0001172661-17-000501.txt : 20170213
0001172661-17-000501.hdr.sgml : 20170213
20170213134441
ACCESSION NUMBER: 0001172661-17-000501
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
IRS NUMBER: 752716725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10659
FILM NUMBER: 17597878
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167365
XXXXXXXX
12-31-2016
12-31-2016
false
HIGHLAND CAPITAL MANAGEMENT LP
300 Crescent Court, Suite 700
Dallas
TX
75201
13F COMBINATION REPORT
028-10659
0001329883
028-11465
Sterling Capital Management LLC
0001086763
028-05785
FIRST FOUNDATION ADVISORS
N
James D. Dondero
President
972-628-4100
/s/ James D. Dondero
Dallas
TX
02-13-2017
6
362
2130274
1
0001524098
028-16919
HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.
2
0001469877
028-16918
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
3
0001617621
028-16920
NexPoint Advisors, L.P.
4
0001638651
028-16917
GRANITE BAY ADVISORS, L.P.
5
0001056357
028-06601
Wilmington Funds Management Corp
6
0001523993
Acis Capital Management, L.P.
INFORMATION TABLE
2
infotable.xml
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COM
002824100
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SH
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ABBOTT LABS
COM
002824100
396
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SH
DFND
1
10300
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
55
1906
SH
DFND
1
1906
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
522
18094
SH
DFND
2
18094
0
0
AETNA INC NEW
COM
00817Y108
372
3000
SH
DFND
2
3000
0
0
AGILE THERAPEUTICS INC
COM
00847L100
70
12319
SH
DFND
1
12319
0
0
AGILE THERAPEUTICS INC
COM
00847L100
743
130405
SH
DFND
2
130405
0
0
AIR METHODS CORP
COM PAR $.06
009128307
306
9600
SH
DFND
2
9600
0
0
AIR PRODS & CHEMS INC
COM
009158106
431
3000
SH
DFND
2
3000
0
0
AKORN INC
COM
009728106
808
37000
SH
DFND
2
37000
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
195
9364
SH
DFND
1
9364
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
1490
71636
SH
DFND
2
71636
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
328
2678
SH
DFND
1
2678
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3887
31772
SH
DFND
2
31772
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2918
23850
SH
DFND
23850
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
1316
24500
SH
DFND
2
24500
0
0
ALPHABET INC
CAP STK CL C
02079K107
6638
8600
SH
DFND
2
8600
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
299
97000
SH
DFND
1
97000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
3080
1000000
SH
DFND
2
1000000
0
0
AMAZON COM INC
COM
023135106
7499
10000
SH
DFND
2
10000
0
0
AMEDISYS INC
COM
023436108
8291
194488
SH
DFND
2
194488
0
0
AMEDISYS INC
COM
023436108
687
16112
SH
DFND
1
16112
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
93380
2000000
SH
Call
DFND
2
2000000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
19588
419541
SH
DFND
419541
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
56028
1200000
SH
Call
DFND
1200000
0
0
AMERICAN CAP LTD
COM
02503Y103
18709
1044006
SH
DFND
2
1044006
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
4756
45000
SH
DFND
2
45000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
189
38000
SH
DFND
2
38000
0
0
ANTHEM INC
COM
036752103
744
5172
SH
DFND
1
5172
0
0
ANTHEM INC
COM
036752103
6470
45000
SH
DFND
2
45000
0
0
APPLE INC
COM
037833100
5791
50000
SH
DFND
2
50000
0
0
ARCH COAL INC
CL A
039380407
148
1890
SH
DFND
3
1890
0
0
ARCH COAL INC
CL A
039380407
40152
514441
SH
DFND
514441
0
0
ARCH COAL INC
CL A
039380407
10891
139539
SH
DFND
2
139539
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
41772
1529000
SH
Call
DFND
2
1529000
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3194
116900
SH
Call
DFND
1
116900
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1093
40000
SH
DFND
2
40000
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
10112
370150
SH
DFND
370150
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
281
10300
SH
DFND
1
10300
0
0
B/E AEROSPACE INC
COM
073302101
1189
19750
SH
DFND
2
19750
0
0
BANCO MACRO SA
SPON ADR B
05961W105
1950
30300
SH
DFND
2
30300
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
702
721832
SH
Call
DFND
721832
0
0
BANK AMER CORP
COM
060505104
6458
292200
SH
DFND
2
292200
0
0
BANK NEW YORK MELLON CORP
COM
064058100
355
7500
SH
DFND
2
7500
0
0
BARD C R INC
COM
067383109
7459
33200
SH
DFND
2
33200
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
12564
272714
SH
DFND
2
272714
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
7616
156300
SH
DFND
2
156300
0
0
BIO RAD LABS INC
CL A
090572207
419
2300
SH
DFND
1
2300
0
0
BIO RAD LABS INC
CL A
090572207
4557
25000
SH
DFND
2
25000
0
0
BIO TECHNE CORP
COM
09073M104
206
2000
SH
DFND
1
2000
0
0
BIO TECHNE CORP
COM
09073M104
2057
20000
SH
DFND
2
20000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
203
2450
SH
DFND
2450
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
235
2839
SH
DFND
1
2839
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1243
15000
SH
DFND
2
15000
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
337
26000
SH
DFND
4
26000
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
614
40000
SH
DFND
4
40000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
260
8642
SH
DFND
3
8642
0
0
BLUEBIRD BIO INC
COM
09609G100
3085
50000
SH
DFND
2
50000
0
0
BLUEBIRD BIO INC
COM
09609G100
216
3500
SH
DFND
1
3500
0
0
BMC STK HLDGS INC
COM
05591B109
15185
778743
SH
DFND
778743
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
16197
933033
SH
DFND
2
933033
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
301
5150
SH
DFND
1
5150
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2338
40000
SH
DFND
2
40000
0
0
BROADCOM LTD
SHS
Y09827109
9280
52500
SH
DFND
2
52500
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
507
40620
SH
DFND
2
40620
0
0
BROOKDALE SR LIVING INC
COM
112463104
197
15900
SH
DFND
3
15900
0
0
BROOKDALE SR LIVING INC
COM
112463104
765
61625
SH
DFND
2
61625
0
0
CA INC
COM
12673P105
477
15000
SH
DFND
2
15000
0
0
CABELAS INC
COM
126804301
781
13339
SH
DFND
2
13339
0
0
CALLON PETE CO DEL
COM
13123X102
4812
313100
SH
DFND
2
313100
0
0
CALPINE CORP
COM NEW
131347304
772
67500
SH
DFND
2
67500
0
0
CAREDX INC
COM
14167L103
80
29545
SH
DFND
1
29545
0
0
CAREDX INC
COM
14167L103
2927
1084227
SH
DFND
2
1084227
0
0
CAREDX INC
COM
14167L103
1353
501252
SH
DFND
3
501252
0
0
CASCADE BANCORP
COM NEW
147154207
550
67736
SH
DFND
2
67736
0
0
CAVIUM INC
COM
14964U108
6540
104737
SH
DFND
2
104737
0
0
CBL & ASSOC PPTYS INC
COM
124830100
142
12325
SH
DFND
3
12325
0
0
CDK GLOBAL INC
COM
12508E101
25898
433883
SH
DFND
2
433883
0
0
CDK GLOBAL INC
COM
12508E101
50
833
SH
DFND
3
833
0
0
CELGENE CORP
COM
151020104
4494
38824
SH
DFND
2
38824
0
0
CELGENE CORP
COM
151020104
252
2176
SH
DFND
1
2176
0
0
CHARLES RIV LABS INTL INC
COM
159864107
292
3832
SH
DFND
2
3832
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
9674
33600
SH
DFND
2
33600
0
0
CIT GROUP INC
COM NEW
125581801
22962
537999
SH
DFND
2
537999
0
0
CITRIX SYS INC
COM
177376100
581
6500
SH
DFND
2
6500
0
0
CLIFFS NAT RES INC
COM
18683K101
2103
250000
SH
DFND
2
250000
0
0
CLUBCORP HLDGS INC
COM
18948M108
227
15800
SH
DFND
2
15800
0
0
CME GROUP INC
COM
12572Q105
12735
110400
SH
DFND
2
110400
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
2590
92000
SH
DFND
2
92000
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
90
3200
SH
DFND
1
3200
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
7377
262055
SH
DFND
262055
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
9952
639184
SH
DFND
2
639184
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
712
45725
SH
DFND
1
45725
0
0
COMCAST CORP NEW
CL A
20030N101
7715
111735
SH
DFND
2
111735
0
0
CONAGRA BRANDS INC
COM
205887102
9761
246800
SH
DFND
2
246800
0
0
CONCHO RES INC
COM
20605P101
6617
49900
SH
DFND
2
49900
0
0
CONTINENTAL RESOURCES INC
COM
212015101
5417
105094
SH
DFND
2
105094
0
0
COOPER COS INC
COM NEW
216648402
2274
13000
SH
DFND
2
13000
0
0
CORELOGIC INC
COM
21871D103
519
14100
SH
DFND
2
14100
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
495
11700
SH
DFND
2
11700
0
0
CORNING INC
COM
219350105
5530
227850
SH
DFND
227850
0
0
CORNING INC
COM
219350105
9223
380000
SH
Call
DFND
380000
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
912
35691
SH
DFND
2
35691
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
400
25340
SH
DFND
2
25340
0
0
CST BRANDS INC
COM
12646R105
453
9400
SH
DFND
2
9400
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
530
519845
SH
DFND
519845
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
200
196250
SH
DFND
2
196250
0
0
CUMULUS MEDIA INC
CL A NEW
231082603
9
9295
SH
DFND
3
9295
0
0
DARDEN RESTAURANTS INC
COM
237194105
291
4000
SH
DFND
2
4000
0
0
DECKERS OUTDOOR CORP
COM
243537107
208
3750
SH
DFND
2
3750
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
334
6085
SH
DFND
2
6085
0
0
DEPOMED INC
COM
249908104
820
45500
SH
DFND
2
45500
0
0
DISCOVER FINL SVCS
COM
254709108
8463
117400
SH
DFND
2
117400
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
144
12116
SH
DFND
3
12116
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
2190
24150
SH
DFND
24150
0
0
DRIL-QUIP INC
COM
262037104
468
7800
SH
DFND
2
7800
0
0
DYNAGAS LNG PARTNERS LP
COM UNIT LTD PT
Y2188B108
975
61000
SH
DFND
2
61000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
12841
370601
SH
DFND
2
370601
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
302
22000
SH
DFND
4
22000
0
0
EDITAS MEDICINE INC
COM
28106W103
128
7902
SH
DFND
1
7902
0
0
EDITAS MEDICINE INC
COM
28106W103
1332
82098
SH
DFND
2
82098
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1874
20000
SH
DFND
2
20000
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
365
3899
SH
DFND
1
3899
0
0
EMPRESA DIST Y COMERCIAL NOR
SPON ADR
29244A102
975
35000
SH
DFND
2
35000
0
0
ENDOCYTE INC
COM
29269A102
1041
408347
SH
DFND
2
408347
0
0
ENDOCYTE INC
COM
29269A102
136
53214
SH
DFND
1
53214
0
0
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
699
7565
SH
DFND
2
7565
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
29096
1506769
SH
DFND
2
1506769
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
24832
693448
SH
DFND
2
693448
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
1476
77480
SH
DFND
2
77480
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
2551
138515
SH
DFND
2
138515
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
27805
1028280
SH
DFND
2
1028280
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
311
4907
SH
DFND
1
4907
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
2532
40000
SH
DFND
2
40000
0
0
EOG RES INC
COM
26875P101
303
3000
SH
DFND
2
3000
0
0
EQUITY ONE
COM
294752100
1033
33665
SH
DFND
2
33665
0
0
ETHAN ALLEN INTERIORS INC
COM
297602104
240
6500
SH
DFND
2
6500
0
0
EXXON MOBIL CORP
COM
30231G102
677
7500
SH
DFND
2
7500
0
0
FACEBOOK INC
CL A
30303M102
23048
200333
SH
DFND
2
200333
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1922
56585
SH
DFND
2
56585
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
758
55300
SH
DFND
2
55300
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
481
89600
SH
DFND
2
89600
0
0
FITBIT INC
CL A
33812L102
732
100000
SH
DFND
2
100000
0
0
FORTINET INC
COM
34959E109
19245
638955
SH
DFND
638955
0
0
FORTINET INC
COM
34959E109
2003
66500
SH
DFND
2
66500
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
1426
293500
SH
DFND
2
293500
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
4889
1005985
SH
DFND
3
1005985
0
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
369
16750
SH
DFND
2
16750
0
0
G & K SVCS INC
CL A
361268105
850
8810
SH
DFND
2
8810
0
0
GAS NAT INC
COM
367204104
419
33356
SH
DFND
2
33356
0
0
GEORGETOWN BANCORP INC MD
COM
372591107
896
34648
SH
DFND
2
34648
0
0
GRAY TELEVISION INC
CL A
389375205
187
18000
SH
DFND
3
18000
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
4596
349750
SH
DFND
2
349750
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
2767
70900
SH
DFND
70900
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
4088
104736
SH
DFND
2
104736
0
0
HARMAN INTL INDS INC
COM
413086109
839
7550
SH
DFND
2
7550
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
238
5000
SH
DFND
2
5000
0
0
HEADWATERS INC
COM
42210P102
335
14250
SH
DFND
2
14250
0
0
HERON THERAPEUTICS INC
COM
427746102
3117
237946
SH
DFND
2
237946
0
0
HERON THERAPEUTICS INC
COM
427746102
17356
1324871
SH
DFND
1324871
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
21502
929210
SH
DFND
2
929210
0
0
HIGHLAND FDS I
HI LD IBOXX SRLN
430101774
11545
616731
SH
DFND
2
616731
0
0
HOLOGIC INC
COM
436440101
669
16666
SH
DFND
1
16666
0
0
HOLOGIC INC
COM
436440101
7195
179334
SH
DFND
2
179334
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
17146
1296955
SH
DFND
2
1296955
0
0
IBERIABANK CORP
COM
450828108
410
4900
SH
DFND
2
4900
0
0
ICON PLC
SHS
G4705A100
271
3600
SH
DFND
1
3600
0
0
ICON PLC
SHS
G4705A100
4888
65000
SH
DFND
2
65000
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
30887
3462718
SH
DFND
2
3462718
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
2530
283636
SH
DFND
3
283636
0
0
INOGEN INC
COM
45780L104
4694
69881
SH
DFND
2
69881
0
0
INOGEN INC
COM
45780L104
411
6119
SH
DFND
1
6119
0
0
INTELIQUENT INC
COM
45825N107
454
19800
SH
DFND
2
19800
0
0
INTERSIL CORP
CL A
46069S109
407
18252
SH
DFND
2
18252
0
0
INTUIT
COM
461202103
5616
49000
SH
DFND
2
49000
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
598
32445
SH
DFND
2
32445
0
0
ISHARES TR
20 YR TR BD ETF
464287432
11913
100000
SH
Put
DFND
2
100000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
148335
1100000
SH
Put
DFND
2
1100000
0
0
ISLE OF CAPRI CASINOS INC
COM
464592104
838
33922
SH
DFND
2
33922
0
0
JACK IN THE BOX INC
COM
466367109
335
3000
SH
DFND
2
3000
0
0
JANUS CAP GROUP INC
COM
47102X105
265
20000
SH
DFND
2
20000
0
0
JERNIGAN CAP INC
COM
476405105
5395
256279
SH
DFND
2
256279
0
0
JETBLUE AIRWAYS CORP
COM
477143101
3094
138000
SH
DFND
138000
0
0
JOHNSON & JOHNSON
COM
478160104
461
4000
SH
DFND
1
4000
0
0
JOY GLOBAL INC
COM
481165108
675
24100
SH
DFND
2
24100
0
0
JP ENERGY PARTNERS LP
UNT REPST LTD
46643C109
1082
106889
SH
DFND
2
106889
0
0
K12 INC
COM
48273U102
26661
1553652
SH
DFND
2
1553652
0
0
K12 INC
COM
48273U102
6731
392273
SH
DFND
3
392273
0
0
K2M GROUP HLDGS INC
COM
48273J107
248
12375
SH
DFND
2
12375
0
0
KATE SPADE & CO
COM
485865109
5190
278000
SH
DFND
2
278000
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
47
8463481
SH
Call
DFND
2
8463481
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
36
6536535
SH
Call
DFND
3
6536535
0
0
KINDER MORGAN INC DEL
COM
49456B101
1853
89473
SH
DFND
2
89473
0
0
KLX INC
COM
482539103
6302
139700
SH
DFND
2
139700
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
1243
22052
SH
DFND
2
22052
0
0
LHC GROUP INC
COM
50187A107
274
6000
SH
DFND
1
6000
0
0
LHC GROUP INC
COM
50187A107
3624
79300
SH
DFND
2
79300
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
3861
130000
SH
DFND
2
130000
0
0
LIFE STORAGE INC
COM
53223X107
287
3372
SH
DFND
3
3372
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
387
6200
SH
DFND
2
6200
0
0
LIONS GATE ENTMNT CORP
CL A VTG
535919401
2370
88100
SH
DFND
2
88100
0
0
LKQ CORP
COM
501889208
453
14775
SH
DFND
2
14775
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
81755
1991600
SH
DFND
1991600
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
989
24097
SH
DFND
3
24097
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
3200
77945
SH
DFND
2
77945
0
0
LOWES COS INC
COM
548661107
15167
213266
SH
DFND
2
213266
0
0
LUXFER HLDGS PLC
SPONSORED ADR
550678106
306
28100
SH
DFND
2
28100
0
0
MEDICINOVA INC
COM NEW
58468P206
98
16272
SH
DFND
16272
0
0
MEDNAX INC
COM
58502B106
593
8900
SH
DFND
2
8900
0
0
MENTOR GRAPHICS CORP
COM
587200106
968
26236
SH
DFND
2
26236
0
0
MERCADOLIBRE INC
COM
58733R102
5465
35000
SH
DFND
2
35000
0
0
MERCK & CO INC
COM
58933Y105
414
7024
SH
DFND
1
7024
0
0
MERCK & CO INC
COM
58933Y105
1766
30000
SH
DFND
2
30000
0
0
METALDYNE PERFORMANCE GROUP
COM
59116R107
433
18853
SH
DFND
2
18853
0
0
METLIFE INC
COM
59156R108
19231
356850
SH
DFND
2
356850
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
6153
14700
SH
DFND
2
14700
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
14928
517785
SH
DFND
2
517785
0
0
MICROSOFT CORP
COM
594918104
19905
320320
SH
DFND
2
320320
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
468
39788
SH
DFND
1
39788
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
12943
1101545
SH
DFND
2
1101545
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1069
19710
SH
DFND
2
19710
0
0
MONDELEZ INTL INC
CL A
609207105
288
6500
SH
DFND
2
6500
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
799
73800
SH
DFND
2
73800
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
105
9737
SH
DFND
3
9737
0
0
MONSANTO CO NEW
COM
61166W101
2630
25000
SH
DFND
2
25000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
24260
700759
SH
DFND
2
700759
0
0
NEKTAR THERAPEUTICS
COM
640268108
1227
100000
SH
DFND
2
100000
0
0
NEVRO CORP
COM
64157F103
118
1630
SH
DFND
1
1630
0
0
NEVRO CORP
COM
64157F103
727
10000
SH
DFND
2
10000
0
0
NEXPOINT CR STRATEGIES FD
COM NEW
65340G205
18863
828427
SH
DFND
828427
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
41181
1843354
SH
DFND
1843354
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
2781
132412
SH
DFND
2
132412
0
0
NORTHERN TR CORP
COM
665859104
223
2500
SH
DFND
2
2500
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
1880
125977
SH
DFND
2
125977
0
0
NRG ENERGY INC
COM NEW
629377508
208
17000
SH
DFND
4
17000
0
0
NRG ENERGY INC
COM NEW
629377508
11
862
SH
DFND
862
0
0
NRG ENERGY INC
COM NEW
629377508
10941
892450
SH
DFND
2
892450
0
0
NUVASIVE INC
COM
670704105
808
12000
SH
DFND
1
12000
0
0
NUVASIVE INC
COM
670704105
9909
147100
SH
DFND
2
147100
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3733
38085
SH
DFND
2
38085
0
0
OCEAN RIG UDW INC
SHS
G66964100
11522
6621724
SH
DFND
2
6621724
0
0
OCEAN RIG UDW INC
SHS
G66964100
3902
2242718
SH
DFND
3
2242718
0
0
OIL STS INTL INC
COM
678026105
513
13150
SH
DFND
2
13150
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
349
6500
SH
DFND
2
6500
0
0
OTONOMY INC
COM
68906L105
158
9961
SH
DFND
1
9961
0
0
OTONOMY INC
COM
68906L105
1225
77039
SH
DFND
2
77039
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
1677
51920
SH
DFND
2
51920
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
606
18759
SH
DFND
18759
0
0
PARSLEY ENERGY INC
CL A
701877102
12574
356800
SH
DFND
2
356800
0
0
PATHEON N V
SHS
N6865W105
327
11393
SH
DFND
1
11393
0
0
PATHEON N V
SHS
N6865W105
4668
162607
SH
DFND
2
162607
0
0
PATTERSON COMPANIES INC
COM
703395103
9283
226250
SH
DFND
226250
0
0
PATTERSON COMPANIES INC
COM
703395103
22039
537150
SH
DFND
2
537150
0
0
PAYPAL HLDGS INC
COM
70450Y103
296
7500
SH
DFND
2
7500
0
0
PENDRELL CORP
CL A NEW
70686R302
9387
1390675
SH
DFND
1390675
0
0
PENDRELL CORP
CL A NEW
70686R302
242
35808
SH
DFND
2
35808
0
0
PENDRELL CORP
CL A NEW
70686R302
1526
226053
SH
DFND
3
226053
0
0
PENUMBRA INC
COM
70975L107
5858
91821
SH
DFND
2
91821
0
0
PENUMBRA INC
COM
70975L107
546
8554
SH
DFND
1
8554
0
0
PEPSICO INC
COM
713448108
3139
30000
SH
DFND
2
30000
0
0
PINNACLE FOODS INC DEL
COM
72348P104
12693
237478
SH
DFND
2
237478
0
0
PIONEER NAT RES CO
COM
723787107
17610
97797
SH
DFND
2
97797
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
390
12084
SH
DFND
2
12084
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
26255
757076
SH
DFND
2
757076
0
0
POLYONE CORP
COM
73179P106
487
15200
SH
DFND
2
15200
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
1277
56900
SH
DFND
2
56900
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
852
15450
SH
DFND
2
15450
0
0
PRIVATEBANCORP INC
COM
742962103
602
11100
SH
DFND
2
11100
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
947
11000
SH
DFND
2
11000
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
1075
35000
SH
DFND
2
35000
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
61
2000
SH
DFND
1
2000
0
0
QUAKER CHEM CORP
COM
747316107
768
6000
SH
DFND
2
6000
0
0
QUALCOMM INC
COM
747525103
3483
53417
SH
DFND
2
53417
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
276
3000
SH
DFND
2
3000
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
9326
2775457
SH
DFND
2775457
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
9086
2704150
SH
DFND
2
2704150
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
329
98040
SH
DFND
3
98040
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
610
8800
SH
DFND
2
8800
0
0
REGIONS FINL CORP NEW
COM
7591EP100
22079
1537500
SH
DFND
2
1537500
0
0
RESOURCES CONNECTION INC
COM
76122Q105
385
20000
SH
DFND
2
20000
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
6286
131900
SH
DFND
2
131900
0
0
REYNOLDS AMERICAN INC
COM
761713106
453
8075
SH
DFND
2
8075
0
0
RLJ LODGING TR
COM
74965L101
350
14300
SH
DFND
2
14300
0
0
ROPER TECHNOLOGIES INC
COM
776696106
14848
81100
SH
DFND
2
81100
0
0
RSP PERMIAN INC
COM
74978Q105
15066
337642
SH
DFND
2
337642
0
0
S&P GLOBAL INC
COM
78409V104
6452
60000
SH
DFND
2
60000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
291
10600
SH
DFND
1
10600
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
2057
75000
SH
DFND
2
75000
0
0
SCHLUMBERGER LTD
COM
806857108
6022
71731
SH
DFND
2
71731
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
8835
223839
SH
DFND
2
223839
0
0
SCYNEXIS INC
COM
811292101
1320
413746
SH
DFND
2
413746
0
0
SEAWORLD ENTMT INC
COM
81282V100
653
34500
SH
DFND
2
34500
0
0
SEMGROUP CORP
CL A
81663A105
20887
500288
SH
DFND
2
500288
0
0
SEMTECH CORP
COM
816850101
625
19800
SH
DFND
2
19800
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
519
6600
SH
DFND
2
6600
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
3333
114572
SH
DFND
2
114572
0
0
SIRIUS XM HLDGS INC
COM
82968B103
6221
1398009
SH
DFND
2
1398009
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
299
4000
SH
DFND
2
4000
0
0
SM ENERGY CO
COM
78454L100
549
15920
SH
DFND
2
15920
0
0
SONIC CORP
COM
835451105
750
28300
SH
DFND
2
28300
0
0
SPARK THERAPEUTICS INC
COM
84652J103
349
7000
SH
DFND
1
7000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
5240
105000
SH
DFND
2
105000
0
0
SPARTANNASH CO
COM
847215100
728
18400
SH
DFND
2
18400
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
4446
80000
SH
DFND
2
80000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
19917
1834020
SH
DFND
1834020
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
1148
105699
SH
DFND
2
105699
0
0
SQUARE INC
CL A
852234103
1363
100000
SH
DFND
2
100000
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
480
16800
SH
DFND
2
16800
0
0
ST JUDE MED INC
COM
790849103
754
9400
SH
DFND
2
9400
0
0
STARBUCKS CORP
COM
855244109
416
7500
SH
DFND
2
7500
0
0
STATE STR CORP
COM
857477103
5246
67500
SH
DFND
2
67500
0
0
STILLWATER MNG CO
COM
86074Q102
924
57350
SH
DFND
2
57350
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
22
17616
SH
DFND
1
17616
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
585
471459
SH
DFND
2
471459
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1003
33374
SH
DFND
2
33374
0
0
SUFFOLK BANCORP
COM
864739107
217
5060
SH
DFND
2
5060
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
1504
62613
SH
DFND
2
62613
0
0
SUNOCO LP
COM U REP LP
86765K109
2407
89515
SH
DFND
2
89515
0
0
SURGERY PARTNERS INC
COM
86881A100
81
5105
SH
DFND
1
5105
0
0
SURGERY PARTNERS INC
COM
86881A100
634
40000
SH
DFND
2
40000
0
0
SVB FINL GROUP
COM
78486Q101
790
4600
SH
DFND
2
4600
0
0
TARGA RES CORP
COM
87612G101
32241
575008
SH
DFND
2
575008
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
1017
23405
SH
DFND
2
23405
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
664
5400
SH
DFND
2
5400
0
0
TERNIUM SA
SPON ADR
880890108
2777
115000
SH
DFND
2
115000
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
3118
61375
SH
DFND
2
61375
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
719
79700
SH
DFND
2
79700
0
0
TWITTER INC
COM
90184L102
23576
1446400
SH
DFND
3
1446400
0
0
TWITTER INC
COM
90184L102
47942
2941250
SH
DFND
2941250
0
0
TWITTER INC
COM
90184L102
29038
1781500
SH
DFND
2
1781500
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
2900
41250
SH
DFND
2
41250
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2788
24316
SH
DFND
2
24316
0
0
UNITED RENTALS INC
COM
911363109
5279
50000
SH
DFND
2
50000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
327
2045
SH
DFND
1
2045
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3674
22955
SH
DFND
2
22955
0
0
VALSPAR CORP
COM
920355104
288
2780
SH
DFND
2
2780
0
0
VERSO CORP
CL A
92531L207
264
39914
SH
DFND
39914
0
0
VISA INC
COM CL A
92826C839
38521
493737
SH
DFND
2
493737
0
0
VULCAN MATLS CO
COM
929160109
10625
84900
SH
DFND
2
84900
0
0
WASTE MGMT INC DEL
COM
94106L109
284
4000
SH
DFND
2
4000
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
931
39700
SH
DFND
2
39700
0
0
WEBMD HEALTH CORP
COM
94770V102
695
14023
SH
DFND
2
14023
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
2696
235500
SH
DFND
2
235500
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
663
4840
SH
DFND
1
4840
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
7561
55160
SH
DFND
2
55160
0
0
WEST CORP
COM
952355204
574
23200
SH
DFND
2
23200
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
135
1596
SH
DFND
1
1596
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
1561
18404
SH
DFND
2
18404
0
0
WESTERN DIGITAL CORP
COM
958102105
14367
211428
SH
DFND
2
211428
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
16458
388630
SH
DFND
2
388630
0
0
WHOLE FOODS MKT INC
COM
966837106
308
10000
SH
DFND
2
10000
0
0
WILLIAMS COS INC DEL
COM
969457100
23875
766714
SH
DFND
2
766714
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
7018
184544
SH
DFND
2
184544
0
0
WMIH CORP
COM
92936P100
16
10310
SH
DFND
10310
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
92
69326
SH
DFND
2
69326
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
77
10019
SH
DFND
1
10019
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
771
100194
SH
DFND
2
100194
0
0
XPO LOGISTICS INC
COM
983793100
8002
185409
SH
DFND
2
185409
0
0
YELP INC
CL A
985817105
6494
170300
SH
DFND
2
170300
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
695
8100
SH
DFND
2
8100
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
4128
40000
SH
DFND
2
40000
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
597
5787
SH
DFND
1
5787
0
0