0000919574-14-004484.txt : 20140814
0000919574-14-004484.hdr.sgml : 20140814
20140814091340
ACCESSION NUMBER: 0000919574-14-004484
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 141039734
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
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0001167212
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06-30-2014
06-30-2014
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
08-14-2014
2
246
479400
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
infotable.xml
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COM
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COM
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COM
11133B409
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COM
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COM
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DFND
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BROOKS AUTOMATION INC
COM
114340102
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BRUKER CORP
COM
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206
8500
SH
DFND
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8500
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BRUKER CORP
COM
116794108
316
13000
SH
SOLE
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CARMAX INC
COM
143130102
8062
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DFND
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CARMAX INC
COM
143130102
1170
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COM
156782104
129
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CERNER CORP
COM
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SOLE
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COM
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COM
184496107
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DFND
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COM
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COM
205638109
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DFND
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COM
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SH
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COM
207410101
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DFND
2
48150
0
0
CONMED CORP
COM
207410101
1834
41550
SH
SOLE
41550
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CONSTANT CONTACT INC
COM
210313102
1445
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SH
SOLE
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COM
21887L107
210
26978
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DFND
1
26978
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COM
21887L107
168
21628
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DFND
2
21628
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COM
21887L107
158
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SH
SOLE
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COM
219350105
768
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SHS
G2554F113
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CL A
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377
46500
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SOLE
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COM
232109108
130
12500
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SOLE
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DICKS SPORTING GOODS INC
COM
253393102
1397
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DFND
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30000
0
0
DICKS SPORTING GOODS INC
COM
253393102
698
15000
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SOLE
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0
0
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COM SER A
25470F104
334
4500
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4500
0
0
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COM SER A
25470F104
111
1500
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1500
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285229100
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ELECTRO SCIENTIFIC INDS
COM
285229100
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COM
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ELECTRONICS FOR IMAGING INC
COM
286082102
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ELECTRONICS FOR IMAGING INC
COM
286082102
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COM NEW
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1300
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EMULEX CORP
COM NEW
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COM NEW
292475209
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SH
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COM
29362U104
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SH
DFND
1
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ENTEGRIS INC
COM
29362U104
2886
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SH
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ENTEGRIS INC
COM
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COM
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63
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COM
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SH
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2
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ENTROPIC COMMUNICATIONS INC
COM
29384R105
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EQUINIX INC
COM NEW
29444U502
735
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SOLE
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COM
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168
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COM
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150
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8100
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COM
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240
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COM
30063P105
20
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COM
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295
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COM
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COM
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COM
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FEI CO
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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HESS CORP
COM
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COM
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COM
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COM
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COM
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COM
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150
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COM
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COM
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COM
44980X109
344
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SH
SOLE
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IROBOT CORP
COM
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SH
SOLE
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COM
466313103
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COM
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COM
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COM
477143101
76
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ORD SHS
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740
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ORD SHS
G5258J109
588
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2
28634
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ORD SHS
G5258J109
292
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482738101
469
36000
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36000
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COM
482738101
3968
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DFND
2
304500
0
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COM
482738101
4997
383500
SH
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COM NEW
50540R409
3662
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SH
DFND
1
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0
0
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COM NEW
50540R409
648
6325
SH
SOLE
6325
0
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CL A
505743104
648
35834
SH
DFND
1
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0
0
LADDER CAP CORP
CL A
505743104
516
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SH
DFND
2
28577
0
0
LADDER CAP CORP
CL A
505743104
497
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SH
SOLE
27493
0
0
LEIDOS HLDGS INC
COM
525327102
958
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SH
DFND
1
24999
0
0
LEIDOS HLDGS INC
COM
525327102
335
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SH
SOLE
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0
0
LEMAITRE VASCULAR INC
COM
525558201
455
55000
SH
SOLE
55000
0
0
LIBBEY INC
COM
529898108
1891
71000
SH
DFND
1
71000
0
0
LIBBEY INC
COM
529898108
773
29000
SH
SOLE
29000
0
0
LIFE TIME FITNESS INC
COM
53217R207
244
5000
SH
DFND
2
5000
0
0
LIFE TIME FITNESS INC
COM
53217R207
134
2750
SH
SOLE
2750
0
0
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SHS CL B
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99
10176
SH
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1
10176
0
0
LUMENIS LTD
SHS CL B
M6778Q121
82
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SH
DFND
2
8454
0
0
LUMENIS LTD
SHS CL B
M6778Q121
39
4023
SH
SOLE
4023
0
0
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COM
577675101
872
57530
SH
DFND
1
57530
0
0
MAVENIR SYS INC
COM
577675101
909
60000
SH
DFND
2
60000
0
0
MAVENIR SYS INC
COM
577675101
851
56170
SH
SOLE
56170
0
0
MAXLINEAR INC
CL A
57776J100
540
53625
SH
DFND
1
53625
0
0
MAXLINEAR INC
CL A
57776J100
215
21375
SH
SOLE
21375
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
392
11250
SH
SOLE
11250
0
0
MKS INSTRUMENT INC
COM
55306N104
1562
50000
SH
DFND
1
50000
0
0
MKS INSTRUMENT INC
COM
55306N104
2109
67500
SH
DFND
2
67500
0
0
MKS INSTRUMENT INC
COM
55306N104
3096
99100
SH
SOLE
99100
0
0
MONSANTO CO NEW
COM
61166W101
3642
29200
SH
DFND
1
29200
0
0
MONSANTO CO NEW
COM
61166W101
1347
10800
SH
SOLE
10800
0
0
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COM
62541B101
588
53250
SH
DFND
1
53250
0
0
MULTI FINELINE ELECTRONIX IN
COM
62541B101
240
21750
SH
SOLE
21750
0
0
NATUS MEDICAL INC DEL
COM
639050103
251
10000
SH
DFND
2
10000
0
0
NEOPHOTONICS CORP
COM
64051T100
338
81300
SH
SOLE
81300
0
0
NEWPORT CORP
COM
651824104
3700
200000
SH
DFND
1
200000
0
0
NEWPORT CORP
COM
651824104
1850
100000
SH
DFND
2
100000
0
0
NEWPORT CORP
COM
651824104
1064
57500
SH
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57500
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NOVA MEASURING INSTRUMENTS L
COM
M7516K103
2777
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SH
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COM
M7516K103
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SH
DFND
2
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NOVA MEASURING INSTRUMENTS L
COM
M7516K103
2941
244900
SH
SOLE
244900
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1775
35500
SH
DFND
1
35500
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1000
20000
SH
DFND
2
20000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
725
14500
SH
SOLE
14500
0
0
OIL DRI CORP AMER
COM
677864100
734
24000
SH
SOLE
24000
0
0
OMNICELL INC
COM
68213N109
373
13000
SH
SOLE
13000
0
0
ORBOTECH LTD
ORD
M75253100
1518
100000
SH
DFND
1
100000
0
0
ORBOTECH LTD
ORD
M75253100
683
45000
SH
SOLE
45000
0
0
PANERA BREAD CO
CL A
69840W108
554
3700
SH
SOLE
3700
0
0
PDF SOLUTIONS INC
COM
693282105
1081
50950
SH
DFND
1
50950
0
0
PDF SOLUTIONS INC
COM
693282105
3714
175000
SH
DFND
2
175000
0
0
PDF SOLUTIONS INC
COM
693282105
6038
284550
SH
SOLE
284550
0
0
PEREGRINE SEMICONDUCTOR CORP
COM
71366R703
620
90450
SH
DFND
1
90450
0
0
PEREGRINE SEMICONDUCTOR CORP
COM
71366R703
288
41950
SH
SOLE
41950
0
0
PHOTRONICS INC
COM
719405102
564
65625
SH
DFND
1
65625
0
0
PHOTRONICS INC
COM
719405102
766
89125
SH
SOLE
89125
0
0
PRECISION CASTPARTS CORP
COM
740189105
10096
40000
SH
DFND
1
40000
0
0
PRECISION CASTPARTS CORP
COM
740189105
5048
20000
SH
SOLE
20000
0
0
Q2 HLDGS INC
COM
74736L109
285
20000
SH
DFND
1
20000
0
0
Q2 HLDGS INC
COM
74736L109
285
20000
SH
DFND
2
20000
0
0
Q2 HLDGS INC
COM
74736L109
292
20500
SH
SOLE
20500
0
0
QUALCOMM INC
COM
747525103
396
5000
SH
DFND
2
5000
0
0
QUINSTREET INC
COM
74874Q100
2122
385115
SH
DFND
1
385115
0
0
QUINSTREET INC
COM
74874Q100
312
56558
SH
DFND
2
56558
0
0
QUINSTREET INC
COM
74874Q100
775
140685
SH
SOLE
140685
0
0
REIS INC
COM
75936P105
3061
145200
SH
SOLE
145200
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
413
20000
SH
SOLE
20000
0
0
RUCKUS WIRELESS INC
COM
781220108
1489
125000
SH
SOLE
125000
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
642
65000
SH
SOLE
65000
0
0
SCHLUMBERGER LTD
COM
806857108
1474
12500
SH
DFND
2
12500
0
0
SOUTHWEST AIRLS CO
COM
844741108
381
14200
SH
DFND
1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
156
5800
SH
SOLE
5800
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
5749
227500
SH
DFND
1
227500
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
5686
225000
SH
DFND
2
225000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
6520
258000
SH
SOLE
258000
0
0
SYPRIS SOLUTIONS INC
COM
871655106
1234
221125
SH
DFND
1
221125
0
0
SYPRIS SOLUTIONS INC
COM
871655106
1046
187500
SH
DFND
2
187500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
859
153875
SH
SOLE
153875
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
1835
83100
SH
DFND
1
83100
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11800
100000
SH
DFND
1
100000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11800
100000
SH
DFND
2
100000
0
0
THESTREET INC
COM
88368Q103
1410
585000
SH
SOLE
585000
0
0
TIFFANY & CO NEW
COM
886547108
1424
14200
SH
DFND
1
14200
0
0
TIFFANY & CO NEW
COM
886547108
251
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
581
5800
SH
SOLE
5800
0
0
TREE COM INC
COM
894675107
729
25000
SH
SOLE
25000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
617
75300
SH
DFND
1
75300
0
0
TTM TECHNOLOGIES INC
COM
87305R109
1318
160700
SH
SOLE
160700
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
352
10000
SH
DFND
2
10000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
35
1000
SH
SOLE
1000
0
0
UNITED CONTL HLDGS INC
COM
910047109
2875
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
205
5000
SH
DFND
2
5000
0
0
UNITED CONTL HLDGS INC
COM
910047109
1232
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
2827
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1663
20000
SH
DFND
2
20000
0
0
VARIAN MED SYS INC
COM
92220P105
1330
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
5796
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
5738
99000
SH
DFND
2
99000
0
0
VIASAT INC
COM
92552V100
4231
73000
SH
SOLE
73000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
775
50000
SH
DFND
1
50000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1162
75000
SH
DFND
2
75000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
310
20000
SH
SOLE
20000
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
165
10000
SH
SOLE
10000
0
0
WAGEWORKS INC
COM
930427109
1133
23500
SH
DFND
2
23500
0
0
WAGEWORKS INC
COM
930427109
1350
28000
SH
SOLE
28000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
298
25000
SH
DFND
2
25000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1533
128500
SH
SOLE
128500
0
0
WPX ENERGY INC
COM
98212B103
1810
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
526
22000
SH
DFND
2
22000
0
0
WPX ENERGY INC
COM
98212B103
1743
72900
SH
SOLE
72900
0
0
XCERRA CORP
COM
98400J108
455
50000
SH
DFND
1
50000
0
0
XCERRA CORP
COM
98400J108
334
36666
SH
SOLE
36666
0
0
XOOM CORP
COM
98419Q101
264
10000
SH
DFND
2
10000
0
0
XOOM CORP
COM
98419Q101
237
9000
SH
SOLE
9000
0
0
YUME INC
COM
98872B104
148
25000
SH
DFND
2
25000
0
0
YUME INC
COM
98872B104
236
40000
SH
SOLE
40000
0
0