0000919574-17-001669.txt : 20170214 0000919574-17-001669.hdr.sgml : 20170214 20170213192536 ACCESSION NUMBER: 0000919574-17-001669 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 17601673 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167212 XXXXXXXX 12-31-2016 12-31-2016 false NEEDHAM INVESTMENT MANAGEMENT LLC

445 PARK AVENUE, 3RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 02-13-2017 2 209 391139 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND INFORMATION TABLE 2 infotable.xml 2U INC COM 90214J101 181 6000 SH DFND 2 6000 0 0 2U INC COM 90214J101 332 11000 SH SOLE 11000 0 0 AGILE THERAPEUTICS INC COM 00847L100 200 35000 SH DFND 2 35000 0 0 AGILE THERAPEUTICS INC COM 00847L100 599 105000 SH SOLE 105000 0 0 AIR LEASE CORP CL A 00912X302 853 24850 SH DFND 1 24850 0 0 AIR LEASE CORP CL A 00912X302 1717 50000 SH DFND 2 50000 0 0 AIR LEASE CORP CL A 00912X302 1550 45150 SH SOLE 45150 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 974 14600 SH DFND 1 14600 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3334 50000 SH DFND 2 50000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 4528 67900 SH SOLE 67900 0 0 AMBER RD INC COM 02318Y108 1385 152550 SH DFND 1 152550 0 0 AMBER RD INC COM 02318Y108 3768 415000 SH DFND 2 415000 0 0 AMBER RD INC COM 02318Y108 3783 416600 SH SOLE 416600 0 0 ANALOGIC CORP COM PAR 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