0001144204-14-068277.txt : 20141114
0001144204-14-068277.hdr.sgml : 20141114
20141114102228
ACCESSION NUMBER: 0001144204-14-068277
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
IRS NUMBER: 752716725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10659
FILM NUMBER: 141221210
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 9726284100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001167365
XXXXXXXX
09-30-2014
09-30-2014
false
HIGHLAND CAPITAL MANAGEMENT LP
300 Crescent Court, Suite 700
Dallas
TX
75201
13F HOLDINGS REPORT
028-10659
N
James D. Dondero
President
972-628-4100
/s/ James D. Dondero
DALLAS
TX
11-12-2014
5
232
2669108
1
Highland Capital Healthcare Advisors, L.P.
2
Highland Capital Management Fund Advisors, L.P.
3
NexPoint Advisors, L.P.
4
Granite Bay Advisors, L.P.
5
Context Asset Management
INFORMATION TABLE
2
infotable.xml
500.COM LTD
ADR
33829R100
2530
75000
SH
SOLE
0
0
0
58.COM
ADR
31680Q104
2794
75000
SH
SOLE
0
0
0
ABBVIE INC
COMMON STOCK
00287Y109
33876
586500
SH
DFND
0
0
0
ACADIA HEALTHCARE CO INC
COMMON STOCK
00404A109
29604
610397
SH
SOLE
0
0
0
ACTAVIS, INC.
COMMON STOCK
G0083B108
31582
130895
SH
SOLE
0
0
0
ADCARE HEALTH SYSTEMS INC.
COMMON STOCK
00650W300
404
85194
SH
SOLE
0
0
0
ADVANCED ENERGY INDUSTRIES INC.
COMMON STOCK
007973100
4587
244100
SH
SOLE
0
0
0
AERCAP HOLDINGS N.V.
COMMON STOCK
N00985106
13568
331735
SH
SOLE
0
0
0
AIR METHODS CORP.
COMMON STOCK
009128307
7905
142304
SH
SOLE
0
0
0
AKAMAI TECHNOLOGIES INC
COMMON STOCK
00971T101
6524
109100
SH
SOLE
0
0
0
AKORN, INC.
COMMON STOCK
009728106
8158
224915
SH
DFND
0
0
0
ALBANY MOLECULAR RESEARCH INC.
COMMON STOCK
012423109
3996
181045
SH
SOLE
0
0
0
ALKERMES INC.
COMMON STOCK
G01767105
7882
183862
SH
SOLE
0
0
0
ALNYLAM PHARMACEUTICALS INC.
COMMON STOCK
02043Q107
1562
20000
SH
SOLE
0
0
0
AMEDICA CORP
COMMON STOCK
023435100
860
534187
SH
SOLE
0
0
0
AMERICAN AIRLINES GROUP INC.
COMMON STOCK
02376R102
249680
7037198
SH
DFND
0
0
0
AMERICAN AIRLINES GROUP INC.
OPTIONS
02376R902
3030
24000
SH
Call
DFND
0
0
0
ANADARKO PETROLEUM CORPORATION
COMMON STOCK
032511107
37383
368525
SH
DFND
0
0
0
AON CORP.
COMMON STOCK
G0408V102
4421
50424
SH
SOLE
0
0
0
APOLLO GROUP
COMMON STOCK
037604105
627
24950
SH
SOLE
0
0
0
AQUINOX PHARMACEUTICALS INC
COMMON STOCK
03842B101
1174
176247
SH
SOLE
0
0
0
ARATANA THERAPEUTICS INC
COMMON STOCK
03874P101
6616
658954
SH
DFND
0
0
0
ARUBA NETWORKS, INC.
COMMON STOCK
043176106
11781
545900
SH
SOLE
0
0
0
ATHLON ENERGY INC
COMMON STOCK
047477104
9802
168341
SH
SOLE
0
0
0
ATLANTIC POWER L.P.
COMMON STOCK
04878Q863
2015
846780
SH
SOLE
0
0
0
AUTOHOME INC
ADR
05278C107
2941
70000
SH
SOLE
0
0
0
AUTOMATIC DATA PROCESSING
COMMON STOCK
053015103
208
2500
SH
SOLE
0
0
0
AVANIR PHARMACEUTICALS-CL A
COMMON STOCK
05348P401
5686
477038
SH
SOLE
0
0
0
BALLY TECHNOLOGIES, INC.
COMMON STOCK
05874B107
10665
132156
SH
SOLE
0
0
0
BANK OF AMERICA CORPORATION
COMMON STOCK
060505104
14474
848900
SH
SOLE
0
0
0
BANK OF AMERICA CORPORATION
EQUITY WARRANTS
060505153
693
721832
SH
SOLE
0
0
0
BANK UNITED
COMMON STOCK
06652K103
2290
75100
SH
SOLE
0
0
0
BE AEROSPACE, INC
COMMON STOCK
073302101
22689
270300
SH
SOLE
0
0
0
BEST BUY CO., INC.
COMMON STOCK
086516101
9909
295000
SH
SOLE
0
0
0
BIOFUEL ENERGY CORP
COMMON STOCK
09064Y307
526
82520
SH
SOLE
0
0
0
BIOFUEL ENERGY CORP
EQUITY WARRANTS
09064Y117
295
102520
SH
SOLE
0
0
0
BLACKROCK BUILD AMERICA BOND
CLOSE END FIXED INCOME MUTUAL FUNDS
09248X100
368
17500
SH
SOLE
0
0
0
BLACKROCK PREFERRED AND EQUI
CLOSE END FIXED INCOME MUTUAL FUNDS
092508100
346
26000
SH
SOLE
0
0
0
BLACKSTONE / GSO STRATEGIC C
CLOSE END FIXED INCOME MUTUAL FUNDS
09257R101
671
40000
SH
SOLE
0
0
0
BOARDWALK PIPELINE PARTNERS LP
LTD PARTNERSHIP
096627104
967
51715
SH
SOLE
0
0
0
BOULDER BRANDS INC
COMMON STOCK
101405108
1828
134136
SH
SOLE
0
0
0
BPL ACQUISITION, LP
LTD PARTNERSHIP
118230101
515
6463
SH
SOLE
0
0
0
BROOKDALE SENIOR LIVING INC.
COMMON STOCK
112463104
6577
204123
SH
SOLE
0
0
0
BUILDERS FIRSTSOURCE, INC.
COMMON STOCK
12008R107
273
50000
SH
SOLE
0
0
0
CANADIAN PACIFIC RAILWAY LTD.
COMMON STOCK
13645T100
14679
70750
SH
SOLE
0
0
0
CANON INC-SPONS ADR
ADR
138006309
4176
128150
SH
SOLE
0
0
0
CARDINAL HEALTH INC.
COMMON STOCK
14149Y108
6632
88515
SH
SOLE
0
0
0
CAREFUSION
COMMON STOCK
14170T101
3103
68572
SH
SOLE
0
0
0
CF INDUSTRIES, INC.
COMMON STOCK
125269100
11616
41600
SH
SOLE
0
0
0
CHESAPEAKE MIDSTREAM PARTNERS
LTD PARTNERSHIP
00434L109
968
15205
SH
SOLE
0
0
0
CHIMERIX INC
COMMON STOCK
16934W106
829
30000
SH
SOLE
0
0
0
CIT GROUP INC.
COMMON STOCK
125581801
29344
638469
SH
DFND
0
0
0
CIVITAS SOLUTIONS INC
COMMON STOCK
17887R102
2820
180553
SH
SOLE
0
0
0
CLOVIS ONCOLOGY INC
COMMON STOCK
189464100
12020
265000
SH
SOLE
0
0
0
COINSTAR, INC.
COMMON STOCK
690070107
4923
87750
SH
SOLE
0
0
0
COMMUNITY HEALTH SERVICES, INC
COMMON STOCK
203668108
5205
95000
SH
SOLE
0
0
0
COMMVAULT SYSTEMS INC.
COMMON STOCK
204166102
19621
389304
SH
DFND
0
0
0
CONCHO RESOURCES INC.
COMMON STOCK
20605P101
9865
78678
SH
SOLE
0
0
0
CORRECTIONS CORPORATION OF AMERICA
COMMON STOCK
22025Y407
26029
757530
SH
DFND
0
0
0
COSTAR GROUP INC.
COMMON STOCK
22160N109
12412
79800
SH
SOLE
0
0
0
COVANTA HOLDING CORP
COMMON STOCK
22282E102
637
30000
SH
SOLE
0
0
0
CROSSTEX ENERGY
COMMON STOCK
29336T100
790
19121
SH
SOLE
0
0
0
CROSSTEX ENERGY LP
LTD PARTNERSHIP
29336U107
509
16710
SH
SOLE
0
0
0
DIAMONDBACK ENERGY INC
COMMON STOCK
25271C102
12078
161516
SH
SOLE
0
0
0
DYNAGAS LNG PARTNERS LP
LTD PARTNERSHIP
Y2188B108
971
41113
SH
SOLE
0
0
0
E*TRADE FINANCIAL CORP
COMMON STOCK
269246401
18387
813941
SH
SOLE
0
0
0
EATON VANCE LTD DURATION FND
CLOSE END FIXED INCOME MUTUAL FUNDS
27828H105
321
22000
SH
SOLE
0
0
0
EDWARDS LIFESCIENCES CORPORATION
COMMON STOCK
28176E108
1285
12575
SH
SOLE
0
0
0
ELLSWORTH FUND LTD
CLOSE END FIXED INCOME MUTUAL FUNDS
289074106
107
12335
SH
SOLE
0
0
0
EMC CORPORATION
COMMON STOCK
268648102
10595
362100
SH
SOLE
0
0
0
ENBRIDGE ENERGY PARTNERS LP
LTD PARTNERSHIP
29250R106
869
22364
SH
SOLE
0
0
0
ENERGY TRANSFER EQUITY, L.P.
LTD PARTNERSHIP
29273V100
1505
24404
SH
SOLE
0
0
0
ENERGY TRANSFER PARTNERS LP
LTD PARTNERSHIP
29273R109
1122
17533
SH
SOLE
0
0
0
EQT MIDSTREAM PARTNERS LP
LTD PARTNERSHIP
26885B100
1039
11592
SH
SOLE
0
0
0
EXAMWORKS INC
COMMON STOCK
30066A105
14863
453845
SH
DFND
0
0
0
FACEBOOK INC
COMMON STOCK
30303M102
28020
354502
SH
DFND
0
0
0
FAMILY DOLLAR STORES, INC.
COMMON STOCK
307000109
13374
173150
SH
DFND
0
0
0
FNF GROUP-W/I
INDEX FUNDS
31620R303
34344
1238052
SH
DFND
0
0
0
FNFV GROUP-W/I
INDEX FUNDS
31620R402
13237
961970
SH
DFND
0
0
0
FORTINET INC
COMMON STOCK
34959E109
60906
2410671
SH
DFND
0
0
0
FRESH MARKET INC/THE
COMMON STOCK
35804H106
37743
1080524
SH
DFND
0
0
0
GENESIS ENERGY LP
LTD PARTNERSHIP
371927104
380
7218
SH
SOLE
0
0
0
GLOBUS MEDICAL INC
COMMON STOCK
379577208
4043
205521
SH
SOLE
0
0
0
GNC ACQUISITION HOLDINGS INC
COMMON STOCK
36191G107
213
5500
SH
SOLE
0
0
0
GOOGLE INC.
COMMON STOCK
38259P706
18995
32900
SH
SOLE
0
0
0
GRAY TELEVISION, INC.
COMMON STOCK
389375205
112
18000
SH
SOLE
0
0
0
H & Q LIFE SCIENCES INVSTRS
CLOSE END FIXED INCOME MUTUAL FUNDS
404053100
559
25275
SH
SOLE
0
0
0
H&Q HEALTHCARE INVESTORS
CLOSE END FIXED INCOME MUTUAL FUNDS
404052102
562
19800
SH
SOLE
0
0
0
H&R BLOCK, INC.
COMMON STOCK
093671105
15731
507300
SH
SOLE
0
0
0
HARMAN INTERNATIONAL
COMMON STOCK
413086109
19206
195895
SH
DFND
0
0
0
HCA HOLDINGS INC.
COMMON STOCK
40412C101
28938
410353
SH
DFND
0
0
0
HEALTHSOUTH CORPORATION
COMMON STOCK
421924309
1082
29331
SH
SOLE
0
0
0
HILL-ROM HOLDINGS, INC.
COMMON STOCK
431475102
10548
254598
SH
DFND
0
0
0
HILTON WORLDWIDE HOLDINGS IN
COMMON STOCK
43300A104
12315
500000
SH
SOLE
0
0
0
HOMEAWAY INC
COMMON STOCK
43739Q100
9017
254000
SH
SOLE
0
0
0
HUNTSMAN CORP.
COMMON STOCK
447011107
390
15000
SH
SOLE
0
0
0
ICON PLC - SPONSORED ADR
COMMON STOCK
G4705A100
5952
104000
SH
SOLE
0
0
0
IKANG HEALTHCARE GROUP INC
ADR
45174L108
2919
150000
SH
SOLE
0
0
0
INTERCEPT PHARMACEUTICALS IN
COMMON STOCK
45845P108
4200
17745
SH
SOLE
0
0
0
INTERPUBLIC GROUP OF COS. INC.
COMMON STOCK
460690100
8861
483700
SH
SOLE
0
0
0
ISHARES FTSE/XINHUA CHINA 25
EXCHANGE TRADED FUNDS
464287184
11484
300000
SH
SOLE
0
0
0
ISHARES MSCI CHINA INDEX FD
EXCHANGE TRADED FUNDS
46429B671
4264
90000
SH
SOLE
0
0
0
ISHARES MSCI HONG KONG INDEX
EXCHANGE TRADED FUNDS
464286871
12198
600000
SH
SOLE
0
0
0
JANUS CAPITAL GROUP INC
COMMON STOCK
47102X105
9284
638500
SH
SOLE
0
0
0
JETBLUE AIRWAYS CORPORATION
COMMON STOCK
477143101
24310
2289077
SH
DFND
0
0
0
JETBLUE AIRWAYS CORPORATION
OPTIONS
477143901
1200
10000
SH
Call
SOLE
0
0
0
JGWPT HOLDINGS INC
COMMON STOCK
46618D108
357
28850
SH
SOLE
0
0
0
K12 INC
COMMON STOCK
48273U102
57700
3615307
SH
DFND
0
0
0
KERYX BIOPHARMACEUTICALS INC.
COMMON STOCK
492515101
4475
325466
SH
SOLE
0
0
0
KINDER MORGAN ENERGY PRTNRS
LTD PARTNERSHIP
494550106
776
8320
SH
SOLE
0
0
0
KINDER MORGAN HOLDCO LLC
COMMON STOCK
49456B101
907
23656
SH
SOLE
0
0
0
KINDER MORGAN HOLDCO LLC
EQUITY WARRANTS
49456B901
466
128136
SH
DFND
0
0
0
KODIAK OIL & GAS CORP
COMMON STOCK
50015Q100
4774
351773
SH
SOLE
0
0
0
KOHLS CORPORATION
COMMON STOCK
500255104
21238
348000
SH
SOLE
0
0
0
LEGG MASON
COMMON STOCK
524901105
25132
491240
SH
SOLE
0
0
0
LEJU HOLDINGS LTD-ADR
ADR
50187J108
2570
200000
SH
SOLE
0
0
0
LHC GROUP INC.
COMMON STOCK
50187A107
4291
184969
SH
SOLE
0
0
0
LORAL SPACECOM CORP
COMMON STOCK
543881106
152981
2130359
SH
DFND
0
0
0
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
37168
884750
SH
DFND
0
0
0
LULULEMON ATHLETICA INC
OPTIONS
550021909
4175
5000
SH
Call
SOLE
0
0
0
MAGELLAN MIDSTREAM PARTNERS, L.P.
LTD PARTNERSHIP
559080106
968
11502
SH
SOLE
0
0
0
MANAGED HI YLD PLUS FUND INC
CLOSE END FIXED INCOME MUTUAL FUNDS
561911108
22
11290
SH
SOLE
0
0
0
MARKET VECTORS CHINA AMC SME
EXCHANGE TRADED FUNDS
57061R361
5890
200000
SH
SOLE
0
0
0
MARKWEST ENERGY PARTNERS, L.P.
LTD PARTNERSHIP
570759100
1301
16932
SH
SOLE
0
0
0
MCGRAW-HILL COMPANIES INC.
COMMON STOCK
580645109
17025
201600
SH
SOLE
0
0
0
MCKESSON CORP
COMMON STOCK
58155Q103
30431
156319
SH
DFND
0
0
0
MEDIA GENERAL, INC.
COMMON STOCK
584404107
114261
8715530
SH
DFND
0
0
0
MEDIDATA SOLUTIONS INC.
COMMON STOCK
58471A105
1718
38784
SH
SOLE
0
0
0
MEDTRONIC
COMMON STOCK
585055106
7124
115000
SH
SOLE
0
0
0
MELLANOX TECHNOLOGIES LTD.
COMMON STOCK
M51363113
12355
275346
SH
SOLE
0
0
0
MICRON TECHNOLOGY, INC.
COMMON STOCK
595112103
10107
295000
SH
SOLE
0
0
0
MICROSOFT CORPORATION
COMMON STOCK
594918104
47128
1016575
SH
DFND
0
0
0
MIDCOAST ENERGY PARTNERS LP
LTD PARTNERSHIP
59564N103
968
43397
SH
SOLE
0
0
0
MIMEDX GROUP INC
COMMON STOCK
602496101
4256
596900
SH
SOLE
0
0
0
MINERVA NEUROSCIENCES INC
COMMON STOCK
603380106
863
142575
SH
SOLE
0
0
0
MPLX LP
LTD PARTNERSHIP
55336V100
568
9635
SH
SOLE
0
0
0
NANOSPHERE INC
COMMON STOCK
63009F105
321
563674
SH
SOLE
0
0
0
NANOSTRING TECHNOLOGIES INC
COMMON STOCK
63009R109
1473
134611
SH
SOLE
0
0
0
NETAPP INC
COMMON STOCK
64110D104
9599
223450
SH
DFND
0
0
0
NEUSTAR INC-CLASS A
COMMON STOCK
64126X201
3615
145576
SH
SOLE
0
0
0
NEXPOINT CREDIT STRATEGIES FUND (FKA HIGHLAND CREDIT STRATEGIES FUND)
CLOSE END FIXED INCOME MUTUAL FUNDS
65340G106
17962
1691327
SH
DFND
0
0
0
NGL ENERGY PARTNERS LP
LTD PARTNERSHIP
62913M107
832
21133
SH
SOLE
0
0
0
NORTHSTAR ASSET MANAGEMENT C
COMMON STOCK
66705Y104
6394
347100
SH
SOLE
0
0
0
NORTHSTAR REALTY FINANCE COR
COMMON STOCK
66704R704
6036
341600
SH
SOLE
0
0
0
NRG HOLDINGS, INC.
COMMON STOCK
629377508
56043
1838695
SH
DFND
0
0
0
NUVASIVE INC.
COMMON STOCK
670704105
7111
203943
SH
SOLE
0
0
0
NXP SEMICONDUCTOR NV
COMMON STOCK
N6596X109
14870
217300
SH
SOLE
0
0
0
OCCIDENTAL PETROLEUM CORP.
COMMON STOCK
674599105
1904
19800
SH
SOLE
0
0
0
OCEAN RIG UDW INC.
COMMON STOCK
Y64354205
40000
2481396
SH
DFND
0
0
0
OILTANKING PARTNERS LP
LTD PARTNERSHIP
678049107
867
17490
SH
SOLE
0
0
0
ONCOTHYREON INC
COMMON STOCK
682324108
2409
1254890
SH
DFND
0
0
0
ONEOK INC.
COMMON STOCK
682680103
980
14956
SH
SOLE
0
0
0
ONEOK PARTNERS LP
LTD PARTNERSHIP
68268N103
512
9157
SH
SOLE
0
0
0
OTONOMY INC
COMMON STOCK
68906L105
866
36091
SH
SOLE
0
0
0
PACIRA PHARMACEUTICALS, INC.
COMMON STOCK
695127100
3508
36196
SH
SOLE
0
0
0
PAREXEL INTERNATIONAL CORPORATION
COMMON STOCK
699462107
2524
40000
SH
SOLE
0
0
0
PATTERSON COMPANIES, INC
COMMON STOCK
703395103
23969
578550
SH
DFND
0
0
0
PATTERSON COMPANIES, INC
OPTIONS
703395903
780
2600
SH
Call
SOLE
0
0
0
PENDRELL CORPORATION ( F.K.A. ICO GLOBAL COMMUNICATIONS)
COMMON STOCK
70686R104
61119
45611145
SH
DFND
0
0
0
PHILLIPS 66 PARTNERS LP
LTD PARTNERSHIP
718549207
448
6709
SH
SOLE
0
0
0
PHOENIX NEW MEDIA LTD -ADR
ADR
71910C103
2338
250000
SH
SOLE
0
0
0
PLAINS ALL AMER PIPELINE LP
LTD PARTNERSHIP
726503105
859
14590
SH
SOLE
0
0
0
PLAINS GP HOLDINGS LP
LTD PARTNERSHIP
72651A108
789
25740
SH
SOLE
0
0
0
POWERSHARES GLD DRG H USX CH
EXCHANGE TRADED FUNDS
73935X401
12012
400000
SH
SOLE
0
0
0
PROGENICS PHARMACEUTICALS
COMMON STOCK
743187106
8249
1589363
SH
SOLE
0
0
0
PROQR THERAPEUTICS BV
COMMON STOCK
N71542109
4114
239331
SH
SOLE
0
0
0
PROSHARES ULTRA GOLD
EXCHANGE TRADED FUNDS
74347W601
2685
66145
SH
DFND
0
0
0
PROSHARES ULTRA SILVER
EXCHANGE TRADED FUNDS
74347W353
32129
696189
SH
DFND
0
0
0
PROSHARES ULTRASHORT NAS BIO
EXCHANGE TRADED FUNDS
74347B409
7017
582775
SH
SOLE
0
0
0
PROSHRE U/S DJ-AIG CRUDE OIL
EXCHANGE TRADED FUNDS
74347W668
12042
393525
SH
DFND
0
0
0
PYXIS/IBOXX SENIOR LOAN ETF
EXCHANGE TRADED FUNDS
430101774
37825
1941716
SH
DFND
0
0
0
RACKSPACE HOSTING, INC.
COMMON STOCK
750086100
29576
908620
SH
DFND
0
0
0
RAYONIER ADVANCED MATERI-W/I
COMMON STOCK
75508B104
466
14166
SH
SOLE
0
0
0
RAYONIER INC.
COMMON STOCK
754907103
1323
42500
SH
SOLE
0
0
0
RCS CAPITAL CORP
COMMON STOCK
74937W102
15255
677415
SH
SOLE
0
0
0
RECEPTOS INC
COMMON STOCK
756207106
3106
50000
SH
SOLE
0
0
0
REGENCY ENERGY PARTNERS, L.P.
LTD PARTNERSHIP
75885Y107
862
26423
SH
SOLE
0
0
0
REVANCE THERAPEUTICS INC
COMMON STOCK
761330109
1408
72866
SH
SOLE
0
0
0
SALESFORCE.COM INC.
COMMON STOCK
79466L302
12380
215200
SH
SOLE
0
0
0
SANCHEZ ENERGY CORP
COMMON STOCK
79970Y105
2101
80000
SH
SOLE
0
0
0
SAREPTA THERAPEUTICS INC.
COMMON STOCK
803607100
5347
253412
SH
DFND
0
0
0
SBA COMMUNICATIONS CORP-CL A
COMMON STOCK
78388J106
17349
156437
SH
SOLE
0
0
0
SEADRILL LTD.
LTD PARTNERSHIP
G7945E105
1039
33297
SH
SOLE
0
0
0
SEAWORLD ENTERTAINMENT INC
COMMON STOCK
81282V100
7832
407300
SH
SOLE
0
0
0
SEMGROUP CORP-CLASS A
COMMON STOCK
81663A105
715
8590
SH
SOLE
0
0
0
SERVICE CORPORATION INTERNATIONAL
COMMON STOCK
817565104
7590
359041
SH
DFND
0
0
0
SHIRE LTD-ADR
ADR
82481R106
5858
22612
SH
SOLE
0
0
0
SKYWEST
COMMON STOCK
830879102
4139
532013
SH
SOLE
0
0
0
SONY CORP-SPONSORED ADR
ADR
835699307
21629
1198925
SH
DFND
0
0
0
SOTHEBY'S
COMMON STOCK
835898107
7662
214500
SH
SOLE
0
0
0
SOUTHWEST AIRLINES CO.
COMMON STOCK
844741108
22048
652900
SH
SOLE
0
0
0
SPIRIT REALTY CAPITAL, INC. (FKA SPIRIT FINANCE CORPORATION)
COMMON STOCK
84860W102
68129
6210468
SH
DFND
0
0
0
STAPLES INC.
COMMON STOCK
855030102
66029
5456925
SH
DFND
0
0
0
STREAMLINE HEALTH SOLUTIONS INC.
COMMON STOCK
86323X106
1193
257682
SH
SOLE
0
0
0
STYRON CORP.
COMMON STOCK
L9340P101
268
17058
SH
SOLE
0
0
0
SUNOCO LOGISTICS PARTNERS LP
LTD PARTNERSHIP
86764L108
632
13100
SH
SOLE
0
0
0
SWS GROUP INC.
COMMON STOCK
78503N107
22519
3268307
SH
DFND
0
0
0
TAL EDUCATION GROUP- ADR
ADR
874080104
2621
75000
SH
SOLE
0
0
0
TALLGRASS ENERGY PARTNERS LP
LTD PARTNERSHIP
874697105
915
20201
SH
SOLE
0
0
0
TARGA RESOURCES INVESTMENTS
COMMON STOCK
87612G101
1452
10662
SH
SOLE
0
0
0
TARGA RESOURCES, INC.
LTD PARTNERSHIP
87611X105
1253
17324
SH
SOLE
0
0
0
TEAM FINANCE LLC (A.K.A TEAM HEALTH HOLDINGS, LLC)
COMMON STOCK
87817A107
6130
105709
SH
SOLE
0
0
0
TEEKAY CORPORATION
COMMON STOCK
Y8564W103
541
8159
SH
SOLE
0
0
0
TENET HEALTHCARE CORPORATION
COMMON STOCK
88033G407
13290
223781
SH
DFND
0
0
0
TERADATA CORP
COMMON STOCK
88076W103
11071
264100
SH
DFND
0
0
0
TESORO LOGISTICS LP
LTD PARTNERSHIP
88160T107
998
14102
SH
SOLE
0
0
0
THERMO FISHER SCIENTIFIC INC.
COMMON STOCK
883556102
14870
122186
SH
SOLE
0
0
0
TIVO INC.
COMMON STOCK
888706108
29418
2299196
SH
SOLE
0
0
0
TIVO INC.
OPTIONS
888706908
1066
8750
SH
Call
DFND
0
0
0
TORCHMARK CORP.
COMMON STOCK
891027104
10515
200775
SH
SOLE
0
0
0
TORREYPINES THERAPEUTICS INC
COMMON STOCK
75382F106
1040
108437
SH
SOLE
0
0
0
TRIANGLE PETROLEUM CORP
COMMON STOCK
89600B201
1652
150000
SH
SOLE
0
0
0
ULTRASHORT RUSSELL2000 PROSH
EXCHANGE TRADED FUNDS
74348A319
5322
108125
SH
SOLE
0
0
0
UNION PACIFIC CORPORATION
COMMON STOCK
907818108
14040
129500
SH
SOLE
0
0
0
UNIVERSAL HEALTH SERVICES, INC.
COMMON STOCK
913903100
6270
60000
SH
SOLE
0
0
0
VALERO ENERGY PARTNERS LP
LTD PARTNERSHIP
91914J102
498
11150
SH
SOLE
0
0
0
VCA ANTECH INC.
COMMON STOCK
918194101
6886
175076
SH
SOLE
0
0
0
VIPER ENERGY PARTNERS LP
LTD PARTNERSHIP
92763M105
12652
544637
SH
DFND
0
0
0
VIPSHOP HOLDINGS LTD - ADS
ADR
92763W103
2835
15000
SH
SOLE
0
0
0
W.R. GRACE & CO.
COMMON STOCK
38388F108
388
4270
SH
SOLE
0
0
0
WELLPOINT INC.
COMMON STOCK
94973V107
11362
94988
SH
SOLE
0
0
0
WESTERN DIGITAL CORPORATION
COMMON STOCK
958102105
21563
221570
SH
DFND
0
0
0
WESTERN GAS EQUITY PARTNERS
LTD PARTNERSHIP
95825R103
1072
17583
SH
SOLE
0
0
0
WESTERN REFINING
LTD PARTNERSHIP
95931Q205
420
12055
SH
SOLE
0
0
0
WILLIAMS COS INC.
COMMON STOCK
969457100
1152
20812
SH
SOLE
0
0
0
WISDOMTREE JAPAN DIVIDEND FD
EXCHANGE TRADED FUNDS
97717W851
5232
100000
SH
SOLE
0
0
0
WRIGHT MEDICAL GROUP INC.
COMMON STOCK
98235T107
3834
126524
SH
SOLE
0
0
0
WRIGHT MEDICAL GROUP INC.
EQUITY WARRANTS
98235T115
149
69326
SH
SOLE
0
0
0
YAHOO! INC
COMMON STOCK
984332106
865
21239
SH
SOLE
0
0
0
YPF S.A.-SPONSORED ADR
ADR
984245100
3392
91700
SH
SOLE
0
0
0
YY INC
ADR
98426T106
2247
30000
SH
SOLE
0
0
0
ZS PHARMA INC
COMMON STOCK
98979G105
1457
37134
SH
SOLE
0
0
0