0001415889-23-009305.txt : 20230605 0001415889-23-009305.hdr.sgml : 20230605 20230605213715 ACCESSION NUMBER: 0001415889-23-009305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yi Soo il Benjamin CENTRAL INDEX KEY: 0001757880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33675 FILM NUMBER: 23994739 MAIL ADDRESS: STREET 1: C/O RIOT PLATFORMS, INC. STREET 2: 3855 AMBROSIA STREET, SUITE 301 CITY: CASTLE ROCK STATE: CO ZIP: 80109 FORMER NAME: FORMER CONFORMED NAME: YI SOO IL BENJAMIN DATE OF NAME CHANGE: 20181101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Riot Platforms, Inc. CENTRAL INDEX KEY: 0001167419 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 841553387 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3855 AMBROSIA STREET, SUITE 301 CITY: CASTLE ROCK STATE: CO ZIP: 80109 BUSINESS PHONE: 303-794-2000 MAIL ADDRESS: STREET 1: 3855 AMBROSIA STREET, SUITE 301 CITY: CASTLE ROCK STATE: CO ZIP: 80109 FORMER COMPANY: FORMER CONFORMED NAME: Riot Blockchain, Inc. DATE OF NAME CHANGE: 20171004 FORMER COMPANY: FORMER CONFORMED NAME: Bioptix, Inc. DATE OF NAME CHANGE: 20161201 FORMER COMPANY: FORMER CONFORMED NAME: Venaxis, Inc. DATE OF NAME CHANGE: 20121218 4 1 form4-06062023_010611.xml X0407 4 2023-06-01 0001167419 Riot Platforms, Inc. RIOT 0001757880 Yi Soo il Benjamin C/O RIOT PLATFORMS, INC. 3855 AMBROSIA STREET, SUITE 301 CASTLE ROCK CO 80109 true true false false EXECUTIVE CHAIRMAN 0 Common Stock 2023-06-01 4 S 0 274696 12.02 D 3316768 D Common Stock 2023-06-02 4 S 0 435833 11.70 D 2880935 D Common Stock 2023-06-02 4 S 0 50051 12.49 D 2830884 D The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.02 to $12.08, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.38 to $12.37, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.38 to $12.69, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. /s/ Alexander K. Travis, Attorney-in-Fact for Benjamin Yi 2023-06-05