0001167487-14-000008.txt : 20140515 0001167487-14-000008.hdr.sgml : 20140515 20140515160839 ACCESSION NUMBER: 0001167487-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 14847139 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167487 XXXXXXXX 03-31-2014 03-31-2014 false LONGFELLOW INVESTMENT MANAGEMENT CO LLC

20 WINTHROP SQUARE, 3RD FL Boston MA 02110

13F HOLDINGS REPORT 028-10136 N Michelle Martin 857-265-2100 Michelle Martin Boston MA 05-14-2014 0 56 606612 INFORMATION TABLE 2 infotable.xml ATMI, Inc. COM 00207r101 25507 750000 SH SOLE 750000 0 0 Accelrys, Inc. COM 00430u103 20568 1650708 SH SOLE 1650708 0 0 AutoNavi Holdings Limited SPONSORED ADR 05330f106 9419 470000 SH SOLE 470000 0 0 BRE Properties, Inc. CLASS A 05564e106 28457 453286 SH SOLE 453286 0 0 Beam Inc. COM 073730103 29072 349000 SH SOLE 349000 0 0 CapitalSource Inc. COM 14055x102 24866 1704284 SH SOLE 1704284 0 0 Compuware Corporation COM 205638109 9334 889000 SH SOLE 889000 0 0 EPL Oil & Gas, Inc. COM 26883D108 19686 510000 SH SOLE 510000 0 0 Emeritus Corporation COM 291005106 19430 618000 SH SOLE 618000 0 0 Equal Energy Ltd. COM 29390q109 7786 1700000 SH SOLE 1700000 0 0 Forest Laboratories, Inc. COM 345838106 23067 250000 SH SOLE 250000 0 0 Hi-Tech Pharmacal Co., Inc. COM 42840b101 20505 473231 SH SOLE 473231 0 0 Hudson City Bancorp, Inc. COM 443683107 24093 2451000 SH SOLE 2451000 0 0 JetBlue Airways Corp COM 477143101 4345 500000 SH SOLE 500000 0 0 Jos. A. Bank Clothiers, Inc. COM 480838101 19676 306000 SH SOLE 306000 0 0 LCA-Vision Inc. COM 501803308 2387 446206 SH SOLE 446206 0 0 LSI Corporation COM 502161102 26299 2375700 SH SOLE 2375700 0 0 Liberty Interactive Corporatio COM 53071M104 6542 226600 SH SOLE 226600 0 0 National Interstate Corporatio COM 63654u100 8651 322669 SH SOLE 322669 0 0 Nicholas Financial, Inc. COM 65373j209 8651 550000 SH SOLE 550000 0 0 Noble Energy, Inc. COM 655044105 4831 68000 SH SOLE 68000 0 0 Nordion, Inc. COM 65563C105 9792 850000 SH SOLE 850000 0 0 North Valley Bancorp COM NEW 66304m204 6262 258972 SH SOLE 258972 0 0 NorthStar Realty Finance Corp. COM 66704r100 5526 342353 SH SOLE 342353 0 0 Omnicom Group Inc. COM 681919106 19965 275000 SH SOLE 275000 0 0 Outerwall Inc. COM 690070107 10875 150000 SH SOLE 150000 0 0 Powershares Senior Loan SENIOR LN PORT 73936q769 16126 650000 SH SOLE 650000 0 0 Safeway Inc. COM 786514208 9235 250000 SH SOLE 250000 0 0 Schawk, Inc. CL A 806373106 23988 1200000 SH SOLE 1200000 0 0 Sterling Financial Corporation COM NEW 859319303 18711 561400 SH SOLE 561400 0 0 Taylor Capital Group, Inc. COM 876851106 15678 655443 SH SOLE 655443 0 0 The Jones Group Inc. COM 48020t101 10329 690000 SH SOLE 690000 0 0 Time Warner Cable Inc. COM 88732j207 14610 106500 SH SOLE 106500 0 0 TriQuint Semiconductor, Inc. COM 89674K103 9594 716500 SH SOLE 716500 0 0 UNS Energy Corporation COM 903119105 21131 352003 SH SOLE 352003 0 0 United Financial Bancorp, Inc. COM 91030t109 7177 390292 SH SOLE 390292 0 0 Washington Banking Company COM 937303105 8973 504682 SH SOLE 504682 0 0 Xyratex Ltd. COM g98268108 15489 1169843 SH SOLE 1169843 0 0 Zale Corporation COM 988858106 20910 1000000 SH SOLE 1000000 0 0 CCI 4.5% 11/01/16 Mandatory Cv CONV PFD STK 228227500 5260 52000 SH SOLE 52000 0 0 Commonwealth Reit 6.5% Pfd PFD 203233408 4695 186970 SH SOLE 186970 0 0 NEE 5.799% 09/01/16 Mandatory UNIT 99/99/9999 65339f861 4560 84404 SH SOLE 84404 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q866 291 16470 SH SOLE 0 0 16470 ALTRIA GROUP INC COM 02209S103 287 7675 SH SOLE 0 0 7675 AMERICAN INTERNATIONAL GROUP COM 26874784 148 2969 SH SOLE 0 0 2969 BANK OF AMERICA CORP COM 60505104 203 11837 SH SOLE 0 0 11837 ETFS PALLADIUM TRUST SH BEN INT 26923A106 900 11899 SH SOLE 0 0 11899 iSHARES S-T NATL AMT FREE MUNI BOND ETF SH T NTLAMTFR ETF 464288158 505 4750 SH SOLE 0 0 4750 JPMORGAN CHASE & CO COM 46625H100 165 2702 SH SOLE 0 0 2702 MARKET VECTORS GOLD MINERS COM 57060U100 305 12915 SH SOLE 0 0 12915 MOSAIC CO (THE) COM 61945C103 1249 24970 SH SOLE 0 0 24970 PFIZER INC COM 717081103 258 8045 SH SOLE 0 0 8045 PHILIP MORRIS INTERNATIONAL COM 718172109 60 725 SH SOLE 0 0 725 WILLIAMS COS INC COM 969457100 90 2250 SH SOLE 0 0 2250 WPX ENERGY INC COM 98212B103 13 749 SH SOLE 0 0 749 XCEL ENERGY INC COM 98389B100 80 2625 SH SOLE 0 0 2625