0000919574-16-014702.txt : 20160815
0000919574-16-014702.hdr.sgml : 20160815
20160812180234
ACCESSION NUMBER: 0000919574-16-014702
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 161829411
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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06-30-2016
06-30-2016
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE, 3RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
08-12-2016
2
191
362319
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
infotable.xml
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02318Y108
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158400
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COM
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COM
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227
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CARMAX INC
COM
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CARMAX INC
COM
143130102
1103
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CASTLIGHT HEALTH INC
CL B
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79
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DFND
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CL B
14862Q100
99
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CHANNELADVISOR CORP
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159179100
205
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COM
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251
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CORNING INC
COM
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CRA INTL INC
COM
12618T105
340
13500
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COM
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2
24000
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COM
253393102
451
10000
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COM
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84000
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COM
286082102
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64000
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COM
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45000
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COM
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228175
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COM
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200000
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COM
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COM
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COM
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COM
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COM
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1552
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2
60000
0
0
FINANCIAL ENGINES INC
COM
317485100
1609
62200
SH
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62200
0
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COM
302445101
464
15000
SH
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2
15000
0
0
FLIR SYS INC
COM
302445101
263
8500
SH
SOLE
8500
0
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COM
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SH
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1
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COM
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COM
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COM
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COM
350465100
292
15625
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COM
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33247
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33247
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COM
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COM
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GILEAD SCIENCES INC
COM
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93000
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DFND
2
93000
0
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GILEAD SCIENCES INC
COM
375558103
3003
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COM
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COM
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COM
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238
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DFND
2
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COM
36191J101
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COM NEW
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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SHS
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COM
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MKS INSTRUMENT INC
COM
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COM
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COM
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COM
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COM
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COM NEW
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451
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COM
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2
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649
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SH
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COM
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COM
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ORD
M75253100
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ORD
M75253100
1150
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COM
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PDF SOLUTIONS INC
COM
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COM
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COM
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130000
0
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PHOTRONICS INC
COM
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1253
140625
SH
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140625
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Q2 HLDGS INC
COM
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560
20000
SH
DFND
2
20000
0
0
Q2 HLDGS INC
COM
74736L109
350
12500
SH
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12500
0
0
QUINSTREET INC
COM
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903
254400
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DFND
1
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0
0
QUINSTREET INC
COM
74874Q100
336
94616
SH
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0
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COM
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859
34500
SH
DFND
2
34500
0
0
REIS INC
COM
75936P105
2976
119500
SH
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SCHLUMBERGER LTD
COM
806857108
989
12500
SH
DFND
2
12500
0
0
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COM
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11400
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1
11400
0
0
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COM
82706L108
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6325
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2
6325
0
0
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COM
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COM
844741108
1702
43400
SH
DFND
1
43400
0
0
SOUTHWEST AIRLS CO
COM
844741108
651
16600
SH
SOLE
16600
0
0
SUPER MICRO COMPUTER INC
COM
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SH
DFND
1
222000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
4784
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SH
DFND
2
192500
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
4864
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SH
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COM
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SH
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355000
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COM
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182
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SH
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0
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COM
871655106
164
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SH
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SH
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1
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0
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87911J103
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SH BEN INT
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1
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0
0
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SH BEN INT
87911K100
2411
140252
SH
SOLE
140252
0
0
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COM
883556102
12412
84000
SH
DFND
1
84000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9826
66500
SH
DFND
2
66500
0
0
THESTREET INC
COM
88368Q103
390
345000
SH
SOLE
345000
0
0
TIFFANY & CO NEW
COM
886547108
861
14200
SH
DFND
1
14200
0
0
TIFFANY & CO NEW
COM
886547108
152
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
352
5800
SH
SOLE
5800
0
0
TTM TECHNOLOGIES INC
COM
87305R109
640
85000
SH
DFND
1
85000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
275
36500
SH
DFND
2
36500
0
0
TTM TECHNOLOGIES INC
COM
87305R109
1660
220500
SH
SOLE
220500
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
271
10000
SH
DFND
2
10000
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
44
7700
SH
DFND
2
7700
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
1986
349000
SH
SOLE
349000
0
0
UNITED CONTL HLDGS INC
COM
910047109
2873
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
205
5000
SH
DFND
2
5000
0
0
UNITED CONTL HLDGS INC
COM
910047109
1231
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
2796
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1562
19000
SH
DFND
2
19000
0
0
VARIAN MED SYS INC
COM
92220P105
1316
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
7140
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
6248
87500
SH
DFND
2
87500
0
0
VIASAT INC
COM
92552V100
4605
64500
SH
SOLE
64500
0
0
VICOR CORP
COM
925815102
162
16100
SH
DFND
1
16100
0
0
VICOR CORP
COM
925815102
151
15000
SH
DFND
2
15000
0
0
VICOR CORP
COM
925815102
792
78600
SH
SOLE
78600
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
172
13880
SH
DFND
1
13880
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
774
62500
SH
DFND
2
62500
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
76
6120
SH
SOLE
6120
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
134
10000
SH
SOLE
10000
0
0
WAGEWORKS INC
COM
930427109
1406
23500
SH
DFND
2
23500
0
0
WAGEWORKS INC
COM
930427109
1675
28000
SH
SOLE
28000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
230
12500
SH
DFND
2
12500
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
110
6000
SH
SOLE
6000
0
0
XCERRA CORP
COM
98400J108
288
50000
SH
DFND
1
50000
0
0
XCERRA CORP
COM
98400J108
211
36666
SH
SOLE
36666
0
0
YUME INC
COM
98872B104
74
20000
SH
SOLE
20000
0
0