President

0001144204-14-068277.txt : 20141114 0001144204-14-068277.hdr.sgml : 20141114 20141114102228 ACCESSION NUMBER: 0001144204-14-068277 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 141221210 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167365 XXXXXXXX 09-30-2014 09-30-2014 false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F HOLDINGS REPORT 028-10659 N James D. Dondero President 972-628-4100 /s/ James D. Dondero DALLAS TX 11-12-2014 5 232 2669108 1 Highland Capital Healthcare Advisors, L.P. 2 Highland Capital Management Fund Advisors, L.P. 3 NexPoint Advisors, L.P. 4 Granite Bay Advisors, L.P. 5 Context Asset Management INFORMATION TABLE 2 infotable.xml 500.COM LTD ADR 33829R100 2530 75000 SH SOLE 0 0 0 58.COM ADR 31680Q104 2794 75000 SH SOLE 0 0 0 ABBVIE INC COMMON STOCK 00287Y109 33876 586500 SH DFND 0 0 0 ACADIA HEALTHCARE CO INC COMMON STOCK 00404A109 29604 610397 SH SOLE 0 0 0 ACTAVIS, INC. COMMON STOCK G0083B108 31582 130895 SH SOLE 0 0 0 ADCARE HEALTH SYSTEMS INC. COMMON STOCK 00650W300 404 85194 SH SOLE 0 0 0 ADVANCED ENERGY INDUSTRIES INC. COMMON STOCK 007973100 4587 244100 SH SOLE 0 0 0 AERCAP HOLDINGS N.V. COMMON STOCK N00985106 13568 331735 SH SOLE 0 0 0 AIR METHODS CORP. COMMON STOCK 009128307 7905 142304 SH SOLE 0 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 6524 109100 SH SOLE 0 0 0 AKORN, INC. COMMON STOCK 009728106 8158 224915 SH DFND 0 0 0 ALBANY MOLECULAR RESEARCH INC. COMMON STOCK 012423109 3996 181045 SH SOLE 0 0 0 ALKERMES INC. COMMON STOCK G01767105 7882 183862 SH SOLE 0 0 0 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK 02043Q107 1562 20000 SH SOLE 0 0 0 AMEDICA CORP COMMON STOCK 023435100 860 534187 SH SOLE 0 0 0 AMERICAN AIRLINES GROUP INC. COMMON STOCK 02376R102 249680 7037198 SH DFND 0 0 0 AMERICAN AIRLINES GROUP INC. OPTIONS 02376R902 3030 24000 SH Call DFND 0 0 0 ANADARKO PETROLEUM CORPORATION COMMON STOCK 032511107 37383 368525 SH DFND 0 0 0 AON CORP. COMMON STOCK G0408V102 4421 50424 SH SOLE 0 0 0 APOLLO GROUP COMMON STOCK 037604105 627 24950 SH SOLE 0 0 0 AQUINOX PHARMACEUTICALS INC COMMON STOCK 03842B101 1174 176247 SH SOLE 0 0 0 ARATANA THERAPEUTICS INC COMMON STOCK 03874P101 6616 658954 SH DFND 0 0 0 ARUBA NETWORKS, INC. COMMON STOCK 043176106 11781 545900 SH SOLE 0 0 0 ATHLON ENERGY INC COMMON STOCK 047477104 9802 168341 SH SOLE 0 0 0 ATLANTIC POWER L.P. COMMON STOCK 04878Q863 2015 846780 SH SOLE 0 0 0 AUTOHOME INC ADR 05278C107 2941 70000 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 208 2500 SH SOLE 0 0 0 AVANIR PHARMACEUTICALS-CL A COMMON STOCK 05348P401 5686 477038 SH SOLE 0 0 0 BALLY TECHNOLOGIES, INC. COMMON STOCK 05874B107 10665 132156 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION COMMON STOCK 060505104 14474 848900 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION EQUITY WARRANTS 060505153 693 721832 SH SOLE 0 0 0 BANK UNITED COMMON STOCK 06652K103 2290 75100 SH SOLE 0 0 0 BE AEROSPACE, INC COMMON STOCK 073302101 22689 270300 SH SOLE 0 0 0 BEST BUY CO., INC. COMMON STOCK 086516101 9909 295000 SH SOLE 0 0 0 BIOFUEL ENERGY CORP COMMON STOCK 09064Y307 526 82520 SH SOLE 0 0 0 BIOFUEL ENERGY CORP EQUITY WARRANTS 09064Y117 295 102520 SH SOLE 0 0 0 BLACKROCK BUILD AMERICA BOND CLOSE END FIXED INCOME MUTUAL FUNDS 09248X100 368 17500 SH SOLE 0 0 0 BLACKROCK PREFERRED AND EQUI CLOSE END FIXED INCOME MUTUAL FUNDS 092508100 346 26000 SH SOLE 0 0 0 BLACKSTONE / GSO STRATEGIC C CLOSE END FIXED INCOME MUTUAL FUNDS 09257R101 671 40000 SH SOLE 0 0 0 BOARDWALK PIPELINE PARTNERS LP LTD PARTNERSHIP 096627104 967 51715 SH SOLE 0 0 0 BOULDER BRANDS INC COMMON STOCK 101405108 1828 134136 SH SOLE 0 0 0 BPL ACQUISITION, LP LTD PARTNERSHIP 118230101 515 6463 SH SOLE 0 0 0 BROOKDALE SENIOR LIVING INC. COMMON STOCK 112463104 6577 204123 SH SOLE 0 0 0 BUILDERS FIRSTSOURCE, INC. COMMON STOCK 12008R107 273 50000 SH SOLE 0 0 0 CANADIAN PACIFIC RAILWAY LTD. COMMON STOCK 13645T100 14679 70750 SH SOLE 0 0 0 CANON INC-SPONS ADR ADR 138006309 4176 128150 SH SOLE 0 0 0 CARDINAL HEALTH INC. COMMON STOCK 14149Y108 6632 88515 SH SOLE 0 0 0 CAREFUSION COMMON STOCK 14170T101 3103 68572 SH SOLE 0 0 0 CF INDUSTRIES, INC. COMMON STOCK 125269100 11616 41600 SH SOLE 0 0 0 CHESAPEAKE MIDSTREAM PARTNERS LTD PARTNERSHIP 00434L109 968 15205 SH SOLE 0 0 0 CHIMERIX INC COMMON STOCK 16934W106 829 30000 SH SOLE 0 0 0 CIT GROUP INC. COMMON STOCK 125581801 29344 638469 SH DFND 0 0 0 CIVITAS SOLUTIONS INC COMMON STOCK 17887R102 2820 180553 SH SOLE 0 0 0 CLOVIS ONCOLOGY INC COMMON STOCK 189464100 12020 265000 SH SOLE 0 0 0 COINSTAR, INC. COMMON STOCK 690070107 4923 87750 SH SOLE 0 0 0 COMMUNITY HEALTH SERVICES, INC COMMON STOCK 203668108 5205 95000 SH SOLE 0 0 0 COMMVAULT SYSTEMS INC. COMMON STOCK 204166102 19621 389304 SH DFND 0 0 0 CONCHO RESOURCES INC. COMMON STOCK 20605P101 9865 78678 SH SOLE 0 0 0 CORRECTIONS CORPORATION OF AMERICA COMMON STOCK 22025Y407 26029 757530 SH DFND 0 0 0 COSTAR GROUP INC. COMMON STOCK 22160N109 12412 79800 SH SOLE 0 0 0 COVANTA HOLDING CORP COMMON STOCK 22282E102 637 30000 SH SOLE 0 0 0 CROSSTEX ENERGY COMMON STOCK 29336T100 790 19121 SH SOLE 0 0 0 CROSSTEX ENERGY LP LTD PARTNERSHIP 29336U107 509 16710 SH SOLE 0 0 0 DIAMONDBACK ENERGY INC COMMON STOCK 25271C102 12078 161516 SH SOLE 0 0 0 DYNAGAS LNG PARTNERS LP LTD PARTNERSHIP Y2188B108 971 41113 SH SOLE 0 0 0 E*TRADE FINANCIAL CORP COMMON STOCK 269246401 18387 813941 SH SOLE 0 0 0 EATON VANCE LTD DURATION FND CLOSE END FIXED INCOME MUTUAL FUNDS 27828H105 321 22000 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORPORATION COMMON STOCK 28176E108 1285 12575 SH SOLE 0 0 0 ELLSWORTH FUND LTD CLOSE END FIXED INCOME MUTUAL FUNDS 289074106 107 12335 SH SOLE 0 0 0 EMC CORPORATION COMMON STOCK 268648102 10595 362100 SH SOLE 0 0 0 ENBRIDGE ENERGY PARTNERS LP LTD PARTNERSHIP 29250R106 869 22364 SH SOLE 0 0 0 ENERGY TRANSFER EQUITY, L.P. LTD PARTNERSHIP 29273V100 1505 24404 SH SOLE 0 0 0 ENERGY TRANSFER PARTNERS LP LTD PARTNERSHIP 29273R109 1122 17533 SH SOLE 0 0 0 EQT MIDSTREAM PARTNERS LP LTD PARTNERSHIP 26885B100 1039 11592 SH SOLE 0 0 0 EXAMWORKS INC COMMON STOCK 30066A105 14863 453845 SH DFND 0 0 0 FACEBOOK INC COMMON STOCK 30303M102 28020 354502 SH DFND 0 0 0 FAMILY DOLLAR STORES, INC. COMMON STOCK 307000109 13374 173150 SH DFND 0 0 0 FNF GROUP-W/I INDEX FUNDS 31620R303 34344 1238052 SH DFND 0 0 0 FNFV GROUP-W/I INDEX FUNDS 31620R402 13237 961970 SH DFND 0 0 0 FORTINET INC COMMON STOCK 34959E109 60906 2410671 SH DFND 0 0 0 FRESH MARKET INC/THE COMMON STOCK 35804H106 37743 1080524 SH DFND 0 0 0 GENESIS ENERGY LP LTD PARTNERSHIP 371927104 380 7218 SH SOLE 0 0 0 GLOBUS MEDICAL INC COMMON STOCK 379577208 4043 205521 SH SOLE 0 0 0 GNC ACQUISITION HOLDINGS INC COMMON STOCK 36191G107 213 5500 SH SOLE 0 0 0 GOOGLE INC. COMMON STOCK 38259P706 18995 32900 SH SOLE 0 0 0 GRAY TELEVISION, INC. COMMON STOCK 389375205 112 18000 SH SOLE 0 0 0 H & Q LIFE SCIENCES INVSTRS CLOSE END FIXED INCOME MUTUAL FUNDS 404053100 559 25275 SH SOLE 0 0 0 H&Q HEALTHCARE INVESTORS CLOSE END FIXED INCOME MUTUAL FUNDS 404052102 562 19800 SH SOLE 0 0 0 H&R BLOCK, INC. COMMON STOCK 093671105 15731 507300 SH SOLE 0 0 0 HARMAN INTERNATIONAL COMMON STOCK 413086109 19206 195895 SH DFND 0 0 0 HCA HOLDINGS INC. COMMON STOCK 40412C101 28938 410353 SH DFND 0 0 0 HEALTHSOUTH CORPORATION COMMON STOCK 421924309 1082 29331 SH SOLE 0 0 0 HILL-ROM HOLDINGS, INC. COMMON STOCK 431475102 10548 254598 SH DFND 0 0 0 HILTON WORLDWIDE HOLDINGS IN COMMON STOCK 43300A104 12315 500000 SH SOLE 0 0 0 HOMEAWAY INC COMMON STOCK 43739Q100 9017 254000 SH SOLE 0 0 0 HUNTSMAN CORP. COMMON STOCK 447011107 390 15000 SH SOLE 0 0 0 ICON PLC - SPONSORED ADR COMMON STOCK G4705A100 5952 104000 SH SOLE 0 0 0 IKANG HEALTHCARE GROUP INC ADR 45174L108 2919 150000 SH SOLE 0 0 0 INTERCEPT PHARMACEUTICALS IN COMMON STOCK 45845P108 4200 17745 SH SOLE 0 0 0 INTERPUBLIC GROUP OF COS. INC. COMMON STOCK 460690100 8861 483700 SH SOLE 0 0 0 ISHARES FTSE/XINHUA CHINA 25 EXCHANGE TRADED FUNDS 464287184 11484 300000 SH SOLE 0 0 0 ISHARES MSCI CHINA INDEX FD EXCHANGE TRADED FUNDS 46429B671 4264 90000 SH SOLE 0 0 0 ISHARES MSCI HONG KONG INDEX EXCHANGE TRADED FUNDS 464286871 12198 600000 SH SOLE 0 0 0 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 9284 638500 SH SOLE 0 0 0 JETBLUE AIRWAYS CORPORATION COMMON STOCK 477143101 24310 2289077 SH DFND 0 0 0 JETBLUE AIRWAYS CORPORATION OPTIONS 477143901 1200 10000 SH Call SOLE 0 0 0 JGWPT HOLDINGS INC COMMON STOCK 46618D108 357 28850 SH SOLE 0 0 0 K12 INC COMMON STOCK 48273U102 57700 3615307 SH DFND 0 0 0 KERYX BIOPHARMACEUTICALS INC. COMMON STOCK 492515101 4475 325466 SH SOLE 0 0 0 KINDER MORGAN ENERGY PRTNRS LTD PARTNERSHIP 494550106 776 8320 SH SOLE 0 0 0 KINDER MORGAN HOLDCO LLC COMMON STOCK 49456B101 907 23656 SH SOLE 0 0 0 KINDER MORGAN HOLDCO LLC EQUITY WARRANTS 49456B901 466 128136 SH DFND 0 0 0 KODIAK OIL & GAS CORP COMMON STOCK 50015Q100 4774 351773 SH SOLE 0 0 0 KOHLS CORPORATION COMMON STOCK 500255104 21238 348000 SH SOLE 0 0 0 LEGG MASON COMMON STOCK 524901105 25132 491240 SH SOLE 0 0 0 LEJU HOLDINGS LTD-ADR ADR 50187J108 2570 200000 SH SOLE 0 0 0 LHC GROUP INC. COMMON STOCK 50187A107 4291 184969 SH SOLE 0 0 0 LORAL SPACECOM CORP COMMON STOCK 543881106 152981 2130359 SH DFND 0 0 0 LULULEMON ATHLETICA INC COMMON STOCK 550021109 37168 884750 SH DFND 0 0 0 LULULEMON ATHLETICA INC OPTIONS 550021909 4175 5000 SH Call SOLE 0 0 0 MAGELLAN MIDSTREAM PARTNERS, L.P. LTD PARTNERSHIP 559080106 968 11502 SH SOLE 0 0 0 MANAGED HI YLD PLUS FUND INC CLOSE END FIXED INCOME MUTUAL FUNDS 561911108 22 11290 SH SOLE 0 0 0 MARKET VECTORS CHINA AMC SME EXCHANGE TRADED FUNDS 57061R361 5890 200000 SH SOLE 0 0 0 MARKWEST ENERGY PARTNERS, L.P. LTD PARTNERSHIP 570759100 1301 16932 SH SOLE 0 0 0 MCGRAW-HILL COMPANIES INC. COMMON STOCK 580645109 17025 201600 SH SOLE 0 0 0 MCKESSON CORP COMMON STOCK 58155Q103 30431 156319 SH DFND 0 0 0 MEDIA GENERAL, INC. COMMON STOCK 584404107 114261 8715530 SH DFND 0 0 0 MEDIDATA SOLUTIONS INC. COMMON STOCK 58471A105 1718 38784 SH SOLE 0 0 0 MEDTRONIC COMMON STOCK 585055106 7124 115000 SH SOLE 0 0 0 MELLANOX TECHNOLOGIES LTD. COMMON STOCK M51363113 12355 275346 SH SOLE 0 0 0 MICRON TECHNOLOGY, INC. COMMON STOCK 595112103 10107 295000 SH SOLE 0 0 0 MICROSOFT CORPORATION COMMON STOCK 594918104 47128 1016575 SH DFND 0 0 0 MIDCOAST ENERGY PARTNERS LP LTD PARTNERSHIP 59564N103 968 43397 SH SOLE 0 0 0 MIMEDX GROUP INC COMMON STOCK 602496101 4256 596900 SH SOLE 0 0 0 MINERVA NEUROSCIENCES INC COMMON STOCK 603380106 863 142575 SH SOLE 0 0 0 MPLX LP LTD PARTNERSHIP 55336V100 568 9635 SH SOLE 0 0 0 NANOSPHERE INC COMMON STOCK 63009F105 321 563674 SH SOLE 0 0 0 NANOSTRING TECHNOLOGIES INC COMMON STOCK 63009R109 1473 134611 SH SOLE 0 0 0 NETAPP INC COMMON STOCK 64110D104 9599 223450 SH DFND 0 0 0 NEUSTAR INC-CLASS A COMMON STOCK 64126X201 3615 145576 SH SOLE 0 0 0 NEXPOINT CREDIT STRATEGIES FUND (FKA HIGHLAND CREDIT STRATEGIES FUND) CLOSE END FIXED INCOME MUTUAL FUNDS 65340G106 17962 1691327 SH DFND 0 0 0 NGL ENERGY PARTNERS LP LTD PARTNERSHIP 62913M107 832 21133 SH SOLE 0 0 0 NORTHSTAR ASSET MANAGEMENT C COMMON STOCK 66705Y104 6394 347100 SH SOLE 0 0 0 NORTHSTAR REALTY FINANCE COR COMMON STOCK 66704R704 6036 341600 SH SOLE 0 0 0 NRG HOLDINGS, INC. COMMON STOCK 629377508 56043 1838695 SH DFND 0 0 0 NUVASIVE INC. COMMON STOCK 670704105 7111 203943 SH SOLE 0 0 0 NXP SEMICONDUCTOR NV COMMON STOCK N6596X109 14870 217300 SH SOLE 0 0 0 OCCIDENTAL PETROLEUM CORP. COMMON STOCK 674599105 1904 19800 SH SOLE 0 0 0 OCEAN RIG UDW INC. COMMON STOCK Y64354205 40000 2481396 SH DFND 0 0 0 OILTANKING PARTNERS LP LTD PARTNERSHIP 678049107 867 17490 SH SOLE 0 0 0 ONCOTHYREON INC COMMON STOCK 682324108 2409 1254890 SH DFND 0 0 0 ONEOK INC. COMMON STOCK 682680103 980 14956 SH SOLE 0 0 0 ONEOK PARTNERS LP LTD PARTNERSHIP 68268N103 512 9157 SH SOLE 0 0 0 OTONOMY INC COMMON STOCK 68906L105 866 36091 SH SOLE 0 0 0 PACIRA PHARMACEUTICALS, INC. COMMON STOCK 695127100 3508 36196 SH SOLE 0 0 0 PAREXEL INTERNATIONAL CORPORATION COMMON STOCK 699462107 2524 40000 SH SOLE 0 0 0 PATTERSON COMPANIES, INC COMMON STOCK 703395103 23969 578550 SH DFND 0 0 0 PATTERSON COMPANIES, INC OPTIONS 703395903 780 2600 SH Call SOLE 0 0 0 PENDRELL CORPORATION ( F.K.A. ICO GLOBAL COMMUNICATIONS) COMMON STOCK 70686R104 61119 45611145 SH DFND 0 0 0 PHILLIPS 66 PARTNERS LP LTD PARTNERSHIP 718549207 448 6709 SH SOLE 0 0 0 PHOENIX NEW MEDIA LTD -ADR ADR 71910C103 2338 250000 SH SOLE 0 0 0 PLAINS ALL AMER PIPELINE LP LTD PARTNERSHIP 726503105 859 14590 SH SOLE 0 0 0 PLAINS GP HOLDINGS LP LTD PARTNERSHIP 72651A108 789 25740 SH SOLE 0 0 0 POWERSHARES GLD DRG H USX CH EXCHANGE TRADED FUNDS 73935X401 12012 400000 SH SOLE 0 0 0 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 8249 1589363 SH SOLE 0 0 0 PROQR THERAPEUTICS BV COMMON STOCK N71542109 4114 239331 SH SOLE 0 0 0 PROSHARES ULTRA GOLD EXCHANGE TRADED FUNDS 74347W601 2685 66145 SH DFND 0 0 0 PROSHARES ULTRA SILVER EXCHANGE TRADED FUNDS 74347W353 32129 696189 SH DFND 0 0 0 PROSHARES ULTRASHORT NAS BIO EXCHANGE TRADED FUNDS 74347B409 7017 582775 SH SOLE 0 0 0 PROSHRE U/S DJ-AIG CRUDE OIL EXCHANGE TRADED FUNDS 74347W668 12042 393525 SH DFND 0 0 0 PYXIS/IBOXX SENIOR LOAN ETF EXCHANGE TRADED FUNDS 430101774 37825 1941716 SH DFND 0 0 0 RACKSPACE HOSTING, INC. COMMON STOCK 750086100 29576 908620 SH DFND 0 0 0 RAYONIER ADVANCED MATERI-W/I COMMON STOCK 75508B104 466 14166 SH SOLE 0 0 0 RAYONIER INC. COMMON STOCK 754907103 1323 42500 SH SOLE 0 0 0 RCS CAPITAL CORP COMMON STOCK 74937W102 15255 677415 SH SOLE 0 0 0 RECEPTOS INC COMMON STOCK 756207106 3106 50000 SH SOLE 0 0 0 REGENCY ENERGY PARTNERS, L.P. LTD PARTNERSHIP 75885Y107 862 26423 SH SOLE 0 0 0 REVANCE THERAPEUTICS INC COMMON STOCK 761330109 1408 72866 SH SOLE 0 0 0 SALESFORCE.COM INC. COMMON STOCK 79466L302 12380 215200 SH SOLE 0 0 0 SANCHEZ ENERGY CORP COMMON STOCK 79970Y105 2101 80000 SH SOLE 0 0 0 SAREPTA THERAPEUTICS INC. COMMON STOCK 803607100 5347 253412 SH DFND 0 0 0 SBA COMMUNICATIONS CORP-CL A COMMON STOCK 78388J106 17349 156437 SH SOLE 0 0 0 SEADRILL LTD. LTD PARTNERSHIP G7945E105 1039 33297 SH SOLE 0 0 0 SEAWORLD ENTERTAINMENT INC COMMON STOCK 81282V100 7832 407300 SH SOLE 0 0 0 SEMGROUP CORP-CLASS A COMMON STOCK 81663A105 715 8590 SH SOLE 0 0 0 SERVICE CORPORATION INTERNATIONAL COMMON STOCK 817565104 7590 359041 SH DFND 0 0 0 SHIRE LTD-ADR ADR 82481R106 5858 22612 SH SOLE 0 0 0 SKYWEST COMMON STOCK 830879102 4139 532013 SH SOLE 0 0 0 SONY CORP-SPONSORED ADR ADR 835699307 21629 1198925 SH DFND 0 0 0 SOTHEBY'S COMMON STOCK 835898107 7662 214500 SH SOLE 0 0 0 SOUTHWEST AIRLINES CO. COMMON STOCK 844741108 22048 652900 SH SOLE 0 0 0 SPIRIT REALTY CAPITAL, INC. (FKA SPIRIT FINANCE CORPORATION) COMMON STOCK 84860W102 68129 6210468 SH DFND 0 0 0 STAPLES INC. COMMON STOCK 855030102 66029 5456925 SH DFND 0 0 0 STREAMLINE HEALTH SOLUTIONS INC. COMMON STOCK 86323X106 1193 257682 SH SOLE 0 0 0 STYRON CORP. COMMON STOCK L9340P101 268 17058 SH SOLE 0 0 0 SUNOCO LOGISTICS PARTNERS LP LTD PARTNERSHIP 86764L108 632 13100 SH SOLE 0 0 0 SWS GROUP INC. COMMON STOCK 78503N107 22519 3268307 SH DFND 0 0 0 TAL EDUCATION GROUP- ADR ADR 874080104 2621 75000 SH SOLE 0 0 0 TALLGRASS ENERGY PARTNERS LP LTD PARTNERSHIP 874697105 915 20201 SH SOLE 0 0 0 TARGA RESOURCES INVESTMENTS COMMON STOCK 87612G101 1452 10662 SH SOLE 0 0 0 TARGA RESOURCES, INC. LTD PARTNERSHIP 87611X105 1253 17324 SH SOLE 0 0 0 TEAM FINANCE LLC (A.K.A TEAM HEALTH HOLDINGS, LLC) COMMON STOCK 87817A107 6130 105709 SH SOLE 0 0 0 TEEKAY CORPORATION COMMON STOCK Y8564W103 541 8159 SH SOLE 0 0 0 TENET HEALTHCARE CORPORATION COMMON STOCK 88033G407 13290 223781 SH DFND 0 0 0 TERADATA CORP COMMON STOCK 88076W103 11071 264100 SH DFND 0 0 0 TESORO LOGISTICS LP LTD PARTNERSHIP 88160T107 998 14102 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC. COMMON STOCK 883556102 14870 122186 SH SOLE 0 0 0 TIVO INC. COMMON STOCK 888706108 29418 2299196 SH SOLE 0 0 0 TIVO INC. OPTIONS 888706908 1066 8750 SH Call DFND 0 0 0 TORCHMARK CORP. COMMON STOCK 891027104 10515 200775 SH SOLE 0 0 0 TORREYPINES THERAPEUTICS INC COMMON STOCK 75382F106 1040 108437 SH SOLE 0 0 0 TRIANGLE PETROLEUM CORP COMMON STOCK 89600B201 1652 150000 SH SOLE 0 0 0 ULTRASHORT RUSSELL2000 PROSH EXCHANGE TRADED FUNDS 74348A319 5322 108125 SH SOLE 0 0 0 UNION PACIFIC CORPORATION COMMON STOCK 907818108 14040 129500 SH SOLE 0 0 0 UNIVERSAL HEALTH SERVICES, INC. COMMON STOCK 913903100 6270 60000 SH SOLE 0 0 0 VALERO ENERGY PARTNERS LP LTD PARTNERSHIP 91914J102 498 11150 SH SOLE 0 0 0 VCA ANTECH INC. COMMON STOCK 918194101 6886 175076 SH SOLE 0 0 0 VIPER ENERGY PARTNERS LP LTD PARTNERSHIP 92763M105 12652 544637 SH DFND 0 0 0 VIPSHOP HOLDINGS LTD - ADS ADR 92763W103 2835 15000 SH SOLE 0 0 0 W.R. GRACE & CO. COMMON STOCK 38388F108 388 4270 SH SOLE 0 0 0 WELLPOINT INC. COMMON STOCK 94973V107 11362 94988 SH SOLE 0 0 0 WESTERN DIGITAL CORPORATION COMMON STOCK 958102105 21563 221570 SH DFND 0 0 0 WESTERN GAS EQUITY PARTNERS LTD PARTNERSHIP 95825R103 1072 17583 SH SOLE 0 0 0 WESTERN REFINING LTD PARTNERSHIP 95931Q205 420 12055 SH SOLE 0 0 0 WILLIAMS COS INC. COMMON STOCK 969457100 1152 20812 SH SOLE 0 0 0 WISDOMTREE JAPAN DIVIDEND FD EXCHANGE TRADED FUNDS 97717W851 5232 100000 SH SOLE 0 0 0 WRIGHT MEDICAL GROUP INC. COMMON STOCK 98235T107 3834 126524 SH SOLE 0 0 0 WRIGHT MEDICAL GROUP INC. EQUITY WARRANTS 98235T115 149 69326 SH SOLE 0 0 0 YAHOO! INC COMMON STOCK 984332106 865 21239 SH SOLE 0 0 0 YPF S.A.-SPONSORED ADR ADR 984245100 3392 91700 SH SOLE 0 0 0 YY INC ADR 98426T106 2247 30000 SH SOLE 0 0 0 ZS PHARMA INC COMMON STOCK 98979G105 1457 37134 SH SOLE 0 0 0