0000919574-16-016287.txt : 20161114 0000919574-16-016287.hdr.sgml : 20161111 20161110184320 ACCESSION NUMBER: 0000919574-16-016287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 161989567 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-0404 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167212 XXXXXXXX 09-30-2016 09-30-2016 false NEEDHAM INVESTMENT MANAGEMENT LLC

445 PARK AVENUE, 3RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10095 N James W. Giangrasso 212-705-0404 /s/ James W. Giangrasso New York NY 11-10-2016 2 201 378623 1 0000890847 028-11515 NEEDHAM EMERGING GROWTH PARTNERS LP 2 0001310572 028-11514 NEEDHAM GROWTH FUND INFORMATION TABLE 2 infotable.xml AGILE THERAPEUTICS INC COM 00847L100 314 45000 SH SOLE 45000 0 0 AIR LEASE CORP CL A 00912X302 710 24850 SH DFND 1 24850 0 0 AIR LEASE CORP CL A 00912X302 1429 50000 SH DFND 2 50000 0 0 AIR LEASE CORP CL A 00912X302 1290 45150 SH SOLE 45150 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 774 14600 SH DFND 1 14600 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3179 60000 SH DFND 2 60000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 3730 70400 SH SOLE 70400 0 0 AMBER RD INC COM 02318Y108 1472 152550 SH DFND 1 152550 0 0 AMBER RD INC COM 02318Y108 3969 411250 SH DFND 2 411250 0 0 AMBER RD INC COM 02318Y108 4217 436950 SH SOLE 436950 0 0 ANALOGIC CORP COM PAR $0.05 032657207 709 8000 SH DFND 2 8000 0 0 ANALOGIC CORP COM PAR $0.05 032657207 598 6750 SH SOLE 6750 0 0 APPLE INC COM 037833100 848 7500 SH DFND 2 7500 0 0 APPLE 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