-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TjPr2W2VOXvF+JujWXYcFTzBPIKPgS7la/sugv7fDGiEibeQcnrOejG5IF7v+vbg 48dMzNE5/dXTtRasyu7sfQ== 0000919574-10-000849.txt : 20100212 0000919574-10-000849.hdr.sgml : 20100212 20100212112857 ACCESSION NUMBER: 0000919574-10-000849 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 10596125 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1069020_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York February 12, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: $940,357 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- ---------- ------------------ ---------- -------- ----------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING SECURITY TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGER AUTHORITY - ---------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- ----------- 3COM CORP COM 885535104 3,563 475,000 DEFINED 2 SOLE 3COM CORP COM 885535104 2,100 280,000 SOLE NONE SOLE 3COM CORP COM 885535104 3,000 400,000 DEFINED 1 SOLE ACME PACKET INC COM 004764106 358 32,500 DEFINED 2 SOLE ACME PACKET INC COM 004764106 440 40,000 SOLE NONE SOLE ACTEL CORP COM 004934105 1,782 150,000 DEFINED 1 SOLE ACTUATE CORP COM 00508B102 2,140 500,000 DEFINED 2 SOLE ACTUATE CORP COM 00508B102 670 156,500 SOLE NONE SOLE ADAPTEC INC COM 00651F108 431 128,683 DEFINED 1 SOLE ADAPTEC INC COM 00651F108 143 42,700 SOLE NONE SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 248 40,000 DEFINED 2 SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 854 137,500 DEFINED 1 SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 311 50,000 SOLE NONE SOLE ADVANCED PHOTONIX INC CL A 00754E107 230 333,333 SOLE NONE SOLE AIRVANA INC COM 00950V101 2,505 329,610 DEFINED 1 SOLE AIRVANA INC COM 00950V101 2,012 264,790 SOLE NONE SOLE AIRVANA INC COM 00950V101 2,660 350,000 DEFINED 2 SOLE ALCATEL-LUCENT SPONSORED ADR 013904305 577 173,820 DEFINED 1 SOLE ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 457 80,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 156 37,000 DEFINED 1 SOLE ANADIGICS INC COM 032515108 350 83,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 211 50,000 DEFINED 2 SOLE ANAREN INC COM 032744104 1,505 100,000 DEFINED 1 SOLE ANAREN INC COM 032744104 753 50,000 SOLE NONE SOLE APPLE INC COM 037833100 633 3,000 SOLE NONE SOLE ATA INC SPONS ADR 00211V106 80 18,100 SOLE NONE SOLE ATMEL CORP COM 049513104 922 200,000 DEFINED 1 SOLE ATMI INC COM 00207R101 279 15,000 SOLE NONE SOLE ATP OIL & GAS CORP COM 00208J108 663 36,250 SOLE NONE SOLE ATP OIL & GAS CORP COM 00208J108 891 48,750 DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 1,706 130,000 DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 918 70,000 SOLE NONE SOLE BECTON DICKINSON & CO COM 075887109 3,706 47,000 DEFINED 2 SOLE BECTON DICKINSON & CO COM 075887109 631 8,000 SOLE NONE SOLE BIGBAND NETWORKS INC COM 089750509 258 75,000 DEFINED 2 SOLE BIGBAND NETWORKS INC COM 089750509 86 25,000 SOLE NONE SOLE BOSTON SCIENTIFIC CORP COM 101137107 1,710 190,000 DEFINED 1 SOLE BOSTON SCIENTIFIC CORP COM 101137107 323 35,938 SOLE NONE SOLE BOTTOMLINE TECH DEL INC COM 101388106 861 49,000 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 1,344 156,610 DEFINED 1 SOLE BROOKS AUTOMATION INC COM 114340102 1,592 185,500 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 4,277 498,512 DEFINED 2 SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,133 375,000 DEFINED 1 SOLE CALLIDUS SOFTWARE INC COM 13123E500 619 205,000 SOLE NONE SOLE CANDELA CORP COM 136907102 303 100,000 SOLE NONE SOLE CARDIAC SCIENCE CORP COM 14141A108 223 100,000 DEFINED 2 SOLE CARDIAC SCIENCE CORP COM 14141A108 149 66,800 SOLE NONE SOLE CARMAX INC COM 143130102 6,548 270,000 DEFINED 2 SOLE CARMAX INC COM 143130102 788 32,500 SOLE NONE SOLE CHESAPEAKE ENERGY CORP COM 165167107 2,329 90,000 DEFINED 2 SOLE COGNEX CORP COM 192422103 647 36,500 DEFINED 1 SOLE COGNEX CORP COM 192422103 416 23,500 SOLE NONE SOLE COGNEX CORP COM 192422103 354 20,000 DEFINED 2 SOLE COGO GROUP INC COM 192448108 74 10,000 SOLE NONE SOLE COMCAST CORP NEW CL A 20030N101 2,023 120,000 DEFINED 1 SOLE COMCAST CORP NEW CL A 20030N101 1,265 75,000 DEFINED 2 SOLE COMPTON PETE CORP COM 204940100 94 102,000 SOLE NONE SOLE COMPTON PETE CORP COM 204940100 66 73,000 DEFINED 1 SOLE CONMED CORP COM 207410101 1,972 86,500 SOLE NONE SOLE CONMED CORP COM 207410101 3,078 135,000 DEFINED 2 SOLE COVIDIEN PLC SHS G2554F105 2,095 43,750 DEFINED 2 SOLE COVIDIEN PLC SHS G2554F105 1,179 24,625 DEFINED 1 SOLE COVIDIEN PLC SHS G2554F105 419 8,750 SOLE NONE SOLE CYBEROPTICS CORP COM 232517102 101 15,000 SOLE NONE SOLE DAKTRONICS INC COM 234264109 276 30,000 SOLE NONE SOLE DDI CORP COM 0.0001 NEW 233162502 222 45,310 DEFINED 1 SOLE DDI CORP COM 0.0001 NEW 233162502 195 39,862 SOLE NONE SOLE DICE HLDGS INC COM 253017107 755 115,300 DEFINED 2 SOLE DICE HLDGS INC COM 253017107 229 35,000 SOLE NONE SOLE DICKS SPORTING GOODS INC COM 253393102 2,860 115,000 DEFINED 2 SOLE DICKS SPORTING GOODS INC COM 253393102 497 20,000 SOLE NONE SOLE DTS INC COM 23335C101 325 9,500 SOLE NONE SOLE ECLIPSYS CORP COM 278856109 1,204 65,000 DEFINED 1 SOLE ECLIPSYS CORP COM 278856109 1,219 65,800 SOLE NONE SOLE ECLIPSYS CORP COM 278856109 1,902 102,700 DEFINED 2 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,480 136,800 DEFINED 1 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,136 105,000 SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 2,002 185,000 DEFINED 2 SOLE ELECTRONICS FOR IMAGING INC COM 286082102 988 75,950 DEFINED 1 SOLE ELECTRONICS FOR IMAGING INC COM 286082102 365 28,050 SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 2,094 144,400 DEFINED 1 SOLE EMS TECHNOLOGIES INC COM 26873N108 1,673 115,400 SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 1,810 124,800 DEFINED 2 SOLE ENTEGRIS INC COM 29362U104 528 100,000 DEFINED 2 SOLE ENTEGRIS INC COM 29362U104 1,172 221,925 SOLE NONE SOLE ENTEGRIS INC COM 29362U104 2,221 420,625 DEFINED 1 SOLE EXAR CORP COM 300645108 1,152 161,990 DEFINED 1 SOLE EXAR CORP COM 300645108 620 87,224 SOLE NONE SOLE EXPRESS SCRIPTS INC COM 302182100 8,429 97,500 DEFINED 1 SOLE EXPRESS SCRIPTS INC COM 302182100 3,717 43,000 SOLE NONE SOLE EXPRESS SCRIPTS INC COM 302182100 9,942 115,000 DEFINED 2 SOLE FREQUENCY ELECTRS INC COM 358010106 720 140,000 SOLE NONE SOLE FSI INTL INC COM 302633102 1,597 543,100 DEFINED 2 SOLE GEN-PROBE INC NEW COM 36866T103 644 15,000 DEFINED 2 SOLE GEN-PROBE INC NEW COM 36866T103 429 10,000 SOLE NONE SOLE GENTIVA HEALTH SERVICES INC COM 37247A102 270 10,000 SOLE NONE SOLE GILEAD SCIENCES INC COM 375558103 866 20,000 SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,578 217,194 DEFINED 1 SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,369 199,569 SOLE NONE SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2,848 301,667 DEFINED 1 SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,438 152,359 SOLE NONE SOLE HANSEN MEDICAL INC COM 411307101 394 130,000 DEFINED 2 SOLE HANSEN MEDICAL INC COM 411307101 364 120,000 SOLE NONE SOLE HARTE-HANKS INC COM 416196103 431 40,000 DEFINED 1 SOLE HEALTHSOUTH CORP COM NEW 421924309 1,314 70,000 DEFINED 1 SOLE HEALTHSOUTH CORP COM NEW 421924309 469 25,000 SOLE NONE SOLE HHGREGG INC COM 42833L108 661 30,000 DEFINED 2 SOLE HHGREGG INC COM 42833L108 595 27,000 SOLE NONE SOLE HONEYWELL INTL INC COM 438516106 3,920 100,000 DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 1,026 100,000 DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 616 60,000 SOLE NONE SOLE ICONIX BRAND GROUP INC COM 451055107 576 45,500 DEFINED 2 SOLE ICONIX BRAND GROUP INC COM 451055107 291 23,000 SOLE NONE SOLE ICX TECHNOLOGIES INC COM 44934T105 300 31,500 SOLE NONE SOLE IKANOS COMMUNICATIONS COM 45173E105 94 50,000 DEFINED 2 SOLE IKANOS COMMUNICATIONS COM 45173E105 149 79,500 SOLE NONE SOLE IKANOS COMMUNICATIONS COM 45173E105 352 188,000 DEFINED 1 SOLE IMMERSION CORP COM 452521107 672 147,000 DEFINED 1 SOLE IMMERSION CORP COM 452521107 343 75,000 SOLE NONE SOLE IMMERSION CORP COM 452521107 137 30,000 DEFINED 2 SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 1,198 67,600 DEFINED 1 SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 270 15,235 SOLE NONE SOLE INTERNATIONAL ASSETS HLDG CO COM 459028106 150 10,325 SOLE NONE SOLE IPG PHOTONICS CORP COM 44980X109 586 35,000 DEFINED 2 SOLE IPG PHOTONICS CORP COM 44980X109 167 10,000 SOLE NONE SOLE IROBOT CORP COM 462726100 74 4,200 DEFINED 1 SOLE IROBOT CORP COM 462726100 132 7,500 SOLE NONE SOLE IRON MTN INC COM 462846106 637 28,000 SOLE NONE SOLE ISTA PHARMACEUTICALS INC COM NEW 45031X204 342 75,000 SOLE NONE SOLE KVH INDS INC COM 482738101 738 50,000 SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,742 50,000 DEFINED 1 SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 538 7,188 SOLE NONE SOLE LEMAITRE VASCULAR INC COM 525558201 429 85,700 SOLE NONE SOLE LTX-CREDENCE CORP COM 502403108 267 150,000 DEFINED 1 SOLE LTX-CREDENCE CORP COM 502403108 142 80,000 SOLE NONE SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 4,237 165,000 DEFINED 2 SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 449 17,500 SOLE NONE SOLE MASIMO CORP COM 574795100 761 25,000 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 326 91,000 DEFINED 2 SOLE MATTSON TECHNOLOGY INC COM 577223100 578 161,500 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 716 200,000 DEFINED 1 SOLE MKS INSTRUMENT INC COM 55306N104 1,741 100,000 DEFINED 1 SOLE MKS INSTRUMENT INC COM 55306N104 1,323 76,000 SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 1,741 100,000 DEFINED 2 SOLE MOLEX INC COM 608554101 578 26,800 DEFINED 2 SOLE MOLEX INC COM 608554101 86 4,000 SOLE NONE SOLE MORGAN STANLEY COM NEW 617446448 2,960 100,000 DEFINED 2 SOLE MORGAN STANLEY COM NEW 617446448 296 10,000 SOLE NONE SOLE MORTONS RESTAURANT GRP INC N COM 619430101 719 247,200 DEFINED 2 SOLE MORTONS RESTAURANT GRP INC N COM 619430101 204 70,000 SOLE NONE SOLE MOTOROLA INC COM 620076109 1,420 183,000 DEFINED 1 SOLE MOTOROLA INC COM 620076109 388 50,000 SOLE NONE SOLE NATIONAL SEMICONDUCTOR CORP COM 637640103 2,765 180,000 DEFINED 2 SOLE NETEZZA CORP COM 64111N101 1,647 169,800 DEFINED 1 SOLE NETEZZA CORP COM 64111N101 1,128 116,300 SOLE NONE SOLE NEWPORT CORP COM 651824104 1,838 200,000 DEFINED 1 SOLE NEWPORT CORP COM 651824104 620 67,500 SOLE NONE SOLE NEWPORT CORP COM 651824104 1,861 202,491 DEFINED 2 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,500 231,500 DEFINED 1 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,610 248,500 SOLE NONE SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 810 125,000 DEFINED 2 SOLE NUVASIVE INC COM 670704105 368 11,500 SOLE NONE SOLE OMNICELL INC COM 68213N109 818 70,000 DEFINED 2 SOLE OMNICELL INC COM 68213N109 458 39,200 SOLE NONE SOLE OPPENHEIMER HLDGS INC CL A NON VTG 683797104 684 20,600 DEFINED 1 SOLE ORBOTECH LTD ORD M75253100 1,031 110,000 DEFINED 2 SOLE ORBOTECH LTD ORD M75253100 1,312 140,000 DEFINED 1 SOLE ORBOTECH LTD ORD M75253100 835 89,062 SOLE NONE SOLE PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 504 50,000 DEFINED 2 SOLE PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 353 35,000 SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2,002 122,500 DEFINED 1 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,348 82,500 SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2,860 175,000 DEFINED 2 SOLE PDF SOLUTIONS INC COM 693282105 42 11,000 DEFINED 1 SOLE PDF SOLUTIONS INC COM 693282105 92 24,000 SOLE NONE SOLE PHASE FORWARD INC COM 71721R406 154 10,000 SOLE NONE SOLE PLANAR SYS INC COM 726900103 447 157,000 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 420 130,000 DEFINED 1 SOLE PLX TECHNOLOGY INC COM 693417107 331 102,500 SOLE NONE SOLE POWERWAVE TECHNOLOGIES INC COM 739363109 271 215,000 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 740189105 9,932 90,000 DEFINED 1 SOLE PRECISION CASTPARTS CORP COM 740189105 3,917 35,500 SOLE NONE SOLE PROGRESS SOFTWARE CORP COM 743312100 1,072 36,683 DEFINED 1 SOLE PROGRESS SOFTWARE CORP COM 743312100 350 11,980 SOLE NONE SOLE RADISYS CORP COM 750459109 1,341 140,400 DEFINED 1 SOLE RADISYS CORP COM 750459109 525 55,000 SOLE NONE SOLE RESOURCES CONNECTION INC COM 76122Q105 1,061 50,000 DEFINED 2 SOLE RESOURCES CONNECTION INC COM 76122Q105 451 21,250 SOLE NONE SOLE SAIC INC COM 78390X101 616 32,500 DEFINED 1 SOLE SAIC INC COM 78390X101 331 17,500 SOLE NONE SOLE SANMINA SCI CORP COM NEW 800907206 919 83,333 DEFINED 1 SOLE SANMINA SCI CORP COM NEW 800907206 322 29,166 SOLE NONE SOLE SEAGATE TECHNOLOGY SHS G7945J104 3,638 200,000 DEFINED 2 SOLE SEAGATE TECHNOLOGY SHS G7945J104 1,592 87,500 SOLE NONE SOLE SEAGATE TECHNOLOGY SHS G7945J104 3,638 200,000 DEFINED 1 SOLE SOLTA MED INC COM 83438K103 406 200,000 DEFINED 2 SOLE SOLTA MED INC COM 83438K103 514 253,279 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 287 99,100 DEFINED 1 SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 252 86,800 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 290 100,000 DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 564,000 400,000 DEFINED 1 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 423,000 300,000 SOLE NONE SOLE SOUTHWALL TECHNOLOGIES INC COM 844909102 11,114,521 7,882,639 OTHER SOLE SOUTHWALL TECHNOLOGIES INC PREFERRED A 844909103 4,598,949 3,261,666 OTHER SOLE SOUTHWALL TECHNOLOGIES, INC. COM 844909101 1,026,480 728,000 DEFINED 2 SOLE STATE STR CORP COM 857477103 3,266 75,000 DEFINED 1 SOLE SUPER MICRO COMPUTER INC COM 86800U104 1,490 134,000 DEFINED 1 SOLE SUPER MICRO COMPUTER INC COM 86800U104 1,512 136,000 SOLE NONE SOLE SUPER MICRO COMPUTER INC COM 86800U104 2,224 200,000 DEFINED 2 SOLE SUPERTEX INC COM 868532102 298 10,000 DEFINED 2 SOLE SUPERTEX INC COM 868532102 209 7,000 SOLE NONE SOLE SYPRIS SOLUTIONS INC COM 871655106 1,113 394,650 DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 739 261,950 SOLE NONE SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 4,769 100,000 DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 5,484 115,000 DEFINED 2 SOLE TOMOTHERAPY INC COM 890088107 819 210,000 DEFINED 2 SOLE TOMOTHERAPY INC COM 890088107 235 60,300 SOLE NONE SOLE TRANSOCEAN LTD REG SHS H8817H100 1,656 20,000 DEFINED 2 SOLE TRIMBLE NAVIGATION LTD COM 896239100 441 17,500 SOLE NONE SOLE TRIQUINT SEMICONDUCTOR INC COM 89674K103 300 50,000 DEFINED 2 SOLE TRIQUINT SEMICONDUCTOR INC COM 89674K103 180 30,000 SOLE NONE SOLE TYCO INTERNATIONAL LTD SHS H89128104 879 24,625 DEFINED 1 SOLE TYCO INTERNATIONAL LTD SHS H89128104 446 12,500 SOLE NONE SOLE UNITEDHEALTH GROUP INC COM 91324P102 2,103 69,000 DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 777 25,500 SOLE NONE SOLE VARIAN MED SYS INC COM 92220P105 3,807 81,250 DEFINED 1 SOLE VARIAN MED SYS INC COM 92220P105 3,244 69,250 SOLE NONE SOLE VARIAN MED SYS INC COM 92220P105 5,856 125,000 DEFINED 2 SOLE VIASAT INC COM 92552V100 3,178 100,000 DEFINED 1 SOLE VIASAT INC COM 92552V100 2,304 72,500 SOLE NONE SOLE VIASAT INC COM 92552V100 4,767 150,000 DEFINED 2 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 898 107,500 DEFINED 1 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 585 70,000 SOLE NONE SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 835 100,000 DEFINED 2 SOLE VOLCANO CORPORATION COM 928645100 1,304 75,000 DEFINED 2 SOLE VOLCANO CORPORATION COM 928645100 782 45,000 SOLE NONE SOLE WHOLE FOODS MKT INC COM 966837106 1,784 65,000 DEFINED 2 SOLE WHOLE FOODS MKT INC COM 966837106 27 1,000 SOLE NONE SOLE X-RITE INC COM 983857103 260 119,300 DEFINED 1 SOLE X-RITE INC COM 983857103 238 109,000 SOLE NONE SOLE XYRATEX LTD COM G98268108 408 30,650 DEFINED 2 SOLE XYRATEX LTD COM G98268108 212 15,900 SOLE NONE SOLE ZHONGPIN INC COM 98952K107 156 10,000 SOLE NONE SOLE ZYGO CORP COM 989855101 337 50,000 DEFINED 2 SOLE ZYGO CORP COM 989855101 202 30,000 SOLE NONE SOLE
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