0000919574-20-002090.txt : 20200302 0000919574-20-002090.hdr.sgml : 20200302 20200302153357 ACCESSION NUMBER: 0000919574-20-002090 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200302 DATE AS OF CHANGE: 20200302 EFFECTIVENESS DATE: 20200302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 20676483 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001167212 XXXXXXXX 12-31-2019 12-31-2019 true 1 RESTATEMENT false NEEDHAM INVESTMENT MANAGEMENT LLC

250 PARK AVENUE, 10TH FLOOR NEW YORK NY 10177

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 03-02-2020 2 188 366974 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND INFORMATION TABLE 2 infotable.xml AIR LEASE CORP CL A 00912X302 2281 48000 SH DFND 2 48000 0 0 AIR LEASE CORP CL A 00912X302 2233 47000 SH SOLE 47000 0 0 AIR LEASE CORP CL A 00912X302 1901 40000 SH DFND 1 40000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1857 21500 SH SOLE 21500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2937 34000 SH DFND 2 34000 0 0 ALPHA PRO TECH LTD COM 020772109 292 85000 SH SOLE 85000 0 0 APPIAN CORP CL A 03782L101 1051 27500 SH SOLE 27500 0 0 APPIAN CORP CL A 03782L101 382 10000 SH DFND 2 10000 0 0 APPLE INC COM 037833100 5873 20000 SH SOLE 20000 0 0 APPLE INC COM 037833100 793 2700 SH DFND 2 2700 0 0 APPLIED MATLS INC COM 038222105 549 9000 SH DFND 2 9000 0 0 ASPEN AEROGELS INC COM 04523Y105 2911 375150 SH DFND 2 375150 0 0 ASPEN AEROGELS INC COM 04523Y105 3897 502200 SH SOLE 502200 0 0 ASPEN AEROGELS INC COM 04523Y105 212 27300 SH DFND 1 27300 0 0 AXT INC COM 00246W103 152 35000 SH SOLE 35000 0 0 BECTON DICKINSON & CO COM 075887109 5439 20000 SH DFND 2 20000 0 0 BILL COM HLDGS INC COM 090043100 401 10545 SH DFND 1 10545 0 0 BILL COM HLDGS INC COM 090043100 304 7985 SH DFND 2 7985 0 0 BILL COM HLDGS INC COM 090043100 436 11470 SH SOLE 11470 0 0 BOEING CO COM 097023105 1792 5500 SH SOLE 5500 0 0 BOEING CO COM 097023105 6515 20000 SH DFND 1 20000 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1267 21914 SH DFND 1 21914 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 357 6173 SH DFND 2 6173 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 517 8950 SH SOLE 8950 0 0 BRUKER CORP COM 116794108 510 10000 SH SOLE 10000 0 0 CAMBIUM NETWORKS CORP SHS G17766109 748 85600 SH DFND 2 85600 0 0 CAMBIUM NETWORKS CORP SHS G17766109 3427 392118 SH SOLE 392118 0 0 CAMBIUM NETWORKS CORP SHS G17766109 216 24770 SH DFND 1 24770 0 0 CARMAX INC COM 143130102 7233 82500 SH DFND 2 82500 0 0 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