-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ALsJ8ehNvdvodG47EObBaia5Dj+m2kpk10IDl8bOx5I9/X+3CSFF8r3PpmAZEPwd r9lU9HBz8X+8DKY40bQ92A== 0001193125-07-166312.txt : 20070731 0001193125-07-166312.hdr.sgml : 20070731 20070731122143 ACCESSION NUMBER: 0001193125-07-166312 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070731 DATE AS OF CHANGE: 20070731 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLAYMORE SECURITIES INC CENTRAL INDEX KEY: 0001167303 IRS NUMBER: 481175174 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CLAYMORE SECURITIES INC STREET 2: 250 NORTH ROCK RD SUITE 150 CITY: WICHITA STATE: KS ZIP: 67206-2241 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ASSET EMERGING MARKETS INCOME FUND INC. CENTRAL INDEX KEY: 0000890340 IRS NUMBER: 133679155 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82982 FILM NUMBER: 071011832 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON BROTHERS EMERGING MARKETS INCOME FUND INC DATE OF NAME CHANGE: 20030430 FORMER COMPANY: FORMER CONFORMED NAME: EMERGING MARKETS INCOME FUND INC DATE OF NAME CHANGE: 19930409 FORMER COMPANY: FORMER CONFORMED NAME: EMERGING MARKETS SOVEREIGN INCOME FUND INC DATE OF NAME CHANGE: 19920929 SC 13G/A 1 dsc13ga.txt WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (EMD) ----------------------------------------- OMB APPROVAL ----------------------------------------- OMB Number: 3235-0145 ----------------------------------------- Expires: December 31, 2005 ----------------------------------------- Estimated average burden hours per response... 11 ----------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset Emerging Markets Income Fund Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 95766E100 ------------------------------------ (CUSIP Number) July 26, 2007 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of(S)18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 CUSIP No.95766E103 - -------------------------------------------------------------------------------------- 1. Names of Reporting Persons. Claymore Securities Defined Portfolios, Series 265, 287, and 302 I.R.S. Identification Nos. of above persons (entities only): Claymore Securities Defined Portfolios, Series 265 -- Tax ID# 137486081 Claymore Securities Defined Portfolios, Series 287 -- Tax ID# 137496977 Claymore Securities Defined Portfolios, Series 302 -- Tax ID# 137513887 - -------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Claymore Securities Defined Portfolios, Series 265, Lisle, IL Claymore Securities Defined Portfolios, Series 287, Lisle, IL Claymore Securities Defined Portfolios, Series 302, Lisle, IL - --------------------------------------------------------------------------------------
5. Sole Voting Power 43,218 Number of ---------------------------------------- Shares 6. Shared Voting Power Beneficially by ---------------------------------------- Owned by 7. Sole Dispositive Power Each Reporting 43,218 Person ---------------------------------------- With: 8. Shared Dispositive Power - -------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 43,218 - -------------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.03% - -------------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IV - --------------------------------------------------------------------------------------
2 Item1. (a) Name of Issuer Legg Mason Partners Fund Advisor, LLC (b) Address of Issuer's Principal Executive Offices 125 Broad Street New York, NY 10004 Item2. (a) Name of Person Filing Claymore Securities, Inc. as Sponsor for the Filing Entities (b) Address of Principal Business Office or, if none, Residence 2455 Corporate West Drive Lisle, IL 60532 (c) Citizenship USA (d) Title of Class of Securities Common Stock (e) CUSIP Number 95766E100 Item3. If this statement is filed pursuant to (S) (S) 240.13d-1 (b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C, 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [X] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with SECTION240.13d-l(b)(l}(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with SECTION240.13d-l(b)(l}(ii)(F); (g) [ ] A parent holding company or control person in accordance with SECTION240.13d-l(b)(l)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with SECTION240.13d-l(b)(l)(ii)(J). 3 Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 43,218 (b) Percent of class: 1.03% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 43,218 (ii) Shared power to vote or to direct the vote ______. (iii) Sole power to dispose or to direct the disposition of 43,218 (iv) Shared power to dispose or to direct the disposition of ______. Instruction. For computations regarding securities which represent a right to acquire an underlying security see Section N240.13d-3(d)(l). Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company If a parent holding company has filed this schedule, pursuant to Rule 13d-l(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-l(c) or Rule 13d-l(d), attach an exhibit stating the identification of the relevant subsidiary. Item 8. Identification and Classification of Members of the Group If a group has filed this schedule pursuant to SECTION240.13d-l(b)(l)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to SECTION240.13d-l(c) or SECTION240.13d-I(d), attach an exhibit stating the identity of each member of the group. Item 9. Notice of Dissolution of Group Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. Item 10. Certification (a) The following certification shall be included if the statement is filed pursuant to SECTION240.13d-1 (b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to SECTIONS240.13d-l(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. July 31, 2007 -------------------------------------- Date /s/ Nicholas Dalmaso -------------------------------------- Signature Nicholas Dalmaso, Senior Managing Director and General Counsel Claymore Securities, Inc. -------------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See SECTIONS240.13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) 5 -----END PRIVACY-ENHANCED MESSAGE-----