-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKFIzX3tFrC8jcR3bqRG5YhGrx8y9igwZzHasbD+QSaoqcg/S3ezg67E1aQMRYuE lQIt7UwQY5tzl8pPLhetMg== 0000919574-08-008023.txt : 20081114 0000919574-08-008023.hdr.sgml : 20081114 20081113202252 ACCESSION NUMBER: 0000919574-08-008023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 081186739 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d936465_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York November 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 223 Form 13F Information Table Value Total: $315,926 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name - -------- ----------- ---- 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE 3COM CORP COM 885535104 2290 475,000 SH DEFINED 2 475,000 3COM CORP COM 885535104 559 240,000 SH SOLE NONE 240,000 3COM CORP COM 885535104 932 400,000 SH DEFINED 1 400,000 A D C TELECOMMUNICATIONS COM NEW 000886309 423 50,000 SH SOLE NONE 50,000 A D C TELECOMMUNICATIONS COM NEW 000886309 423 50,000 SH DEFINED 1 50,000 ACME PACKET INC COM 004764106 526 40,000 SH SOLE NONE 40,000 ACTEL CORP COM 004934105 1872 150,000 SH DEFINED 1 150,000 ACTUATE CORP COM 00508B102 679 165,000 SH SOLE NONE 165,000 ACTUATE CORP COM 00508B102 2281 550,000 SH DEFINED 2 550,000 ADAPTEC INC COM 00651F108 271 82,500 SH SOLE NONE 82,500 ADAPTEC INC COM 00651F108 469 143,000 SH DEFINED 1 143,000 ADVANCED PHOTONIX INC COM 9P078290 583 333,333 SH SOLE NONE 333,333 AIRVANA INC COM 00950V101 2295 350,000 SH DEFINED 2 350,000 AIRVANA INC COM 00950V101 1627 274,790 SH SOLE NONE 274,790 AIRVANA INC COM 00950V101 1941 329,610 SH DEFINED 1 329,610 ALCATEL-LUCENT SPONSORED ADR 13904305 101 26,180 SH DEFINED 1 26,180 ALLIANCE DATA SYSTEMS CORP COM 018581108 375 11,000 SH SOLE NONE 11,000 ALLIANCEBERNSTEIN HLDG LP UNIT LTD PARTN 01881G106 2406 65,000 SH DEFINED 1 65,000 ALLIANCEBERNSTEIN HLDG LP UNIT LTD PARTN 01881G106 1554 42,000 SH SOLE NONE 42,000 AMERICAN INTL GROUP INC COM 026874107 4743 95,000 SH DEFINED 2 95,000 AMERIGROUP CORP COM 03073T102 1425 60,000 SH DEFINED 2 60,000 ANAREN INC COM 32744104 965 96,516 SH SOLE NONE 96,516 ANAREN INC COM 032744104 1629 160,500 SH DEFINED 1 160,500 ARTHROCARE CORP COM 043136100 2026 60,000 SH DEFINED 2 60,000 ARUBA NETWORKS INC COM 043176106 111 20,000 SH SOLE NONE 20,000 ATMEL CORP COM 049513104 2286 750,000 SH DEFINED 2 750,000 ATMEL CORP COM 049513104 1187 350,000 SH SOLE NONE 350,000 ATMEL CORP COM 049513104 1356 400,000 SH DEFINED 1 400,000 ATP OIL & GAS CORP COM 00208J108 468 26,250 SH SOLE NONE 26,250 ATP OIL & GAS CORP COM 00208J108 868 48,750 SH DEFINED 1 48,750 AUTHENTEC INC COM 052660107 51 20,000 SH SOLE NONE 20,000 AUTODESK INC COM 052769106 362 10,000 SH SOLE NONE 10,000 AVIS BUDGET GROUP COM 053774105 2846 187,500 SH DEFINED 2 187,500 AVIS BUDGET GROUP COM 053774105 864 150,000 SH SOLE NONE 150,000 AVIS BUDGET GROUP COM 053774105 1492 260,000 SH DEFINED 1 260,000 AVIZA TECHNOLOGY INC COM 05381A105 30 75,000 SH SOLE NONE 75,000 BOSTON SCIENTIFIC CORP COM 101137107 614 50,000 SH SOLE NONE 50,000 BOSTON SCIENTIFIC CORP COM 101137107 1963 160,000 SH DEFINED 1 160,000 BOTTOMLINE TECH DEL INC COM 101388106 510 49,000 SH SOLE NONE 49,000 BROOKS AUTOMATION INC COM 114340102 1478 174,930 SH SOLE NONE 174,930 BROOKS AUTOMATION INC COM 114340102 6881 531,911 SH DEFINED 2 531,911 BROOKS AUTOMATION INC COM 114340102 1309 156,610 SH DEFINED 1 156,610 CALLIDUS SOFTWARE INC COM 13123E500 1485 375,000 SH DEFINED 1 375,000 CALLIDUS SOFTWARE INC COM 13123E500 812 205,000 SH SOLE NONE 205,000 CARMAX INC COM 143130102 731 50,310 SH SOLE NONE 50,310 CARMAX INC COM 143130102 4242 225,000 SH DEFINED 2 225,000 CARMAX INC COM 143130102 1126 80,440 SH DEFINED 1 80,440 CAVIUM NETWORKS INC COM 14965A101 437 17,500 SH SOLE NONE 17,500 CHESAPEAKE ENERGY CORP. COM 165167107 657 90,000 SH DEFINED 2 90,000 COMCAST CORP NEW CL A 20030N101 2356 120,000 SH DEFINED 1 120,000 COMCAST CORP NEW CL A 20030N101 1073 75,000 SH DEFINED 2 75,000 COMPTON PETE CORP COM 204940100 612 81,010 SH SOLE NONE 81,010 COMPTON PETE CORP COM 204940100 375 68,990 SH DEFINED 1 68,990 CONMED CORP COM 207410101 1699 125,000 SH DEFINED 2 125,000 CONMED CORP COM 207410101 2240 70,000 SH SOLE NONE 70,000 COVIDIEN LIMITED COM G2552X108 1485 43,750 SH DEFINED 2 43,750 COVIDIEN LIMITED COM G2552X108 1324 24,625 SH DEFINED 1 24,625 COVIDIEN LIMITED COM G2552X108 470 8,750 SH SOLE NONE 8,750 CRUCELL N V SPONSORED ADR 228769105 515 25,000 SH SOLE NONE 25,000 DDI CORP COM 233162502 207 39,862 SH SOLE NONE 39,862 DDI CORP COM 233162502 236 45,310 SH DEFINED 1 45,310 DICE HLDGS INC COM 253017107 139 20,000 SH SOLE NONE 20,000 DICE HLDGS INC COM 253017107 588 85,000 SH DEFINED 2 85,000 DICKS SPORTING GOODS INC COM 253393102 299 12,000 SH SOLE NONE 12,000 DICKS SPORTING GOODS INC COM 253393102 2139 115,000 SH DEFINED 2 115,000 DOLBY LABORATORIES INC COM 25659T107 1597 50,912 SH SOLE NONE 50,912 DOLBY LABORATORIES INC COM 25659T107 1161 69,570 SH DEFINED 2 69,570 DOLBY LABORATORIES INC COM 25659T107 2666 75,750 SH DEFINED 1 75,750 ECLIPSYS CORP COM 278856109 1103 50,000 SH DEFINED 2 50,000 ECLIPSYS CORP COM 278856109 733 35,000 SH SOLE NONE 35,000 ECLIPSYS CORP COM 278856109 1362 65,000 SH DEFINED 1 65,000 ELECTRO SCIENTIFIC INDS COM 285229100 1369 95,112 SH SOLE NONE 95,112 ELECTRO SCIENTIFIC INDS COM 285229100 3343 175,000 SH DEFINED 2 175,000 ELECTRO SCIENTIFIC INDS COM 285229100 1778 125,000 SH DEFINED 1 125,000 EMAGEON INC COM 29076V109 63 24,564 SH SOLE NONE 24,564 EMS TECHNOLOGIES INC COM 26873N108 1727 127,700 SH DEFINED 2 127,700 EMS TECHNOLOGIES INC COM 26873N108 2296 102,900 SH SOLE NONE 102,900 EMS TECHNOLOGIES INC COM 26873N108 3222 144,400 SH DEFINED 1 144,400 ENTEGRIS INC COM 29362U104 1044 196,925 SH SOLE NONE 196,925 ENTEGRIS INC COM 29362U104 1189 245,625 SH DEFINED 1 245,625 EURONET WORLDWIDE INC COM 298736109 546 20,000 SH SOLE NONE 20,000 EXAR CORP COM 300645108 668 87,224 SH SOLE NONE 87,224 EXAR CORP COM 300645108 1241 161,990 SH DEFINED 1 161,990 EXPRESS SCRIPTS INC COM 302182100 4347 135,000 SH DEFINED 2 135,000 EXPRESS SCRIPTS INC COM 302182100 3989 63,500 SH SOLE NONE 63,500 EXPRESS SCRIPTS INC COM 302182100 7197 97,500 SH DEFINED 1 97,500 FINISAR NOTE 5.250%10/1 31787AAC5 599 600,000 PRN SOLE NONE 600,000 FINISAR NOTE 5.250%10/1 31787AAC5 998 1,000,000 PRN DEFINED 1 1,000,000 FOUNDRY NETWORKS INC COM 35063R100 1003 55,100 SH SOLE NONE 55,100 FOUNDRY NETWORKS INC COM 35063R100 1865 102,400 SH DEFINED 1 102,400 FREQUENCY ELECTRS INC COM 358010106 375 90,000 SH SOLE NONE 90,000 FSI INTL INC COM 302633102 3177 558,500 SH DEFINED 2 558,500 FSI INTL INC COM 302633102 372 503,300 SH SOLE NONE 503,300 FSI INTL INC COM 302633102 183 246,700 SH DEFINED 1 246,700 GILEAD SCIENCES INC COM 375558103 397 15,000 SH SOLE NONE 15,000 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2742 200,145 SH DEFINED 1 200,145 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2503 182,710 SH SOLE NONE 182,710 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1473 139,268 SH SOLE NONE 139,268 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2937 277,613 SH DEFINED 1 277,613 HARRIS STRATEX NTWRKS INC CL A 41457P106 628 85,000 SH DEFINED 2 85,000 HARTE-HANKS INC COM 416196103 1022 98,550 SH DEFINED 1 98,550 HEALTHSOUTH CORP COM NEW 421924309 922 50,000 SH SOLE NONE 50,000 HEALTHSOUTH CORP COM NEW 421924309 1843 100,000 SH DEFINED 1 100,000 HEALTHWAYS INC COM 422245100 382 20,000 SH DEFINED 2 20,000 HONEYWELL INTL INC COM 438516106 4155 100,000 SH DEFINED 1 100,000 HUTCHINSON TECHNOLOGY INC COM 448407106 1385 110,000 SH SOLE NONE 110,000 HUTCHINSON TECHNOLOGY INC COM 448407106 1158 100,000 SH DEFINED 1 100,000 ICX TECHNOLOGIES INC COM 44934T105 329 45,000 SH SOLE NONE 45,000 INTERACTIVE BROKERS GROUP IN COM 45841N107 1510 68,110 SH SOLE NONE 68,110 INTERACTIVE BROKERS GROUP IN COM 45841N107 3144 141,793 SH DEFINED 1 141,793 INTUIT COM 461202103 2837 100,000 SH DEFINED 2 100,000 IRON MTN INC COM 462846106 325 20,000 SH SOLE NONE 20,000 IRON MTN INC COM 462846106 2838 170,000 SH DEFINED 2 170,000 KEMET CORP COM 488360108 324 238,000 SH DEFINED 1 238,000 KVH INDS INC COM 482738101 460 50,000 SH SOLE NONE 50,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3475 50,000 SH DEFINED 1 50,000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 695 10,000 SH SOLE NONE 10,000 LEMAITRE VASCULAR INC COM 525558201 282 85,000 SH SOLE NONE 85,000 LTX CORP COM 502403108 152 87,500 SH SOLE NONE 87,500 LTX CORP COM 502403108 248 142,500 SH DEFINED 1 142,500 LUXOTTICA GROUP COM 55068R202 125 5,000 SH SOLE NONE 5,000 LUXOTTICA GROUP COM 55068R202 4409 175,000 SH DEFINED 2 175,000 MATTSON TECHNOLOGY INC COM 577223100 579 122,500 SH SOLE NONE 122,500 MATTSON TECHNOLOGY INC COM 577223100 946 200,000 SH DEFINED 1 200,000 MERCK & CO INC COM 589331107 1298 50,000 SH DEFINED 2 50,000 MICROSEMI CORP COM 595137100 424 20,000 SH SOLE NONE 20,000 MICROSEMI CORP COM 595137100 3674 150,000 SH DEFINED 2 150,000 MKS INSTRUMENT INC COM 55306N104 1991 100,000 SH DEFINED 1 100,000 MKS INSTRUMENT INC COM 55306N104 1039 100,000 SH DEFINED 2 100,000 MKS INSTRUMENT INC COM 55306N104 796 40,000 SH SOLE NONE 40,000 MORGAN STANLEY COM NEW 617446448 1924 75,000 SH DEFINED 2 75,000 MORTONS RESTAURANT GRP INC N COM 619430101 1489 200,000 SH DEFINED 2 200,000 MOTOROLA INC COM 620076109 5358 425,000 SH DEFINED 2 425,000 MOTOROLA INC COM 620076109 2021 283,000 SH DEFINED 1 283,000 MOTOROLA INC COM 620076109 512 71,655 SH SOLE NONE 71,655 MUELLER WTR PRODS INC COM SER B 624758207 155 23,900 SH DEFINED 1 23,900 NATIONAL SEMICONDUCTOR CORP COM 637640103 1307 180,000 SH DEFINED 2 180,000 NETEZZA CORP COM 64111N101 994 91,300 SH SOLE NONE 91,300 NETEZZA CORP COM 64111N101 1849 169,800 SH DEFINED 1 169,800 NEWPORT CORP COM 651824104 3124 245,000 SH DEFINED 2 245,000 NEWPORT CORP COM 651824104 1100 103,200 SH SOLE NONE 103,200 NEWPORT CORP COM 651824104 2695 250,000 SH DEFINED 1 250,000 NOVA MEASURING INSTRUMENTS L COM M7516K103 221 150,000 SH SOLE NONE 150,000 OMNICELL INC COM 68213N109 666 57,500 SH DEFINED 2 57,500 ORBOTECH LTD ORD M75253100 2815 148,600 SH DEFINED 2 148,600 ORBOTECH LTD ORD M75253100 352 44,062 SH SOLE NONE 44,062 ORBOTECH LTD ORD M75253100 799 100,000 SH DEFINED 1 100,000 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1770 101,000 SH SOLE NONE 101,000 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2701 175,000 SH DEFINED 2 175,000 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2254 122,500 SH DEFINED 1 122,500 PHARSIGHT CORP COM NEW 71721Q200 267 50,832 SH SOLE NONE 50,832 PLANAR SYS INC COM 726900103 399 157,000 SH SOLE NONE 157,000 PLX TECHNOLOGY INC COM 693417107 358 70,000 SH SOLE NONE 70,000 PLX TECHNOLOGY INC COM 693417107 666 130,000 SH DEFINED 1 130,000 PRECISION CASTPARTS CORP COM 740189105 4787 66,000 SH SOLE NONE 66,000 PRECISION CASTPARTS CORP COM 740189105 7878 100,000 SH DEFINED 1 100,000 PROGRESS SOFTWARE CORP COM 743312100 745 30,050 SH DEFINED 2 30,050 PROGRESS SOFTWARE CORP COM 743312100 953 36,683 SH DEFINED 1 36,683 PROGRESS SOFTWARE CORP COM 743312100 311 11,980 SH SOLE NONE 11,980 RADISYS CORP COM 750459109 3426 225,000 SH DEFINED 2 225,000 RADISYS CORP COM 750459109 602 70,000 SH SOLE NONE 70,000 RADISYS CORP COM 750459109 1207 140,400 SH DEFINED 1 140,400 RESOURCES CONNECTION INC COM 76122Q105 164 10,000 SH SOLE NONE 10,000 ROCKFORD CORP COM 77316P101 321 274,000 SH SOLE NONE 274,000 SAIC INC COM 78390X101 354 17,500 SH SOLE NONE 17,500 SAIC INC COM 78390X101 657 32,500 SH DEFINED 1 32,500 SANMINA SCI CORP COM 800907107 245 175,000 SH SOLE NONE 175,000 SANMINA SCI CORP COM 800907107 350 250,000 SH DEFINED 1 250,000 SCHERING PLOUGH CORP COM 806605101 2737 162,000 SH DEFINED 2 162,000 SCHERING PLOUGH CORP COM 806605101 1976 107,000 SH DEFINED 1 107,000 SCHERING PLOUGH CORP COM 806605101 1330 72,000 SH SOLE NONE 72,000 SEAGATE TECHNOLOGY SHS G7945J104 2565 225,000 SH DEFINED 2 225,000 SEAGATE TECHNOLOGY SHS G7945J104 909 75,000 SH SOLE NONE 75,000 SEAGATE TECHNOLOGY SHS G7945J104 2424 200,000 SH DEFINED 1 200,000 SEMITOOL INC COM 816909105 985 100,000 SH DEFINED 2 100,000 SEMITOOL INC COM 816909105 874 103,087 SH SOLE NONE 103,087 SEMITOOL INC COM 816909105 1151 140,770 SH DEFINED 1 140,770 SOUNDBITE COMMUNICATIONS INC COM 836091108 224 86,800 SH SOLE NONE 86,800 SOUNDBITE COMMUNICATIONS INC COM 836091108 285 100,000 SH DEFINED 2 100,000 SOUNDBITE COMMUNICATIONS INC COM 836091108 239 99,100 SH DEFINED 1 99,100 SOUTHWALL TECHNOLOGIES INC COM 844909101 757 728,000 SH DEFINED NGF 728,000 SOUTHWALL TECHNOLOGIES INC COM 844909101 312 300,000 SH SOLE NIM 300,000 SOUTHWALL TECHNOLOGIES INC COM 844909101 416 400,000 SH DEFINED NEGP 400,000 SOUTHWALL TECHNOLOGIES, INC. COM 844909101 8198 7,882,639 SH SOLE NONE 7,882,639 SOUTHWALL TECHNOLOGIES, INC. Preferred A 844909101 3392 3,261,666 SH SOLE NONE 3,261,666 SRS LABS INC COM 78464M106 42 10,000 SH SOLE NONE 10,000 STATE STR CORP COM 857477103 2560 45,000 SH SOLE NONE 45,000 STATE STR CORP COM 857477103 4266 75,000 SH DEFINED 1 75,000 STEC INC COM 784774101 169 20,000 SH SOLE NONE 20,000 SUN MICROSYSTEMS INC COM NEW 866810203 760 100,000 SH DEFINED 1 100,000 SUN MICROSYSTEMS INC COM NEW 866810203 216 28,437 SH SOLE NONE 28,437 SUPER MICRO COMPUTER INC COM 86800U104 407 48,000 SH SOLE NONE 48,000 SUPER MICRO COMPUTER INC COM 86800U104 604 67,000 SH DEFINED 1 67,000 SYPRIS SOLUTIONS INC COM 871655106 4565 418,700 SH DEFINED 2 418,700 SYPRIS SOLUTIONS INC COM 871655106 492 271,765 SH SOLE NONE 271,765 SYPRIS SOLUTIONS INC COM 871655106 635 394,650 SH DEFINED 1 394,650 TESSERA TECHNOLOGIES INC COM 88164L100 747 44,000 SH SOLE NONE 44,000 TESSERA TECHNOLOGIES INC COM 88164L100 894 54,700 SH DEFINED 1 54,700 THERMAGE INC COM 88343R101 94 25,000 SH SOLE NONE 25,000 THERMO FISHER SCIENTIFIC INC COM 883556102 2073 115,000 SH DEFINED 2 115,000 THERMO FISHER SCIENTIFIC INC COM 883556102 5500 100,000 SH DEFINED 1 100,000 TRANSOCEAN SEDCO FOREX COM G90073100 1037 30,000 SH DEFINED 2 30,000 TYCO ELECTRONICS LTD COM NEW G9144P105 1374 43,750 SH DEFINED 2 43,750 TYCO ELECTRONICS LTD COM NEW G9144P105 346 12,500 SH SOLE NONE 12,500 TYCO ELECTRONICS LTD COM NEW G9144P105 681 24,625 SH DEFINED 1 24,625 TYCO INTL LTD BERMUDA SHS G9143X208 438 12,500 SH SOLE NONE 12,500 TYCO INTL LTD BERMUDA SHS G9143X208 862 24,625 SH DEFINED 1 24,625 UNITEDHEALTH GROUP INC COM 91324P102 1999 62,500 SH DEFINED 2 62,500 UNITEDHEALTH GROUP INC COM 91324P102 889 35,000 SH SOLE NONE 35,000 UNITEDHEALTH GROUP INC COM 91324P102 1650 65,000 SH DEFINED 1 65,000 VARIAN MED SYS INC COM 92220P105 4021 100,000 SH DEFINED 2 100,000 VARIAN MED SYS INC COM 92220P105 2499 43,750 SH SOLE NONE 43,750 VARIAN MED SYS INC COM 92220P105 4642 81,250 SH DEFINED 1 81,250 VIASAT INC COM 92552V100 1653 150,000 SH DEFINED 2 150,000 VIASAT INC COM 92552V100 1549 70,000 SH SOLE NONE 70,000 VIASAT INC COM 92552V100 2358 100,000 SH DEFINED 1 100,000 VISHAY INTERTECHNOLOGY INC COM 928298108 902 100,000 SH DEFINED 2 100,000 VISHAY INTERTECHNOLOGY INC COM 928298108 331 50,000 SH SOLE NONE 50,000 VISHAY INTERTECHNOLOGY INC COM 928298108 828 125,000 SH DEFINED 1 125,000 WHOLE FOODS MKT INC COM 966837106 2171 65,000 SH DEFINED 2 65,000 X-RITE INC COM 983857103 237 67,400 SH SOLE NONE 67,400 X-RITE INC COM 983857103 420 119,300 SH DEFINED 1 119,300
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