0000919574-20-003611.txt : 20200515 0000919574-20-003611.hdr.sgml : 20200515 20200515114519 ACCESSION NUMBER: 0000919574-20-003611 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 20882361 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001167212 XXXXXXXX 12-31-2019 12-31-2019 true 1 NEW HOLDINGS false NEEDHAM INVESTMENT MANAGEMENT LLC

250 PARK AVENUE, 10TH FLOOR NEW YORK NY 10177

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 05-15-2020 3 214 366976 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND 3 0001539485 028-14743 Needham Small Cap Growth Fund INFORMATION TABLE 2 infotable.xml AIR LEASE CORP CL A 00912X302 475 10000 SH DFND 3 10000 0 0 AIR LEASE CORP CL A 00912X302 1758 37000 SH SOLE 37000 0 0 AIR LEASE CORP CL A 00912X302 1901 40000 SH DFND 1 40000 0 0 AIR LEASE CORP CL A 00912X302 2281 48000 SH DFND 2 48000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2937 34000 SH DFND 2 34000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1857 21500 SH SOLE 21500 0 0 ALPHA PRO TECH LTD COM 020772109 292 85000 SH SOLE 85000 0 0 APPIAN CORP CL A 03782L101 96 2500 SH SOLE 2500 0 0 APPIAN CORP CL A 03782L101 382 10000 SH DFND 2 10000 0 0 APPIAN CORP CL A 03782L101 955 25000 SH DFND 3 25000 0 0 APPLE INC COM 037833100 5873 20000 SH SOLE 20000 0 0 APPLE INC COM 037833100 793 2700 SH DFND 2 2700 0 0 APPLIED MATLS INC COM 038222105 549 9000 SH DFND 2 9000 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