0000919574-18-003623.txt : 20180515 0000919574-18-003623.hdr.sgml : 20180515 20180515094040 ACCESSION NUMBER: 0000919574-18-003623 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 18833632 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167212 XXXXXXXX 03-31-2018 03-31-2018 false NEEDHAM INVESTMENT MANAGEMENT LLC

250 PARK AVENUE, 10TH FLOOR NEW YORK NY 10177

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 05-15-2018 2 185 349944 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND INFORMATION TABLE 2 infotable.xml 2U INC COM 90214J101 168 2000 SH SOLE 2000 0 0 2U INC COM 90214J101 336 4000 SH DFND 2 4000 0 0 AGILE THERAPEUTICS INC COM 00847L100 800 311250 SH SOLE 311250 0 0 AGILE THERAPEUTICS INC COM 00847L100 299 116294 SH DFND 2 116294 0 0 AIR LEASE CORP CL A 00912X302 2024 47500 SH DFND 2 47500 0 0 AIR LEASE CORP CL A 00912X302 1059 24850 SH DFND 1 24850 0 0 AIR LEASE CORP CL A 00912X302 1338 31400 SH SOLE 31400 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1036 14600 SH DFND 1 14600 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2910 41000 SH SOLE 41000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3123 44000 SH DFND 2 44000 0 0 ALLENA PHARMACEUTICALS INC COM 018119107 55 5020 SH DFND 2 5020 0 0 ALLENA PHARMACEUTICALS INC COM 018119107 66 6000 SH DFND 1 6000 0 0 ALLENA PHARMACEUTICALS INC COM 018119107 94 2996 SH DFND 2 2996 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NOVA MEASURING INSTRUMENTS L COM M7516K103 2849 105000 SH DFND 1 105000 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 3785 139500 SH SOLE 139500 0 0 NUTANIX INC CL A 67059N108 246 5000 SH SOLE 5000 0 0 NUTANIX INC CL A 67059N108 196 4000 SH DFND 2 4000 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1406 35500 SH DFND 1 35500 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 574 14500 SH SOLE 14500 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 792 20000 SH DFND 2 20000 0 0 OIL DRI CORP AMER COM 677864100 744 18500 SH DFND 2 18500 0 0 OIL DRI CORP AMER COM 677864100 1873 46600 SH SOLE 46600 0 0 OMNICELL INC COM 68213N109 456 10500 SH SOLE 10500 0 0 ORBOTECH LTD ORD M75253100 2450 39400 SH SOLE 39400 0 0 ORBOTECH LTD ORD M75253100 5323 85600 SH DFND 1 85600 0 0 PDF SOLUTIONS INC COM 693282105 4572 392150 SH DFND 2 392150 0 0 PDF SOLUTIONS INC COM 693282105 1173 100600 SH DFND 1 100600 0 0 PDF SOLUTIONS INC COM 693282105 6293 539750 SH SOLE 539750 0 0 PHOTRONICS INC COM 719405102 631 76500 SH 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