0000919574-12-003099.txt : 20120509 0000919574-12-003099.hdr.sgml : 20120509 20120509113423 ACCESSION NUMBER: 0000919574-12-003099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 EFFECTIVENESS DATE: 20120509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 12824427 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1288047_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York May 9, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None ---------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 290 Form 13F Information Table Value Total: $484,260 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name -------------------- ----- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund 3. 028-14744 Needham Aggressive Growth Fund 4. 028-14743 Needham Small Cap Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------- ------ -------- -------- --------- ----------- --------- ----- ------- ----- ACTUATE CORP COM 00508B102 942 150,000 SH DEFINED 2 150,000 0 0 ACTUATE CORP COM 00508B102 1,303 207,500 SH DEFINED 3 207,500 0 0 ADVANCED PHOTONIX INC CL A 00754E107 222 333,333 SH SOLE NONE 333,333 0 0 AEROPOSTALE COM 007865108 218 10,100 SH DEFINED 2 10,100 0 0 AEROPOSTALE COM 007865108 1,124 52,000 SH DEFINED 3 52,000 0 0 AEROPOSTALE COM 007865108 2,551 118,000 SH DEFINED 4 118,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,844 77,500 SH DEFINED 2 77,500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 8,625 235,000 SH DEFINED 3 235,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,954 53,250 SH DEFINED 1 53,250 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 798 21,750 SH SOLE NONE 21,750 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 388 171,000 SH DEFINED 1 171,000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 66 29,000 SH SOLE NONE 29,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,162 70,000 SH DEFINED 2 70,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 664 40,000 SH DEFINED 3 40,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,660 100,000 SH DEFINED 4 100,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4,298 250,000 SH DEFINED 4 250,000 0 0 ANAREN INC COM 032744104 1,009 55,000 SH DEFINED 2 55,000 0 0 ANAREN INC COM 032744104 1,680 91,550 SH DEFINED 3 91,550 0 0 ANAREN INC COM 032744104 2,202 120,000 SH DEFINED 4 120,000 0 0 ANAREN INC COM 032744104 2,486 135,500 SH DEFINED 1 135,500 0 0 ANAREN INC COM 032744104 908 49,500 SH SOLE NONE 49,500 0 0 APPLE INC COM 037833100 3,148 5,250 SH DEFINED 3 5,250 0 0 ARUBA NETWORKS INC COM 043176106 1,114 50,000 SH DEFINED 4 50,000 0 0 ATMI INC COM 00207R101 960 41,200 SH DEFINED 3 41,200 0 0 AVG TECHNOLOGIES N V SHS N07831105 2,093 140,000 SH DEFINED 2 140,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 1,495 100,000 SH DEFINED 3 100,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 1,645 110,000 SH DEFINED 4 110,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 1,717 114,869 SH DEFINED 1 114,869 0 0 AVG TECHNOLOGIES N V SHS N07831105 724 48,425 SH SOLE NONE 48,425 0 0 BECTON DICKINSON & CO COM 075887109 3,572 46,000 SH DEFINED 2 46,000 0 0 BECTON DICKINSON & CO COM 075887109 621 8,000 SH DEFINED 3 8,000 0 0 BOEING CO COM 097023105 5,299 71,250 SH DEFINED 1 71,250 0 0 BOEING CO COM 097023105 2,138 28,750 SH SOLE NONE 28,750 0 0 BOTTOMLINE TECH DEL INC COM 101388106 902 32,280 SH DEFINED 3 32,280 0 0 BOTTOMLINE TECH DEL INC COM 101388106 1,369 49,000 SH SOLE NONE 49,000 0 0 BRIGHTCOVE INC COM 10921T101 625 25,220 SH DEFINED 2 25,220 0 0 BRIGHTCOVE INC COM 10921T101 466 18,774 SH DEFINED 3 18,774 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 863 150,000 SH DEFINED 2 150,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,725 300,000 SH DEFINED 4 300,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 987 171,600 SH DEFINED 1 171,600 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 368 63,975 SH SOLE NONE 63,975 0 0 BROOKS AUTOMATION INC COM 114340102 4,470 362,500 SH DEFINED 2 362,500 0 0 BROOKS AUTOMATION INC COM 114340102 493 40,000 SH DEFINED 3 40,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,048 85,000 SH DEFINED 4 85,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,931 156,610 SH DEFINED 1 156,610 0 0 BROOKS AUTOMATION INC COM 114340102 995 80,710 SH SOLE NONE 80,710 0 0 CARMAX INC COM 143130102 5,804 167,500 SH DEFINED 2 167,500 0 0 CARMAX INC COM 143130102 780 22,500 SH DEFINED 3 22,500 0 0 CE FRANKLIN LTD COM 125151100 1,452 150,000 SH DEFINED 4 150,000 0 0 COMCAST CORP NEW CL A 20030N101 1,801 60,000 SH DEFINED 2 60,000 0 0 COMCAST CORP NEW CL A 20030N101 3,001 100,000 SH DEFINED 1 100,000 0 0 CONMED CORP COM 207410101 1,494 50,000 SH DEFINED 2 50,000 0 0 CONMED CORP COM 207410101 1,568 52,500 SH SOLE NONE 52,500 0 0 CORNING INC COM 219350105 616 43,750 SH DEFINED 2 43,750 0 0 CORNING INC COM 219350105 1,295 92,000 SH DEFINED 3 92,000 0 0 CORNING INC COM 219350105 189 13,400 SH DEFINED 1 13,400 0 0 CORNING INC COM 219350105 77 5,500 SH SOLE NONE 5,500 0 0 COSTAR GROUP INC COM 22160N109 173 2,500 SH DEFINED 2 2,500 0 0 COSTAR GROUP INC COM 22160N109 173 2,500 SH DEFINED 3 2,500 0 0 COVIDIEN PLC SHS G2554F113 1,640 30,000 SH DEFINED 2 30,000 0 0 COVIDIEN PLC SHS G2554F113 1,347 24,625 SH DEFINED 1 24,625 0 0 COVIDIEN PLC SHS G2554F113 478 8,750 SH SOLE NONE 8,750 0 0 CRAWFORD & CO CL A 224633206 371 95,000 SH DEFINED 3 95,000 0 0 CRAWFORD & CO CL A 224633206 613 157,200 SH DEFINED 1 157,200 0 0 CRAWFORD & CO CL A 224633206 251 64,255 SH SOLE NONE 64,255 0 0 DEXCOM INC COM 252131107 1,695 162,500 SH DEFINED 4 162,500 0 0 DICKS SPORTING GOODS INC COM 253393102 2,644 55,000 SH DEFINED 2 55,000 0 0 DICKS SPORTING GOODS INC COM 253393102 865 18,000 SH DEFINED 3 18,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,874 191,500 SH DEFINED 2 191,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 751 50,000 SH DEFINED 3 50,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 751 50,000 SH DEFINED 4 50,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,327 155,000 SH DEFINED 1 155,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 1,388 92,500 SH SOLE NONE 92,500 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,433 86,250 SH DEFINED 2 86,250 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,163 70,000 SH DEFINED 3 70,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,828 110,000 SH DEFINED 1 110,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 665 40,000 SH SOLE NONE 40,000 0 0 EMULEX CORP COM NEW 292475209 2,685 258,700 SH DEFINED 2 258,700 0 0 EMULEX CORP COM NEW 292475209 3,768 363,000 SH DEFINED 3 363,000 0 0 EMULEX CORP COM NEW 292475209 6,833 658,300 SH DEFINED 4 658,300 0 0 EMULEX CORP COM NEW 292475209 1,088 104,800 SH DEFINED 1 104,800 0 0 EMULEX CORP COM NEW 292475209 417 40,200 SH SOLE NONE 40,200 0 0 ENTEGRIS INC COM 29362U104 1,961 210,000 SH DEFINED 2 210,000 0 0 ENTEGRIS INC COM 29362U104 1,728 185,000 SH DEFINED 3 185,000 0 0 ENTEGRIS INC COM 29362U104 2,148 230,000 SH DEFINED 1 230,000 0 0 ENTEGRIS INC COM 29362U104 887 95,000 SH SOLE NONE 95,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 4,110 705,000 SH DEFINED 2 705,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 5,028 862,500 SH DEFINED 3 862,500 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 3,249 557,300 SH DEFINED 4 557,300 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 1,504 258,000 SH DEFINED 1 258,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 548 94,000 SH SOLE NONE 94,000 0 0 EQUINIX INC COM NEW 29444U502 1,102 7,000 SH DEFINED 3 7,000 0 0 EXPRESS SCRIPTS INC COM 302182100 12,191 225,000 SH DEFINED 2 225,000 0 0 EXPRESS SCRIPTS INC COM 302182100 975 18,000 SH DEFINED 3 18,000 0 0 EXPRESS SCRIPTS INC COM 302182100 1,896 35,000 SH DEFINED 4 35,000 0 0 EXPRESS SCRIPTS INC COM 302182100 10,565 195,000 SH DEFINED 1 195,000 0 0 EXPRESS SCRIPTS INC COM 302182100 2,980 55,000 SH SOLE NONE 55,000 0 0 EXTREME NETWORKS INC COM 30226D106 345 90,000 SH DEFINED 3 90,000 0 0 EXTREME NETWORKS INC COM 30226D106 575 150,000 SH DEFINED 4 150,000 0 0 FEI CO COM 30241L109 1,473 30,000 SH DEFINED 3 30,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,236 100,000 SH DEFINED 2 100,000 0 0 FINANCIAL ENGINES INC COM 317485100 1,789 80,000 SH DEFINED 3 80,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,460 110,000 SH DEFINED 4 110,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,314 103,500 SH DEFINED 1 103,500 0 0 FINANCIAL ENGINES INC COM 317485100 836 37,400 SH SOLE NIM 37,400 0 0 FINISAR CORP COM NEW 31787A507 2,267 112,500 SH DEFINED 2 112,500 0 0 FINISAR CORP COM NEW 31787A507 3,023 150,000 SH DEFINED 3 150,000 0 0 FORMFACTOR INC COM 346375108 1,875 335,950 SH DEFINED 2 335,950 0 0 FORMFACTOR INC COM 346375108 2,202 394,650 SH DEFINED 3 394,650 0 0 FORMFACTOR INC COM 346375108 2,223 398,475 SH DEFINED 4 398,475 0 0 FORMFACTOR INC COM 346375108 1,475 264,250 SH DEFINED 1 264,250 0 0 FORMFACTOR INC COM 346375108 560 100,350 SH SOLE NONE 100,350 0 0 FREQUENCY ELECTRS INC COM 358010106 827 100,000 SH SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 325 25,000 SH DEFINED 1 25,000 0 0 FXCM INC COM CL A 302693106 195 15,000 SH SOLE NONE 15,000 0 0 GILEAD SCIENCES INC COM 375558103 3,420 70,000 SH DEFINED 2 70,000 0 0 GILEAD SCIENCES INC COM 375558103 2,443 50,000 SH DEFINED 3 50,000 0 0 GILEAD SCIENCES INC COM 375558103 1,124 23,000 SH DEFINED 1 23,000 0 0 GILEAD SCIENCES INC COM 375558103 342 7,000 SH SOLE NONE 7,000 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 4,193 254,556 SH DEFINED 1 254,556 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2,040 123,859 SH SOLE NONE 123,859 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 4,022 290,814 SH DEFINED 1 290,814 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,551 112,175 SH SOLE NONE 112,175 0 0 HARRIS CORP DEL COM 413875105 800 17,750 SH DEFINED 1 17,750 0 0 HARRIS CORP DEL COM 413875105 327 7,250 SH SOLE NONE 7,250 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,434 70,000 SH DEFINED 1 70,000 0 0 HESS CORP COM 42809H107 1,356 23,000 SH DEFINED 2 23,000 0 0 HESS CORP COM 42809H107 442 7,500 SH DEFINED 3 7,500 0 0 HESS CORP COM 42809H107 2,948 50,000 SH DEFINED 1 50,000 0 0 HONEYWELL INTL INC COM 438516106 1,221 20,000 SH DEFINED 2 20,000 0 0 HONEYWELL INTL INC COM 438516106 6,105 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 220 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 132 60,000 SH SOLE NONE 60,000 0 0 II VI INC COM 902104108 1,419 60,000 SH DEFINED 2 60,000 0 0 II VI INC COM 902104108 177 7,500 SH DEFINED 3 7,500 0 0 II VI INC COM 902104108 1,123 47,500 SH DEFINED 4 47,500 0 0 IKANOS COMMUNICATIONS COM 45173E105 203 278,300 SH DEFINED 1 278,300 0 0 IKANOS COMMUNICATIONS COM 45173E105 70 95,460 SH SOLE NONE 95,460 0 0 INTERMOLECULAR INC COM 45882D109 267 43,015 SH DEFINED 1 43,015 0 0 INTERMOLECULAR INC COM 45882D109 114 18,353 SH SOLE NONE 18,353 0 0 IPG PHOTONICS CORP COM 44980X109 260 5,000 SH DEFINED 3 5,000 0 0 IROBOT CORP COM 462726100 409 15,000 SH DEFINED 2 15,000 0 0 IROBOT CORP COM 462726100 273 10,000 SH DEFINED 3 10,000 0 0 IROBOT CORP COM 462726100 341 12,500 SH DEFINED 4 12,500 0 0 JABIL CIRCUIT INC COM 466313103 3,768 150,000 SH DEFINED 2 150,000 0 0 JABIL CIRCUIT INC COM 466313103 2,640 105,100 SH DEFINED 3 105,100 0 0 JABIL CIRCUIT INC COM 466313103 5,946 236,700 SH DEFINED 1 236,700 0 0 JABIL CIRCUIT INC COM 466313103 2,344 93,300 SH SOLE NONE 93,300 0 0 KEMET CORP COM NEW 488360207 371 39,666 SH DEFINED 1 39,666 0 0 KVH INDS INC COM 482738101 525 50,000 SH SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,577 50,000 SH DEFINED 1 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 658 7,188 SH SOLE NONE 7,188 0 0 LECROY CORP COM 52324W109 312 30,000 SH DEFINED 3 30,000 0 0 LEMAITRE VASCULAR INC COM 525558201 236 40,000 SH DEFINED 3 40,000 0 0 LIBBEY INC COM 529898108 919 71,000 SH DEFINED 1 71,000 0 0 LIBBEY INC COM 529898108 375 29,000 SH SOLE NONE 29,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 360 50,000 SH DEFINED 1 50,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 192 26,666 SH SOLE NONE 26,666 0 0 MATTSON TECHNOLOGY INC COM 577223100 139 50,000 SH DEFINED 1 50,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 97 35,000 SH SOLE NONE 35,000 0 0 MAXLINEAR INC CL A 57776J100 2,507 450,000 SH DEFINED 4 450,000 0 0 MAXLINEAR INC CL A 57776J100 398 71,500 SH DEFINED 1 71,500 0 0 MAXLINEAR INC CL A 57776J100 159 28,500 SH SOLE NONE 28,500 0 0 MEDASSETS INC COM 584045108 165 12,500 SH DEFINED 3 12,500 0 0 MEDASSETS INC COM 584045108 658 50,000 SH DEFINED 4 50,000 0 0 MEMC ELECTR MATLS INC COM 552715104 722 200,000 SH DEFINED 1 200,000 0 0 MEMC ELECTR MATLS INC COM 552715104 253 70,000 SH SOLE NONE 70,000 0 0 MERCURY COMPUTER SYS COM 589378108 1,483 111,900 SH DEFINED 2 111,900 0 0 MERCURY COMPUTER SYS COM 589378108 2,756 208,000 SH DEFINED 3 208,000 0 0 MERCURY COMPUTER SYS COM 589378108 1,988 150,000 SH DEFINED 4 150,000 0 0 MIPS TECHNOLOGIES INC COM 604567107 1,061 195,000 SH DEFINED 3 195,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,772 60,000 SH DEFINED 2 60,000 0 0 MKS INSTRUMENT INC COM 55306N104 859 29,100 SH DEFINED 3 29,100 0 0 MKS INSTRUMENT INC COM 55306N104 1,477 50,000 SH DEFINED 1 50,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,181 40,000 SH SOLE NONE 40,000 0 0 MONSANTO CO NEW COM 61166W101 2,329 29,200 SH DEFINED 1 29,200 0 0 MONSANTO CO NEW COM 61166W101 861 10,800 SH SOLE NONE 10,800 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,784 65,000 SH DEFINED 3 65,000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 31 29,000 SH DEFINED 1 29,000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 12 11,250 SH SOLE NONE 11,250 0 0 NEWPORT CORP COM 651824104 2,215 125,000 SH DEFINED 2 125,000 0 0 NEWPORT CORP COM 651824104 1,240 70,000 SH DEFINED 3 70,000 0 0 NEWPORT CORP COM 651824104 443 25,000 SH DEFINED 4 25,000 0 0 NEWPORT CORP COM 651824104 3,544 200,000 SH DEFINED 1 200,000 0 0 NEWPORT CORP COM 651824104 1,019 57,500 SH SOLE NONE 57,500 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,036 227,265 SH DEFINED 2 227,265 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,247 139,200 SH DEFINED 3 139,200 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 887 99,035 SH DEFINED 4 99,035 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,072 231,250 SH DEFINED 1 231,250 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,597 178,250 SH SOLE NONE 178,250 0 0 OCLARO INC COM NEW 67555N206 394 100,000 SH DEFINED 3 100,000 0 0 OCLARO INC COM NEW 67555N206 985 250,000 SH DEFINED 4 250,000 0 0 OCLARO INC COM NEW 67555N206 282 71,500 SH DEFINED 1 71,500 0 0 OCLARO INC COM NEW 67555N206 112 28,500 SH SOLE NONE 28,500 0 0 OMNICELL INC COM 68213N109 444 29,200 SH DEFINED 3 29,200 0 0 OMNICELL INC COM 68213N109 2,129 140,000 SH DEFINED 4 140,000 0 0 ORBOTECH LTD ORD M75253100 1,159 100,000 SH DEFINED 1 100,000 0 0 ORBOTECH LTD ORD M75253100 522 45,000 SH SOLE NONE 45,000 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,121 120,000 SH DEFINED 4 120,000 0 0 PDF SOLUTIONS INC COM 693282105 3,288 390,000 SH DEFINED 2 390,000 0 0 PDF SOLUTIONS INC COM 693282105 4,721 560,000 SH DEFINED 3 560,000 0 0 PDF SOLUTIONS INC COM 693282105 1,180 140,000 SH DEFINED 4 140,000 0 0 PDF SOLUTIONS INC COM 693282105 1,686 200,000 SH DEFINED 1 200,000 0 0 PDF SOLUTIONS INC COM 693282105 674 80,000 SH SOLE NONE 80,000 0 0 PHOTRONICS INC COM 719405102 133 20,000 SH DEFINED 3 20,000 0 0 PHOTRONICS INC COM 719405102 333 50,000 SH DEFINED 4 50,000 0 0 PLX TECHNOLOGY INC COM 693417107 523 130,000 SH DEFINED 1 130,000 0 0 PLX TECHNOLOGY INC COM 693417107 211 52,500 SH SOLE NONE 52,500 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 116 56,800 SH DEFINED 1 56,800 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 48 23,200 SH SOLE NONE 23,200 0 0 PRECISION CASTPARTS CORP COM 740189105 951 5,500 SH DEFINED 3 5,500 0 0 PRECISION CASTPARTS CORP COM 740189105 6,916 40,000 SH DEFINED 1 40,000 0 0 PRECISION CASTPARTS CORP COM 740189105 2,594 15,000 SH SOLE NONE 15,000 0 0 QUINSTREET INC COM 74874Q100 1,574 150,000 SH DEFINED 2 150,000 0 0 QUINSTREET INC COM 74874Q100 365 34,800 SH DEFINED 3 34,800 0 0 QUINSTREET INC COM 74874Q100 2,885 275,000 SH DEFINED 4 275,000 0 0 QUINSTREET INC COM 74874Q100 4,095 390,393 SH DEFINED 1 390,393 0 0 QUINSTREET INC COM 74874Q100 1,497 142,667 SH SOLE NONE 142,667 0 0 RADISYS CORP COM 750459109 740 100,000 SH DEFINED 1 100,000 0 0 RADISYS CORP COM 750459109 219 29,572 SH SOLE NONE 29,572 0 0 REIS INC COM 75936P105 900 101,000 SH DEFINED 3 101,000 0 0 RESPONSYS INC COM 761248103 739 61,700 SH DEFINED 2 61,700 0 0 RESPONSYS INC COM 761248103 838 70,000 SH DEFINED 3 70,000 0 0 RESPONSYS INC COM 761248103 827 69,100 SH DEFINED 4 69,100 0 0 RF MICRODEVICES INC COM 749941100 1,444 290,000 SH DEFINED 3 290,000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 2,138 90,000 SH DEFINED 4 90,000 0 0 RIVERBED TECHNOLOGY INC COM 768573107 281 10,000 SH DEFINED 4 10,000 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 661 59,480 SH DEFINED 4 59,480 0 0 SABA SOFTWARE INC COM NEW 784932600 2,992 305,000 SH DEFINED 3 305,000 0 0 SAIC INC COM 78390X101 1,320 100,000 SH DEFINED 1 100,000 0 0 SAIC INC COM 78390X101 462 35,000 SH SOLE NONE 35,000 0 0 SCHLUMBERGER LTD COM 806857108 699 10,000 SH DEFINED 2 10,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 9,163 340,000 SH DEFINED 2 340,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 5,525 205,000 SH DEFINED 3 205,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,369 125,000 SH DEFINED 4 125,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 4,447 165,000 SH DEFINED 1 165,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1,617 60,000 SH SOLE NONE 60,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 596 200,000 SH DEFINED 2 200,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 1,118 375,000 SH DEFINED 3 375,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 362 121,463 SH DEFINED 4 121,463 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 611 205,000 SH DEFINED 1 205,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 253 85,000 SH SOLE NONE 85,000 0 0 STATE STR CORP COM 857477103 3,071 67,500 SH DEFINED 1 67,500 0 0 STEC INC COM 784774101 509 53,900 SH DEFINED 3 53,900 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,962 60,000 SH DEFINED 3 60,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 3,056 175,000 SH DEFINED 2 175,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1,921 110,000 SH DEFINED 3 110,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 3,056 175,000 SH DEFINED 1 175,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1,310 75,000 SH SOLE NONE 75,000 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,443 356,200 SH DEFINED 2 356,200 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,598 394,650 SH DEFINED 1 394,650 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,061 261,950 SH SOLE NONE 261,950 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 173 10,000 SH DEFINED 4 10,000 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,433 83,100 SH DEFINED 1 83,100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6,484 115,000 SH DEFINED 2 115,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5,638 100,000 SH DEFINED 1 100,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,115 161,750 SH DEFINED 2 161,750 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2,316 335,900 SH DEFINED 3 335,900 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2,361 342,350 SH DEFINED 4 342,350 0 0 TTM TECHNOLOGIES INC COM 87305R109 2,705 235,000 SH DEFINED 3 235,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 2,878 250,000 SH DEFINED 4 250,000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 1,383 24,625 SH DEFINED 1 24,625 0 0 TYCO INTERNATIONAL LTD SHS H89128104 702 12,500 SH SOLE NONE 12,500 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 924 122,500 SH DEFINED 2 122,500 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 879 116,550 SH DEFINED 3 116,550 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1,640 217,500 SH DEFINED 4 217,500 0 0 UNITED CONTL HLDGS INC COM 910047109 1,505 70,000 SH DEFINED 1 70,000 0 0 UNITED CONTL HLDGS INC COM 910047109 645 30,000 SH SOLE NONE 30,000 0 0 VARIAN MED SYS INC COM 92220P105 3,793 55,000 SH DEFINED 2 55,000 0 0 VARIAN MED SYS INC COM 92220P105 1,103 16,000 SH DEFINED 3 16,000 0 0 VARIAN MED SYS INC COM 92220P105 5,172 75,000 SH DEFINED 1 75,000 0 0 VARIAN MED SYS INC COM 92220P105 2,414 35,000 SH SOLE NONE 35,000 0 0 VIASAT INC COM 92552V100 5,544 115,000 SH DEFINED 2 115,000 0 0 VIASAT INC COM 92552V100 964 20,000 SH DEFINED 3 20,000 0 0 VIASAT INC COM 92552V100 4,821 100,000 SH DEFINED 1 100,000 0 0 VIASAT INC COM 92552V100 2,411 50,000 SH SOLE NONE 50,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2,189 180,000 SH DEFINED 2 180,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2,128 175,000 SH DEFINED 4 175,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,216 100,000 SH DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 486 40,000 SH SOLE NONE 40,000 0 0 VOLCANO CORPORATION COM 928645100 993 35,000 SH DEFINED 2 35,000 0 0 VOLCANO CORPORATION COM 928645100 993 35,000 SH DEFINED 3 35,000 0 0 VOLCANO CORPORATION COM 928645100 851 30,000 SH DEFINED 4 30,000 0 0 WALTER ENERGY INC COM 93317Q105 148 2,500 SH DEFINED 2 2,500 0 0 WALTER ENERGY INC COM 93317Q105 59 1,000 SH DEFINED 3 1,000 0 0 WALTER ENERGY INC COM 93317Q105 148 2,500 SH DEFINED 4 2,500 0 0 WPX ENERGY INC COM 98212B103 639 35,500 SH DEFINED 1 35,500 0 0 WPX ENERGY INC COM 98212B103 261 14,500 SH SOLE NONE 14,500 0 0 X-RITE INC COM 983857103 542 119,300 SH DEFINED 1 119,300 0 0 X-RITE INC COM 983857103 336 74,000 SH SOLE NONE 74,000 0 0
SK 22312 0001 1288047