-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLH26EdMh/D1WiBk4Z9ObwbTk+Ub5rbXwBf3XwtR7HVDFXznTBBZeziQq79PCkce Yw7N2xKp30b6aegRezf8kg== 0001363399-07-000022.txt : 20070719 0001363399-07-000022.hdr.sgml : 20070719 20070719103736 ACCESSION NUMBER: 0001363399-07-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070718 FILED AS OF DATE: 20070719 DATE AS OF CHANGE: 20070719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AspenBio Pharma, Inc. CENTRAL INDEX KEY: 0001167419 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 841553387 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 S. PERRY STREET CITY: CASTLE ROCK STATE: CO ZIP: 80104 BUSINESS PHONE: (303) 794-2000 MAIL ADDRESS: STREET 1: 1585 S. PERRY STREET CITY: CASTLE ROCK STATE: CO ZIP: 80104 FORMER COMPANY: FORMER CONFORMED NAME: ASPENBIO INC DATE OF NAME CHANGE: 20020213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1837 Partners Ltd. CENTRAL INDEX KEY: 0001396487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50019 FILM NUMBER: 07988191 BUSINESS ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DRIVE, STE. 3210 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 993-5800 MAIL ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DRIVE, STE. 3210 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1837 Partners QP L.P. CENTRAL INDEX KEY: 0001376884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50019 FILM NUMBER: 07988192 BUSINESS ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DR. STE. 3210 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-993-5800 MAIL ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DR. STE. 3210 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1837 Partners L.P. CENTRAL INDEX KEY: 0001363397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50019 FILM NUMBER: 07988193 BUSINESS ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DR. STE 3210 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-993-5800 MAIL ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DR. STE 3210 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1837 RMB Managers L.L.C. CENTRAL INDEX KEY: 0001363399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50019 FILM NUMBER: 07988194 BUSINESS ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DR. STE 3210 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-993-5800 MAIL ADDRESS: STREET 1: C/O RMB CAPITAL MANAGEMENT, LLC STREET 2: 10 S. WACKER DR. STE 3210 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-07-18 1 0001167419 AspenBio Pharma, Inc. apnb 0001363399 1837 RMB Managers L.L.C. C/O RMB CAPITAL MANAGEMENT, LLC 10 S. WACKER DR. STE 3210 CHICAGO IL 60606 0 0 1 0 0001363397 1837 Partners L.P. C/O RMB CAPITAL MANAGEMENT, LLC 10 S. WACKER DR. STE 3210 CHICAGO IL 60606 0 0 1 0 0001376884 1837 Partners QP L.P. C/O RMB CAPITAL MANAGEMENT, LLC 10 S. WACKER DR. STE. 3210 CHICAGO IL 60606 0 0 1 0 0001396487 1837 Partners Ltd. C/O RMB CAPITAL MANAGEMENT, LLC 10 S. WACKER DRIVE, STE. 3210 CHICAGO IL 60606 0 0 1 0 AspenBio Pharma, Inc. 2007-07-18 4 S 0 25140 5.43 D 2775271 D AspenBio Pharma, Inc. 2007-07-18 4 S 0 6030 5.43 D 2769241 D AspenBio Pharma, Inc. 2007-07-18 4 S 0 6330 5.43 D 2762911 D These securities are directly owned by 1837 Partners L.P., 1837 Partners QP L.P., 1837 Partners Ltd. ("Partnerships"). As the General Partner to the Partnerships, 1837 RMB Managers LLC, may be deemed as the beneficial owner of the Issuer's securities held by the Partnerships. 1837 RMB Managers LLC, disclaims any beneficial ownership of any of the Issuer's securities reported herein for the purposes of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, or otherwise, except as to the securities representing 1837 RMB Managers LLC's pro rata interest in the profits of the Partnerships. These shares were sold by 1837 Partners L.P. These shares were sold from 1837 Partners QP L.P. These shares were sold from 1837 Partners Ltd. Richard M. Burridge, Jr. 2007-07-18 -----END PRIVACY-ENHANCED MESSAGE-----