0001085146-20-000903.txt : 20200214 0001085146-20-000903.hdr.sgml : 20200214 20200214170717 ACCESSION NUMBER: 0001085146-20-000903 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNH PARTNERS LLC CENTRAL INDEX KEY: 0001167456 IRS NUMBER: 134172062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10114 FILM NUMBER: 20621738 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-742-3600 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167456 XXXXXXXX 12-31-2019 12-31-2019 false CNH PARTNERS LLC

TWO GREENWICH PLAZA GREENWICH CT 06830

13F HOLDINGS REPORT 028-10114 N Henry Parkin 203-742-3600 /s/ Henry Parkin Greenwich CT 02-05-2020 2 459 5922678 1 0001167557 028-10120 AQR CAPITAL MANAGEMENT LLC 2 0001633376 028-16752 AQR Capital Management Holdings, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 139 13342 SH DFND 13342 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 128338 1892610 SH DFND 1892610 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 518 750000 SH DFND 750000 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 10020 1000000 SH DFND 1000000 0 0 ACCEL ENTMT INC *W EXP 11/20/202 00436Q114 197 66666 SH DFND 66666 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 19066 3161883 SH DFND 3161883 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 990 900000 SH DFND 900000 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 8594 850000 SH DFND 850000 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 118712 3611549 SH DFND 3611549 0 0 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58518F117 369 1153800 SH DFND 1153800 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 1605 156400 SH DFND 156400 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 142449 1215641 SH DFND 1215641 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 84606 56575000 PRN DFND 56575000 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 188 375000 SH DFND 375000 0 0 MERIDA MERGER CORP I COM 58953M106 7298 750000 SH DFND 750000 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 27344 25075000 PRN DFND 25075000 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 14892 14225000 PRN DFND 14225000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 202022 93800000 PRN DFND 93800000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 77389 53185000 PRN DFND 53185000 0 0 MOMO INC NOTE 1.250% 7/0 60879BAB3 9062 9725000 PRN DFND 9725000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 1344 1680597 SH DFND 1680597 0 0 MONOCLE ACQUISITION CORP COM 609754106 7946 780597 SH DFND 780597 0 0 MPLX LP COM UNIT REP LTD 55336V100 1153 45295 SH DFND 45295 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 1125 2250000 SH DFND 2250000 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 3096 300000 SH DFND 300000 0 0 NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 234 259500 SH DFND 259500 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 292 233332 SH DFND 233332 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 1528 144998 SH DFND 144998 0 0 NESCO HLDGS INC *W EXP 01/01/202 64083J112 39 83333 SH DFND 83333 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 150 500000 SH DFND 500000 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 4641 466400 SH DFND 466400 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 35258 22950000 PRN DFND 22950000 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 689 450000 SH DFND 450000 0 0 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 7235 6875000 PRN DFND 6875000 0 0 NEW PROVIDENCE ACQUISITIN CO *W EXP 09/11/202 64822P114 450 500000 SH DFND 500000 0 0 NEW PROVIDENCE ACQUISITIN CO COM CL A 64822P106 9860 1000000 SH DFND 1000000 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 3800 3900000 PRN DFND 3900000 0 0 NEWMARK GROUP INC CL A 65158N102 17572 1305979 SH DFND 1305979 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 6101 119050 SH DFND 119050 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 21908 2400000 PRN DFND 2400000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 7570 7500000 PRN DFND 7500000 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 3626 3250000 PRN DFND 3250000 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 451 17439 SH DFND 17439 0 0 NUTANIX INC NOTE 1/1 67059NAB4 7479 7500000 PRN DFND 7500000 0 0 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 173 12828 SH DFND 12828 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 272 27182 SH DFND 27182 0 0 NUVEEN MICHIGAN QLT MUN INC COM 670979103 218 15410 SH DFND 15410 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 164 10609 SH DFND 10609 0 0 NUVEEN SR INCOME FD COM 67067Y104 61 10152 SH DFND 10152 0 0 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 383 26248 SH DFND 26248 0 0 NVENT ELECTRIC PLC SHS G6700G107 14495 566653 SH DFND 566653 0 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 63 66666 SH DFND 66666 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 1972 199998 SH DFND 199998 0 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 12285 15625000 PRN DFND 15625000 0 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 14959 15350000 PRN DFND 15350000 0 0 ONEOK INC NEW COM 682680103 1275 16899 SH DFND 16899 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 45 250000 SH DFND 250000 0 0 OPES ACQUISITION CORP COM 68373P100 1052 100000 SH DFND 100000 0 0 OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 14993 19050000 PRN DFND 19050000 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 5478 5000000 PRN DFND 5000000 0 0 OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 7635 750000 SH DFND 750000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 35742 6953621 SH DFND 6953621 0 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 10420 10000000 PRN DFND 10000000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 4422 4000000 PRN DFND 4000000 0 0 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 2204 3050000 PRN DFND 3050000 0 0 PATRIOT NATL BANCORP INC COM NEW 70336F203 439 34442 SH DFND 34442 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 41891 1565711 SH DFND 1565711 0 0 PENNANT GROUP INC COM 70805E109 488 14746 SH DFND 14746 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 83 250000 SH DFND 250000 0 0 PENTAIR PLC SHS G7S00T104 5725 124800 SH DFND 124800 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 857 13900 SH DFND 13900 0 0 PHUNWARE INC *W EXP 12/26/202 71948P118 5 58632 SH DFND 58632 0 0 PIONEER FLOATING RATE TR COM 72369J102 328 29915 SH DFND 29915 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 263 333332 SH DFND 333332 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 9940 999996 SH DFND 999996 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 662 36000 SH DFND 36000 0 0 PLUG POWER INC NOTE 5.500% 3/1 72919PAB9 4441 3000000 PRN DFND 3000000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 21256 13675000 PRN DFND 13675000 0 0 PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 60 400000 SH DFND 400000 0 0 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 2316 230000 SH DFND 230000 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 5374 1055864 SH DFND 1055864 0 0 PROOFPOINT INC COM 743424103 2576 22444 SH DFND 22444 0 0 PROPTECH ACQUISITION CORPORA UNIT 10/01/2026 74349F200 6630 650000 SH DFND 650000 0 0 PROSPECT CAPITAL CORPORATION NOTE 6.375% 3/0 74348TAT9 15597 14625000 PRN DFND 14625000 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 845 862500 SH DFND 862500 0 0 PURE ACQUISITION CORP CL A 74621Q106 1557 150000 SH DFND 150000 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 12134 12175000 PRN DFND 12175000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 6869 4525000 PRN DFND 4525000 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 2326 18100 SH DFND 18100 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 11312 11450000 PRN DFND 11450000 0 0 RA PHARMACEUTICALS INC COM 74933V108 89480 1906663 SH DFND 1906663 0 0 RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 553 485000 SH DFND 485000 0 0 RAPID7 INC NOTE 1.250% 8/0 753422AB0 3731 2500000 PRN DFND 2500000 0 0 RATTLER MIDSTREAM LP COM UNITS 75419T103 501 28159 SH DFND 28159 0 0 RAYTHEON CO COM NEW 755111507 49949 227308 SH DFND 227308 0 0 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 13453 13100000 PRN DFND 13100000 0 0 REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 17973 17600000 PRN DFND 17600000 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 483 575000 SH DFND 575000 0 0 REPLAY ACQUISITION CORP COM G75130107 4309 430000 SH DFND 430000 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 8824 739608 SH DFND 739608 0 0 RETAIL VALUE INC COM 76133Q102 254 6915 SH DFND 6915 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 8944 11500000 PRN DFND 11500000 0 0 RH NOTE 6/1 74967XAA1 11728 9225000 PRN DFND 9225000 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 483 833332 SH DFND 833332 0 0 RMG ACQUISITION CORP CL A 749641106 14470 1449896 SH DFND 1449896 0 0 ROSEHILL RES INC *W EXP 04/27/202 777385113 22 244800 SH DFND 244800 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 288 300000 SH DFND 300000 0 0 SC HEALTH CORP COM CL A G78516203 1988 200000 SH DFND 200000 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 547 1440000 SH DFND 1440000 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 2920 288000 SH DFND 288000 0 0 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 12312 10000000 PRN DFND 10000000 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 18899 19244000 PRN DFND 19244000 0 0 SEACOR HOLDINGS INC NOTE 3.250% 5/1 811904AN1 912 1000000 PRN DFND 1000000 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 6520 54225 SH DFND 54225 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 41783 19782000 PRN DFND 19782000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 525 26000 SH DFND 26000 0 0 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 22265 20850000 PRN DFND 20850000 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 172 400000 SH DFND 400000 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 7936 800000 SH DFND 800000 0 0 SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 4060 400000 SH DFND 400000 0 0 SOURCE CAP INC COM 836144105 304 7845 SH DFND 7845 0 0 SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 1620 30925 SH DFND 30925 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 674 750000 SH DFND 750000 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 7896 800000 SH DFND 800000 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 5940 109825 SH DFND 109825 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 239 434999 SH DFND 434999 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 2440 239998 SH DFND 239998 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 56777 45950000 PRN DFND 45950000 0 0 SPRINT CORPORATION COM 85207U105 101469 19475856 SH DFND 19475856 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 75538 27620000 PRN DFND 27620000 0 0 SRC ENERGY INC COM 78470V108 4177 1013937 SH DFND 1013937 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 5145 500000 SH DFND 500000 0 0 STARS GROUP INC COM 85570W100 126558 4850843 SH DFND 4850843 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 119 36000 SH DFND 36000 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 3641 4000000 PRN DFND 4000000 0 0 SWISS HELVETIA FD INC COM 870875101 154 18363 SH DFND 18363 0 0 SWITCHBACK ENERGY ACQUISITIO *W EXP 07/25/202 87105M110 340 566666 SH DFND 566666 0 0 SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 16609 1699998 SH DFND 1699998 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 68087 3078072 SH DFND 3078072 0 0 TARGA RES CORP COM 87612G101 858 21184 SH DFND 21184 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 139 266666 SH DFND 266666 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 664 15700 SH DFND 15700 0 0 TEAM INC NOTE 5.000% 8/0 878155AE0 10494 10000000 PRN DFND 10000000 0 0 TECH DATA CORP COM 878237106 44779 311829 SH DFND 311829 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 560 36000 SH DFND 36000 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 574 27497 SH DFND 27497 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 223 12784 SH DFND 12784 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 63 250000 SH DFND 250000 0 0 TESLA INC COM 88160R101 8223 19730 SH DFND 19730 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 42439 28025000 PRN DFND 28025000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 953 1000000 PRN DFND 1000000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 18903 18768000 PRN DFND 18768000 0 0 THL CR SR LN FD COM 87244R103 276 18163 SH DFND 18163 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 450 500000 SH DFND 500000 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 9950 1000000 SH DFND 1000000 0 0 TIBERIUS ACQUISITION CORP 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