-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UUUf595/BQVIOY9DF2wqBIoTVWldPMWRXQsK32EwsvfoFLDYvf7//d6fsXLpERjh X2A0RQtmvnFf7rhZGMepBg== 0000919574-09-015911.txt : 20091102 0000919574-09-015911.hdr.sgml : 20091102 20091102172440 ACCESSION NUMBER: 0000919574-09-015911 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 EFFECTIVENESS DATE: 20091102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 091151967 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1041960_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York November 2, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 241 Form 13F Information Table Value Total: $36,675,364 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name - -------------------- ------------------------------------- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3COM CORP COM 885535104 1,203 230,000 SOLE NONE SOLE 3COM CORP COM 885535104 2,092 400,000 DEFINED 1 SOLE 3COM CORP COM 885535104 2,484 475,000 DEFINED 2 SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 167 20,000 DEFINED 2 SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 542 65,000 SOLE NONE SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 834 100,000 DEFINED 1 SOLE ACME PACKET INC COM 004764106 150 15,000 DEFINED 2 SOLE ACME PACKET INC COM 004764106 250 25,000 SOLE NONE SOLE ACTEL CORP COM 004934105 1,826 150,000 DEFINED 1 SOLE ACTUATE CORP COM 00508B102 731 126,500 SOLE NONE SOLE ACTUATE CORP COM 00508B102 2,312 400,000 DEFINED 2 SOLE ADAPTEC INC COM 00651F108 143 42,700 SOLE NONE SOLE ADAPTEC INC COM 00651F108 430 128,683 DEFINED 1 SOLE ADVANCED PHOTONIX INC CL A 00754E107 287 333,333 SOLE NONE SOLE AIRVANA INC COM 00950V101 1,725 254,790 SOLE NONE SOLE AIRVANA INC COM 00950V101 2,231 329,610 DEFINED 1 SOLE AIRVANA INC COM 00950V101 2,370 350,000 DEFINED 2 SOLE ALCATEL-LUCENT SPONSORED ADR 013904305 118 26,180 DEFINED 1 SOLE ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 255 45,000 SOLE NONE SOLE ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1,146 42,000 SOLE NONE SOLE ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1,773 65,000 DEFINED 1 SOLE ANADIGICS INC COM 032515108 47 10,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 94 20,000 DEFINED 2 SOLE ANAREN INC COM 032744104 680 40,000 SOLE NONE SOLE ANAREN INC COM 32744104 1,700 100,000 DEFINED 1 SOLE APPLE INC COM 037833100 556 3,000 SOLE NONE SOLE ARCSIGHT INC COM 039666102 120 5,000 DEFINED 2 SOLE ARCSIGHT INC COM 039666102 168 7,000 SOLE NONE SOLE ATMEL CORP COM 49513104 838 200,000 DEFINED 1 SOLE ATP OIL & GAS CORP COM 00208J108 470 26,250 SOLE NONE SOLE ATP OIL & GAS CORP COM 00208J108 872 48,750 DEFINED 1 SOLE AUTODESK INC COM 052769106 238 10,000 SOLE NONE SOLE AVIS BUDGET GROUP COM 053774105 935 70,000 SOLE NONE SOLE AVIS BUDGET GROUP COM 53774105 1,737 130,000 DEFINED 1 SOLE BECTON DICKINSON & CO COM 075887109 349 5,000 SOLE NONE SOLE BECTON DICKINSON & CO COM 075887109 2,790 40,000 DEFINED 2 SOLE BIGBAND NETWORKS INC COM 089750509 180 45,000 SOLE NONE SOLE BIGBAND NETWORKS INC COM 089750509 301 75,000 DEFINED 2 SOLE BOSTON SCIENTIFIC CORP COM 101137107 381 35,938 SOLE NONE SOLE BOSTON SCIENTIFIC CORP COM 101137107 1,694 160,000 DEFINED 1 SOLE BOTTOMLINE TECH DEL INC COM 101388106 632 49,000 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 1,211 156,610 DEFINED 1 SOLE BROOKS AUTOMATION INC COM 114340102 1,511 195,500 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 4,112 531,911 DEFINED 2 SOLE CALLIDUS SOFTWARE INC COM 13123E500 617 205,000 SOLE NONE SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,129 375,000 DEFINED 1 SOLE CANDELA CORP COM 136907102 495 150,000 SOLE NONE SOLE CARDIAC SCIENCE CORP COM 14141A108 313 78,300 SOLE NONE SOLE CARDIAC SCIENCE CORP COM 14141A108 367 91,700 DEFINED 2 SOLE CARMAX INC COM 143130102 470 22,500 SOLE NONE SOLE CARMAX INC COM 143130102 5,643 270,000 DEFINED 2 SOLE CHESAPEAKE ENERGY CORP COM 165167107 2,556 90,000 DEFINED 2 SOLE COGNEX CORP COM 192422103 328 20,000 DEFINED 2 SOLE COGNEX CORP COM 192422103 450 27,500 SOLE NONE SOLE COGNEX CORP COM 192422103 598 36,500 DEFINED 1 SOLE COGO GROUP INC COM 192448108 61 10,000 SOLE NONE SOLE COMCAST CORP NEW CL A 20030N101 1,267 75,000 DEFINED 2 SOLE COMCAST CORP NEW CL A 20030N101 2,027 120,000 DEFINED 1 SOLE COMPTON PETE CORP COM 204940100 90 69,000 DEFINED 1 SOLE COMPTON PETE CORP COM 204940100 136 106,000 SOLE NONE SOLE CONMED CORP COM 207410101 1,725 90,000 SOLE NONE SOLE CONMED CORP COM 207410101 2,588 135,000 DEFINED 2 SOLE COVIDIEN PLC SHS G2554F105 379 8,750 SOLE NONE SOLE COVIDIEN PLC SHS G2554F105 1,065 24,625 DEFINED 1 SOLE COVIDIEN PLC SHS G2554F105 1,893 43,750 DEFINED 2 SOLE DAKTRONICS INC COM 234264109 86 10,000 SOLE NONE SOLE DDI CORP COM 233162502 169 39,862 SOLE NONE SOLE DDI CORP COM 233162502 193 45,310 DEFINED 1 SOLE DICE HLDGS INC COM 253017107 113 17,300 SOLE NONE SOLE DICE HLDGS INC COM 253017107 756 115,300 DEFINED 2 SOLE DICKS SPORTING GOODS INC COM 253393102 482 21,500 SOLE NONE SOLE DICKS SPORTING GOODS INC COM 253393102 2,576 115,000 DEFINED 2 SOLE DTS INC COM 23335C101 219 8,000 SOLE NONE SOLE ECLIPSYS CORP COM 278856109 1,255 65,000 DEFINED 1 SOLE ECLIPSYS CORP COM 278856109 1,270 65,800 SOLE NONE SOLE ECLIPSYS CORP COM 278856109 1,982 102,700 DEFINED 2 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,205 90,000 SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,674 125,000 DEFINED 1 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 2,343 175,000 DEFINED 2 SOLE EMS TECHNOLOGIES INC COM 26873N108 2,403 115,400 SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 2,598 124,800 DEFINED 2 SOLE EMS TECHNOLOGIES INC COM 26873N108 3,006 144,400 DEFINED 1 SOLE ENTEGRIS INC COM 29362U104 495 100,000 DEFINED 2 SOLE ENTEGRIS INC COM 29362U104 1,099 221,925 SOLE NONE SOLE ENTEGRIS INC COM 29362U104 2,082 420,625 DEFINED 1 SOLE EXAR CORP COM 300645108 641 87,224 SOLE NONE SOLE EXAR CORP COM 300645108 1,191 161,990 DEFINED 1 SOLE EXPRESS SCRIPTS INC COM 302182100 3,336 43,000 SOLE NONE SOLE EXPRESS SCRIPTS INC COM 302182100 7,564 97,500 DEFINED 1 SOLE EXPRESS SCRIPTS INC COM 302182100 8,922 115,000 DEFINED 2 SOLE FCSTONE GROUP INC COM 31308T100 169 35,000 SOLE NONE SOLE FREQUENCY ELECTRS INC COM 358010106 648 140,000 SOLE NONE SOLE FSI INTL INC COM 302633102 648 558,500 DEFINED 2 SOLE GEN-PROBE INC NEW COM 36866T103 414 10,000 SOLE NONE SOLE GEN-PROBE INC NEW COM 36866T103 622 15,000 DEFINED 2 SOLE GENTIVA HEALTH SERVICES INC COM 37247A102 250 10,000 SOLE NONE SOLE GILEAD SCIENCES INC COM 375558103 699 15,000 SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404053100 1,406 152,359 SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,259 199,569 SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,459 217,194 DEFINED 1 SOLE H & Q HEALTHCARE FD SH BEN INT 404053100 2,784 301,667 DEFINED 1 SOLE HANSEN MEDICAL INC COM 411307101 333 95,000 SOLE NONE SOLE HANSEN MEDICAL INC COM 411307101 420 120,000 DEFINED 2 SOLE HARMONIC INC COM 413160102 67 10,000 SOLE NONE SOLE HARTE-HANKS INC COM 416196103 790 57,100 DEFINED 1 SOLE HEALTHSOUTH CORP COM NEW 421924309 391 25,000 SOLE NONE SOLE HEALTHSOUTH CORP COM NEW 421924309 1,095 70,000 DEFINED 1 SOLE HHGREGG INC COM 42833L108 373 22,000 SOLE NONE SOLE HHGREGG INC COM 42833L108 508 30,000 DEFINED 2 SOLE HONEYWELL INTL INC COM 438516106 3,715 100,000 DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 426 60,000 SOLE NONE SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 710 100,000 DEFINED 1 SOLE ICONIX BRAND GROUP INC COM 451055107 187 15,000 SOLE NONE SOLE ICONIX BRAND GROUP INC COM 451055107 524 42,000 DEFINED 2 SOLE ICX TECHNOLOGIES INC COM 44934T105 296 50,000 SOLE NONE SOLE IKANOS COMMUNICATIONS COM 45173E105 63 26,900 SOLE NONE SOLE IKANOS COMMUNICATIONS COM 45173E105 188 80,659 DEFINED 1 SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 1,353 68,110 SOLE NONE SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 2,817 141,793 DEFINED 1 SOLE IPG PHOTONICS CORP COM 44980X109 152 10,000 SOLE NONE SOLE IPG PHOTONICS CORP COM 44980X109 532 35,000 DEFINED 2 SOLE IROBOT CORP COM 462726100 52 4,200 DEFINED 1 SOLE IROBOT CORP COM 462726100 185 15,000 SOLE NONE SOLE ISTA PHARMACEUTICALS INC COM NEW 45031X204 223 50,000 SOLE NONE SOLE KVH INDS INC COM 482738101 500 50,000 SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM 50540R409 472 7,188 SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM 50540R409 3,285 50,000 DEFINED 1 SOLE LEMAITRE VASCULAR INC COM 525558201 360 85,700 SOLE NONE SOLE LTX-CREDENCE CORP COM 502403108 132 80,000 SOLE NONE SOLE LTX-CREDENCE CORP COM 502403108 248 150,000 DEFINED 1 SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 452 17,500 SOLE NONE SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 4,262 165,000 DEFINED 2 SOLE MASIMO CORP COM 574795100 459 17,500 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 257 91,000 DEFINED 2 SOLE MATTSON TECHNOLOGY INC COM 577223100 455 161,500 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 564 200,000 DEFINED 1 SOLE MKS INSTRUMENT INC COM 55306N104 1,273 66,000 SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 1,929 100,000 DEFINED 1 SOLE MKS INSTRUMENT INC COM 55306N104 1,929 100,000 DEFINED 2 SOLE MORGAN STANLEY COM 617446448 124 4,000 SOLE NONE SOLE MORGAN STANLEY COM 617446448 2,316 75,000 DEFINED 2 SOLE MORTONS RESTAURANT GRP INC N COM 619430101 256 60,000 SOLE NONE SOLE MORTONS RESTAURANT GRP INC N COM 619430101 1,053 247,200 DEFINED 2 SOLE MOTOROLA INC COM 620076109 430 50,000 SOLE NONE SOLE MOTOROLA INC COM 620076109 1,572 183,000 DEFINED 1 SOLE MUELLER WTR PRODS INC COM SER A 624758108 131 23,900 DEFINED 1 SOLE NATIONAL SEMICONDUCTOR CORP COM 637640103 2,569 180,000 DEFINED 2 SOLE NETEZZA CORP COM 64111N101 1,251 111,300 SOLE NONE SOLE NETEZZA CORP COM 64111N101 1,909 169,800 DEFINED 1 SOLE NEWPORT CORP COM 651824104 745 85,000 SOLE NONE SOLE NEWPORT CORP COM 651824104 1,752 200,000 DEFINED 1 SOLE NEWPORT CORP COM 651824104 2,081 237,600 DEFINED 2 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 235 87,500 DEFINED 2 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 362 135,000 DEFINED 1 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 557 208,000 SOLE NONE SOLE NUVASIVE INC COM 670704105 606 14,500 SOLE NONE SOLE OMNICELL INC COM 68213N109 279 25,000 SOLE NONE SOLE OMNICELL INC COM 68213N109 557 50,000 DEFINED 2 SOLE OPPENHEIMER HLDGS INC CL A NON VTG 683797104 7 300 SOLE NONE SOLE OPPENHEIMER HLDGS INC CL A NON VTG 683797104 502 20,600 DEFINED 1 SOLE ORBOTECH LTD COM M75253100 417 44,062 SOLE NONE SOLE ORBOTECH LTD COM M75253100 946 100,000 DEFINED 1 SOLE ORBOTECH LTD COM M75253100 1,405 148,600 DEFINED 2 SOLE PALOMAR MED TECHNOLOGIES INC COM 697529303 259 16,000 SOLE NONE SOLE PALOMAR MED TECHNOLOGIES INC COM 697529303 389 24,000 DEFINED 2 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,113 80,500 SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,693 122,500 DEFINED 1 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2,419 175,000 DEFINED 2 SOLE PDF SOLUTIONS INC COM 693282105 70 20,000 SOLE NONE SOLE PHASE FORWARD INC COM 71721R406 140 10,000 SOLE NONE SOLE PLANAR SYS INC COM 726900103 421 157,000 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 459 136,300 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 602 178,700 DEFINED 1 SOLE POWERSHARES QQQ TRUST UNIT SER 1 73935A104 290 6,875 SOLE NONE SOLE POWERWAVE TECHNOLOGIES INC COM 739363109 360 225,000 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 743312100 271 11,980 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 740189105 3,616 35,500 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 743312100 831 36,683 DEFINED 1 SOLE PRECISION CASTPARTS CORP COM 740189105 9,168 90,000 DEFINED 1 SOLE RADISYS CORP COM 750459109 608 70,000 SOLE NONE SOLE RADISYS CORP COM 750459109 1,220 140,400 DEFINED 1 SOLE RESOURCES CONNECTION INC COM 76122Q105 363 21,250 SOLE NONE SOLE RESOURCES CONNECTION INC COM 76122Q105 853 50,000 DEFINED 2 SOLE ROCKFORD CORP COM 77316P101 110 274,000 SOLE NONE SOLE SAIC INC COM 78390X101 307 17,500 SOLE NONE SOLE SAIC INC COM 78390X101 570 32,500 DEFINED 1 SOLE SANMINA SCI CORP COM NEW 800907206 251 29,166 SOLE NONE SOLE SANMINA SCI CORP COM NEW 800907206 717 83,333 DEFINED 1 SOLE SEAGATE TECHNOLOGY COM G7945J104 1,331 87,500 SOLE NONE SOLE SEAGATE TECHNOLOGY COM G7945J104 3,042 200,000 DEFINED 2 SOLE SEAGATE TECHNOLOGY COM G7945J104 3,042 200,000 DEFINED 1 SOLE SEMITOOL INC COM 816909105 845 100,000 DEFINED 2 SOLE SEMITOOL INC COM 816909105 928 109,860 SOLE NONE SOLE SEMITOOL INC COM 816909105 1,190 140,770 DEFINED 1 SOLE SOLTA MED INC COM 83438K103 227 100,000 DEFINED 2 SOLE SOLTA MED INC COM 83438K103 511 225,000 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 280 86,800 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 320 99,100 DEFINED 1 SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 323 100,000 DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES, INC. COM 844909101 345 300000 SOLE NONE SOLE SOUTHWALL TECHNOLOGIES, INC. COM 844909101 460 400000 DEFINED 1 SOLE SOUTHWALL TECHNOLOGIES, INC. COM 844909101 874 728000 DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES, INC. Preferred A 844909101 3,914 3261666 OTHER SOLE SOUTHWALL TECHNOLOGIES, INC. COM 844909101 9,459 7882639 OTHER SOLE STATE STR CORP COM 857477103 3,945 75,000 DEFINED 1 SOLE SUPER MICRO COMPUTER INC COM 86800U104 1,134 134,000 DEFINED 1 SOLE SUPER MICRO COMPUTER INC COM 86800U104 1,166 137,800 SOLE NONE SOLE SUPER MICRO COMPUTER INC COM 86800U104 1,692 200,000 DEFINED 2 SOLE SYPRIS SOLUTIONS INC COM 871655106 668 261,950 SOLE NONE SOLE SYPRIS SOLUTIONS INC COM 871655106 1,006 394,650 DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,068 418,700 DEFINED 2 SOLE TESSERA TECHNOLOGIES INC COM 88164L100 823 29,500 SOLE NONE SOLE TESSERA TECHNOLOGIES INC COM 88164L100 1,526 54,700 DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 4,367 100,000 DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 5,022 115,000 DEFINED 2 SOLE TOMOTHERAPY INC COM 890088107 261 60,300 SOLE NONE SOLE TOMOTHERAPY INC COM 890088107 909 210,000 DEFINED 2 SOLE TRANSOCEAN LTD COM H8817H100 1,711 20,000 DEFINED 2 SOLE TYCO INTERNATIONAL LTD SHS H89128104 431 12,500 SOLE NONE SOLE TYCO INTERNATIONAL LTD SHS H89128104 849 24,625 DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 300 12,000 SOLE NONE SOLE UNITEDHEALTH GROUP INC COM 91324P102 814 32,500 DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 1,114 44,500 DEFINED 2 SOLE VARIAN MED SYS INC COM 92220P105 2,918 69,250 SOLE NONE SOLE VARIAN MED SYS INC COM 92220P105 3,423 81,250 DEFINED 1 SOLE VARIAN MED SYS INC COM 92220P105 5,266 125,000 DEFINED 2 SOLE VIASAT INC COM 92552V100 1,794 67,500 SOLE NONE SOLE VIASAT INC COM 92552V100 2,658 100,000 DEFINED 1 SOLE VIASAT INC COM 92552V100 3,987 150,000 DEFINED 2 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 395 50,000 SOLE NONE SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 790 100,000 DEFINED 2 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 849 107,500 DEFINED 1 SOLE VOLCANO CORPORATION COM 928645100 631 37,500 SOLE NONE SOLE VOLCANO CORPORATION COM 928645100 1,262 75,000 DEFINED 2 SOLE WHOLE FOODS MKT INC COM 966837106 76 2,500 SOLE NONE SOLE WHOLE FOODS MKT INC COM 966837106 1,982 65,000 DEFINED 2 SOLE X-RITE INC COM 983857103 135 67,400 SOLE NONE SOLE X-RITE INC COM 983857103 240 119,300 DEFINED 1 SOLE XYRATEX LTD COM G98268108 238 25,000 SOLE NONE SOLE XYRATEX LTD COM G98268108 322 33,900 DEFINED 2 SOLE ZYGO CORP COM 989855101 227 33,500 DEFINED 2 SOLE ZYGO CORP COM 989855101 100 14,700 SOLE NONE SOLE
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