0001167487-14-000010.txt : 20141106 0001167487-14-000010.hdr.sgml : 20141106 20141106124028 ACCESSION NUMBER: 0001167487-14-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 EFFECTIVENESS DATE: 20141106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 141199727 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167487 XXXXXXXX 09-30-2014 09-30-2014 false LONGFELLOW INVESTMENT MANAGEMENT CO LLC

20 Winthrop Square, 3rd Fl Boston MA 02110

13F HOLDINGS REPORT 028-10136 N Michelle Martin 857-265-2100 Michelle Martin Boston MA 11-06-2014 0 56 407484 INFORMATION TABLE 2 infotable.xml American Realty Capital Health COM 02917r108 22929 2187853 SH SOLE 2187853 0 0 Annie's, Inc. COM 03600T104 459 10000 SH SOLE 10000 0 0 Athlon Energy Inc. COM 047477104 495 8500 SH SOLE 8500 0 0 Bally Technologies Inc. COM 05874B107 16140 200000 SH SOLE 200000 0 0 Chindex International Inc COM 169467107 7034 293190 SH SOLE 293190 0 0 Compuware Corporation COM 205638109 9432 889000 SH SOLE 889000 0 0 Concur Technologies, Inc. COM 206708109 16487 130000 SH SOLE 130000 0 0 DIRECTV COM 25490A309 17304 200000 SH SOLE 200000 0 0 Dresser-Rand Group, Inc. COM 261608103 13820 168000 SH SOLE 168000 0 0 Einstein Noah Restaurant Group COM 28257U104 238 11800 SH SOLE 11800 0 0 Enventis Corporation COM 29402j101 223 12275 SH SOLE 12275 0 0 Glimcher Realty Trust SH BEN INT 379302102 8124 600000 SH SOLE 600000 0 0 Hudson City Bancorp, Inc. COM 443683107 22078 2271400 SH SOLE 2271400 0 0 Integrys Energy Group, Inc. COM 45822P105 4810 74200 SH SOLE 74200 0 0 International Rectifier Corpor COM 460254105 15696 400000 SH SOLE 400000 0 0 LIN Media LLC - A CL A COM 532771102 3414 153800 SH SOLE 153800 0 0 Liberty Interactive Corporatio INT COM SER A 53071M104 6463 226600 SH SOLE 226600 0 0 Measurement Specialties Inc. COM 583421102 13184 153996 SH SOLE 153996 0 0 Medical Action Industries Inc. COM 58449L100 9216 668800 SH SOLE 668800 0 0 National Interstate Corporatio COM 63654u100 9002 322669 SH SOLE 322669 0 0 National-Oilwell Varco Inc. COM 637071101 8067 106000 SH SOLE 106000 0 0 Nicholas Financial, Inc. COM NEW 65373j209 3808 328548 SH SOLE 328548 0 0 Noble Energy, Inc. COM 655044105 4648 68000 SH SOLE 68000 0 0 North Valley Bancorp COM NEW 66304m204 5589 258972 SH SOLE 258972 0 0 NorthStar Asset Management Cor COM 66705Y104 4627 251175 SH SOLE 251175 0 0 NorthStar Realty Finance Corp. COM 66704r100 4438 251176 SH SOLE 251176 0 0 OmniAmerican Bancorp Inc. COM 68216R107 12995 500000 SH SOLE 500000 0 0 Outerwall Inc. COM 690070107 8415 150000 SH SOLE 150000 0 0 Pepco Holdings, Inc. COM 713291102 20070 750000 SH SOLE 750000 0 0 Peregrine Semiconductor Corp COM 71366r703 3420 276450 SH SOLE 276450 0 0 Pike Corporation COM 721283109 3527 296676 SH SOLE 296676 0 0 Powershares Senior Loan ETF SENIOR LN PORT 73936q769 7051 290413 SH SOLE 290413 0 0 Protective Life Corporation COM 743674103 26029 375000 SH SOLE 375000 0 0 Rockwood Holdings Inc COM 774415103 17989 235300 SH SOLE 235300 0 0 SWS Group, Inc. COM 78503N107 3974 576834 SH SOLE 576834 0 0 Safeway Inc. COM NEW 786514208 9432 275000 SH SOLE 275000 0 0 TIBCO Software Inc. COM 88632Q103 236 10000 SH SOLE 10000 0 0 TW Telecom Inc. COM 87311L104 17684 425002 SH SOLE 425002 0 0 Time Warner Cable Inc. COM 88732j207 19399 135100 SH SOLE 135100 0 0 TriQuint Semiconductor, Inc. COM 89674K103 25362 1329950 SH SOLE 1329950 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q866 161 8470 SH SOLE 0 0 8470 ALTRIA GROUP INC COM 02209S103 299 6475 SH SOLE 0 0 6475 BANK OF AMERICA CORP COM 60505104 99 5837 SH SOLE 0 0 5837 CBS OUTDOOR AMERICAS INC COM 14987J106 75 2500 SH SOLE 0 0 2500 ETFS PALLADIUM TRUST SH BEN INT 26923A106 708 9189 SH SOLE 0 0 9189 EQUITY COMMONWEALTH COM SH BEN INT 294628102 13 500 SH SOLE 0 0 500 iSHARES S-T NATL AMT FREE MUNI BOND ETF SHT NTLAMTFR ETF 464288158 505 4750 SH SOLE 0 0 4750 JPMORGAN CHASE & CO COM 46625H100 162 2702 SH SOLE 0 0 2702 MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 237 10915 SH SOLE 0 0 10915 MOSAIC CO (THE) COM 61945C103 1134 24970 SH SOLE 0 0 24970 OVASCIENCE INC COM 69014Q101 364 21852 SH SOLE 0 0 21852 PFIZER INC COM 717081103 135 4545 SH SOLE 0 0 4545 PHILIP MORRIS INTERNATIONAL COM 718172109 60 725 SH SOLE 0 0 725 WILLIAMS COS INC COM 969457100 126 2250 SH SOLE 0 0 2250 WPX ENERGY INC COM 98212B103 18 749 SH SOLE 0 0 749 XCEL ENERGY INC COM 98389B100 80 2625 SH SOLE 0 0 2625