-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MKG8mX1FiT0KPGJj6I8Ojv8bkzTIqf48McFIArOhQdcr3+eqJzCsufp4HhjFmLwU n5VTRNuWlcqDVUN/IbcbHw== 0000919574-10-006372.txt : 20101115 0000919574-10-006372.hdr.sgml : 20101115 20101115093055 ACCESSION NUMBER: 0000919574-10-006372 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 101189467 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1142826_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York November 15, 2010 - ------------------------ ------------------------ --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- -------------------------- None None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 256 Form 13F Information Table Value Total: 401,956 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name - -------------------- -------------------------------------- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- A D C TELECOMMUNICATIONS COM NEW 000886309 634 50,000 SOLE NONE SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 1,267 100,000 DEFINED 1 SOLE ACTEL CORP COM 004934105 2,393 150,000 DEFINED 1 SOLE ACTUATE CORP COM 00508B102 3,492 678,146 DEFINED 2 SOLE ACTUATE CORP COM 00508B102 2,274 441,500 SOLE NONE SOLE ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 442 126,025 DEFINED 2 SOLE ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 579 165,000 SOLE NONE SOLE ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 386 110,000 DEFINED 1 SOLE ADVANCED PHOTONIX INC CL A 00754E107 313 333,333 SOLE NONE SOLE ALCATEL-LUCENT SPONSORED ADR 013904305 338 100,000 DEFINED 1 SOLE ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 1,260 275,000 SOLE NONE SOLE ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 831 45,000 SOLE NONE SOLE AMERICAN EAGLE OUTFITTERS NE COM 02553E106 598 40,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 1,279 210,000 DEFINED 2 SOLE ANADIGICS INC COM 032515108 1,358 223,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 225 37,000 DEFINED 1 SOLE ANAREN INC COM 032744104 210 12,500 DEFINED 2 SOLE ANAREN INC COM 032744104 1,427 85,000 SOLE NONE SOLE ANAREN INC COM 032744104 1,679 100,000 DEFINED 1 SOLE APPLE INC COM 037833100 1,064 3,750 SOLE NONE SOLE APPLIED SIGNAL TECHNOLOGY IN COM 038237103 672 27,000 SOLE NONE SOLE ASPEN TECHNOLOGY INC COM 045327103 550 52,999 SOLE NONE SOLE ASPEN TECHNOLOGY INC COM 045327103 1,835 177,000 DEFINED 1 SOLE ATHENAHEALTH INC COM 04685W103 1,601 48,500 SOLE NONE SOLE ATHENAHEALTH INC COM 04685W103 1,205 36,500 DEFINED 1 SOLE ATMI INC COM 00207R101 892 60,000 DEFINED 2 SOLE ATMI INC COM 00207R101 2,036 137,000 SOLE NONE SOLE ATMI INC COM 00207R101 1,085 73,000 DEFINED 1 SOLE ATP OIL & GAS CORP COM 00208J108 358 26,250 SOLE NONE SOLE ATP OIL & GAS CORP COM 00208J108 665 48,750 DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 816 70,000 SOLE NONE SOLE AVIS BUDGET GROUP COM 053774105 1,515 130,000 DEFINED 1 SOLE BECTON DICKINSON & CO COM 075887109 3,483 47,000 DEFINED 2 SOLE BECTON DICKINSON & CO COM 075887109 593 8,000 SOLE NONE SOLE BOSTON SCIENTIFIC CORP COM 101137107 220 35,938 SOLE NONE SOLE BOSTON SCIENTIFIC CORP COM 101137107 1,349 220,000 DEFINED 1 SOLE BOTTOMLINE TECH DEL INC COM 101388106 1,248 81,280 SOLE NONE SOLE BROADSOFT INC COM 11133B409 91 10,543 DEFINED 2 SOLE BROADSOFT INC COM 11133B409 23 2,688 SOLE NONE SOLE BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,019 173,900 DEFINED 2 SOLE BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,463 249,625 SOLE NONE SOLE BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,467 250,425 DEFINED 1 SOLE BROOKS AUTOMATION INC COM 114340102 6,354 946,995 DEFINED 2 SOLE BROOKS AUTOMATION INC COM 114340102 2,855 425,500 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 1,051 156,610 DEFINED 1 SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,302 305,000 SOLE NONE SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,601 375,000 DEFINED 1 SOLE CARMAX INC COM 143130102 5,572 200,000 DEFINED 2 SOLE CARMAX INC COM 143130102 627 22,500 SOLE NONE SOLE CE FRANKLIN LTD COM 125151100 122 18,300 SOLE NONE SOLE CHESAPEAKE ENERGY CORP COM 165167107 1,133 50,000 DEFINED 2 SOLE COGNEX CORP COM 192422103 362 13,500 SOLE NONE SOLE COMCAST CORP NEW CL A 20030N101 1,356 75,000 DEFINED 2 SOLE COMCAST CORP NEW CL A 20030N101 2,170 120,000 DEFINED 1 SOLE COMPELLENT TECHNOLOGIES INC COM 20452A108 2,291 126,000 DEFINED 2 SOLE COMPELLENT TECHNOLOGIES INC COM 20452A108 1,636 90,000 SOLE NONE SOLE COMTECH TELECOMMUNICATIONS C COM NEW 205826209 821 30,000 DEFINED 2 SOLE COMTECH TELECOMMUNICATIONS C COM NEW 205826209 1,231 45,000 SOLE NONE SOLE COMTECH TELECOMMUNICATIONS C COM NEW 205826209 1,368 50,000 DEFINED 1 SOLE CONMED CORP COM 207410101 2,465 110,000 DEFINED 2 SOLE CONMED CORP COM 207410101 2,465 110,000 SOLE NONE SOLE COVIDIEN PLC SHS G2554F105 1,758 43,750 DEFINED 2 SOLE COVIDIEN PLC SHS G2554F105 352 8,750 SOLE NONE SOLE COVIDIEN PLC SHS G2554F105 990 24,625 DEFINED 1 SOLE CYBEROPTICS CORP COM 232517102 136 15,000 SOLE NONE SOLE DDI CORP COM 0.0001 NEW 233162502 327 35,350 SOLE NONE SOLE DDI CORP COM 0.0001 NEW 233162502 340 36,750 DEFINED 1 SOLE DICKS SPORTING GOODS INC COM 253393102 2,243 80,000 DEFINED 2 SOLE DICKS SPORTING GOODS INC COM 253393102 561 20,000 SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 3,800 342,000 DEFINED 2 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 2,083 187,500 SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,889 170,000 DEFINED 1 SOLE ELECTRONICS FOR IMAGING INC COM 286082102 1,934 160,000 DEFINED 2 SOLE ELECTRONICS FOR IMAGING INC COM 286082102 1,632 135,000 SOLE NONE SOLE ELECTRONICS FOR IMAGING INC COM 286082102 1,330 110,000 DEFINED 1 SOLE EMS TECHNOLOGIES INC COM 26873N108 2,325 124,800 DEFINED 2 SOLE EMS TECHNOLOGIES INC COM 26873N108 3,163 169,775 SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 2,690 144,400 DEFINED 1 SOLE EMULEX CORP COM NEW 292475209 1,044 100,000 DEFINED 2 SOLE EMULEX CORP COM NEW 292475209 1,743 167,000 SOLE NONE SOLE EMULEX CORP COM NEW 292475209 762 73,000 DEFINED 1 SOLE ENTEGRIS INC COM 29362U104 1,401 300,000 DEFINED 2 SOLE ENTEGRIS INC COM 29362U104 2,779 595,000 SOLE NONE SOLE ENTEGRIS INC COM 29362U104 2,569 550,000 DEFINED 1 SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 3,454 359,830 DEFINED 2 SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 3,693 384,655 SOLE NONE SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 3,096 322,515 DEFINED 1 SOLE EURONET WORLDWIDE INC COM 298736109 270 15,000 SOLE NONE SOLE EXAR CORP COM 300645108 522 87,224 SOLE NONE SOLE EXAR CORP COM 300645108 970 161,990 DEFINED 1 SOLE EXPRESS SCRIPTS INC COM 302182100 11,201 230,000 DEFINED 2 SOLE EXPRESS SCRIPTS INC COM 302182100 3,799 78,000 SOLE NONE SOLE EXPRESS SCRIPTS INC COM 302182100 9,497 195,000 DEFINED 1 SOLE FAIRCHILD SEMICONDUCTOR INTL COM 303726103 94 10,000 SOLE NONE SOLE FEI CO COM 30241L109 1,272 65,000 SOLE NONE SOLE FINANCIAL ENGINES INC COM 317485100 664 50,000 DEFINED 2 SOLE FINANCIAL ENGINES INC COM 317485100 913 68,750 SOLE NONE SOLE FINANCIAL ENGINES INC COM 317485100 1,079 81,250 DEFINED 1 SOLE FORMFACTOR INC COM 346375108 1,290 150,000 DEFINED 2 SOLE FORMFACTOR INC COM 346375108 2,563 298,000 SOLE NONE SOLE FORMFACTOR INC COM 346375108 1,565 182,000 DEFINED 1 SOLE FREQUENCY ELECTRS INC COM 358010106 841 140,000 SOLE NONE SOLE GEN-PROBE INC NEW COM 36866T103 485 10,000 SOLE NONE SOLE GENTIVA HEALTH SERVICES INC COM 37247A102 219 10,000 SOLE NONE SOLE GILEAD SCIENCES INC COM 375558103 1,781 50,000 DEFINED 2 SOLE GILEAD SCIENCES INC COM 375558103 1,727 48,500 SOLE NONE SOLE GILEAD SCIENCES INC COM 375558103 1,300 36,500 DEFINED 1 SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,486 205,790 SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,706 223,966 DEFINED 1 SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,505 156,980 SOLE NONE SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2,981 310,820 DEFINED 1 SOLE HANSEN MEDICAL INC COM 411307101 416 288,650 DEFINED 2 SOLE HANSEN MEDICAL INC COM 411307101 205 142,350 SOLE NONE SOLE HEALTHSOUTH CORP COM NEW 421924309 480 25,000 SOLE NONE SOLE HEALTHSOUTH CORP COM NEW 421924309 1,344 70,000 DEFINED 1 SOLE HONEYWELL INTL INC COM 438516106 879 20,000 DEFINED 2 SOLE HONEYWELL INTL INC COM 438516106 4,394 100,000 DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 208 60,000 SOLE NONE SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 347 100,000 DEFINED 1 SOLE IKANOS COMMUNICATIONS COM 45173E105 119 100,000 DEFINED 2 SOLE IKANOS COMMUNICATIONS COM 45173E105 345 289,500 SOLE NONE SOLE IKANOS COMMUNICATIONS COM 45173E105 224 188,000 DEFINED 1 SOLE IMMERSION CORP COM 452521107 1,773 300,000 DEFINED 2 SOLE IMMERSION CORP COM 452521107 1,729 292,500 SOLE NONE SOLE IMMERSION CORP COM 452521107 2,172 367,500 DEFINED 1 SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 1,163 67,600 DEFINED 1 SOLE INTEVAC INC COM 461148108 1,235 123,375 DEFINED 2 SOLE INTEVAC INC COM 461148108 1,461 145,950 SOLE NONE SOLE INTEVAC INC COM 461148108 107 10,675 DEFINED 1 SOLE IPG PHOTONICS CORP COM 44980X109 1,690 70,000 DEFINED 2 SOLE IPG PHOTONICS CORP COM 44980X109 885 36,660 SOLE NONE SOLE IRON MTN INC COM 462846106 559 25,000 DEFINED 2 SOLE IRON MTN INC COM 462846106 1,251 56,000 SOLE NONE SOLE ISTA PHARMACEUTICALS INC COM NEW 45031X204 615 150,000 SOLE NONE SOLE JABIL CIRCUIT INC COM 466313103 2,162 150,000 DEFINED 2 SOLE JABIL CIRCUIT INC COM 466313103 1,960 136,000 SOLE NONE SOLE JABIL CIRCUIT INC COM 466313103 2,363 164,000 DEFINED 1 SOLE KEMET CORP COM 488360108 397 119,000 DEFINED 1 SOLE KVH INDS INC COM 482738101 751 50,000 SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 564 7,188 SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,922 50,000 DEFINED 1 SOLE LATTICE SEMICONDUCTOR CORP COM 518415104 1,425 300,000 DEFINED 2 SOLE LATTICE SEMICONDUCTOR CORP COM 518415104 1,582 333,000 SOLE NONE SOLE LATTICE SEMICONDUCTOR CORP COM 518415104 865 182,000 DEFINED 1 SOLE LECROY CORP COM 52324W109 237 30,000 SOLE NONE SOLE LEMAITRE VASCULAR INC COM 525558201 382 54,180 SOLE NONE SOLE LTX-CREDENCE CORP COM 502403108 167 80,000 SOLE NONE SOLE LTX-CREDENCE CORP COM 502403108 314 150,000 DEFINED 1 SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 1,091 40,000 DEFINED 2 SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 273 10,000 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 229 83,300 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 120 43,750 DEFINED 1 SOLE MIPS TECHNOLOGIES INC COM 604567107 1,461 150,000 DEFINED 2 SOLE MIPS TECHNOLOGIES INC COM 604567107 828 85,000 SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 1,798 100,000 DEFINED 2 SOLE MKS INSTRUMENT INC COM 55306N104 1,340 74,500 SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 1,798 100,000 DEFINED 1 SOLE MONSANTO CO NEW COM 61166W101 518 10,800 SOLE NONE SOLE MONSANTO CO NEW COM 61166W101 1,400 29,200 DEFINED 1 SOLE MORGAN STANLEY COM NEW 617446448 1,111 45,000 DEFINED 2 SOLE MORTONS RESTAURANT GRP INC N COM 619430101 416 85,000 DEFINED 2 SOLE MORTONS RESTAURANT GRP INC N COM 619430101 138 28,275 SOLE NONE SOLE MOTOROLA INC COM 620076109 427 50,000 SOLE NONE SOLE MOTOROLA INC COM 620076109 1,561 183,000 DEFINED 1 SOLE NATIONAL SEMICONDUCTOR CORP COM 637640103 639 50,000 DEFINED 2 SOLE NETEZZA CORP COM 64111N101 248 9,200 SOLE NONE SOLE NEWPORT CORP COM 651824104 2,517 222,000 DEFINED 2 SOLE NEWPORT CORP COM 651824104 1,616 142,500 SOLE NONE SOLE NEWPORT CORP COM 651824104 2,268 200,000 DEFINED 1 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,180 200,000 DEFINED 2 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,997 338,500 SOLE NONE SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,366 231,500 DEFINED 1 SOLE NUVASIVE INC COM 670704105 1,335 38,000 SOLE NONE SOLE OCLARO INC COM NEW 67555N206 2,482 155,000 DEFINED 2 SOLE OCLARO INC COM NEW 67555N206 2,321 145,000 SOLE NONE SOLE OCLARO INC COM NEW 67555N206 2,802 175,000 DEFINED 1 SOLE OMNICELL INC COM 68213N109 971 74,200 SOLE NONE SOLE ORBOTECH LTD ORD M75253100 648 65,000 DEFINED 2 SOLE ORBOTECH LTD ORD M75253100 888 89,062 SOLE NONE SOLE ORBOTECH LTD ORD M75253100 1,396 140,000 DEFINED 1 SOLE PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,033 100,000 DEFINED 2 SOLE PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 981 95,000 SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 3,420 175,000 DEFINED 2 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,211 62,000 SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,954 100,000 DEFINED 1 SOLE PDF SOLUTIONS INC COM 693282105 1,044 282,900 DEFINED 2 SOLE PDF SOLUTIONS INC COM 693282105 938 254,200 SOLE NONE SOLE PDF SOLUTIONS INC COM 693282105 675 182,900 DEFINED 1 SOLE PLANAR SYS INC COM 726900103 358 157,000 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 552 152,500 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 588 162,500 DEFINED 1 SOLE POWERWAVE TECHNOLOGIES INC COM 739363109 264 145,000 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 740189105 3,247 25,500 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 740189105 8,915 70,000 DEFINED 1 SOLE QUINSTREET INC COM 74874Q100 1,874 125,000 DEFINED 2 SOLE QUINSTREET INC COM 74874Q100 2,398 160,000 SOLE NONE SOLE QUINSTREET INC COM 74874Q100 3,748 250,000 DEFINED 1 SOLE RADISYS CORP COM 750459109 518 55,000 SOLE NONE SOLE RADISYS CORP COM 750459109 1,323 140,400 DEFINED 1 SOLE RESOURCES CONNECTION INC COM 76122Q105 688 50,000 DEFINED 2 SOLE RESOURCES CONNECTION INC COM 76122Q105 292 21,250 SOLE NONE SOLE SAIC INC COM 78390X101 1,598 100,000 DEFINED 2 SOLE SAIC INC COM 78390X101 280 17,500 SOLE NONE SOLE SAIC INC COM 78390X101 519 32,500 DEFINED 1 SOLE SCHLUMBERGER LTD COM 806857108 616 10,000 DEFINED 2 SOLE SEAGATE TECHNOLOGY PLC SHS G7945M107 2,355 200,000 DEFINED 2 SOLE SEAGATE TECHNOLOGY PLC SHS G7945M107 1,766 150,000 SOLE NONE SOLE SEAGATE TECHNOLOGY PLC SHS G7945M107 2,355 200,000 DEFINED 1 SOLE SOLTA MED INC COM 83438K103 577 288,279 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 464 170,700 DEFINED 2 SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 619 227,700 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 472 173,600 DEFINED 1 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 1,383 728,000 DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 760 400,000 DEFINED 1 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 570 300,000 SOLE NONE SOLE SOUTHWALL TECHNOLOGIES INC PREF 844909103 2,066 1,087,222 OTHER SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 4,992 2,627,546 OTHER SOLE SOUTHWALL TECHNOLOGIES INC PREF 844909103 4,131 2,174,444 OTHER SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 9,985 5,255,093 OTHER SOLE STATE STR CORP COM 857477103 2,825 75,000 DEFINED 1 SOLE SUPER MICRO COMPUTER INC COM 86800U104 2,857 275,000 DEFINED 2 SOLE SUPER MICRO COMPUTER INC COM 86800U104 2,619 252,030 SOLE NONE SOLE SUPER MICRO COMPUTER INC COM 86800U104 1,818 175,000 DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,104 356,200 DEFINED 2 SOLE SYPRIS SOLUTIONS INC COM 871655106 812 261,950 SOLE NONE SOLE SYPRIS SOLUTIONS INC COM 871655106 1,223 394,650 DEFINED 1 SOLE TESSERA TECHNOLOGIES INC COM 88164L100 1,850 100,000 DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 5,506 115,000 DEFINED 2 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 4,788 100,000 DEFINED 1 SOLE TOMOTHERAPY INC COM 890088107 1,056 300,000 DEFINED 2 SOLE TOMOTHERAPY INC COM 890088107 387 110,000 SOLE NONE SOLE TRIMBLE NAVIGATION LTD COM 896239100 613 17,500 SOLE NONE SOLE TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,200 125,000 DEFINED 2 SOLE TRIQUINT SEMICONDUCTOR INC COM 89674K103 864 90,000 SOLE NONE SOLE TRUE RELIGION APPAREL INC COM 89784N104 427 20,000 SOLE NONE SOLE TYCO INTERNATIONAL LTD SHS H89128104 459 12,500 SOLE NONE SOLE TYCO INTERNATIONAL LTD SHS H89128104 904 24,625 DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 895 25,500 SOLE NONE SOLE UNITEDHEALTH GROUP INC COM 91324P102 1,756 50,000 DEFINED 1 SOLE VARIAN MED SYS INC COM 92220P105 4,235 70,000 DEFINED 2 SOLE VARIAN MED SYS INC COM 92220P105 3,086 51,000 SOLE NONE SOLE VARIAN MED SYS INC COM 92220P105 4,538 75,000 DEFINED 1 SOLE VIASAT INC COM 92552V100 5,961 145,000 DEFINED 2 SOLE VIASAT INC COM 92552V100 3,083 75,000 SOLE NONE SOLE VIASAT INC COM 92552V100 4,111 100,000 DEFINED 1 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 968 100,000 DEFINED 2 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 678 70,000 SOLE NONE SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 1,041 107,500 DEFINED 1 SOLE VISHAY PRECISION GROUP INC COM 92835K103 111 7,142 DEFINED 2 SOLE VISHAY PRECISION GROUP INC COM 92835K103 78 4,999 SOLE NONE SOLE VISHAY PRECISION GROUP INC COM 92835K103 120 7,678 DEFINED 1 SOLE VOLCANO CORPORATION COM 928645100 1,949 75,000 DEFINED 2 SOLE VOLCANO CORPORATION COM 928645100 1,169 45,000 SOLE NONE SOLE X-RITE INC COM 983857103 470 124,000 SOLE NONE SOLE X-RITE INC COM 983857103 452 119,300 DEFINED 1 SOLE XYRATEX LTD COM G98268108 1,707 115,000 SOLE NONE SOLE
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