 SH SOLE 7436 0 35000 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 538 52000 SH SOLE 4504 0 47496 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2427 229593 SH SOLE 203144 0 26449 ALTA MESA RES INC *W EXP 03/28/202 02133L117 0 29362 SH SOLE 3577 0 25785 APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 3057 300000 SH SOLE 279500 0 20500 B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 1867 184815 SH SOLE 129815 0 55000 BOXWOOD MERGER CORP COM CL A 10319T101 1156 114699 SH SOLE 114699 0 0 CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 202 310000 SH SOLE 290000 0 20000 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 4354 411176 SH SOLE 306176 0 105000 CELSIUS HOLDINGS INC COM NEW 15118V207 76 21798 SH SOLE 1750 0 20048 CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 657 61656 SH SOLE 5231 0 56425 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 12613 1200100 SH SOLE 1075000 0 125100 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 900 88629 SH SOLE 54913 0 33716 DERMTECH INC COM 24984K105 6 1002 SH SOLE 0 0 1002 DERMTECH INC *W EXP 08/29/202 24984K113 6 50241 SH SOLE 6065 0 44176 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 7447 732271 SH SOLE 629002 0 103269 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 504 49365 SH SOLE 4069 0 45296 EXPERIENCE INVESTMENT CORP UNIT 09/01/2026 30217C208 4760 475547 SH SOLE 445447 0 30100 FAR PT ACQUISITION CORP COM CL A 30734W109 1022 100000 SH SOLE 100000 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 120 100000 SH SOLE 100000 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 2952 276134 SH SOLE 176232 0 99902 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 6017 563434 SH SOLE 476639 0 86795 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 114 193200 SH SOLE 177550 0 15650 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 402 37527 SH SOLE 4061 0 33466 GX ACQUISITION CORP *W EXP 05/24/202 36251A115 15 25000 SH SOLE 25000 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 815 80001 SH SOLE 14355 0 65646 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 513 342044 SH SOLE 283153 0 58891 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 8767 823220 SH SOLE 735085 0 88135 GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 263 175238 SH SOLE 175238 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 8031 761191 SH SOLE 611707 0 149484 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 711 474430 SH SOLE 429430 0 45000 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 11097 1074207 SH SOLE 1011076 0 63131 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 43 54500 SH SOLE 54500 0 0 HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 8205 777764 SH SOLE 694714 0 83050 LANDCADIA HLDGS II INC CL A 51476X105 883 90000 SH SOLE 90000 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 9563 946875 SH SOLE 801985 0 144890 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 1518 142400 SH SOLE 92655 0 49745 MOSAIC ACQUISITION CORP COM CL A 61946M100 1870 181000 SH SOLE 181000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 26 22899 SH SOLE 1897 0 21002 MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 1863 172513 SH SOLE 85742 0 86771 NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 7481 741276 SH SOLE 686000 0 55276 PELOTON INTERACTIVE INC CL A COM 70614W100 25 1000 SH SOLE 100 0 900 PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 6187 607800 SH SOLE 547701 0 60099 PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 5 3500 SH SOLE 3500 0 0 PIVOTAL ACQUISITION CORP UNIT 12/01/2025 72583A200 3885 337356 SH SOLE 274356 0 63000 PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 2525 252509 SH SOLE 215622 0 36887 PYXUS INTL INC COM 74737V106 41 3159 SH SOLE 3159 0 0 RANPAK HLDGS CORP COM CL A 75321W103 112 18500 SH SOLE 1600 0 16900 RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 16 21880 SH SOLE 2305 0 19575 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 21 51981 SH SOLE 3912 0 48069 SPARK THERAPEUTICS INC COM 84652J103 202 2083 SH SOLE 187 0 1896 TARGET HOSPITALITY CORP COM 87615L107 71 10477 SH SOLE 1154 0 9323 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 18 17389 SH SOLE 1469 0 15920 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 150 13297 SH SOLE 1103 0 12194 TRINE ACQUISITION CORP COM CL A 89628U108 985 99800 SH SOLE 99800 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 4 4803 SH SOLE 0 0 4803 TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 3705 357936 SH SOLE 279895 0 78041 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 154 120911 SH SOLE 76499 0 44412 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 991 92700 SH SOLE 92700 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 173 346137 SH SOLE 295993 0 50144 VERRA MOBILITY CORP COM 92511U102 72 5000 SH SOLE 467 0 4533 ZAYO GROUP HLDGS INC COM 98919V105 142 4200 SH SOLE 400 0 3800 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 2671 257303 SH SOLE 176964 0 80339 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 355 33769 SH SOLE 2851 0 30918 CLARIVATE ANALYTICS PLC COM G21810109 90 5308 SH SOLE 443 0 4865 CLARIVATE ANALYTICS PLC *W EXP 11/09/201 G21810117 24 4000 SH SOLE 325 0 3675 COLLIER CREEK HOLDINGS COM CL A G22707106 52 5114 SH SOLE 5114 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 241 185400 SH SOLE 160400 0 25000 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 5815 543477 SH SOLE 423139 0 120338 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 781 71402 SH SOLE 52074 0 19328 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 7 10026 SH SOLE 980 0 9046 NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 5550 550000 SH SOLE 498165 0 51835 OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 7312 719700 SH SOLE 659700 0 60000 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 378 36071 SH SOLE 3613 0 32458 REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 18 29312 SH SOLE 2573 0 26739 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 2991 291602 SH SOLE 198642 0 92960 SC HEALTH CORP UNIT 99/99/9999 G78516302 5338 515790 SH SOLE 460080 0 55710 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 6293 623735 SH SOLE 549247 0 74488 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 2503 233926 SH SOLE 188945 0 44981 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 0 4 SH SOLE 4 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 187 74837 SH SOLE 62100 0 12737 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 4107 403396 SH SOLE 385800 0 17596 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 1481 143238 SH SOLE 104005 0 39233 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 270 25000 SH SOLE 1515 0 23485 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 43 27043 SH SOLE 2302 0 24741 TPG PACE HLDGS CORP CL A G89827128 1336 130000 SH SOLE 102723 0 27277 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 941 86790 SH SOLE 75000 0 11790 MELLANOX TECHNOLOGIES LTD SHS M51363113 219 1999 SH SOLE 222 0 1777 ONESPAWORLD HOLDINGS LIMITED COM P73684113 47 3000 SH SOLE 254 0 2746 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 5030 186225 SH SOLE 0 0 186225 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 894 39575 SH SOLE 0 0 39575