0000919574-14-003281.txt : 20140515
0000919574-14-003281.hdr.sgml : 20140515
20140515114351
ACCESSION NUMBER: 0000919574-14-003281
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 14844962
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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0001167212
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03-31-2014
03-31-2014
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
05-15-2014
2
232
473133
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
infotable.xml
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1274
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293
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278
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843
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691
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COM
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ORD
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ORD
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693
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5055
20000
SH
SOLE
20000
0
0
QUALCOMM INC
COM
747525103
394
5000
SH
DFND
2
5000
0
0
QUINSTREET INC
COM
74874Q100
376
56558
SH
DFND
2
56558
0
0
QUINSTREET INC
COM
74874Q100
2557
385115
SH
DFND
1
385115
0
0
QUINSTREET INC
COM
74874Q100
934
140685
SH
SOLE
140685
0
0
REIS INC
COM
75936P105
2484
137607
SH
SOLE
137607
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
394
20000
SH
SOLE
20000
0
0
RUCKUS WIRELESS INC
COM
781220108
1216
100000
SH
SOLE
100000
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
742
65000
SH
SOLE
65000
0
0
SCHLUMBERGER LTD
COM
806857108
1219
12500
SH
DFND
2
12500
0
0
SOUTHWEST AIRLS CO
COM
844741108
335
14200
SH
DFND
1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
137
5800
SH
SOLE
5800
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
3908
225000
SH
DFND
2
225000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
3952
227500
SH
DFND
1
227500
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
4377
252000
SH
SOLE
252000
0
0
SUPERTEX INC
COM
868532102
160
4850
SH
DFND
2
4850
0
0
SUPERTEX INC
COM
868532102
1029
31200
SH
DFND
1
31200
0
0
SUPERTEX INC
COM
868532102
989
30000
SH
SOLE
30000
0
0
SYPRIS SOLUTIONS INC
COM
871655106
623
225000
SH
DFND
2
225000
0
0
SYPRIS SOLUTIONS INC
COM
871655106
755
272500
SH
DFND
1
272500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
492
177500
SH
SOLE
177500
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
1964
83100
SH
DFND
1
83100
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
236
10000
SH
SOLE
10000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
13707
114000
SH
DFND
2
114000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
12024
100000
SH
DFND
1
100000
0
0
THESTREET INC
COM
88368Q103
1310
500000
SH
SOLE
500000
0
0
TIFFANY & CO NEW
COM
886547108
215
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
1223
14200
SH
DFND
1
14200
0
0
TIFFANY & CO NEW
COM
886547108
500
5800
SH
SOLE
5800
0
0
TREE COM INC
COM
894675107
310
10000
SH
SOLE
10000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
636
75300
SH
DFND
1
75300
0
0
TTM TECHNOLOGIES INC
COM
87305R109
1949
230700
SH
SOLE
230700
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
320
10000
SH
DFND
2
10000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
32
1000
SH
SOLE
1000
0
0
UNITED CONTL HLDGS INC
COM
910047109
3124
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
1339
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
1680
20000
SH
DFND
2
20000
0
0
VARIAN MED SYS INC
COM
92220P105
2856
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1344
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
6835
99000
SH
DFND
2
99000
0
0
VIASAT INC
COM
92552V100
6904
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
5040
73000
SH
SOLE
73000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
1116
75000
SH
DFND
2
75000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
744
50000
SH
DFND
1
50000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
298
20000
SH
SOLE
20000
0
0
WAGEWORKS INC
COM
930427109
1319
23500
SH
DFND
2
23500
0
0
WAGEWORKS INC
COM
930427109
1571
28000
SH
SOLE
28000
0
0
WALTER ENERGY INC
COM
93317Q105
83
11000
SH
DFND
2
11000
0
0
WALTER ENERGY INC
COM
93317Q105
151
20000
SH
SOLE
20000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1516
52500
SH
SOLE
52500
0
0
WPX ENERGY INC
COM
98212B103
397
22000
SH
DFND
2
22000
0
0
WPX ENERGY INC
COM
98212B103
1365
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
1314
72900
SH
SOLE
72900
0
0
XOOM CORP
COM
98419Q101
146
7500
SH
DFND
2
7500
0
0
XOOM CORP
COM
98419Q101
137
7000
SH
SOLE
7000
0
0
YUME INC
COM
98872B104
183
25000
SH
DFND
2
25000
0
0
YUME INC
COM
98872B104
292
40000
SH
SOLE
40000
0
0
ZYGO CORP
COM
989855101
2436
160400
SH
DFND
2
160400
0
0
ZYGO CORP
COM
989855101
3894
256339
SH
SOLE
256339
0
0