-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PpQ2KFKXoXU3GeGk7l5JzmD9d3bz3sKBESibI6aMgiVtx6ipJ+2T9Z8iWmn+kJ4I p2ThG9L2rMiSHgUJ7lBYVg== 0000919574-09-013961.txt : 20090728 0000919574-09-013961.hdr.sgml : 20090728 20090728144031 ACCESSION NUMBER: 0000919574-09-013961 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090728 DATE AS OF CHANGE: 20090728 EFFECTIVENESS DATE: 20090728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 09966939 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1013631_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York July 28, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 225 Form 13F Information Table Value Total: $240,542 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE 3COM CORP COM 885535104 2,247 475,000 SH Defined 2 475,000 3COM CORP COM 885535104 970 205,000 SH Sole None 205,000 3COM CORP COM 885535104 1,892 400,000 SH Defined 1 400,000 A D C TELECOMMUNICATIONS COM NEW 000886309 796 100,000 SH Defined 1 100,000 A D C TELECOMMUNICATIONS COM NEW 000886309 398 50,000 SH Sole None 50,000 ACME PACKET INC COM 004764106 152 15,000 SH Sole None 15,000 ACTEL CORP COM 004934105 1,610 150,000 SH Defined 1 150,000 ACTUATE CORP COM 00508B102 1,538 321,854 SH Defined 2 321,854 ACTUATE CORP COM 00508B102 415 86,500 SH Sole None 86,500 ADAPTEC INC COM 00651F108 341 128,683 SH Defined 1 128,683 ADAPTEC INC COM 00651F108 113 42,700 SH Sole None 42,700 ADVANCED PHOTONIX INC CL A 00754E107 210 333,333 SH Sole None 333,333 AIRVANA INC COM 00950V101 2,086 329,610 SH Defined 1 329,610 AIRVANA INC COM 00950V101 2,216 350,000 SH Defined 2 350,000 AIRVANA INC COM 00950V101 1,613 254,790 SH Sole None 254,790 ALCATEL-LUCENT SPONSORED ADR 013904305 65 26,180 SH Defined 1 26,180 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 183 25,000 SH Sole None 25,000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1,306 65,000 SH Defined 1 65,000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 844 42,000 SH Sole None 42,000 ANAREN INC COM 032744104 2,838 160,500 SH Defined 1 160,500 ANAREN INC COM 032744104 1,227 69,400 SH Sole None 69,400 APPLE INC COM 037833100 427 3,000 SH Sole None 3,000 ARUBA NETWORKS INC COM 043176106 219 25,000 SH Sole None 25,000 ATMEL CORP COM 049513104 1,119 300,000 SH Defined 1 300,000 ATMI INC COM 00207R101 31 2,000 SH Sole None 2,000 ATP OIL & GAS CORP COM 00208J108 252 36,250 SH Sole None 36,250 ATP OIL & GAS CORP COM 00208J108 339 48,750 SH Defined 1 48,750 AUTODESK INC COM 052769106 190 10,000 SH Sole None 10,000 AVIS BUDGET GROUP COM 053774105 735 130,000 SH Defined 1 130,000 AVIS BUDGET GROUP COM 053774105 396 70,000 SH Sole None 70,000 AVIS BUDGET GROUP COM 053774105 283 50,000 SH Defined 2 50,000 BECTON DICKINSON & CO COM 075887109 1,783 25,000 SH Defined 2 25,000 BECTON DICKINSON & CO COM 075887109 178 2,500 SH Sole None 2,500 BIGBAND NETWORKS INC COM 089750509 78 15,000 SH Sole None 15,000 BOSTON SCIENTIFIC CORP COM 101137107 1,622 160,000 SH Defined 1 160,000 BOSTON SCIENTIFIC CORP COM 101137107 364 35,938 SH Sole None 35,938 BOTTOMLINE TECH DEL INC COM 101388106 441 49,000 SH Sole None 49,000 BPZ RESOURCES INC COM 055639108 73 15,000 SH Sole None 15,000 BROOKS AUTOMATION INC COM 114340102 702 156,610 SH Defined 1 156,610 BROOKS AUTOMATION INC COM 114340102 2,383 531,911 SH Defined 2 531,911 BROOKS AUTOMATION INC COM 114340102 831 185,500 SH Sole None 185,500 CALLIDUS SOFTWARE INC COM 13123E500 1,069 375,000 SH Defined 1 375,000 CALLIDUS SOFTWARE INC COM 13123E500 584 205,000 SH Sole None 205,000 CARDIAC SCIENCE CORP COM 14141A108 201 50,000 SH Defined 2 50,000 CARDIAC SCIENCE CORP COM 14141A108 181 45,000 SH Sole None 45,000 CARMAX INC COM 143130102 3,896 265,000 SH Defined 2 265,000 CARMAX INC COM 143130102 221 15,000 SH Sole None 15,000 CHESAPEAKE ENERGY CORP COM 165167107 1,785 90,000 SH Defined 2 90,000 COGNEX CORP COM 192422103 516 36,500 SH Defined 1 36,500 COGNEX CORP COM 192422103 253 20,000 SH Defined 2 20,000 COGNEX CORP COM 192422103 389 27,500 SH Sole None 27,500 COMCAST CORP NEW CL A 20030N101 1,735 120,000 SH Defined 1 120,000 COMCAST CORP NEW CL A 20030N101 1,087 75,000 SH Defined 2 75,000 COMPTON PETE CORP COM 204940100 124 106,000 SH Sole None 106,000 COMPTON PETE CORP COM 204940100 81 69,000 SH Defined 1 69,000 CONMED CORP COM 207410101 2,095 135,000 SH Defined 2 135,000 CONMED CORP COM 207410101 1,397 90,000 SH Sole None 90,000 DDI CORP COM 0.0001 NEW 233162502 205 45,310 SH Defined 1 45,310 DDI CORP COM 0.0001 NEW 233162502 181 39,862 SH Sole None 39,862 DICE HLDGS INC COM 253017107 536 115,300 SH Defined 2 115,300 DICE HLDGS INC COM 253017107 80 17,300 SH Sole None 17,300 DICKS SPORTING GOODS INC COM 253393102 1,978 115,000 SH Defined 2 115,000 DICKS SPORTING GOODS INC COM 253393102 370 21,500 SH Sole None 21,500 ECLIPSYS CORP COM 278856109 1,156 65,000 SH Defined 1 65,000 ECLIPSYS CORP COM 278856109 1,826 102,700 SH Defined 2 102,700 ECLIPSYS CORP COM 278856109 1,170 65,800 SH Sole None 65,800 ELECTRO SCIENTIFIC INDS COM 285229100 1,403 125,000 SH Defined 1 125,000 ELECTRO SCIENTIFIC INDS COM 285229100 1,964 175,000 SH Defined 2 175,000 ELECTRO SCIENTIFIC INDS COM 285229100 1,010 90,000 SH Sole None 90,000 EMS TECHNOLOGIES INC COM 26873N108 3,018 144,400 SH Defined 1 144,400 EMS TECHNOLOGIES INC COM 26873N108 2,608 124,800 SH Defined 2 124,800 EMS TECHNOLOGIES INC COM 26873N108 2,307 110,400 SH Sole None 110,400 ENTEGRIS INC COM 29362U104 604 221,925 SH Sole None 221,925 ENTEGRIS INC COM 29362U104 1,144 420,625 SH Defined 1 420,625 ENTEGRIS INC COM 29362U104 272 100,000 SH Defined 2 100,000 EXAR CORP COM 300645108 1,165 161,990 SH Defined 1 161,990 EXAR CORP COM 300645108 627 87,224 SH Sole None 87,224 EXPRESS SCRIPTS INC COM 302182100 6,703 97,500 SH Defined 1 97,500 EXPRESS SCRIPTS INC COM 302182100 7,906 115,000 SH Defined 2 115,000 EXPRESS SCRIPTS INC COM 302182100 2,956 43,000 SH Sole None 43,000 FCSTONE GROUP INC COM 31308T100 138 35,000 SH Sole None 35,000 FREQUENCY ELECTRS INC COM 358010106 338 90,000 SH Sole None 90,000 FSI INTL INC COM 302633102 229 558,500 SH Defined 2 558,500 GILEAD SCIENCES INC COM 375558103 703 15,000 SH Sole None 15,000 H & Q HEALTHCARE FD SH BEN INT 404052102 2,335 217,194 SH Defined 1 217,194 H & Q HEALTHCARE FD SH BEN INT 404052102 2,145 199,569 SH Sole None 199,569 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2,618 301,667 SH Defined 1 301,667 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,322 152,359 SH Sole None 152,359 HARMONIC INC COM 413160102 59 10,000 SH Sole None 10,000 HARTE-HANKS INC COM 416196103 912 98,550 SH Defined 1 98,550 HEALTHSOUTH CORP COM NEW 421924309 1,011 70,000 SH Defined 1 70,000 HEALTHSOUTH CORP COM NEW 421924309 361 25,000 SH Sole None 25,000 HEALTHWAYS INC COM 422245100 269 20,000 SH Defined 2 20,000 HOLOGIC INC COM 436440101 713 50,000 SH Defined 2 50,000 HOLOGIC INC COM 436440101 71 5,000 SH Sole None 5,000 HONEYWELL INTL INC COM 438516106 3,140 100,000 SH Defined 1 100,000 HUTCHINSON TECHNOLOGY INC COM 448407106 194 100,000 SH Defined 1 100,000 HUTCHINSON TECHNOLOGY INC COM 448407106 116 60,000 SH Sole None 60,000 ICONIX BRAND GROUP INC COM 451055107 646 42,000 SH Defined 2 42,000 ICONIX BRAND GROUP INC COM 451055107 231 15,000 SH Sole None 15,000 ICX TECHNOLOGIES INC COM 44934T105 210 35,000 SH Sole None 35,000 INTERACTIVE BROKERS GROUP IN COM 45841N107 2,202 141,793 SH Defined 1 141,793 INTERACTIVE BROKERS GROUP IN COM 45841N107 1,058 68,110 SH Sole None 68,110 INTUIT COM 461202103 564 20,000 SH Defined 2 20,000 IPG PHOTONICS CORP COM 44980X109 384 35,000 SH Defined 2 35,000 IPG PHOTONICS CORP COM 44980X109 110 10,000 SH Sole None 10,000 IROBOT CORP COM 462726100 55 4,200 SH Defined 1 4,200 IROBOT CORP COM 462726100 195 15,000 SH Sole None 15,000 IRON MTN INC COM 462846106 4,888 170,000 SH Defined 2 170,000 IRON MTN INC COM 462846106 575 20,000 SH Sole None 20,000 KEMET CORP COM 488360108 57 119,000 SH Defined 1 119,000 KVH INDS INC COM 482738101 342 50,000 SH Sole None 50,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,390 50,000 SH Defined 1 50,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 487 7,188 SH Sole None 7,188 LEMAITRE VASCULAR INC COM 525558201 271 85,700 SH Sole None 85,700 LTX-CREDENCE CORP COM 502403108 72 150,000 SH Defined 1 150,000 LTX-CREDENCE CORP COM 502403108 38 80,000 SH Sole None 80,000 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 3,429 165,000 SH Defined 2 165,000 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 260 12,500 SH Sole None 12,500 MASIMO CORP COM 574795100 301 12,500 SH Sole None 12,500 MATTSON TECHNOLOGY INC COM 577223100 107 91,000 SH Defined 2 91,000 MATTSON TECHNOLOGY INC COM 577223100 191 161,500 SH Sole None 161,500 MATTSON TECHNOLOGY INC COM 577223100 236 200,000 SH Defined 1 200,000 MERCK & CO INC COM 589331107 1,398 50,000 SH Defined 2 50,000 MKS INSTRUMENT INC COM 55306N104 1,314 100,000 SH Defined 1 100,000 MKS INSTRUMENT INC COM 55306N104 1,314 100,000 SH Defined 2 100,000 MKS INSTRUMENT INC COM 55306N104 749 57,000 SH Sole None 57,000 MORGAN STANLEY COM NEW 617446448 2,138 75,000 SH Defined 2 75,000 MORGAN STANLEY COM NEW 617446448 57 2,000 SH Sole None 2,000 MORTONS RESTAURANT GRP INC N COM 619430101 742 247,200 SH Defined 2 247,200 MORTONS RESTAURANT GRP INC N COM 619430101 135 45,000 SH Sole None 45,000 MOTOROLA INC COM 620076109 1,213 183,000 SH Defined 1 183,000 MOTOROLA INC COM 620076109 332 50,000 SH Sole None 50,000 MUELLER WTR PRODS INC COM SER A 624758108 89 23,900 SH Defined 1 23,900 NATIONAL SEMICONDUCTOR CORP COM 637640103 2,259 180,000 SH Defined 2 180,000 NATUS MEDICAL INC DEL COM 639050103 115 10,000 SH Sole None 10,000 NETEZZA CORP COM 64111N101 1,413 169,800 SH Defined 1 169,800 NETEZZA CORP COM 64111N101 926 111,300 SH Sole None 111,300 NEWPORT CORP COM 651824104 1,158 200,000 SH Defined 1 200,000 NEWPORT CORP COM 651824104 1,376 237,600 SH Defined 2 237,600 NEWPORT CORP COM 651824104 492 85,000 SH Sole None 85,000 NOVA MEASURING INSTRUMENTS L COM M7516K103 146 150,000 SH Sole None 150,000 OMNICELL INC COM 68213N109 428 39,800 SH Defined 2 39,800 OMNICELL INC COM 68213N109 201 18,700 SH Sole None 18,700 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 6 300 SH Sole None 300 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 436 20,600 SH Defined 1 20,600 ORBOTECH LTD ORD M75253100 1,285 148,600 SH Defined 2 148,600 ORBOTECH LTD ORD M75253100 865 100,000 SH Defined 1 100,000 ORBOTECH LTD ORD M75253100 381 44,062 SH Sole None 44,062 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 118 8,000 SH Defined 2 8,000 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 110 7,500 SH Sole None 7,500 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,432 122,500 SH Defined 1 122,500 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,046 175,000 SH Defined 2 175,000 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 941 80,500 SH Sole None 80,500 PDF SOLUTIONS INC COM 693282105 51 20,000 SH Sole None 20,000 PHASE FORWARD INC COM 71721R406 151 10,000 SH Sole None 10,000 PLANAR SYS INC COM 726900103 190 157,000 SH Sole None 157,000 PLX TECHNOLOGY INC COM 693417107 368 97,500 SH Defined 1 97,500 PLX TECHNOLOGY INC COM 693417107 311 82,500 SH Sole None 82,500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 236 6,500 SH Sole None 6,500 POWERWAVE TECHNOLOGIES INC COM 739363109 161 100,000 SH Sole None 100,000 PRECISION CASTPARTS CORP COM 740189105 7,303 100,000 SH Defined 1 100,000 PRECISION CASTPARTS CORP COM 740189105 3,177 43,500 SH Sole None 43,500 PROGRESS SOFTWARE CORP COM 743312100 777 36,683 SH Defined 1 36,683 PROGRESS SOFTWARE CORP COM 743312100 254 11,980 SH Sole None 11,980 RADISYS CORP COM 750459109 1,269 140,400 SH Defined 1 140,400 RADISYS CORP COM 750459109 633 70,000 SH Sole None 70,000 RESOURCES CONNECTION INC COM 76122Q105 859 50,000 SH Defined 2 50,000 RESOURCES CONNECTION INC COM 76122Q105 365 21,250 SH Sole None 21,250 ROCKFORD CORP COM 77316P101 66 274,000 SH Sole None 274,000 SAIC INC COM 78390X101 603 32,500 SH Defined 1 32,500 SAIC INC COM 78390X101 325 17,500 SH Sole None 17,500 SANMINA SCI CORP COM 800907107 220 500,000 SH Defined 1 500,000 SANMINA SCI CORP COM 800907107 77 175,000 SH Sole None 175,000 SCHERING PLOUGH CORP COM 806605101 2,688 107,000 SH Defined 1 107,000 SCHERING PLOUGH CORP COM 806605101 1,300 51,750 SH Sole None 51,750 SEAGATE TECHNOLOGY SHS G7945J104 2,092 200,000 SH Defined 2 200,000 SEAGATE TECHNOLOGY SHS G7945J104 915 87,500 SH Sole None 87,500 SEAGATE TECHNOLOGY SHS G7945J104 2,092 200,000 SH Defined 1 200,000 SEMITOOL INC COM 816909105 650 140,770 SH Defined 1 140,770 SEMITOOL INC COM 816909105 462 100,000 SH Defined 2 100,000 SEMITOOL INC COM 816909105 508 109,860 SH Sole None 109,860 SOLTA MED INC COM 83438K103 300 192,000 SH Sole None 192,000 SOUNDBITE COMMUNICATIONS INC COM 836091108 235 99,100 SH Defined 1 99,100 SOUNDBITE COMMUNICATIONS INC COM 836091108 237 100,000 SH Defined 2 100,000 SOUNDBITE COMMUNICATIONS INC COM 836091108 206 86,800 SH Sole None 86,800 SOUTHWALL TECHNOLOGIES INC 844909101 380 400,000 SH Defined 1 400,000 SOUTHWALL TECHNOLOGIES INC 844909101 285 300,000 SH Sole None 300,000 SOUTHWALL TECHNOLOGIES INC 844909101 692 728,000 SH Defined 2 728,000 SOUTHWALL TECHNOLOGIES INC 844909101 7,489 7,882,639 SH OTHER OTHER 7,882,639 SOUTHWALL TECHNOLOGIES INC 844909101 3,099 3,261,666 SH OTHER OTHER 3,261,666 STATE STR CORP COM 857477103 3,540 75,000 SH Defined 1 75,000 STATE STR CORP COM 857477103 1,416 30,000 SH Sole None 30,000 SUPER MICRO COMPUTER INC COM 86800U104 1,026 134,000 SH Defined 1 134,000 SUPER MICRO COMPUTER INC COM 86800U104 766 100,000 SH Defined 2 100,000 SUPER MICRO COMPUTER INC COM 86800U104 697 91,000 SH Sole None 91,000 SYPRIS SOLUTIONS INC COM 871655106 478 394,650 SH Defined 1 394,650 SYPRIS SOLUTIONS INC COM 871655106 317 261,950 SH Sole None 261,950 SYPRIS SOLUTIONS INC COM 871655106 507 418,700 SH Defined 2 418,700 TESSERA TECHNOLOGIES INC COM 88164L100 1,383 54,700 SH Defined 1 54,700 TESSERA TECHNOLOGIES INC COM 88164L100 746 29,500 SH Sole None 29,500 THERMO FISHER SCIENTIFIC INC COM 883556102 4,077 100,000 SH Defined 1 100,000 THERMO FISHER SCIENTIFIC INC COM 883556102 4,689 115,000 SH Defined 2 115,000 TOMOTHERAPY INC COM 890088107 578 210,000 SH Defined 2 210,000 TOMOTHERAPY INC COM 890088107 165 60,000 SH Sole None 60,000 TRANSOCEAN LTD REG SHS H8817H100 1,486 20,000 SH Defined 2 20,000 UNITEDHEALTH GROUP INC COM 91324P102 812 32,500 SH Defined 1 32,500 UNITEDHEALTH GROUP INC COM 91324P102 300 12,000 SH Sole None 12,000 UNITEDHEALTH GROUP INC COM 91324P102 1,112 44,500 SH Defined 2 44,500 VARIAN MED SYS INC COM 92220P105 2,855 81,250 SH Defined 1 81,250 VARIAN MED SYS INC COM 92220P105 4,041 115,000 SH Defined 2 115,000 VARIAN MED SYS INC COM 92220P105 2,240 63,750 SH Sole None 63,750 VIASAT INC COM 92552V100 2,701 100,000 SH Defined 1 100,000 VIASAT INC COM 92552V100 4,052 150,000 SH Defined 2 150,000 VIASAT INC COM 92552V100 1,823 67,500 SH Sole None 67,500 VISHAY INTERTECHNOLOGY INC COM 928298108 730 107,500 SH Defined 1 107,500 VISHAY INTERTECHNOLOGY INC COM 928298108 340 50,000 SH Sole None 50,000 VISHAY INTERTECHNOLOGY INC COM 928298108 679 100,000 SH Defined 2 100,000 VOLCANO CORPORATION COM 928645100 252 18,000 SH Sole None 18,000 WHOLE FOODS MKT INC COM 966837106 1,234 65,000 SH Defined 2 65,000 WHOLE FOODS MKT INC COM 966837106 47 2,500 SH Sole None 2,500 X-RITE INC COM 983857103 179 119,300 SH Defined 1 119,300 X-RITE INC COM 983857103 101 67,400 SH Sole None 67,400 XYRATEX LTD COM G98268108 170 33,900 SH Defined 2 33,900 XYRATEX LTD COM G98268108 80 15,900 SH Sole None 15,900
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