0000919574-21-001162.txt : 20210216 0000919574-21-001162.hdr.sgml : 20210216 20210212203554 ACCESSION NUMBER: 0000919574-21-001162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 21631382 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167212 XXXXXXXX 12-31-2020 12-31-2020 false NEEDHAM INVESTMENT MANAGEMENT LLC

250 PARK AVENUE, 10TH FLOOR NEW YORK NY 10177

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 02-12-2021 3 236 595899 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND 3 0001539485 028-14743 Needham Small Cap Growth Fund INFORMATION TABLE 2 infotable.xml 8X8 INC NEW COM 282914100 1206 35000 SH DFND 3 35000 0 0 8X8 INC NEW COM 282914100 689 20000 SH DFND 2 20000 0 0 ADTRAN INC COM 00738A106 1255 85000 SH DFND 2 85000 0 0 ADTRAN INC COM 00738A106 5834 395000 SH DFND 3 395000 0 0 ADTRAN INC COM 00738A106 1329 90000 SH SOLE 90000 0 0 ADTRAN INC COM 00738A106 1551 105000 SH DFND 1 105000 0 0 AGILE THERAPEUTICS INC COM 00847L100 1722 600000 SH DFND 3 600000 0 0 AIR LEASE CORP CL A 00912X302 444 10000 SH DFND 2 10000 0 0 AIR LEASE CORP CL A 00912X302 895 20150 SH SOLE 20150 0 0 AIR LEASE CORP CL A 00912X302 1104 24850 SH DFND 1 24850 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1522 14500 SH SOLE 14500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3517 33500 SH DFND 2 33500 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 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