0001172661-16-004297.txt : 20161114 0001172661-16-004297.hdr.sgml : 20161111 20161114145629 ACCESSION NUMBER: 0001172661-16-004297 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 161993947 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167365 XXXXXXXX 09-30-2016 09-30-2016 false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F COMBINATION REPORT 028-10659 0001329883 028-11465 Sterling Capital Management LLC 0001086763 028-05785 FIRST FOUNDATION ADVISORS N James D. Dondero 972-628-4100 /s/ James D. Dondero Dallas TX 11-14-2016 7 392 3271601 1 0001524098 028-16919 HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P. 2 0001469877 028-16918 HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. 3 0001617621 028-16920 NexPoint Advisors, L.P. 4 0001638651 028-16917 GRANITE BAY ADVISORS, L.P. 5 0001056357 028-06601 Wilmington Funds Management Corp 6 0001523993 Acis Capital Management, L.P. 7 NexPoint Real Estate Advisors II, LP INFORMATION TABLE 2 infotable.xml AAC HLDGS INC COM 000307108 1472 84652 SH DFND 2 84652 0 0 AAC HLDGS INC COM 000307108 67 3848 SH DFND 1 3848 0 0 ABBOTT LABS COM 002824100 761 18000 SH DFND 1 18000 0 0 ABBOTT LABS COM 002824100 10573 250000 SH DFND 2 250000 0 0 ABBOTT LABS COM 002824100 5489 129800 SH Call DFND 1 129800 0 0 ABBOTT LABS COM 002824100 139557 3300000 SH Call DFND 2 3300000 0 0 AC IMMUNE SA SHS H00263105 130 7900 SH DFND 1 7900 0 0 AC IMMUNE SA SHS H00263105 1318 80000 SH DFND 2 80000 0 0 ACCURIDE CORP NEW COM NEW 00439T206 342 133593 SH DFND 2 133593 0 0 AEP INDS 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747525103 3659 53417 SH DFND 2 53417 0 0 RACKSPACE HOSTING INC COM 750086100 817 25786 SH DFND 2 25786 0 0 RADIUS HEALTH INC COM NEW 750469207 2164 40000 SH DFND 2 40000 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 9140 2704150 SH DFND 2 2704150 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 331 98040 SH DFND 3 98040 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 10493 3104557 SH SOLE 3104557 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 838 14400 SH DFND 2 14400 0 0 RESOURCES CONNECTION INC COM 76122Q105 299 20000 SH DFND 2 20000 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 5595 161800 SH DFND 2 161800 0 0 RLJ LODGING TR COM 74965L101 301 14300 SH DFND 2 14300 0 0 ROFIN SINAR TECHNOLOGIES INC COM 775043102 442 13746 SH DFND 2 13746 0 0 RSP PERMIAN INC COM 74978Q105 10645 274502 SH DFND 2 274502 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 4198 87171 SH DFND 2 87171 0 0 S&P GLOBAL INC COM 78409V104 9232 72946 SH DFND 2 72946 0 0 SALESFORCE COM INC COM 79466L302 3459 48487 SH DFND 2 48487 0 0 SBA COMMUNICATIONS CORP COM 78388J106 17425 155359 SH DFND 2 155359 0 0 SCHLUMBERGER LTD COM 806857108 5641 71731 SH DFND 2 71731 0 0 SCHWAB CHARLES CORP NEW COM 808513105 7224 228839 SH DFND 2 228839 0 0 SCYNEXIS INC COM 811292101 1837 474770 SH DFND 2 474770 0 0 SEAWORLD ENTMT INC COM 81282V100 706 52350 SH DFND 2 52350 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3860 200000 SH Put DFND 2 200000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4778 100000 SH Call DFND 2 100000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4778 100000 SH Put DFND 2 100000 0 0 SEMGROUP CORP CL A 81663A105 19719 557663 SH DFND 2 557663 0 0 SEMTECH CORP COM 816850101 549 19800 SH DFND 2 19800 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 500 6600 SH DFND 2 6600 0 0 SERVICENOW INC COM 81762P102 4749 60000 SH DFND 2 60000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 4911 153072 SH DFND 2 153072 0 0 SIRIUS XM HLDGS INC COM 82968B103 5830 1398009 SH DFND 2 1398009 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 228 3000 SH DFND 2 3000 0 0 SM ENERGY CO COM 78454L100 949 24600 SH DFND 2 24600 0 0 SONIC CORP COM 835451105 741 28300 SH DFND 2 28300 0 0 SPARTANNASH CO COM 847215100 532 18400 SH DFND 2 18400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 150276 700000 SH Call DFND 2 700000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 166377 775000 SH Put DFND 2 775000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1989 30000 SH Put DFND 1 30000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 17898 270000 SH Put DFND 2 270000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3846 100000 SH Put DFND 2 100000 0 0 SPECTRA ENERGY CORP COM 847560109 451 10540 SH DFND 2 10540 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 2661 199599 SH DFND 2 199599 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 24447 1834020 SH SOLE 1834020 0 0 SPRINT CORP COM SER 1 85207U105 133 20000 SH DFND 2 20000 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 540 16800 SH DFND 2 16800 0 0 ST JUDE MED INC COM 790849103 852 10676 SH DFND 2 10676 0 0 STATE STR CORP COM 857477103 5222 75000 SH DFND 2 75000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 867 471459 SH DFND 2 471459 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 32 17616 SH DFND 1 17616 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 1111 33374 SH DFND 2 33374 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1779 62613 SH DFND 2 62613 0 0 SUNOCO LP COM U REP LP 86765K109 1988 68515 SH DFND 2 68515 0 0 SURGERY PARTNERS INC COM 86881A100 293 14478 SH DFND 1 14478 0 0 SURGERY PARTNERS INC COM 86881A100 3064 151390 SH DFND 2 151390 0 0 SURGICAL CARE AFFILIATES INC COM 86881L106 707 14494 SH DFND 1 14494 0 0 SURGICAL CARE AFFILIATES INC COM 86881L106 7461 153006 SH DFND 2 153006 0 0 SVB FINL GROUP COM 78486Q101 508 4600 SH DFND 2 4600 0 0 TALEN ENERGY CORP COM 87422J105 1763 127268 SH DFND 2 127268 0 0 TARGA RES CORP COM 87612G101 31704 645577 SH DFND 2 645577 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 583 5400 SH DFND 2 5400 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 339 14960 SH DFND 1 14960 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 3522 155440 SH DFND 2 155440 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 18128 800000 SH Call DFND 2 800000 0 0 TERNIUM SA SPON ADR 880890108 2257 115000 SH DFND 2 115000 0 0 TESARO INC COM 881569107 456 4553 SH DFND 1 4553 0 0 TESARO INC COM 881569107 3007 30000 SH DFND 2 30000 0 0 TESARO INC COM 881569107 2940 29330 SH DFND 3 29330 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 3215 66375 SH DFND 2 66375 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 544 79700 SH DFND 2 79700 0 0 TRONC INC COM 89703P107 172 10200 SH DFND 2 10200 0 0 TWITTER INC COM 90184L102 29043 1260000 SH DFND 2 1260000 0 0 TWITTER INC COM 90184L102 35958 1560000 SH DFND 3 1560000 0 0 TWITTER INC COM 90184L102 32800 1423000 SH SOLE 1423000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 3192 45000 SH DFND 2 45000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 1419 20000 SH DFND 3 20000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2659 24316 SH DFND 2 24316 0 0 UNITED RENTALS INC COM 911363109 3925 50000 SH DFND 2 50000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2186 200000 SH Put DFND 2 200000 0 0 VALSPAR CORP COM 920355104 887 8359 SH DFND 2 8359 0 0 VALVOLINE INC COM 92047W101 775 33000 SH DFND 2 33000 0 0 VCA INC COM 918194101 24228 346209 SH DFND 2 346209 0 0 VERSO CORP CL A 92531L207 238 39914 SH DFND 39914 0 0 VISA INC COM CL A 92826C839 44110 533375 SH DFND 2 533375 0 0 VITAE PHARMACEUTICALS INC COM 92847N103 352 16825 SH DFND 2 16825 0 0 WEBMD HEALTH CORP COM 94770V102 755 15200 SH DFND 2 15200 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 1202 116500 SH DFND 2 116500 0 0 WEST CORP COM 952355204 512 23200 SH DFND 2 23200 0 0 WESTAR ENERGY INC COM 95709T100 1007 17745 SH DFND 2 17745 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 16993 399930 SH DFND 2 399930 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 960 22600 SH DFND 3 22600 0 0 WILLIAMS COS INC DEL COM 969457100 23561 766714 SH DFND 2 766714 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 10008 269094 SH DFND 2 269094 0 0 WMIH CORP COM 92936P100 24 10310 SH SOLE 10310 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 90 69326 SH DFND 2 69326 0 0 XENON PHARMACEUTICALS INC COM 98420N105 177 21853 SH DFND 1 21853 0 0 XENON PHARMACEUTICALS INC COM 98420N105 1848 228147 SH DFND 2 228147 0 0 XPO LOGISTICS INC COM 983793100 12851 350439 SH DFND 2 350439 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 564 8100 SH DFND 2 8100 0 0 ZOETIS INC CL A 98978V103 520 10000 SH DFND 2 10000 0 0