0000919574-11-004754.txt : 20110815 0000919574-11-004754.hdr.sgml : 20110815 20110815104223 ACCESSION NUMBER: 0000919574-11-004754 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 111033886 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1216503_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York August 15, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None ---------------------------- ---------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 265 Form 13F Information Table Value Total: $655,616 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name -------------------- ----- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACTUATE CORP COM 00508B102 2,925 500,000 DEFINED 2 500,000 0 0 ACTUATE CORP COM 00508B102 2,603 445,000 SOLE NONE 445,000 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 148 24,400 DEFINED 1 24,400 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 810 133,809 SOLE NONE 133,809 0 0 ADVANCED PHOTONIX INC CL A 00754E107 493 333,333 SOLE NONE 333,333 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 4,563 145,000 DEFINED 2 145,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,676 53,250 DEFINED 1 53,250 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 10,440 331,750 SOLE NONE 331,750 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 577 100,000 DEFINED 1 100,000 0 0 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 1,083 285,000 SOLE NONE 285,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,942 100,000 DEFINED 2 100,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 4,078 210,000 SOLE NONE 210,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2,104 165,000 DEFINED 2 165,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2,869 225,000 SOLE NONE 225,000 0 0 ANADIGICS INC COM 032515108 642 200,000 DEFINED 2 200,000 0 0 ANADIGICS INC COM 032515108 47 14,550 DEFINED 1 14,550 0 0 ANADIGICS INC COM 032515108 911 283,700 SOLE NONE 283,700 0 0 ANAREN INC COM 032744104 341 16,025 DEFINED 2 16,025 0 0 ANAREN INC COM 032744104 2,227 104,800 DEFINED 1 104,800 0 0 ANAREN INC COM 032744104 3,807 179,175 SOLE NONE 179,175 0 0 APPLE INC COM 037833100 1,762 5,250 SOLE NONE 5,250 0 0 ATHENAHEALTH INC COM 04685W103 1,439 35,000 SOLE NONE 35,000 0 0 ATMI INC COM 00207R101 1,491 73,000 DEFINED 1 73,000 0 0 ATMI INC COM 00207R101 2,558 125,200 SOLE NONE 125,200 0 0 BECTON DICKINSON & CO COM 075887109 3,964 46,000 DEFINED 2 46,000 0 0 BECTON DICKINSON & CO COM 075887109 689 8,000 SOLE NONE 8,000 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 941 45,000 SOLE NONE 45,000 0 0 BLUE COAT SYSTEMS INC COM NEW 09534T508 4,591 210,000 SOLE NONE 210,000 0 0 BOEING CO COM 097023105 2,643 35,750 DEFINED 1 35,750 0 0 BOEING CO COM 097023105 1,054 14,250 SOLE NONE 14,250 0 0 BOSTON SCIENTIFIC CORP COM 101137107 898 130,000 DEFINED 1 130,000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 248 35,938 SOLE NONE 35,938 0 0 BOTTOMLINE TECH DEL INC COM 101388106 2,008 81,280 SOLE NONE 81,280 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2,746 425,000 DEFINED 2 425,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,860 288,000 DEFINED 1 288,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 8,799 1,362,000 SOLE NONE 1,362,000 0 0 BROOKS AUTOMATION INC COM 114340102 4,833 445,000 DEFINED 2 445,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,701 156,610 DEFINED 1 156,610 0 0 BROOKS AUTOMATION INC COM 114340102 5,383 495,710 SOLE NONE 495,710 0 0 CALLIDUS SOFTWARE INC COM 13123E500 925 158,150 DEFINED 1 158,150 0 0 CALLIDUS SOFTWARE INC COM 13123E500 972 166,081 SOLE NONE 166,081 0 0 CARMAX INC COM 143130102 5,539 167,500 DEFINED 2 167,500 0 0 CARMAX INC COM 143130102 744 22,500 SOLE NONE 22,500 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888B103 1,675 30,000 SOLE NONE 30,000 0 0 CE FRANKLIN LTD COM 125151100 570 59,300 SOLE NONE 59,300 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1,485 50,000 DEFINED 2 50,000 0 0 COMCAST CORP NEW CL A 20030N101 1,520 60,000 DEFINED 2 60,000 0 0 COMCAST CORP NEW CL A 20030N101 2,534 100,000 DEFINED 1 100,000 0 0 CONMED CORP COM 207410101 2,136 75,000 DEFINED 2 75,000 0 0 CONMED CORP COM 207410101 2,350 82,500 SOLE NONE 82,500 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 187 10,610 SOLE NONE 10,610 0 0 CORNING INC COM 219350105 794 43,750 DEFINED 2 43,750 0 0 CORNING INC COM 219350105 1,180 65,000 SOLE NONE 65,000 0 0 COVIDIEN PLC SHS G2554F113 2,129 40,000 DEFINED 2 40,000 0 0 COVIDIEN PLC SHS G2554F113 1,311 24,625 DEFINED 1 24,625 0 0 COVIDIEN PLC SHS G2554F113 466 8,750 SOLE NONE 8,750 0 0 CRAWFORD & CO CL A 224633206 357 71,000 DEFINED 1 71,000 0 0 CRAWFORD & CO CL A 224633206 624 124,000 SOLE NONE 124,000 0 0 DEXCOM INC COM 252131107 2,753 190,000 SOLE NONE 190,000 0 0 DICKS SPORTING GOODS INC COM 253393102 2,499 65,000 DEFINED 2 65,000 0 0 DICKS SPORTING GOODS INC COM 253393102 692 18,000 SOLE NONE 18,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 4,236 219,500 DEFINED 2 219,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,992 155,000 DEFINED 1 155,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 3,817 197,786 SOLE NONE 197,786 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,485 86,250 DEFINED 2 86,250 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,894 110,000 DEFINED 1 110,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,894 110,000 SOLE NONE 110,000 0 0 EMS TECHNOLOGIES INC COM 26873N108 8,632 261,800 SOLE NONE 261,800 0 0 EMULEX CORP COM NEW 292475209 2,795 325,000 DEFINED 2 325,000 0 0 EMULEX CORP COM NEW 292475209 628 73,000 DEFINED 1 73,000 0 0 EMULEX CORP COM NEW 292475209 9,477 1,102,000 SOLE NONE 1,102,000 0 0 ENTEGRIS INC COM 29362U104 3,036 300,000 DEFINED 2 300,000 0 0 ENTEGRIS INC COM 29362U104 5,060 500,000 DEFINED 1 500,000 0 0 ENTEGRIS INC COM 29362U104 5,617 555,000 SOLE NONE 555,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 7,245 815,000 DEFINED 2 815,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 3,976 447,250 DEFINED 1 447,250 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 18,049 2,030,250 SOLE NONE 2,030,250 0 0 EQUINIX INC COM NEW 29444U502 859 8,500 SOLE NONE 8,500 0 0 EURONET WORLDWIDE INC COM 298736109 1,854 120,300 SOLE NONE 120,300 0 0 EXPRESS SCRIPTS INC COM 302182100 12,146 225,000 DEFINED 2 225,000 0 0 EXPRESS SCRIPTS INC COM 302182100 10,526 195,000 DEFINED 1 195,000 0 0 EXPRESS SCRIPTS INC COM 302182100 3,941 73,000 SOLE NONE 73,000 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 167 10,000 SOLE NONE 10,000 0 0 FEI CO COM 30241L109 2,532 66,300 SOLE NONE 66,300 0 0 FINANCIAL ENGINES INC COM 317485100 2,592 100,000 DEFINED 2 100,000 0 0 FINANCIAL ENGINES INC COM 317485100 2,683 103,500 DEFINED 1 103,500 0 0 FINANCIAL ENGINES INC COM 317485100 5,117 197,400 SOLE NONE 197,400 0 0 FINISAR CORP COM NEW 31787A507 2,028 112,500 DEFINED 2 112,500 0 0 FINISAR CORP COM NEW 31787A507 2,705 150,000 SOLE NONE 150,000 0 0 FORMFACTOR INC COM 346375108 3,866 426,700 DEFINED 2 426,700 0 0 FORMFACTOR INC COM 346375108 2,638 291,200 DEFINED 1 291,200 0 0 FORMFACTOR INC COM 346375108 11,556 1,275,500 SOLE NONE 1,275,500 0 0 FREQUENCY ELECTRS INC COM 358010106 950 100,000 SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 248 25,000 DEFINED 1 25,000 0 0 FXCM INC COM CL A 302693106 149 15,000 SOLE NONE 15,000 0 0 GENTIVA HEALTH SERVICES INC COM 37247A102 1,042 50,000 SOLE NONE 50,000 0 0 GILEAD SCIENCES INC COM 375558103 2,899 70,000 DEFINED 2 70,000 0 0 GILEAD SCIENCES INC COM 375558103 952 23,000 DEFINED 1 23,000 0 0 GILEAD SCIENCES INC COM 375558103 2,360 57,000 SOLE NONE 57,000 0 0 GMX RES INC COM 38011M108 1,113 250,000 SOLE NONE 250,000 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 3,809 238,795 DEFINED 1 238,795 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 3,500 219,415 SOLE NONE 219,415 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 3,288 263,896 DEFINED 1 263,896 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,268 101,796 SOLE NONE 101,796 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,838 70,000 DEFINED 1 70,000 0 0 HONEYWELL INTL INC COM 438516106 1,192 20,000 DEFINED 2 20,000 0 0 HONEYWELL INTL INC COM 438516106 5,959 100,000 DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 227 100,000 DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 136 60,000 SOLE NONE 60,000 0 0 IKANOS COMMUNICATIONS COM 45173E105 342 278,300 DEFINED 1 278,300 0 0 IKANOS COMMUNICATIONS COM 45173E105 117 95,460 SOLE NONE 95,460 0 0 IMMERSION CORP COM 452521107 2,342 274,600 DEFINED 2 274,600 0 0 IMMERSION CORP COM 452521107 1,321 154,900 SOLE NONE 154,900 0 0 INFINERA CORPORATION COM 45667G103 1,486 215,000 SOLE NONE 215,000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 1,058 67,600 DEFINED 1 67,600 0 0 INTERSIL CORP CL A 46069S109 1,157 90,000 SOLE NONE 90,000 0 0 INTERXION HOLDING N.V SHS N47279109 1,136 75,000 DEFINED 2 75,000 0 0 INTERXION HOLDING N.V SHS N47279109 867 57,250 DEFINED 1 57,250 0 0 INTERXION HOLDING N.V SHS N47279109 3,706 244,750 SOLE NONE 244,750 0 0 INTEVAC INC COM 461148108 1,260 123,375 DEFINED 2 123,375 0 0 INTEVAC INC COM 461148108 1,505 147,379 SOLE NONE 147,379 0 0 IPG PHOTONICS CORP COM 44980X109 1,758 24,179 DEFINED 2 24,179 0 0 IPG PHOTONICS CORP COM 44980X109 1,454 20,000 SOLE NONE 20,000 0 0 IRON MTN INC COM 462846106 955 28,000 SOLE NONE 28,000 0 0 ISTA PHARMACEUTICALS INC COM NEW 45031X204 1,414 185,000 SOLE NONE 185,000 0 0 JABIL CIRCUIT INC COM 466313103 3,030 150,000 DEFINED 2 150,000 0 0 JABIL CIRCUIT INC COM 466313103 4,781 236,700 DEFINED 1 236,700 0 0 JABIL CIRCUIT INC COM 466313103 4,360 215,850 SOLE NONE 215,850 0 0 KEMET CORP COM NEW 488360207 567 39,666 DEFINED 1 39,666 0 0 KVH INDS INC COM 482738101 532 50,000 SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,840 50,000 DEFINED 1 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 696 7,188 SOLE NONE 7,188 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 1,871 287,000 DEFINED 2 287,000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 710 108,900 DEFINED 1 108,900 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 2,671 409,600 SOLE NONE 409,600 0 0 LECROY CORP COM 52324W109 361 30,000 SOLE NONE 30,000 0 0 LEMAITRE VASCULAR INC COM 525558201 283 40,000 SOLE NONE 40,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 447 50,000 DEFINED 1 50,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 238 26,666 SOLE NONE 26,666 0 0 MATTSON TECHNOLOGY INC COM 577223100 178 93,750 DEFINED 1 93,750 0 0 MATTSON TECHNOLOGY INC COM 577223100 225 118,300 SOLE NONE 118,300 0 0 MAXLINEAR INC CL A 57776J100 2,598 300,000 SOLE NONE 300,000 0 0 MEDASSETS INC COM 584045108 1,403 105,000 DEFINED 2 105,000 0 0 MEDASSETS INC COM 584045108 4,008 300,000 SOLE NONE 300,000 0 0 MEMC ELECTR MATLS INC COM 552715104 1,450 170,000 DEFINED 2 170,000 0 0 MEMC ELECTR MATLS INC COM 552715104 853 100,000 DEFINED 1 100,000 0 0 MEMC ELECTR MATLS INC COM 552715104 4,734 555,000 SOLE NONE 555,000 0 0 MERCURY COMPUTER SYS COM 589378108 2,286 122,400 DEFINED 2 122,400 0 0 MERCURY COMPUTER SYS COM 589378108 2,772 148,400 DEFINED 1 148,400 0 0 MERCURY COMPUTER SYS COM 589378108 6,643 355,611 SOLE NONE 355,611 0 0 MICROSEMI CORP COM 595137100 410 20,000 SOLE NONE 20,000 0 0 MIPS TECHNOLOGIES INC COM 604567107 1,693 245,000 SOLE NONE 245,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,849 70,000 DEFINED 2 70,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,321 50,000 DEFINED 1 50,000 0 0 MKS INSTRUMENT INC COM 55306N104 2,090 79,100 SOLE NONE 79,100 0 0 MONSANTO CO NEW COM 61166W101 2,118 29,200 DEFINED 1 29,200 0 0 MONSANTO CO NEW COM 61166W101 783 10,800 SOLE NONE 10,800 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 504 22,875 DEFINED 1 22,875 0 0 MOTOROLA MOBILITY HLDGS INC COM 620097105 138 6,250 SOLE NONE 6,250 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,204 26,142 DEFINED 1 26,142 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 329 7,142 SOLE NONE 7,142 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 756 35,000 SOLE NONE 35,000 0 0 NANOMETRICS INC COM 630077105 665 35,000 SOLE NONE 35,000 0 0 NATUS MEDICAL INC DEL COM 639050103 544 35,900 SOLE NONE 35,900 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 757 344,000 DEFINED 1 344,000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 1,639 744,921 SOLE NONE 744,921 0 0 NEWPORT CORP COM 651824104 2,557 140,700 DEFINED 2 140,700 0 0 NEWPORT CORP COM 651824104 3,634 200,000 DEFINED 1 200,000 0 0 NEWPORT CORP COM 651824104 3,394 186,800 SOLE NONE 186,800 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,276 224,865 DEFINED 2 224,865 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,340 231,250 DEFINED 1 231,250 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 4,027 397,885 SOLE NONE 397,885 0 0 NXSTAGE MEDICAL INC COM 67072V103 4,476 215,000 SOLE NONE 215,000 0 0 OCLARO INC COM NEW 67555N206 1,411 210,000 DEFINED 2 210,000 0 0 OCLARO INC COM NEW 67555N206 1,127 167,700 DEFINED 1 167,700 0 0 OCLARO INC COM NEW 67555N206 2,972 442,300 SOLE NONE 442,300 0 0 OMNICARE INC COM 681904108 1,674 52,500 SOLE NONE 52,500 0 0 OMNICELL INC COM 68213N109 3,586 230,000 SOLE NONE 230,000 0 0 ORBOTECH LTD ORD M75253100 1,275 100,000 DEFINED 1 100,000 0 0 ORBOTECH LTD ORD M75253100 574 45,000 SOLE NONE 45,000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 601 51,400 DEFINED 1 51,400 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 300 25,600 SOLE NONE 25,600 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 367 32,500 DEFINED 2 32,500 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 401 35,521 SOLE NONE 35,521 0 0 PDF SOLUTIONS INC COM 693282105 2,324 390,000 DEFINED 2 390,000 0 0 PDF SOLUTIONS INC COM 693282105 1,192 200,000 DEFINED 1 200,000 0 0 PDF SOLUTIONS INC COM 693282105 5,066 850,000 SOLE NONE 850,000 0 0 PLANAR SYS INC COM 726900103 449 157,000 SOLE NONE 157,000 0 0 PLX TECHNOLOGY INC COM 693417107 451 130,000 DEFINED 1 130,000 0 0 PLX TECHNOLOGY INC COM 693417107 182 52,500 SOLE NONE 52,500 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 2,655 900,000 SOLE NONE 900,000 0 0 PRECISION CASTPARTS CORP COM 740189105 6,586 40,000 DEFINED 1 40,000 0 0 PRECISION CASTPARTS CORP COM 740189105 3,375 20,500 SOLE NONE 20,500 0 0 QUINSTREET INC COM 74874Q100 974 75,000 DEFINED 2 75,000 0 0 QUINSTREET INC COM 74874Q100 3,245 250,000 DEFINED 1 250,000 0 0 QUINSTREET INC COM 74874Q100 2,596 200,000 SOLE NONE 200,000 0 0 RADISYS CORP COM 750459109 1,241 170,200 DEFINED 1 170,200 0 0 RADISYS CORP COM 750459109 431 59,144 SOLE NONE 59,144 0 0 RESPONSYS INC COM 761248103 532 30,000 DEFINED 2 30,000 0 0 RESPONSYS INC COM 761248103 79 4,481 DEFINED 1 4,481 0 0 RESPONSYS INC COM 761248103 1,097 61,860 SOLE NONE 61,860 0 0 RF MICRODEVICES INC COM 749941100 2,295 375,000 SOLE NONE 375,000 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 268 25,000 SOLE NONE 25,000 0 0 SABA SOFTWARE INC COM NEW 784932600 3,657 405,000 SOLE NONE 405,000 0 0 SAIC INC COM 78390X101 4,205 250,000 DEFINED 2 250,000 0 0 SAIC INC COM 78390X101 841 50,000 DEFINED 1 50,000 0 0 SAIC INC COM 78390X101 294 17,500 SOLE NONE 17,500 0 0 SCHLUMBERGER LTD COM 806857108 864 10,000 DEFINED 2 10,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 5,252 325,000 DEFINED 2 325,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,232 200,000 DEFINED 1 200,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 9,050 560,000 SOLE NONE 560,000 0 0 SOLTA MED INC COM 83438K103 2,070 750,000 SOLE NONE 750,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 473 195,400 DEFINED 2 195,400 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 484 200,100 DEFINED 1 200,100 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 873 360,913 SOLE NONE 360,913 0 0 SOURCEFIRE INC COM 83616T108 3,121 105,000 DEFINED 2 105,000 0 0 SOURCEFIRE INC COM 83616T108 9,659 325,000 SOLE NONE 325,000 0 0 SOUTHWALL TECHNOLOGIES INC PREFERRED 844909103 8,200 652,335 SOLE NONE 217,445 0 0 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 1,830 145,600 DEFINED 2 145,600 0 0 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 1,006 80,000 DEFINED 1 80,000 0 0 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 20,571 1,636,531 SOLE NONE 1,636,531 0 0 SPS COMM INC COM 78463M107 812 45,667 DEFINED 2 45,667 0 0 SPS COMM INC COM 78463M107 1,643 92,350 SOLE NONE 92,350 0 0 STATE STR CORP COM 857477103 3,044 67,500 DEFINED 1 67,500 0 0 STEC INC COM 784774101 4,181 245,815 DEFINED 2 245,815 0 0 STEC INC COM 784774101 7,436 437,150 SOLE NONE 437,150 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,857 47,500 SOLE NONE 47,500 0 0 SUPER MICRO COMPUTER INC COM 86800U104 4,800 298,350 DEFINED 2 298,350 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,816 175,000 DEFINED 1 175,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 6,570 408,350 SOLE NONE 408,350 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,468 356,200 DEFINED 2 356,200 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,626 394,650 DEFINED 1 394,650 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,079 261,950 SOLE NONE 261,950 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,424 83,100 DEFINED 1 83,100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7,405 115,000 DEFINED 2 115,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6,439 100,000 DEFINED 1 100,000 0 0 THORATEC CORP COM NEW 885175307 1,290 39,300 SOLE NONE 39,300 0 0 TRIMBLE NAVIGATION LTD COM 896239100 694 17,500 SOLE NONE 17,500 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 510 50,000 DEFINED 2 50,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 560 55,000 SOLE NONE 55,000 0 0 TRUE RELIGION APPAREL INC COM 89784N104 1,163 40,000 SOLE NONE 40,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 436 27,200 DEFINED 2 27,200 0 0 TTM TECHNOLOGIES INC COM 87305R109 6,408 400,000 SOLE NONE 400,000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 1,217 24,625 DEFINED 1 24,625 0 0 TYCO INTERNATIONAL LTD SHS H89128104 618 12,500 SOLE NONE 12,500 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1,752 193,000 DEFINED 2 193,000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 458 50,400 NEGP 1 50,400 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 3,870 426,175 SOLE NONE 426,175 0 0 VARIAN MED SYS INC COM 92220P105 3,851 55,000 DEFINED 2 55,000 0 0 VARIAN MED SYS INC COM 92220P105 5,252 75,000 DEFINED 1 75,000 0 0 VARIAN MED SYS INC COM 92220P105 3,571 51,000 SOLE NONE 51,000 0 0 VIASAT INC COM 92552V100 4,976 115,000 DEFINED 2 115,000 0 0 VIASAT INC COM 92552V100 4,327 100,000 NEGP 1 100,000 0 0 VIASAT INC COM 92552V100 3,029 70,000 SOLE NONE 70,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,504 100,000 DEFINED 2 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,504 100,000 DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 602 40,000 SOLE NONE 40,000 0 0 VISHAY PRECISION GROUP INC COM 92835K103 100 5,900 DEFINED 1 5,900 0 0 VISHAY PRECISION GROUP INC COM 92835K103 46 2,754 SOLE NONE 2,754 0 0 VOLCANO CORPORATION COM 928645100 2,906 90,000 DEFINED 2 90,000 0 0 VOLCANO CORPORATION COM 928645100 3,875 120,000 SOLE NONE 120,000 0 0 X-RITE INC COM 983857103 593 119,300 DEFINED 1 119,300 0 0 X-RITE INC COM 983857103 368 74,000 SOLE NONE 74,000 0 0 XYRATEX LTD COM G98268108 1,053 102,600 DEFINED 2 102,600 0 0 XYRATEX LTD COM G98268108 3,257 317,400 SOLE NONE 317,400 0 0
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