0001172661-17-001174.txt : 20170515
0001172661-17-001174.hdr.sgml : 20170515
20170515134627
ACCESSION NUMBER: 0001172661-17-001174
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
IRS NUMBER: 752716725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10659
FILM NUMBER: 17843056
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167365
XXXXXXXX
03-31-2017
03-31-2017
false
HIGHLAND CAPITAL MANAGEMENT LP
300 Crescent Court, Suite 700
Dallas
TX
75201
13F COMBINATION REPORT
028-10659
0001329883
028-11465
Sterling Capital Management LLC
0001086763
028-05785
FIRST FOUNDATION ADVISORS
N
James D. Dondero
President
972-628-4100
/s/ James D. Dondero
Dallas
TX
05-15-2017
5
363
1966411
1
0001524098
028-16919
HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.
2
0001469877
028-16918
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
3
0001617621
028-16920
NexPoint Advisors, L.P.
4
0001638651
028-16917
GRANITE BAY ADVISORS, L.P.
5
0001523993
Acis Capital Management, L.P.
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y109
177
2710
SH
DFND
1
2710
0
0
ABBVIE INC
COM
00287Y109
3733
57290
SH
DFND
2
57290
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
41
1200
SH
DFND
1
1200
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
860
25000
SH
DFND
2
25000
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
54
1816
SH
DFND
1
1816
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
1145
38384
SH
DFND
2
38384
0
0
ADECOAGRO S A
COM
L00849106
1719
150000
SH
DFND
2
150000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
96
2119
SH
DFND
1
2119
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
1990
43881
SH
DFND
2
43881
0
0
AIR METHODS CORP
COM PAR $.06
009128307
228
5300
SH
DFND
2
5300
0
0
AKORN INC
COM
009728106
602
25000
SH
DFND
2
25000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2892
23850
SH
SOLE
23850
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
2610
49154
SH
DFND
2
49154
0
0
ALPHABET INC
CAP STK CL C
02079K107
6636
8000
SH
DFND
2
8000
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
296
19415
SH
DFND
3
19415
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
164
51148
SH
DFND
1
51148
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
3520
1100000
SH
DFND
2
1100000
0
0
AMAZON COM INC
COM
023135106
17553
19800
SH
DFND
2
19800
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
32840
776366
SH
SOLE
776366
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
20147
476300
SH
DFND
2
476300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
63450
1500000
SH
Call
DFND
2
1500000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2127
17500
SH
DFND
2
17500
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
178
25000
SH
DFND
2
25000
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
240
4850
SH
DFND
2
4850
0
0
ANTHEM INC
COM
036752103
427
2584
SH
DFND
1
2584
0
0
ANTHEM INC
COM
036752103
10091
61016
SH
DFND
2
61016
0
0
APPLE INC
COM
037833100
5746
40000
SH
DFND
2
40000
0
0
ARCH COAL INC
CL A
039380407
35466
514441
SH
SOLE
514441
0
0
ARCH COAL INC
CL A
039380407
6145
89138
SH
DFND
2
89138
0
0
ARCH COAL INC
CL A
039380407
130
1890
SH
DFND
3
1890
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
66
9029
SH
DFND
1
9029
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
1402
190971
SH
DFND
2
190971
0
0
BANCO MACRO SA
SPON ADR B
05961W105
2627
30300
SH
DFND
2
30300
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
672
721832
SH
SOLE
721832
0
0
BARD C R INC
COM
067383109
99
400
SH
DFND
1
400
0
0
BARD C R INC
COM
067383109
14589
58700
SH
DFND
2
58700
0
0
BARNES & NOBLE INC
COM
067774109
1076
116300
SH
DFND
2
116300
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
8699
179100
SH
DFND
2
179100
0
0
BIO RAD LABS INC
CL A
090572207
120
600
SH
DFND
1
600
0
0
BIO RAD LABS INC
CL A
090572207
2591
13000
SH
DFND
2
13000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
215
2450
SH
SOLE
2450
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
342
26000
SH
DFND
4
26000
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
634
40000
SH
DFND
4
40000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
268
8642
SH
DFND
3
8642
0
0
BLUEBIRD BIO INC
COM
09609G100
159
1752
SH
DFND
1
1752
0
0
BLUEBIRD BIO INC
COM
09609G100
3386
37248
SH
DFND
2
37248
0
0
BMC STK HLDGS INC
COM
05591B109
17600
778743
SH
SOLE
778743
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
17773
970658
SH
DFND
2
970658
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
75
3000
SH
DFND
1
3000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
1492
60000
SH
DFND
2
60000
0
0
BROADCOM LTD
SHS
Y09827109
7379
33700
SH
DFND
2
33700
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
788
63120
SH
DFND
2
63120
0
0
BROOKDALE SR LIVING INC
COM
112463104
828
61625
SH
DFND
2
61625
0
0
BROOKDALE SR LIVING INC
COM
112463104
282
20990
SH
DFND
3
20990
0
0
BURLINGTON STORES INC
COM
122017106
6878
70700
SH
DFND
2
70700
0
0
CABELAS INC
COM
126804301
266
5000
SH
DFND
2
5000
0
0
CALLON PETE CO DEL
COM
13123X102
3805
289100
SH
DFND
2
289100
0
0
CALPINE CORP
COM NEW
131347304
1204
108925
SH
DFND
2
108925
0
0
CAREDX INC
COM
14167L103
17
11856
SH
DFND
1
11856
0
0
CAREDX INC
COM
14167L103
1539
1099227
SH
DFND
2
1099227
0
0
CAREDX INC
COM
14167L103
702
501252
SH
DFND
3
501252
0
0
CASCADE BANCORP
COM NEW
147154207
1073
139125
SH
DFND
2
139125
0
0
CAVIUM INC
COM
14964U108
7401
103278
SH
DFND
2
103278
0
0
CBL & ASSOC PPTYS INC
COM
124830100
118
12325
SH
DFND
3
12325
0
0
CDK GLOBAL INC
COM
12508E101
18570
285643
SH
DFND
2
285643
0
0
CDK GLOBAL INC
COM
12508E101
54
833
SH
DFND
3
833
0
0
CELGENE CORP
COM
151020104
137
1100
SH
DFND
1
1100
0
0
CELGENE CORP
COM
151020104
2737
22000
SH
DFND
2
22000
0
0
CHARLES RIV LABS INTL INC
COM
159864107
232
2582
SH
DFND
2
2582
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
11063
33800
SH
DFND
2
33800
0
0
CIT GROUP INC
COM NEW
125581801
18727
436219
SH
DFND
2
436219
0
0
CITRIX SYS INC
COM
177376100
4907
58846
SH
DFND
2
58846
0
0
CLIFFS NAT RES INC
COM
18683K101
1929
235000
SH
DFND
2
235000
0
0
CLIFFS NAT RES INC
COM
18683K101
2053
250000
SH
Call
DFND
2
250000
0
0
CLUBCORP HLDGS INC
COM
18948M108
254
15800
SH
DFND
2
15800
0
0
CME GROUP INC
COM
12572Q105
16988
143000
SH
DFND
2
143000
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
6834
323105
SH
SOLE
323105
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
1166
55125
SH
DFND
2
55125
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
169
16815
SH
DFND
1
16815
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
10545
1048185
SH
DFND
2
1048185
0
0
COMCAST CORP NEW
CL A
20030N101
8400
223470
SH
DFND
2
223470
0
0
CONAGRA BRANDS INC
COM
205887102
10460
259300
SH
DFND
2
259300
0
0
COOPER COS INC
COM NEW
216648402
2599
13000
SH
DFND
2
13000
0
0
CORELOGIC INC
COM
21871D103
574
14100
SH
DFND
2
14100
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
455
11700
SH
DFND
2
11700
0
0
CORNING INC
COM
219350105
15440
571850
SH
SOLE
571850
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
927
35305
SH
DFND
2
35305
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
2034
101340
SH
DFND
2
101340
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
167
519845
SH
SOLE
519845
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
63
196250
SH
DFND
2
196250
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
3
9295
SH
DFND
3
9295
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
4326
50000
SH
Put
SOLE
50000
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
865
10000
SH
Call
SOLE
10000
0
0
CYTOKINETICS INC
COM NEW
23282W605
123
9565
SH
DFND
1
9565
0
0
CYTOKINETICS INC
COM NEW
23282W605
2640
205435
SH
DFND
2
205435
0
0
DECKERS OUTDOOR CORP
COM
243537107
621
10400
SH
DFND
2
10400
0
0
DEPOMED INC
COM
249908104
642
51120
SH
DFND
2
51120
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
146
12116
SH
DFND
3
12116
0
0
DRIL-QUIP INC
COM
262037104
350
6420
SH
DFND
2
6420
0
0
DYNAGAS LNG PARTNERS LP
COM UNIT LTD PT
Y2188B108
1396
79225
SH
DFND
2
79225
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
7450
213541
SH
DFND
2
213541
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
304
22000
SH
DFND
4
22000
0
0
EDITAS MEDICINE INC
COM
28106W103
201
9000
SH
DFND
1
9000
0
0
EDITAS MEDICINE INC
COM
28106W103
4018
180000
SH
DFND
2
180000
0
0
EGALET CORP
COM
28226B104
610
119520
SH
DFND
2
119520
0
0
EMPRESA DIST Y COMERCIAL NOR
SPON ADR
29244A102
1217
35000
SH
DFND
2
35000
0
0
ENDO INTL PLC
SHS
G30401106
3906
350000
SH
Call
DFND
2
350000
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
25761
1305659
SH
DFND
2
1305659
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
24520
671415
SH
DFND
2
671415
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
1487
76643
SH
DFND
2
76643
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
2507
137018
SH
DFND
2
137018
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
24577
890133
SH
DFND
2
890133
0
0
EVOLENT HEALTH INC
CL A
30050B101
101
4535
SH
DFND
1
4535
0
0
EVOLENT HEALTH INC
CL A
30050B101
2129
95465
SH
DFND
2
95465
0
0
EXETER RES CORP
COM
301835104
286
124400
SH
DFND
2
124400
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
119
1801
SH
DFND
1
1801
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2518
38199
SH
DFND
2
38199
0
0
FACEBOOK INC
CL A
30303M102
21014
147932
SH
DFND
2
147932
0
0
FAIRPOINT COMMUNICATIONS INC
COM NEW
305560302
672
40468
SH
DFND
2
40468
0
0
FEDEX CORP
COM
31428X106
9758
50000
SH
DFND
2
50000
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2203
56585
SH
DFND
2
56585
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
421
31770
SH
DFND
2
31770
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
414
89600
SH
DFND
2
89600
0
0
FINISH LINE INC
CL A
317923100
2554
179500
SH
DFND
2
179500
0
0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
1210
25000
SH
SOLE
25000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
73
2709
SH
DFND
1
2709
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
1542
57291
SH
DFND
2
57291
0
0
FORTINET INC
COM
34959E109
19400
505855
SH
SOLE
505855
0
0
FORTINET INC
COM
34959E109
2046
53350
SH
DFND
2
53350
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
909
114300
SH
DFND
2
114300
0
0
FORWARD PHARMA A/S
SPONSORED ADR
34986J105
54
2500
SH
DFND
1
2500
0
0
FORWARD PHARMA A/S
SPONSORED ADR
34986J105
1295
60100
SH
DFND
2
60100
0
0
FORWARD PHARMA A/S
SPONSORED ADR
34986J105
366
17000
SH
DFND
3
17000
0
0
GAS NAT INC
COM
367204104
959
75523
SH
DFND
2
75523
0
0
GEMPHIRE THERAPEUTICS INC
COM
36870A108
1663
158395
SH
DFND
2
158395
0
0
GEMPHIRE THERAPEUTICS INC
COM
36870A108
1663
158394
SH
DFND
3
158394
0
0
GEORGETOWN BANCORP INC MD
COM
372591107
901
34845
SH
DFND
2
34845
0
0
GRAY TELEVISION INC
CL A
389375205
239
18000
SH
DFND
3
18000
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
5946
349750
SH
DFND
2
349750
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
283
2336
SH
DFND
1
2336
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
5885
48664
SH
DFND
2
48664
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6047
50000
SH
Call
DFND
2
50000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
5208
140000
SH
DFND
2
140000
0
0
HEADWATERS INC
COM
42210P102
605
25750
SH
DFND
2
25750
0
0
HEARTLAND FINL USA INC
COM
42234Q102
300
6000
SH
DFND
2
6000
0
0
HERON THERAPEUTICS INC
COM
427746102
19873
1324871
SH
SOLE
1324871
0
0
HERON THERAPEUTICS INC
COM
427746102
4789
319281
SH
DFND
2
319281
0
0
HIGHLAND FDS I
HI LD IBOXX SRLN
430101774
10645
573533
SH
SOLE
573533
0
0
HIGHLAND FDS I
HI LD IBOXX SRLN
430101774
802
43198
SH
DFND
2
43198
0
0
HOLOGIC INC
COM
436440101
122
2865
SH
DFND
1
2865
0
0
HOLOGIC INC
COM
436440101
2573
60467
SH
DFND
2
60467
0
0
HUMANA INC
COM
444859102
206
1000
SH
DFND
2
1000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
12662
945605
SH
DFND
2
945605
0
0
IBERIABANK CORP
COM
450828108
4543
57430
SH
DFND
2
57430
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
32253
3442127
SH
DFND
2
3442127
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
2312
246727
SH
DFND
3
246727
0
0
INTUIT
COM
461202103
5510
47500
SH
DFND
2
47500
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
1310
53445
SH
DFND
2
53445
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1449
12000
SH
Call
SOLE
12000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
4389
50000
SH
Call
SOLE
50000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
4389
50000
SH
Put
SOLE
50000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
5499
40000
SH
Put
SOLE
40000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
7698
200000
SH
Put
DFND
2
200000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
6229
100000
SH
Put
DFND
2
100000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3939
100000
SH
Put
DFND
2
100000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3939
100000
SH
Call
DFND
2
100000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
68740
500000
SH
Put
DFND
2
500000
0
0
ISLE OF CAPRI CASINOS INC
COM
464592104
530
20121
SH
DFND
2
20121
0
0
JANUS CAP GROUP INC
COM
47102X105
1047
79300
SH
DFND
2
79300
0
0
JERNIGAN CAP INC
COM
476405105
5905
256279
SH
DFND
2
256279
0
0
JERNIGAN CAP INC
COM
476405105
953
41353
SH
DFND
3
41353
0
0
JETBLUE AIRWAYS CORP
COM
477143101
3766
182750
SH
SOLE
182750
0
0
JETBLUE AIRWAYS CORP
COM
477143101
289
14000
SH
DFND
2
14000
0
0
K12 INC
COM
48273U102
27768
1450009
SH
DFND
2
1450009
0
0
K12 INC
COM
48273U102
3574
186649
SH
DFND
3
186649
0
0
K2M GROUP HLDGS INC
COM
48273J107
266
12971
SH
DFND
1
12971
0
0
K2M GROUP HLDGS INC
COM
48273J107
5702
278029
SH
DFND
2
278029
0
0
KADMON HLDGS INC
COM
48283N106
1616
446428
SH
DFND
2
446428
0
0
KADMON HLDGS INC
COM
48283N106
1077
297619
SH
DFND
3
297619
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
20
8463481
SH
DFND
2
8463481
0
0
KINDER MORGAN INC DEL
COM
49456B101
1929
88721
SH
DFND
2
88721
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
16
6536535
SH
DFND
3
6536535
0
0
KKR & CO L P DEL
COM UNITS
48248M102
227
12425
SH
DFND
2
12425
0
0
KLX INC
COM
482539103
7451
166700
SH
DFND
2
166700
0
0
KRAFT HEINZ CO
COM
500754106
5812
64000
SH
DFND
2
64000
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
104
3500
SH
DFND
1
3500
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
2090
70000
SH
DFND
2
70000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
1622
28354
SH
DFND
2
28354
0
0
LHC GROUP INC
COM
50187A107
54
1000
SH
DFND
1
1000
0
0
LHC GROUP INC
COM
50187A107
1990
36925
SH
DFND
2
36925
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
4555
130000
SH
DFND
2
130000
0
0
LIFE STORAGE INC
COM
53223X107
277
3372
SH
DFND
3
3372
0
0
LIFEPOINT HEALTH INC
COM
53219L109
131
2000
SH
DFND
1
2000
0
0
LIFEPOINT HEALTH INC
COM
53219L109
2620
40000
SH
DFND
2
40000
0
0
LILLY ELI & CO
COM
532457108
16822
200000
SH
Put
DFND
2
200000
0
0
LIONS GATE ENTMNT CORP
CL A VTG
535919401
2789
105000
SH
DFND
2
105000
0
0
LKQ CORP
COM
501889208
432
14775
SH
DFND
2
14775
0
0
LMI AEROSPACE INC
COM
502079106
413
30000
SH
DFND
2
30000
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
77871
1976417
SH
SOLE
1976417
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
3071
77945
SH
DFND
2
77945
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
949
24097
SH
DFND
3
24097
0
0
LOWES COS INC
COM
548661107
16916
205766
SH
DFND
2
205766
0
0
LUXFER HLDGS PLC
SPONSORED ADR
550678106
342
28100
SH
DFND
2
28100
0
0
MARRIOTT INTL INC NEW
CL A
571903202
235
2500
SH
DFND
2
2500
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
1746
19600
SH
DFND
2
19600
0
0
MEDICINOVA INC
COM NEW
58468P206
97
16272
SH
SOLE
16272
0
0
MEDNAX INC
COM
58502B106
419
6045
SH
DFND
2
6045
0
0
MERCADOLIBRE INC
COM
58733R102
7401
35000
SH
DFND
2
35000
0
0
METALDYNE PERFORMANCE GROUP
COM
59116R107
830
36328
SH
DFND
2
36328
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
10392
21700
SH
DFND
2
21700
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
8511
310615
SH
DFND
2
310615
0
0
MICRON TECHNOLOGY INC
COM
595112103
4066
140700
SH
DFND
2
140700
0
0
MICROSOFT CORP
COM
594918104
13196
200358
SH
DFND
2
200358
0
0
MIDCOAST ENERGY PARTNERS L P
COM UT LTD PTN
59564N103
1087
135000
SH
DFND
2
135000
0
0
MIMEDX GROUP INC
COM
602496101
596
62500
SH
DFND
2
62500
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
492
60790
SH
SOLE
60790
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
123
15171
SH
DFND
1
15171
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
19153
2364560
SH
DFND
2
2364560
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1407
30860
SH
DFND
2
30860
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
271
16105
SH
DFND
2
16105
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
1025
102800
SH
DFND
2
102800
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
97
9737
SH
DFND
3
9737
0
0
MONSANTO CO NEW
COM
61166W101
2830
25000
SH
DFND
2
25000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
23164
642007
SH
DFND
2
642007
0
0
NEKTAR THERAPEUTICS
COM
640268108
587
25000
SH
DFND
2
25000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
130
3000
SH
DFND
1
3000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
2598
60000
SH
DFND
2
60000
0
0
NEURODERM LTD
ORD SHS
M74231107
71
2693
SH
DFND
1
2693
0
0
NEURODERM LTD
ORD SHS
M74231107
1522
57307
SH
DFND
2
57307
0
0
NEXPOINT CR STRATEGIES FD
COM NEW
65340G205
46891
2047659
SH
SOLE
2047659
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
64037
2650522
SH
SOLE
2650522
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
372
15400
SH
DFND
3
15400
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
2960
130981
SH
DFND
2
130981
0
0
NRG ENERGY INC
COM NEW
629377508
16
862
SH
SOLE
862
0
0
NRG ENERGY INC
COM NEW
629377508
9228
493500
SH
DFND
2
493500
0
0
NRG ENERGY INC
COM NEW
629377508
318
17000
SH
DFND
4
17000
0
0
NUVASIVE INC
COM
670704105
224
3000
SH
DFND
1
3000
0
0
NUVASIVE INC
COM
670704105
4817
64500
SH
DFND
2
64500
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1820
17585
SH
DFND
2
17585
0
0
OCEAN RIG UDW INC
SHS
G66964100
1889
6621724
SH
DFND
2
6621724
0
0
OCEAN RIG UDW INC
SHS
G66964100
640
2242718
SH
DFND
3
2242718
0
0
OIL STS INTL INC
COM
678026105
353
10650
SH
DFND
2
10650
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
314
5500
SH
DFND
2
5500
0
0
OXFORD INDS INC
COM
691497309
1094
19100
SH
DFND
2
19100
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
2080
84904
SH
DFND
2
84904
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
114
2500
SH
DFND
1
2500
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
4264
93500
SH
DFND
2
93500
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
1084
20000
SH
DFND
2
20000
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
17
896
SH
DFND
1
896
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
560
29104
SH
DFND
2
29104
0
0
PARKER HANNIFIN CORP
COM
701094104
4090
25510
SH
DFND
2
25510
0
0
PARSLEY ENERGY INC
CL A
701877102
11086
341000
SH
DFND
2
341000
0
0
PATTERSON COMPANIES INC
COM
703395103
8221
181750
SH
SOLE
181750
0
0
PATTERSON COMPANIES INC
COM
703395103
23266
514400
SH
DFND
2
514400
0
0
PAYPAL HLDGS INC
COM
70450Y103
430
10000
SH
DFND
2
10000
0
0
PENDRELL CORP
CL A NEW
70686R302
9027
1388815
SH
SOLE
1388815
0
0
PENDRELL CORP
CL A NEW
70686R302
233
35808
SH
DFND
2
35808
0
0
PENDRELL CORP
CL A NEW
70686R302
1469
226053
SH
DFND
3
226053
0
0
PEPSICO INC
COM
713448108
3356
30000
SH
DFND
2
30000
0
0
PINNACLE FOODS INC DEL
COM
72348P104
12933
223478
SH
DFND
2
223478
0
0
PIONEER NAT RES CO
COM
723787107
12130
65136
SH
DFND
2
65136
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
378
11953
SH
DFND
2
11953
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
21607
691218
SH
DFND
2
691218
0
0
POLYONE CORP
COM
73179P106
518
15200
SH
DFND
2
15200
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
2034
51900
SH
DFND
2
51900
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
1988
30470
SH
DFND
2
30470
0
0
PRIVATEBANCORP INC
COM
742962103
1381
23260
SH
DFND
2
23260
0
0
PROPETRO HLDG CORP
COM
74347M108
1934
150000
SH
DFND
2
150000
0
0
PROTHENA CORP PLC
SHS
G72800108
5074
90943
SH
DFND
2
90943
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
74
2000
SH
DFND
1
2000
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
1674
45000
SH
DFND
2
45000
0
0
QIAGEN NV
SHS NEW
N72482123
101
3478
SH
DFND
1
3478
0
0
QIAGEN NV
SHS NEW
N72482123
2170
74922
SH
DFND
2
74922
0
0
QUAKER CHEM CORP
COM
747316107
497
3775
SH
DFND
2
3775
0
0
QUORUM HEALTH CORP
COM
74909E106
103
19009
SH
DFND
1
19009
0
0
QUORUM HEALTH CORP
COM
74909E106
4478
823219
SH
DFND
2
823219
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
7463
2332087
SH
SOLE
2332087
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
8474
2648250
SH
DFND
2
2648250
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
314
98040
SH
DFND
3
98040
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
575
7535
SH
DFND
2
7535
0
0
RAYTHEON CO
COM NEW
755111507
229
1500
SH
DFND
2
1500
0
0
REGIONS FINL CORP NEW
COM
7591EP100
6001
413000
SH
DFND
2
413000
0
0
RESOURCES CONNECTION INC
COM
76122Q105
335
20000
SH
DFND
2
20000
0
0
RLJ LODGING TR
COM
74965L101
336
14300
SH
DFND
2
14300
0
0
ROPER TECHNOLOGIES INC
COM
776696106
8796
42600
SH
DFND
2
42600
0
0
RSP PERMIAN INC
COM
74978Q105
8181
197473
SH
DFND
2
197473
0
0
S&P GLOBAL INC
COM
78409V104
5883
45000
SH
DFND
2
45000
0
0
SAGE THERAPEUTICS INC
COM
78667J108
161
2271
SH
DFND
1
2271
0
0
SAGE THERAPEUTICS INC
COM
78667J108
3367
47379
SH
DFND
2
47379
0
0
SCHLUMBERGER LTD
COM
806857108
5602
71731
SH
DFND
2
71731
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
6122
150000
SH
DFND
2
150000
0
0
SCYNEXIS INC
COM
811292101
32
11600
SH
DFND
1
11600
0
0
SCYNEXIS INC
COM
811292101
682
246960
SH
DFND
2
246960
0
0
SEATTLE GENETICS INC
COM
812578102
108
1718
SH
DFND
1
1718
0
0
SEATTLE GENETICS INC
COM
812578102
2721
43282
SH
DFND
2
43282
0
0
SEAWORLD ENTMT INC
COM
81282V100
534
29250
SH
DFND
2
29250
0
0
SEMGROUP CORP
CL A
81663A105
17478
485500
SH
DFND
2
485500
0
0
SEMTECH CORP
COM
816850101
478
14150
SH
DFND
2
14150
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
523
6600
SH
DFND
2
6600
0
0
SERVICENOW INC
COM
81762P102
7295
83400
SH
DFND
2
83400
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
3681
114223
SH
DFND
2
114223
0
0
SIRIUS XM HLDGS INC
COM
82968B103
6180
1200009
SH
DFND
2
1200009
0
0
SM ENERGY CO
COM
78454L100
382
15920
SH
DFND
2
15920
0
0
SNAP INC
CL A
83304A106
6759
300000
SH
Call
DFND
2
300000
0
0
SNAP INC
CL A
83304A106
2591
115000
SH
DFND
2
115000
0
0
SONIC CORP
COM
835451105
621
24500
SH
DFND
2
24500
0
0
SPARK THERAPEUTICS INC
COM
84652J103
53
1000
SH
DFND
1
1000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
3734
70000
SH
DFND
2
70000
0
0
SPARTANNASH CO
COM
847215100
644
18400
SH
DFND
2
18400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
78973
335000
SH
Call
DFND
2
335000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
18579
1834020
SH
SOLE
1834020
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
595
16800
SH
DFND
2
16800
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
1189
25000
SH
SOLE
25000
0
0
STATE STR CORP
COM
857477103
5374
67500
SH
DFND
2
67500
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
18
17616
SH
DFND
1
17616
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
481
471459
SH
DFND
2
471459
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
890
33013
SH
DFND
2
33013
0
0
SUNOCO LP
COM U REP LP
86765K109
1638
67775
SH
DFND
2
67775
0
0
SURGERY PARTNERS INC
COM
86881A100
35
1807
SH
DFND
1
1807
0
0
SURGERY PARTNERS INC
COM
86881A100
745
38193
SH
DFND
2
38193
0
0
SVB FINL GROUP
COM
78486Q101
538
2890
SH
DFND
2
2890
0
0
SYMANTEC CORP
COM
871503108
245
8000
SH
DFND
2
8000
0
0
SYSCO CORP
COM
871829107
519
10000
SH
DFND
2
10000
0
0
TARGA RES CORP
COM
87612G101
26463
441786
SH
DFND
2
441786
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
588
4650
SH
DFND
2
4650
0
0
TERADATA CORP DEL
COM
88076W103
311
10000
SH
DFND
2
10000
0
0
TERNIUM SA
SPON ADR
880890108
3004
115000
SH
DFND
2
115000
0
0
TESARO INC
COM
881569107
223
1450
SH
DFND
1
1450
0
0
TESARO INC
COM
881569107
6239
40550
SH
DFND
2
40550
0
0
TESARO INC
COM
881569107
6924
45000
SH
Call
DFND
2
45000
0
0
TESLA INC
COM
88160R101
278
1000
SH
DFND
2
1000
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
3419
62775
SH
DFND
2
62775
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
1133
79700
SH
DFND
2
79700
0
0
TWITTER INC
COM
90184L102
42985
2875250
SH
SOLE
2875250
0
0
TWITTER INC
COM
90184L102
30752
2057010
SH
DFND
2
2057010
0
0
TWITTER INC
COM
90184L102
21265
1422400
SH
DFND
3
1422400
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
2642
38975
SH
DFND
2
38975
0
0
UMPQUA HLDGS CORP
COM
904214103
177
10000
SH
DFND
2
10000
0
0
UNITED CONTL HLDGS INC
COM
910047109
5475
77500
SH
DFND
2
77500
0
0
UNITED RENTALS INC
COM
911363109
5315
42500
SH
DFND
2
42500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
279
1700
SH
DFND
1
1700
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
5970
36400
SH
DFND
2
36400
0
0
VALSPAR CORP
COM
920355104
386
3480
SH
DFND
2
3480
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
1654
80000
SH
Put
DFND
2
80000
0
0
VISA INC
COM CL A
92826C839
29729
334519
SH
DFND
2
334519
0
0
VULCAN MATLS CO
COM
929160109
9422
78200
SH
DFND
2
78200
0
0
WATSCO INC
COM
942622200
7116
49700
SH
DFND
2
49700
0
0
WEBMD HEALTH CORP
COM
94770V102
739
14023
SH
DFND
2
14023
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
3042
195350
SH
DFND
2
195350
0
0
WEST CORP
COM
952355204
567
23200
SH
DFND
2
23200
0
0
WESTERN DIGITAL CORP
COM
958102105
6726
81500
SH
DFND
2
81500
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
16872
365983
SH
DFND
2
365983
0
0
WGL HLDGS INC
COM
92924F106
272
3300
SH
DFND
2
3300
0
0
WILLIAMS COS INC DEL
COM
969457100
22131
747937
SH
DFND
2
747937
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
6481
158741
SH
DFND
2
158741
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
1448
60000
SH
Put
DFND
2
60000
0
0
WMIH CORP
COM
92936P100
15
10310
SH
SOLE
10310
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
273
8781
SH
DFND
1
8781
0
0
WRIGHT MED GROUP N V
ORD SHS 0.03 PAR
N96617118
6218
199817
SH
DFND
2
199817
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
111
69326
SH
DFND
2
69326
0
0
XPO LOGISTICS INC
COM
983793100
10835
226249
SH
DFND
2
226249
0
0
XYLEM INC
COM
98419M100
377
7500
SH
DFND
2
7500
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
739
8100
SH
DFND
2
8100
0
0