0000919574-13-006385.txt : 20131114
0000919574-13-006385.hdr.sgml : 20131114
20131114091000
ACCESSION NUMBER: 0000919574-13-006385
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 131217014
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
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0001167212
XXXXXXXX
09-30-2013
09-30-2013
false
NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
Y
On September 27, 2013, SAIC, Inc. (CUSIP # 78390X101) changed its name to Leidos Holdings, Inc. Shares of Leidos Holdings, Inc. began "regular way" trading on the NYSE September 30, 2013. The Institutional Manager has reported its holdings of Leidos Holdings, Inc (CUSIP # 525327102).
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
11-14-2013
2
210
447182
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
infotable.xml
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184496107
293
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184496107
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2
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COM
205638109
794
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G2554F113
533
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CL A
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184
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COM
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COM NEW
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COM NEW
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ENTEGRIS INC
COM
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1
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ENTEGRIS INC
COM
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2
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ENTEGRIS INC
COM
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COM
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COM
29384R105
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0
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COM
29384R105
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COM NEW
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689
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0
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COM
30219G108
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185000
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1
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EXPRESS SCRIPTS HLDG CO
COM
30219G108
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187500
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DFND
2
187500
0
0
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COM
30219G108
6211
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SH
SOLE
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COM
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COM
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COM
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COM
317485100
4303
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COM
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COM
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COM
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COM
351793104
559
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COM
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1168
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SH
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2892
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2
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COM
375558103
5595
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COM
406216101
241
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COM
406216101
361
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COM
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COM
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349
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SH
DFND
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HUTCHINSON TECHNOLOGY INC
COM
448407106
209
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COM
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1444
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COM
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101
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COM
44980X109
282
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5000
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COM
466313103
5132
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COM
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4977
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482738101
1039
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482738101
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627
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LEIDOS HOLDINGS INC
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398
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387
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690
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340
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MAKO SURGICAL CORP
COM
560879108
738
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25000
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445
53625
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DFND
1
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CL A
57776J100
840
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55306N104
1330
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1
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COM
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55306N104
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781
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781
10000
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NATUS MEDICAL INC DEL
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142
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284
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20000
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NEOPHOTONICS CORP
COM
64051T100
591
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NEWPORT CORP
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651824104
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1
200000
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1485
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2
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2
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COM
M7516K103
2218
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NXSTAGE MEDICAL INC
COM
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UNIT 99/99/9999
674001201
1858
35500
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DFND
1
35500
0
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OAKTREE CAP GROUP LLC
UNIT 99/99/9999
674001201
1047
20000
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DFND
2
20000
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OAKTREE CAP GROUP LLC
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674001201
759
14500
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OIL DRI CORP AMER
COM
677864100
506
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SH
SOLE
15000
0
0
OMNICELL INC
COM
68213N109
308
13000
SH
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13000
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ORD
M75253100
1199
100000
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DFND
1
100000
0
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ORD
M75253100
540
45000
SH
SOLE
45000
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PANERA BREAD CO
CL A
69840W108
357
2250
SH
SOLE
2250
0
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PDF SOLUTIONS INC
COM
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1157
54500
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DFND
1
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PDF SOLUTIONS INC
COM
693282105
3821
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DFND
2
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0
0
PDF SOLUTIONS INC
COM
693282105
7441
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PHOTRONICS INC
COM
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515
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719405102
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COM
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9090
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40000
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PRECISION CASTPARTS CORP
COM
740189105
4545
20000
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20000
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0
QUALCOMM INC
COM
747525103
337
5000
SH
DFND
2
5000
0
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QUINSTREET INC
COM
74874Q100
3685
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SH
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1
390393
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QUINSTREET INC
COM
74874Q100
873
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SH
DFND
2
92500
0
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QUINSTREET INC
COM
74874Q100
2928
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SH
SOLE
310167
0
0
REIS INC
COM
75936P105
1849
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SH
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114500
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
570
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50000
0
0
SCHLUMBERGER LTD
COM
806857108
1105
12500
SH
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2
12500
0
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SOLTA MED INC
COM
83438K103
725
350000
SH
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350000
0
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SOUTHWEST AIRLS CO
COM
844741108
207
14200
SH
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1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
84
5800
SH
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5800
0
0
SUPER MICRO COMPUTER INC
COM
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3080
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SH
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1
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0
SUPER MICRO COMPUTER INC
COM
86800U104
3588
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SH
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2
265000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
5619
415000
SH
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415000
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
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80000
SH
SOLE
80000
0
0
SUPERTEX INC
COM
868532102
791
31200
SH
DFND
1
31200
0
0
SUPERTEX INC
COM
868532102
337
13300
SH
SOLE
13300
0
0
SYPRIS SOLUTIONS INC
COM
871655106
850
272500
SH
DFND
1
272500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
702
225000
SH
DFND
2
225000
0
0
SYPRIS SOLUTIONS INC
COM
871655106
554
177500
SH
SOLE
177500
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
1607
83100
SH
DFND
1
83100
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
193
10000
SH
SOLE
10000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9215
100000
SH
DFND
1
100000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
10505
114000
SH
DFND
2
114000
0
0
TIFFANY & CO NEW
COM
886547108
544
7100
SH
DFND
1
7100
0
0
TIFFANY & CO NEW
COM
886547108
192
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
222
2900
SH
SOLE
2900
0
0
TREE COM INC
COM
894675107
394
15000
SH
SOLE
15000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
277
28400
SH
DFND
1
28400
0
0
TTM TECHNOLOGIES INC
COM
87305R109
2057
211154
SH
SOLE
211154
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
135
19500
SH
DFND
2
19500
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
1724
249500
SH
SOLE
249500
0
0
UNITED CONTL HLDGS INC
COM
910047109
2150
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
921
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
2541
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1495
20000
SH
DFND
2
20000
0
0
VARIAN MED SYS INC
COM
92220P105
1196
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
6364
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
6300
99000
SH
DFND
2
99000
0
0
VIASAT INC
COM
92552V100
4646
73000
SH
SOLE
73000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
645
50000
SH
DFND
1
50000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
967
75000
SH
DFND
2
75000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
258
20000
SH
SOLE
20000
0
0
VOLTERRA SEMICONDUCTOR CORP
COM
928708106
805
35000
SH
SOLE
35000
0
0
WAGEWORKS INC
COM
930427109
1236
24500
SH
DFND
2
24500
0
0
WAGEWORKS INC
COM
930427109
2068
41000
SH
SOLE
41000
0
0
WALTER ENERGY INC
COM
93317Q105
309
22000
SH
DFND
2
22000
0
0
WALTER ENERGY INC
COM
93317Q105
561
40000
SH
SOLE
40000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
407
40000
SH
SOLE
40000
0
0
WPX ENERGY INC
COM
98212B103
1458
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
289
15000
SH
DFND
2
15000
0
0
WPX ENERGY INC
COM
98212B103
1269
65900
SH
SOLE
65900
0
0
YUME INC
COM
98872B104
88
8335
SH
DFND
2
8335
0
0
YUME INC
COM
98872B104
583
55000
SH
SOLE
55000
0
0