0001172661-19-001389.txt : 20190515
0001172661-19-001389.hdr.sgml : 20190515
20190515163226
ACCESSION NUMBER: 0001172661-19-001389
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
IRS NUMBER: 752716725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10659
FILM NUMBER: 19828805
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167365
XXXXXXXX
03-31-2019
03-31-2019
false
HIGHLAND CAPITAL MANAGEMENT LP
300 Crescent Court, Suite 700
Dallas
TX
75201
13F COMBINATION REPORT
028-10659
0001086763
028-05785
FIRST FOUNDATION ADVISORS
N
James D. Dondero
President
972-628-4100
/s/ James D. Dondero
Dallas
TX
05-15-2019
2
393
1604949
1
0001469877
028-16918
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
2
0001617621
028-16920
NexPoint Advisors, L.P.
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
7
90
SH
DFND
2
90
0
0
ABBOTT LABS
COM
002824100
1279
16000
SH
DFND
1
16000
0
0
ABBVIE INC
COM
00287Y109
403
5000
SH
DFND
1
5000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
586
20000
SH
DFND
1
20000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
736
25125
SH
DFND
2
25125
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
142
5300
SH
DFND
5300
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
537
20000
SH
DFND
1
20000
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
339
25500
SH
DFND
1
25500
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
5700
125200
SH
DFND
125200
0
0
ADECOAGRO S A
COM
L00849106
1587
230342
SH
DFND
1
230342
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1021
40000
SH
DFND
1
40000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
16995
357781
SH
DFND
357781
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
4266
89800
SH
DFND
1
89800
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
3634
76510
SH
DFND
2
76510
0
0
AGILE THERAPEUTICS INC
COM
00847L100
151
100000
SH
DFND
1
100000
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
543
24300
SH
DFND
1
24300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3649
20000
SH
DFND
1
20000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3284
18000
SH
Put
DFND
1
18000
0
0
ALLY FINL INC
COM
02005N100
2749
100000
SH
DFND
1
100000
0
0
ALPHABET INC
CAP STK CL A
02079K305
11769
10000
SH
DFND
1
10000
0
0
ALPHABET INC
CAP STK CL A
02079K305
5884
5000
SH
Put
DFND
1
5000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
519
25000
SH
Call
DFND
1
25000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1349
65000
SH
DFND
1
65000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1464
70500
SH
DFND
2
70500
0
0
AMAZON COM INC
COM
023135106
3562
2000
SH
Put
DFND
1
2000
0
0
AMAZON COM INC
COM
023135106
7123
4000
SH
DFND
1
4000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5676
178708
SH
DFND
178708
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
3678
115818
SH
DFND
1
115818
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6858
215944
SH
DFND
2
215944
0
0
AMERIPRISE FINL INC
COM
03076C106
1729
13500
SH
DFND
1
13500
0
0
AMGEN INC
COM
031162100
380
2000
SH
DFND
1
2000
0
0
AMGEN INC
COM
031162100
6
30
SH
DFND
2
30
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1265
93000
SH
DFND
1
93000
0
0
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350F106
300
8500
SH
DFND
8500
0
0
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350F106
1918
54408
SH
DFND
1
54408
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
501
7100
SH
DFND
1
7100
0
0
ANTHEM INC
COM
036752103
574
2000
SH
DFND
1
2000
0
0
APPLIED MATLS INC
COM
038222105
7016
176900
SH
DFND
2
176900
0
0
APYX MED CORP
COM
03837C106
63
10000
SH
DFND
1
10000
0
0
ARCH COAL INC
CL A
039380407
36577
400751
SH
DFND
400751
0
0
ARCH COAL INC
CL A
039380407
0
1
SH
DFND
1
1
0
0
ARISTA NETWORKS INC
COM
040413106
597
1900
SH
DFND
2
1900
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
2354
20000
SH
Call
DFND
1
20000
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
404
10000
SH
DFND
1
10000
0
0
ATENTO S A
SHS
L0427L105
722
200000
SH
DFND
1
200000
0
0
AUTODESK INC
COM
052769106
2026
13000
SH
DFND
1
13000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2716
17000
SH
Put
DFND
1
17000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
5431
34000
SH
DFND
1
34000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2716
17000
SH
Call
DFND
1
17000
0
0
AUTOZONE INC
COM
053332102
5121
5000
SH
Put
DFND
1
5000
0
0
AUTOZONE INC
COM
053332102
6145
6000
SH
DFND
1
6000
0
0
AVAYA HLDGS CORP
COM
05351X101
40274
2392982
SH
DFND
2392982
0
0
AVAYA HLDGS CORP
COM
05351X101
9009
535293
SH
DFND
1
535293
0
0
AVAYA HLDGS CORP
COM
05351X101
1317
78271
SH
DFND
2
78271
0
0
AVEDRO INC
COM
05355N109
123
10000
SH
DFND
1
10000
0
0
AXONICS MODULATION TECH INC
COM
05465P101
479
20000
SH
DFND
1
20000
0
0
BANCO MACRO SA
SPON ADR B
05961W105
636
13902
SH
DFND
13902
0
0
BANCO MACRO SA
SPON ADR B
05961W105
682
14913
SH
DFND
1
14913
0
0
BANCO MACRO SA
SPON ADR B
05961W105
458
10000
SH
DFND
2
10000
0
0
BARNES & NOBLE INC
COM
067774109
1599
294500
SH
DFND
2
294500
0
0
BARNES & NOBLE INC
COM
067774109
1268
233527
SH
DFND
1
233527
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
380
40000
SH
DFND
2
40000
0
0
BIO RAD LABS INC
CL A
090572207
6
20
SH
DFND
2
20
0
0
BIO RAD LABS INC
CL A
090572207
6114
20000
SH
Put
DFND
1
20000
0
0
BIO RAD LABS INC
CL A
090572207
6419
21000
SH
DFND
1
21000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
266
3000
SH
DFND
1
3000
0
0
BLUE HILLS BANCORP INC
COM
095573101
810
33885
SH
DFND
1
33885
0
0
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
2997
278032
SH
DFND
2
278032
0
0
BMC STK HLDGS INC
COM
05591B109
371
20985
SH
DFND
20985
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
23501
1177419
SH
DFND
1
1177419
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
6439
322581
SH
DFND
2
322581
0
0
BROADCOM INC
COM
11135F101
7518
25000
SH
DFND
1
25000
0
0
BROOKDALE SR LIVING INC
COM
112463104
405
61625
SH
DFND
1
61625
0
0
BROOKDALE SR LIVING INC
COM
112463104
585
88900
SH
DFND
2
88900
0
0
BSB BANCORP INC MD
COM
05573H108
2431
74019
SH
DFND
1
74019
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
419
27000
SH
DFND
1
27000
0
0
CANNAE HLDGS INC
COM
13765N107
463
19070
SH
DFND
1
19070
0
0
CAS MED SYS INC
COM PAR
124769209
1162
478000
SH
DFND
1
478000
0
0
CAVCO INDS INC DEL
COM
149568107
243
2070
SH
DFND
2
2070
0
0
CDK GLOBAL INC
COM
12508E101
9370
159300
SH
DFND
1
159300
0
0
CDK GLOBAL INC
COM
12508E101
1946
33083
SH
DFND
2
33083
0
0
CDK GLOBAL INC
COM
12508E101
2353
40000
SH
Call
DFND
1
40000
0
0
CDK GLOBAL INC
COM
12508E101
4706
80000
SH
Put
DFND
1
80000
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
245
3094
SH
DFND
1
3094
0
0
CENTENE CORP DEL
COM
15135B101
266
5000
SH
DFND
1
5000
0
0
CENTRAL PUERTO S A
SPONSORED ADR
155038201
3012
327750
SH
DFND
2
327750
0
0
CENTRAL PUERTO S A
SPONSORED ADR
155038201
3152
343000
SH
DFND
343000
0
0
CENTRAL PUERTO S A
SPONSORED ADR
155038201
2419
263250
SH
DFND
1
263250
0
0
CHARLES RIV LABS INTL INC
COM
159864107
375
2582
SH
DFND
1
2582
0
0
CHARLES RIV LABS INTL INC
COM
159864107
7
50
SH
DFND
2
50
0
0
CIENA CORP
COM NEW
171779309
2240
60000
SH
DFND
1
60000
0
0
CIGNA CORP NEW
COM
125523100
1287
8000
SH
DFND
1
8000
0
0
CIT GROUP INC
COM NEW
125581801
237
4950
SH
DFND
4950
0
0
CIT GROUP INC
COM NEW
125581801
5807
121050
SH
DFND
1
121050
0
0
CIT GROUP INC
COM NEW
125581801
1770
36900
SH
DFND
2
36900
0
0
CIT GROUP INC
COM NEW
125581801
5133
107000
SH
Put
DFND
1
107000
0
0
CITIGROUP INC
COM NEW
172967424
653
10500
SH
DFND
1
10500
0
0
CITIGROUP INC
COM NEW
172967424
280
4500
SH
DFND
4500
0
0
CITIZENS FIRST CORP
COM
17462Q107
1340
54000
SH
DFND
1
54000
0
0
CLOUDERA INC
COM
18914U100
2188
200000
SH
DFND
1
200000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
4347
60000
SH
DFND
1
60000
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
809
59300
SH
DFND
59300
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
1634
119825
SH
DFND
1
119825
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
1538
101616
SH
DFND
1
101616
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
551
36413
SH
DFND
2
36413
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
2605
25000
SH
DFND
1
25000
0
0
CONTINENTAL RESOURCES INC
COM
212015101
2776
62000
SH
DFND
1
62000
0
0
CONTINENTAL RESOURCES INC
COM
212015101
3882
86700
SH
DFND
2
86700
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
3040
55500
SH
DFND
1
55500
0
0
CORNING INC
COM
219350105
225
6800
SH
DFND
6800
0
0
CORPORACION AMER ARPTS S A
COM
L1995B107
4907
593403
SH
DFND
2
593403
0
0
CORPORACION AMER ARPTS S A
COM
L1995B107
2295
277519
SH
DFND
277519
0
0
CORPORACION AMER ARPTS S A
COM
L1995B107
4495
543548
SH
DFND
1
543548
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
2293
65168
SH
DFND
1
65168
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
336
28993
SH
DFND
2
28993
0
0
CRYOLIFE INC
COM
228903100
1721
59000
SH
DFND
1
59000
0
0
CSX CORP
COM
126408103
3741
50000
SH
DFND
1
50000
0
0
CVS HEALTH CORP
COM
126650100
324
6000
SH
DFND
1
6000
0
0
DARDEN RESTAURANTS INC
COM
237194105
3037
25000
SH
DFND
1
25000
0
0
DECKERS OUTDOOR CORP
COM
243537107
1617
11000
SH
DFND
1
11000
0
0
DEERE & CO
COM
244199105
1598
10000
SH
Put
DFND
1
10000
0
0
DEERE & CO
COM
244199105
1598
10000
SH
Call
DFND
1
10000
0
0
DEERE & CO
COM
244199105
3197
20000
SH
DFND
1
20000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1578
50000
SH
DFND
1
50000
0
0
DIAMOND HILL INVESTMENT GROU
COM NEW
25264R207
1400
10000
SH
DFND
1
10000
0
0
DISCOVER FINL SVCS
COM
254709108
206
2900
SH
DFND
2900
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
2624
230968
SH
DFND
2
230968
0
0
DRIL QUIP INC
COM
262037104
294
6420
SH
DFND
1
6420
0
0
DYNAGAS LNG PARTNERS LP
COM UNIT LTD PT
Y2188B108
119
52925
SH
DFND
1
52925
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
4179
90000
SH
DFND
1
90000
0
0
EBIX INC
COM NEW
278715206
844
17100
SH
DFND
1
17100
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1722
9000
SH
DFND
1
9000
0
0
ELLIE MAE INC
COM
28849P100
1579
16000
SH
DFND
1
16000
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
31708
2062964
SH
DFND
1
2062964
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1153
75000
SH
DFND
2
75000
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
1512
118307
SH
DFND
1
118307
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
13826
475131
SH
DFND
1
475131
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
4947
170000
SH
DFND
2
170000
0
0
EOG RES INC
COM
26875P101
1666
17500
SH
DFND
1
17500
0
0
EOG RES INC
COM
26875P101
857
9000
SH
DFND
2
9000
0
0
EPAM SYS INC
COM
29414B104
4397
26000
SH
DFND
1
26000
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
1152
24944
SH
DFND
1
24944
0
0
EVOLENT HEALTH INC
CL A
30050B101
440
35000
SH
DFND
1
35000
0
0
EVOLUS INC
COM
30052C107
226
10000
SH
DFND
1
10000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
2380
20000
SH
DFND
1
20000
0
0
EXPONENT INC
COM
30214U102
2886
50000
SH
DFND
1
50000
0
0
EXXON MOBIL CORP
COM
30231G102
1454
18000
SH
DFND
1
18000
0
0
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
976
545000
SH
DFND
1
545000
0
0
FACEBOOK INC
CL A
30303M102
7001
42000
SH
DFND
1
42000
0
0
FACTSET RESH SYS INC
COM
303075105
3724
15000
SH
DFND
1
15000
0
0
FGL HLDGS
ORD SHS
G3402M102
787
100000
SH
DFND
1
100000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
1813
69000
SH
DFND
1
69000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
94
25000
SH
DFND
1
25000
0
0
FORTINET INC
COM
34959E109
3090
36800
SH
DFND
36800
0
0
FORTINET INC
COM
34959E109
5112
60875
SH
DFND
1
60875
0
0
FORTINET INC
COM
34959E109
5458
65000
SH
DFND
2
65000
0
0
FORTINET INC
COM
34959E109
1679
20000
SH
Put
DFND
1
20000
0
0
FRANCESCAS HLDGS CORP
COM
351793104
40
58500
SH
DFND
1
58500
0
0
GAMING PARTNERS INTL CORP
COM
36467A107
260
20000
SH
DFND
1
20000
0
0
GARMIN LTD
SHS
H2906T109
1900
22000
SH
DFND
1
22000
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
3569
100000
SH
DFND
1
100000
0
0
GENESCO INC
COM
371532102
460
10100
SH
DFND
1
10100
0
0
GENTHERM INC
COM
37253A103
302
8200
SH
DFND
1
8200
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
209
5000
SH
DFND
1
5000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
926
17500
SH
DFND
1
17500
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
848
64300
SH
DFND
2
64300
0
0
GRAY TELEVISION INC
CL A
389375205
219
10436
SH
DFND
2
10436
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
2183
359058
SH
DFND
359058
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
1148
188858
SH
DFND
1
188858
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
427
70240
SH
DFND
2
70240
0
0
HCP INC
COM
40414L109
3443
110000
SH
DFND
1
110000
0
0
HERON THERAPEUTICS INC
COM
427746102
4986
204008
SH
DFND
2
204008
0
0
HERON THERAPEUTICS INC
COM
427746102
5862
239834
SH
DFND
1
239834
0
0
HERON THERAPEUTICS INC
COM
427746102
14702
601550
SH
DFND
601550
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
903
64998
SH
DFND
64998
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
1996
154524
SH
DFND
154524
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
508
39325
SH
DFND
1
39325
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
2493
30000
SH
DFND
1
30000
0
0
HOLOGIC INC
COM
436440101
3630
75000
SH
DFND
1
75000
0
0
HOPFED BANCORP INC
COM
439734104
946
48034
SH
DFND
1
48034
0
0
HUMANA INC
COM
444859102
1197
4500
SH
DFND
1
4500
0
0
HUMANA INC
COM
444859102
7
25
SH
DFND
2
25
0
0
IHS MARKIT LTD
SHS
G47567105
1088
20000
SH
DFND
1
20000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2871
20000
SH
DFND
1
20000
0
0
IMMUNE DESIGN CORP
COM
45252L103
1112
190000
SH
DFND
1
190000
0
0
IMMUNOMEDICS INC
COM
452907108
480
25000
SH
DFND
1
25000
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
1757
162800
SH
DFND
1
162800
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
3169
293727
SH
DFND
2
293727
0
0
INSMED INC
COM PAR $.01
457669307
727
25000
SH
DFND
1
25000
0
0
INTEL CORP
COM
458140100
5102
95000
SH
DFND
1
95000
0
0
INTEL CORP
COM
458140100
10396
193600
SH
DFND
2
193600
0
0
INTEL CORP
COM
458140100
4296
80000
SH
Put
DFND
1
80000
0
0
INTELSAT S A
COM
L5140P101
3132
200000
SH
DFND
1
200000
0
0
INTERSECT ENT INC
COM
46071F103
214
6650
SH
DFND
1
6650
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
2853
5000
SH
DFND
1
5000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
10241
57000
SH
Put
DFND
1
57000
0
0
IQVIA HLDGS INC
COM
46266C105
2589
18000
SH
DFND
1
18000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
19136
125000
SH
Put
DFND
1
125000
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1013
115000
SH
DFND
1
115000
0
0
JERNIGAN CAP INC
COM
476405105
4363
207379
SH
DFND
1
207379
0
0
JERNIGAN CAP INC
COM
476405105
3324
158000
SH
DFND
2
158000
0
0
JETBLUE AWYS CORP
COM
477143101
1669
102000
SH
DFND
1
102000
0
0
K12 INC
COM
48273U102
8455
247715
SH
DFND
1
247715
0
0
K12 INC
COM
48273U102
121
3532
SH
DFND
2
3532
0
0
KINDER MORGAN INC DEL
COM
49456B101
3262
163004
SH
DFND
1
163004
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
442
68700
SH
DFND
68700
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
459
3000
SH
DFND
1
3000
0
0
LHC GROUP INC
COM
50187A107
4326
39025
SH
DFND
1
39025
0
0
LHC GROUP INC
COM
50187A107
7
65
SH
DFND
2
65
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
3939
62000
SH
DFND
1
62000
0
0
LKQ CORP
COM
501889208
201
7075
SH
DFND
1
7075
0
0
LOCKHEED MARTIN CORP
COM
539830109
3602
12000
SH
DFND
1
12000
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
285
26000
SH
DFND
26000
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
286
26100
SH
DFND
1
26100
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
2983
272400
SH
DFND
2
272400
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
69273
1921591
SH
DFND
1921591
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
4685
129945
SH
DFND
1
129945
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
495
13722
SH
DFND
2
13722
0
0
LUMENTUM HLDGS INC
COM
55024U109
2827
50000
SH
DFND
1
50000
0
0
LUXFER HOLDINGS PLC
SHS
G5698W116
702
28100
SH
DFND
1
28100
0
0
MACERICH CO
COM
554382101
1100
25380
SH
DFND
1
25380
0
0
MACROGENICS INC
COM
556099109
180
10000
SH
DFND
1
10000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
400
6590
SH
DFND
1
6590
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
3580
180000
SH
DFND
1
180000
0
0
MASCO CORP
COM
574599106
2359
60000
SH
DFND
1
60000
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
359
80300
SH
DFND
1
80300
0
0
MBT FINL CORP
COM
578877102
1132
112954
SH
DFND
1
112954
0
0
MCKESSON CORP
COM
58155Q103
468
4000
SH
DFND
1
4000
0
0
MEDLEY CAP CORP
COM
58503F106
0
100
SH
DFND
100
0
0
MEDLEY CAP CORP
COM
58503F106
1042
335000
SH
DFND
1
335000
0
0
MEDNAX INC
COM
58502B106
224
8245
SH
DFND
1
8245
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
6273
53000
SH
DFND
1
53000
0
0
MERCADOLIBRE INC
COM
58733R102
9428
18569
SH
DFND
1
18569
0
0
MERCK & CO INC
COM
58933Y105
665
8000
SH
DFND
1
8000
0
0
MICRON TECHNOLOGY INC
COM
595112103
2273
55000
SH
DFND
1
55000
0
0
MICROSOFT CORP
COM
594918104
7312
62000
SH
DFND
1
62000
0
0
MICROSOFT CORP
COM
594918104
3538
30000
SH
Put
DFND
1
30000
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
478
60790
SH
DFND
60790
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
6295
800930
SH
DFND
1
800930
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1351
9520
SH
DFND
1
9520
0
0
MOLINA HEALTHCARE INC
COM
60855R100
6
43
SH
DFND
2
43
0
0
MONDELEZ INTL INC
CL A
609207105
3494
70000
SH
DFND
1
70000
0
0
MORGAN STANLEY
COM NEW
617446448
4431
105000
SH
DFND
1
105000
0
0
MORGAN STANLEY
COM NEW
617446448
1308
31000
SH
Put
DFND
1
31000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
2808
20000
SH
DFND
1
20000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
15134
460154
SH
DFND
1
460154
0
0
NAVIGATORS GROUP INC
COM
638904102
2659
38058
SH
DFND
1
38058
0
0
NETEASE INC
SPONSORED ADR
64110W102
3018
12500
SH
DFND
12500
0
0
NETFLIX INC
COM
64110L106
2852
8000
SH
DFND
1
8000
0
0
NETSHOES CAYMAN LTD
COM
G6455X107
17
10000
SH
DFND
1
10000
0
0
NEVADA GOLD & CASINOS INC
COM NEW
64126Q206
98
39266
SH
DFND
1
39266
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
76705
2000658
SH
DFND
2000658
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
2201
57407
SH
DFND
1
57407
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
1412
36822
SH
DFND
2
36822
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
1417
65078
SH
DFND
2
65078
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
45717
2100004
SH
DFND
2100004
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
20701
950913
SH
DFND
1
950913
0
0
NEXTDECADE CORP
COM
65342K105
166
30000
SH
DFND
1
30000
0
0
NEXTDECADE CORP
COM
65342K105
9076
1644265
SH
DFND
2
1644265
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
1556
110920
SH
DFND
1
110920
0
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
318
12541
SH
DFND
1
12541
0
0
NIKE INC
CL B
654106103
1263
15000
SH
DFND
1
15000
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
2404
25000
SH
DFND
1
25000
0
0
NRG ENERGY INC
COM NEW
629377508
37
862
SH
DFND
862
0
0
NRG ENERGY INC
COM NEW
629377508
280
6600
SH
DFND
1
6600
0
0
NVIDIA CORP
COM
67066G104
1257
7000
SH
DFND
1
7000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3430
38800
SH
DFND
2
38800
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
3145
63342
SH
DFND
1
63342
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
296
57120
SH
DFND
1
57120
0
0
OIL STS INTL INC
COM
678026105
181
10650
SH
DFND
1
10650
0
0
ONEOK INC NEW
COM
682680103
1187
17000
SH
DFND
1
17000
0
0
OXFORD INDS INC
COM
691497309
452
6000
SH
DFND
1
6000
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
618
16250
SH
DFND
1
16250
0
0
PALO ALTO NETWORKS INC
COM
697435105
6072
25000
SH
DFND
1
25000
0
0
PALO ALTO NETWORKS INC
COM
697435105
3036
12500
SH
Put
DFND
1
12500
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
3229
117130
SH
DFND
117130
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
3432
124500
SH
DFND
1
124500
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
1606
58250
SH
DFND
2
58250
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
273
50850
SH
DFND
2
50850
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
11952
2229865
SH
DFND
2229865
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
730
136278
SH
DFND
1
136278
0
0
PATTERSON COMPANIES INC
COM
703395103
446
20400
SH
DFND
2
20400
0
0
PATTERSON COMPANIES INC
COM
703395103
222
10150
SH
DFND
10150
0
0
PATTERSON COMPANIES INC
COM
703395103
8033
367635
SH
DFND
1
367635
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
2545
57000
SH
DFND
1
57000
0
0
PG&E CORP
COM
69331C108
5239
294300
SH
DFND
1
294300
0
0
PG&E CORP
COM
69331C108
5785
325000
SH
DFND
2
325000
0
0
PIONEER NAT RES CO
COM
723787107
2284
15000
SH
DFND
1
15000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
669
27291
SH
DFND
1
27291
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
2604
104496
SH
DFND
1
104496
0
0
POOL CORPORATION
COM
73278L105
4124
25000
SH
DFND
1
25000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
11180
322179
SH
DFND
2
322179
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
33645
969600
SH
DFND
969600
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
9267
267050
SH
DFND
1
267050
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
469
4255
SH
DFND
1
4255
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
163
1480
SH
DFND
1480
0
0
PRECISION BIOSCIENCES INC
COM
74019P108
1167
65000
SH
DFND
1
65000
0
0
QUAKER CHEM CORP
COM
747316107
442
2205
SH
DFND
1
2205
0
0
QUALCOMM INC
COM
747525103
217
3800
SH
DFND
1
3800
0
0
QUORUM HEALTH CORP
COM
74909E106
78
56009
SH
DFND
1
56009
0
0
QUORUM HEALTH CORP
COM
74909E106
572
408514
SH
DFND
2
408514
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
308
3835
SH
DFND
1
3835
0
0
RED HAT INC
COM
756577102
621
3400
SH
DFND
1
3400
0
0
RESOURCES CONNECTION INC
COM
76122Q105
331
20000
SH
DFND
1
20000
0
0
RLJ LODGING TR
COM
74965L101
251
14300
SH
DFND
1
14300
0
0
ROPER TECHNOLOGIES INC
COM
776696106
6155
18000
SH
DFND
1
18000
0
0
ROPER TECHNOLOGIES INC
COM
776696106
4275
12500
SH
Put
DFND
1
12500
0
0
SAGE THERAPEUTICS INC
COM
78667J108
311
1955
SH
DFND
1
1955
0
0
SALESFORCE COM INC
COM
79466L302
5701
36000
SH
DFND
1
36000
0
0
SALESFORCE COM INC
COM
79466L302
3167
20000
SH
Put
DFND
1
20000
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
4592
23000
SH
DFND
1
23000
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
519
6750
SH
DFND
1
6750
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
11469
125000
SH
Put
DFND
1
125000
0
0
SEMGROUP CORP
CL A
81663A105
2559
173630
SH
DFND
1
173630
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
447
6600
SH
DFND
1
6600
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
245
12000
SH
DFND
1
12000
0
0
SHOPIFY INC
CL A
82509L107
2583
12500
SH
Put
DFND
1
12500
0
0
SHOPIFY INC
CL A
82509L107
3719
18000
SH
DFND
1
18000
0
0
SI FINL GROUP INC MD
COM
78425V104
1429
110721
SH
DFND
1
110721
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
588
15275
SH
DFND
1
15275
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
660
17150
SH
DFND
2
17150
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
11087
583527
SH
DFND
583527
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2474
30000
SH
DFND
1
30000
0
0
SM ENERGY CO
COM
78454L100
278
15920
SH
DFND
1
15920
0
0
SONOCO PRODS CO
COM
835495102
3692
60000
SH
DFND
1
60000
0
0
SOUTHWEST AIRLS CO
COM
844741108
1895
36500
SH
DFND
36500
0
0
SPARK THERAPEUTICS INC
COM
84652J103
843
7400
SH
DFND
1
7400
0
0
SPARTANNASH CO
COM
847215100
292
18400
SH
DFND
1
18400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
21186
75000
SH
Put
DFND
1
75000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
7696
85000
SH
Put
DFND
1
85000
0
0
SPIRIT MTA REIT
COM SHS BEN IN
84861U105
794
122267
SH
DFND
122267
0
0
SPIRIT MTA REIT
COM SHS BEN IN
84861U105
67
10266
SH
DFND
1
10266
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
9715
244536
SH
DFND
244536
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
518
13050
SH
DFND
1
13050
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
809
12700
SH
DFND
1
12700
0
0
STARBUCKS CORP
COM
855244109
3345
45000
SH
DFND
1
45000
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
449
20036
SH
DFND
1
20036
0
0
SUMMIT HOTEL PPTYS INC
COM
866082100
715
62680
SH
DFND
2
62680
0
0
SUNOCO LP
COM UT REP LP
86765K109
601
19285
SH
DFND
1
19285
0
0
SURGERY PARTNERS INC
COM
86881A100
9984
885104
SH
DFND
885104
0
0
SURGERY PARTNERS INC
COM
86881A100
4165
369200
SH
DFND
1
369200
0
0
SYSCO CORP
COM
871829107
4339
65000
SH
DFND
1
65000
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
1487
72993
SH
DFND
1
72993
0
0
TARGA RES CORP
COM
87612G101
6422
154569
SH
DFND
1
154569
0
0
TCF FINL CORP
COM
872275102
1890
91363
SH
DFND
1
91363
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
332
1400
SH
DFND
1
1400
0
0
TERADATA CORP DEL
COM
88076W103
305
6990
SH
DFND
1
6990
0
0
TG THERAPEUTICS INC
COM
88322Q108
1709
212500
SH
DFND
212500
0
0
TG THERAPEUTICS INC
COM
88322Q108
3659
455100
SH
DFND
1
455100
0
0
TG THERAPEUTICS INC
COM
88322Q108
1695
210760
SH
DFND
2
210760
0
0
TIER REIT INC
COM NEW
88650V208
260
9080
SH
DFND
1
9080
0
0
TOP IMAGE SYSTEMS LTD
ORD
M87896102
413
490000
SH
DFND
1
490000
0
0
TRACTOR SUPPLY CO
COM
892356106
801
8195
SH
DFND
1
8195
0
0
TRANSPORTADORA DE GAS SUR
SPONSORED ADS B
893870204
643
48845
SH
DFND
1
48845
0
0
TRANSPORTADORA DE GAS SUR
SPONSORED ADS B
893870204
836
63500
SH
DFND
2
63500
0
0
TRANSPORTADORA DE GAS SUR
SPONSORED ADS B
893870204
2387
181373
SH
DFND
181373
0
0
TREMONT MTG TR
COM
894789106
210
23917
SH
DFND
2
23917
0
0
TWILIO INC
CL A
90138F102
1938
15000
SH
DFND
1
15000
0
0
U S G CORP
COM NEW
903293405
866
20000
SH
DFND
1
20000
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
1815
5497
SH
DFND
1
5497
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
961
13855
SH
DFND
1
13855
0
0
UNITED RENTALS INC
COM
911363109
2514
22000
SH
DFND
1
22000
0
0
UNITED RENTALS INC
COM
911363109
2285
20000
SH
Put
DFND
1
20000
0
0
UNITED STATES STL CORP NEW
COM
912909108
4284
219800
SH
DFND
1
219800
0
0
UNITI GROUP INC
COM
91325V108
560
50000
SH
Call
DFND
2
50000
0
0
UQM TECHNOLOGIES INC
COM
903213106
1152
698004
SH
DFND
1
698004
0
0
US BANCORP DEL
COM NEW
902973304
3855
80000
SH
Put
DFND
1
80000
0
0
US BANCORP DEL
COM NEW
902973304
3229
67000
SH
DFND
1
67000
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
3190
30000
SH
Put
DFND
1
30000
0
0
VARIAN MED SYS INC
COM
92220P105
2834
20000
SH
DFND
1
20000
0
0
VENATOR MATLS PLC
SHS
G9329Z100
142
25250
SH
DFND
2
25250
0
0
VERSO CORP
CL A
92531L207
774
36114
SH
DFND
36114
0
0
VERSUM MATLS INC
COM
92532W103
267
5300
SH
DFND
1
5300
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1104
6000
SH
DFND
1
6000
0
0
VIKING THERAPEUTICS INC
COM
92686J106
1019
102492
SH
DFND
102492
0
0
VISA INC
COM CL A
92826C839
11089
71000
SH
DFND
1
71000
0
0
VISA INC
COM CL A
92826C839
9528
61000
SH
Put
DFND
1
61000
0
0
VISTRA ENERGY CORP
COM
92840M102
17909
688000
SH
DFND
2
688000
0
0
VISTRA ENERGY CORP
COM
92840M102
84365
3241067
SH
DFND
3241067
0
0
VISTRA ENERGY CORP
COM
92840M102
114000
4379547
SH
DFND
1
4379547
0
0
WARRIOR MET COAL INC
COM
93627C101
4733
155706
SH
DFND
155706
0
0
WASTE MGMT INC DEL
COM
94106L109
3169
30500
SH
DFND
1
30500
0
0
WAVE LIFE SCIENCES LTD
SHS
Y95308105
311
8000
SH
DFND
1
8000
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
3078
75000
SH
DFND
1
75000
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
11161
355913
SH
DFND
1
355913
0
0
WILLIAMS COS INC DEL
COM
969457100
21301
741691
SH
DFND
1
741691
0
0
WILLIAMS COS INC DEL
COM
969457100
887
30885
SH
DFND
2
30885
0
0
WORLDPAY INC
CL A
981558109
1651
14550
SH
DFND
1
14550
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
4242
302800
SH
DFND
302800
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
333
23800
SH
DFND
2
23800
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
898
31595
SH
DFND
2
31595
0
0
ZOETIS INC
CL A
98978V103
2919
29000
SH
DFND
1
29000
0
0
ZOGENIX INC
COM NEW
98978L204
1375
25000
SH
DFND
1
25000
0
0