0000919574-17-007960.txt : 20171114 0000919574-17-007960.hdr.sgml : 20171114 20171114103955 ACCESSION NUMBER: 0000919574-17-007960 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 171199120 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167212 XXXXXXXX 09-30-2017 09-30-2017 false NEEDHAM INVESTMENT MANAGEMENT LLC

445 PARK AVENUE, 3RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 11-14-2017 2 190 395323 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND INFORMATION TABLE 2 infotable.xml 2U INC COM 90214J101 336 6000 SH DFND 2 6000 0 0 2U INC COM 90214J101 616 11000 SH SOLE 11000 0 0 AGILE THERAPEUTICS INC COM 00847L100 675 151294 SH DFND 2 151294 0 0 AGILE THERAPEUTICS INC COM 00847L100 1571 352244 SH SOLE 352244 0 0 AIR LEASE CORP CL A 00912X302 1059 24850 SH DFND 1 24850 0 0 AIR LEASE CORP CL A 00912X302 2024 47500 SH DFND 2 47500 0 0 AIR LEASE CORP CL A 00912X302 1338 31400 SH SOLE 31400 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1067 21900 SH DFND 1 21900 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2607 53500 SH DFND 2 53500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3878 79600 SH SOLE 79600 0 0 AMBER RD INC COM 02318Y108 1218 158650 SH DFND 1 158650 0 0 AMBER RD INC COM 02318Y108 3433 447000 SH DFND 2 447000 0 0 AMBER RD INC COM 02318Y108 3474 452355 SH SOLE 452355 0 0 ANALOGIC CORP COM PAR $0.05 032657207 260 3100 SH DFND 2 3100 0 0 ANALOGIC CORP COM PAR $0.05 032657207 310 3700 SH SOLE 3700 0 0 APPLE INC COM 037833100 1156 7500 SH DFND 2 7500 0 0 APPLE INC COM 037833100 3391 22000 SH SOLE 22000 0 0 APPLIED MATLS INC COM 038222105 391 7500 SH DFND 2 7500 0 0 APPROACH RESOURCES INC COM 03834A103 46 18400 SH DFND 1 18400 0 0 APPROACH RESOURCES INC COM 03834A103 143 56800 SH SOLE 56800 0 0 ASPEN AEROGELS INC COM 04523Y105 78 18000 SH DFND 1 18000 0 0 ASPEN AEROGELS INC COM 04523Y105 390 89600 SH DFND 2 89600 0 0 ASPEN AEROGELS INC COM 04523Y105 1424 327400 SH SOLE 327400 0 0 AV HOMES INC COM 00234P102 412 24000 SH DFND 1 24000 0 0 AV HOMES INC COM 00234P102 154 9000 SH SOLE 9000 0 0 BECTON DICKINSON & CO COM 075887109 5487 28000 SH DFND 2 28000 0 0 BECTON DICKINSON & CO COM 075887109 686 3500 SH SOLE 3500 0 0 BOEING CO COM 097023105 10168 40000 SH DFND 1 40000 0 0 BOEING CO COM 097023105 2923 11500 SH SOLE 11500 0 0 BRUKER CORP COM 116794108 223 7500 SH DFND 2 7500 0 0 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INVUITY INC COM NEW 46187J205 1024 115000 SH DFND 2 115000 0 0 INVUITY INC COM NEW 46187J205 2424 272350 SH SOLE 272350 0 0 INVUITY INC COM NEW 46187J205 40 4500 SH DFND 1 4500 0 0 IPG PHOTONICS CORP COM 44980X109 1110 6000 SH DFND 2 6000 0 0 IPG PHOTONICS CORP COM 44980X109 1388 7500 SH SOLE 7500 0 0 KVH INDS INC COM 482738101 695 58200 SH DFND 1 58200 0 0 KVH INDS INC COM 482738101 6356 531900 SH DFND 2 531900 0 0 KVH INDS INC COM 482738101 6764 565998 SH SOLE 565998 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 5399 35763 SH DFND 1 35763 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 955 6325 SH SOLE 6325 0 0 LAM RESEARCH CORP COM 512807108 463 2500 SH DFND 2 2500 0 0 LEMAITRE VASCULAR INC COM 525558201 1048 28000 SH SOLE 28000 0 0 MEDTRONIC PLC SHS G5960L103 1831 23541 SH DFND 1 23541 0 0 MEDTRONIC PLC SHS G5960L103 2045 26290 SH DFND 2 26290 0 0 MEDTRONIC PLC SHS G5960L103 651 8365 SH SOLE 8365 0 0 MKS INSTRUMENT INC COM 55306N104 2361 25000 SH DFND 1 25000 0 0 MKS INSTRUMENT 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35500 SH DFND 1 35500 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 941 20000 SH DFND 2 20000 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 682 14500 SH SOLE 14500 0 0 OIL DRI CORP AMER COM 677864100 1067 21800 SH DFND 2 21800 0 0 OIL DRI CORP AMER COM 677864100 2419 49442 SH SOLE 49442 0 0 OMNICELL INC COM 68213N109 664 13000 SH SOLE 13000 0 0 ORBOTECH LTD ORD M75253100 3613 85600 SH DFND 1 85600 0 0 ORBOTECH LTD ORD M75253100 1663 39400 SH SOLE 39400 0 0 PDF SOLUTIONS INC COM 693282105 1558 100600 SH DFND 1 100600 0 0 PDF SOLUTIONS INC COM 693282105 5112 330000 SH DFND 2 330000 0 0 PDF SOLUTIONS INC COM 693282105 7936 512300 SH SOLE 512300 0 0 PHOTRONICS INC COM 719405102 509 57500 SH DFND 1 57500 0 0 PHOTRONICS INC COM 719405102 1381 156000 SH DFND 2 156000 0 0 PHOTRONICS INC COM 719405102 2746 310250 SH SOLE 310250 0 0 PURE STORAGE INC CL A 74624M102 1215 76000 SH DFND 1 76000 0 0 PURE STORAGE INC CL A 74624M102 800 50000 SH DFND 2 50000 0 0 PURE STORAGE INC CL A 74624M102 3662 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