-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVYS3QxGIT9OxO9ESYukdSLdXEnSIXewy53F5GcxsI57x506Ln/ONL/kw0RG1Xj9 CxnzgLzwhCoZF/HXPOWS6g== 0000919574-08-003021.txt : 20080514 0000919574-08-003021.hdr.sgml : 20080514 20080514113602 ACCESSION NUMBER: 0000919574-08-003021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 EFFECTIVENESS DATE: 20080514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 08830227 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d880907_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York May 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 246 Form 13F Information Table Value Total: $ 408,344 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- APPLE INC COM 037833100 431 3,000 SH SOLE NONE SOLE ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 2,662 42,000 SH SOLE NONE SOLE ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 4,120 65,000 SH DEFINED 1 SOLE ACTEL CORP COM 004934105 2,297 150,000 SH DEFINED 1 SOLE ACTUATE CORP COM 00508B102 164 40,000 SH SOLE NONE SOLE ACTUATE CORP COM 00508B102 2,838 100,000 SH DEFINED 2 SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 604 50,000 SH SOLE NONE SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 604 50,000 SH DEFINED 1 SOLE ADAPTEC INC COM 00651F108 243 82,500 SH SOLE NONE SOLE ADAPTEC INC COM 00651F108 420 143,000 SH DEFINED 1 SOLE ALLIANCE DATA SYSTEMS CORP COM 018581108 713 15,000 SH SOLE NONE SOLE AUTODESK INC COM 052769106 315 10,000 SH SOLE NONE SOLE AMERICAN INTL GROUP INC COM 026874107 3,028 70,000 SH DEFINED 2 SOLE AIRVANA INC COM 00950V101 1,306 249,790 SH SOLE NONE SOLE AIRVANA INC COM 00950V101 1,724 329,610 SH DEFINED 1 SOLE AIRVANA INC COM 00950V101 1,831 350,000 SH DEFINED 2 SOLE ALCATEL-LUCENT SPONSORED ADR 013904305 151 26,180 SH DEFINED 1 SOLE ANAREN INC COM 032744104 1,095 86,516 SH SOLE NONE SOLE ANAREN INC COM 032744104 2,032 160,500 SH DEFINED 1 SOLE ACME PACKET INC COM 004764106 400 50,000 SH SOLE NONE SOLE ARTHROCARE CORP COM 043136100 1,001 30,000 SH DEFINED 2 SOLE ATMEL CORP COM 049513104 1,218 350,000 SH SOLE NONE SOLE ATMEL CORP COM 049513104 1,392 400,000 SH DEFINED 1 SOLE ATMEL CORP COM 049513104 2,610 750,000 SH DEFINED 2 SOLE ATP OIL & GAS CORP COM 00208J108 1,145 35,000 SH SOLE NONE SOLE ATP OIL & GAS CORP COM 00208J108 2,127 65,000 SH DEFINED 1 SOLE AVIZA TECHNOLOGY INC COM 05381A105 41 75,000 SH SOLE NONE SOLE AXT INC COM 00246W103 31 6,600 SH SOLE NONE SOLE AXT INC COM 00246W103 62 13,100 SH DEFINED 1 SOLE BELL MICROPRODUCTS INC COM 078137106 232 113,969 SH SOLE NONE SOLE BELL MICROPRODUCTS INC COM 078137106 541 265,000 SH DEFINED 1 SOLE BRIGHT HORIZON FAMILY SOLUTI COM 109195107 646 15,000 SH SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 1,700 174,930 SH SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 1,522 156,610 SH DEFINED 1 SOLE BROOKS AUTOMATION INC COM 114340102 5,170 531,911 SH DEFINED 2 SOLE BOSTON SCIENTIFIC CORP COM 101137107 644 50,000 SH SOLE NONE SOLE BOSTON SCIENTIFIC CORP COM 101137107 2,059 160,000 SH DEFINED 1 SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,082 225,000 SH SOLE NONE SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,804 375,000 SH DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 1,487 140,000 SH SOLE NONE SOLE AVIS BUDGET GROUP COM 053774105 2,761 260,000 SH DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 1,460 137,500 SH DEFINED 2 SOLE CAVIUM NETWORKS COM 14965A101 287 17,500 SH SOLE NONE SOLE CHESAPEAKE ENERGY CORP COM 165167107 8,769 190,000 SH DEFINED 2 SOLE COMCAST CORP NEW CL A 20030N101 2,328 120,000 SH DEFINED 1 SOLE COMCAST CORP NEW CL A 20030N101 3,771 195,000 SH DEFINED 2 SOLE COMCAST CORP NEW CL A 20030N200 569 30,000 SH SOLE NONE SOLE CONMED CORP COM 207410101 1,795 70,000 SH SOLE NONE SOLE CONMED CORP COM 207410101 3,205 125,000 SH DEFINED 2 SOLE 3COM CORP COM 885535104 550 240,000 SH SOLE NONE SOLE 3COM CORP COM 885535104 916 400,000 SH DEFINED 1 SOLE 3COM CORP COM 885535104 1,088 475,000 SH DEFINED 2 SOLE COVIDIEN LTD COM G2552X108 555 12,500 SH SOLE NONE SOLE COVIDIEN LTD COM G2552X108 1,094 24,625 SH DEFINED 1 SOLE COVIDIEN LTD COM G2552X108 1,936 43,750 SH DEFINED 2 SOLE COPART INC COM 217204106 349 9,000 SH SOLE NONE SOLE CORVEL CORP COM 221006109 406 13,273 SH DEFINED 2 SOLE CRUCELL N V SPONSORED ADR 228769105 385 25,000 SH SOLE NONE SOLE DDI CORP COM 0.0001 NEW 233162502 185 39,862 SH SOLE NONE SOLE DDI CORP COM 0.0001 NEW 233162502 210 45,310 SH DEFINED 1 SOLE DISNEY WALT CO COM DISNEY 254687106 677 21,563 SH SOLE NONE SOLE DISNEY WALT CO COM DISNEY 254687106 1,569 50,000 SH DEFINED 1 SOLE DICKS SPORTING GOODS INC COM 253393102 268 10,000 SH SOLE NONE SOLE DOLBY LABORATORIES INC COM 25659T107 2,502 69,012 SH SOLE NONE SOLE DOLBY LABORATORIES INC COM 25659T107 3,599 99,250 SH DEFINED 1 SOLE DOLBY LABORATORIES INC COM 25659T107 2,523 69,570 SH DEFINED 2 SOLE DATALINK CORP COM 237934104 134 34,000 SH SOLE NONE SOLE DATALINK CORP COM 237934104 269 68,000 SH DEFINED 1 SOLE DATALINK CORP COM 237934104 265 67,000 SH DEFINED 2 SOLE ECLIPSYS CORP COM 278856109 686 35,000 SH SOLE NONE SOLE ECLIPSYS CORP COM 278856109 1,275 65,000 SH DEFINED 1 SOLE EURONET WORLDWIDE INC COM 298736109 385 20,000 SH SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 2,793 102,900 SH SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 3,919 144,400 SH DEFINED 1 SOLE EMS TECHNOLOGIES INC COM 26873N108 3,466 127,700 SH DEFINED 2 SOLE EMAGEON INC COM 29076V109 57 25,000 SH SOLE NONE SOLE ENTEGRIS INC COM 29362U104 1,236 171,925 SH SOLE NONE SOLE ENTEGRIS INC COM 29362U104 1,766 245,625 SH DEFINED 1 SOLE BOTTOMLINE TECH DEL INC COM 101388106 617 49,000 SH SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,442 87,500 SH SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 1,648 100,000 SH DEFINED 1 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 4,403 175,000 SH DEFINED 2 SOLE EXPRESS SCRIPTS INC COM 302182100 4,342 67,500 SH SOLE NONE SOLE EXPRESS SCRIPTS INC COM 302182100 6,271 97,500 SH DEFINED 1 SOLE EXPRESS SCRIPTS INC COM 302182100 9,648 150,000 SH DEFINED 2 SOLE EXAR CORP COM 300645108 718 87,224 SH SOLE NONE SOLE EXAR CORP COM 300645108 1,333 161,990 SH DEFINED 1 SOLE FINISAR NOTE 5.250%10/1 31787AAC5 601 600,000 PRN SOLE NONE SOLE FINISAR NOTE 5.250%10/1 31787AAC5 1,002 1,000,000 PRN DEFINED 1 SOLE FCSTONE GROUP INC COM 31308T100 277 10,000 SH SOLE NONE SOLE FOUNDRY NETWORKS INC COM 35063R100 638 55,100 SH SOLE NONE SOLE FOUNDRY NETWORKS INC COM 35063R100 1,186 102,400 SH DEFINED 1 SOLE FREQUENCY ELECTRS INC COM 358010106 700 90,000 SH SOLE NONE SOLE F5 NETWORKS INC COM 315616102 948 52,200 SH SOLE NONE SOLE F5 NETWORKS INC COM 315616102 1,706 93,900 SH DEFINED 1 SOLE FSI INTL INC COM 302633102 669 503,300 SH SOLE NONE SOLE FSI INTL INC COM 302633102 328 246,700 SH DEFINED 1 SOLE FSI INTL INC COM 302633102 743 558,500 SH DEFINED 2 SOLE GUESS INC COM 401617105 607 15,000 SH SOLE NONE SOLE GILEAD SCIENCES INC COM 375558103 773 15,000 SH SOLE NONE SOLE GENESEE & WYO INC CL A 371559105 275 8,000 SH SOLE NONE SOLE HARTE-HANKS INC COM 416196103 1,347 98,550 SH DEFINED 1 SOLE HEALTHSOUTH CORP COM NEW 421924309 890 50,000 SH SOLE NONE SOLE HEALTHSOUTH CORP COM NEW 421924309 1,779 100,000 SH DEFINED 1 SOLE HEALTHSOUTH CORP COM NEW 421924309 2,001 112,500 SH DEFINED 2 SOLE HANSEN MEDICAL INC COM 411307101 141 10,000 SH SOLE NONE SOLE HONEYWELL INTL INC COM 438516106 2,821 50,000 SH SOLE NONE SOLE HONEYWELL INTL INC COM 438516106 5,642 100,000 SH DEFINED 1 SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,636 171,310 SH SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,869 186,436 SH DEFINED 1 SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,580 130,348 SH SOLE NONE SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 3,128 258,077 SH DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 875 55,000 SH SOLE NONE SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 1,034 65,000 SH DEFINED 1 SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 2,547 99,235 SH SOLE NONE SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 3,640 141,793 SH DEFINED 1 SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 5,262 205,000 SH DEFINED 2 SOLE ICX TECHNOLOGIES INC COM 44934T105 122 27,200 SH SOLE NONE SOLE INTUIT COM 461202103 230 8,500 SH SOLE NONE SOLE INTUIT COM 461202103 2,428 125,000 SH DEFINED 2 SOLE IROBOT CORP COM 462726100 339 19,800 SH SOLE NONE SOLE IROBOT CORP COM 462726100 423 24,700 SH DEFINED 1 SOLE IROBOT CORP COM 462726100 513 30,000 SH DEFINED 2 SOLE IRON MTN INC COM 462846106 529 20,000 SH SOLE NONE SOLE IRON MTN INC COM 462846106 5,288 200,000 SH DEFINED 2 SOLE SUN MICROSYSTEMS INC COM NEW 866810203 442 28,437 SH SOLE NONE SOLE SUN MICROSYSTEMS INC COM NEW 866810203 820 52,812 SH DEFINED 1 SOLE J CREW GROUP INC COM 46612H402 221 5,000 SH SOLE NONE SOLE JOHNSON & JOHNSON COM 478160104 3,244 50,000 SH DEFINED 2 SOLE KEMET CORP COM 488360108 481 119,000 SH DEFINED 1 SOLE CARMAX INC COM 143130102 938 48,310 SH SOLE NONE SOLE CARMAX INC COM 143130102 1,562 80,440 SH DEFINED 1 SOLE CARMAX INC COM 143130102 3,376 125,000 SH DEFINED 2 SOLE KVH INDS INC COM 482738101 394 50,000 SH SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 737 10,000 SH SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,684 50,000 SH DEFINED 1 SOLE LEMAITRE VASCULAR INC COM 525558201 137 42,300 SH SOLE NONE SOLE LTX CORP COM 502392103 275 87,500 SH SOLE NONE SOLE LTX CORP COM 502392103 447 142,500 SH DEFINED 1 SOLE LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 2,884 175,000 SH DEFINED 2 SOLE MKS INSTRUMENT INC COM 55306N104 1,582 73,904 SH SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 2,140 100,000 SH DEFINED 1 SOLE MKS INSTRUMENT INC COM 55306N104 2,140 100,000 SH DEFINED 2 SOLE MOTOROLA INC COM 620076109 670 71,655 SH SOLE NONE SOLE MOTOROLA INC COM 620076109 2,412 258,000 SH DEFINED 1 SOLE MOTOROLA INC COM 620076109 3,953 425,000 SH DEFINED 2 SOLE MERCK & CO INC COM 589331107 1,898 50,000 SH DEFINED 2 SOLE MORTONS RESTAURANT GRP INC N COM 619430101 1,348 170,000 SH DEFINED 2 SOLE MICROSEMI CORP COM 595137100 456 20,000 SH SOLE NONE SOLE MICROSEMI CORP COM 595137100 3,420 150,000 SH DEFINED 2 SOLE MICROSOFT CORP COM 594918104 1,859 100,000 SH DEFINED 2 SOLE MATTSON TECHNOLOGY INC COM 577223100 746 122,500 SH SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 1,218 200,000 SH DEFINED 1 SOLE MUELLER WTR PRODS INC COM SER B 624758207 394 50,000 SH DEFINED 1 SOLE ADVANCED PHOTONIX INC CL A 00754E107 443 333,333 SH SOLE NONE SOLE NEWPORT CORP COM 651824104 1,033 92,500 SH SOLE NONE SOLE NEWPORT CORP COM 651824104 2,793 250,000 SH DEFINED 1 SOLE NEWPORT CORP COM 651824104 2,793 250,000 SH DEFINED 2 SOLE NATIONAL SEMICONDUCTOR CORP COM 637640103 3,298 180,000 SH DEFINED 2 SOLE NUVASIVE INC COM 670704105 518 15,000 SH SOLE NONE SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 318 150,000 SH SOLE NONE SOLE NETEZZA CORP COM 64111N101 936 101,300 SH SOLE NONE SOLE NETEZZA CORP COM 64111N101 1,569 169,800 SH DEFINED 1 SOLE ORBOTECH LTD ORD M75253100 808 44,062 SH SOLE NONE SOLE ORBOTECK LTD ORD M75253100 1,834 100,000 SH DEFINED 1 SOLE ORBOTECK LTD ORD M75253100 2,725 148,600 SH DEFINED 2 SOLE PRECISION CASTPARTS CORP COM 740189105 6,890 67,500 SH SOLE NONE SOLE PRECISION CASTPARTS CORP COM 740189105 10,208 100,000 SH DEFINED 1 SOLE PHARSIGHT CORP COM NEW 71721Q200 270 50,832 SH SOLE NONE SOLE PLANAR SYS INC COM 726900103 630 157,000 SH SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 467 70,000 SH SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 867 130,000 SH DEFINED 1 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,614 101,000 SH SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,958 122,500 SH DEFINED 1 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 2,797 175,000 SH DEFINED 2 SOLE PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 429 10,000 SH SOLE NONE SOLE PROGRESS SOFTWARE CORP COM 743312100 523 17,480 SH SOLE NONE SOLE PROGRESS SOFTWARE CORP COM 743312100 972 32,470 SH DEFINED 1 SOLE PROGRESS SOFTWARE CORP COM 743312100 899 30,050 SH DEFINED 2 SOLE RESOURCES CONNECTION INC COM 76122Q105 179 10,000 SH SOLE NONE SOLE TRANSOCEAN INC NEW SHS G90073100 6,431 47,570 SH DEFINED 2 SOLE ROCKFORD CORP COM 77316P101 436 274,000 SH SOLE NONE SOLE RADISYS CORP COM 750459109 706 70,000 SH SOLE NONE SOLE RADISYS CORP COM 750459109 1,312 130,000 SH DEFINED 1 SOLE RADISYS CORP COM 750459109 4,712 225,000 SH DEFINED 2 SOLE SAIC INC COM 78390X101 325 17,500 SH SOLE NONE SOLE SAIC INC COM 78390X101 604 32,500 SH DEFINED 1 SOLE SAIC INC COM 78390X101 832 100,000 SH DEFINED 2 SOLE SANMINA SCI CORP COM 800907107 284 175,000 SH SOLE NONE SOLE SANMINA SCI CORP COM 800907107 405 250,000 SH DEFINED 1 SOLE SCIELE PHARMA INC COM 808627103 488 25,000 SH DEFINED 2 SOLE SCHERING PLOUGH CORP COM 806605101 1,038 72,000 SH SOLE NONE SOLE SCHERING PLOUGH CORP COM 806605101 1,542 107,000 SH DEFINED 1 SOLE SCHERING PLOUGH CORP COM 806605101 2,334 162,000 SH DEFINED 2 SOLE SCHLUMBERGER LTD COM 806857108 2,393 27,500 SH DEFINED 2 SOLE SEMITOOL INC COM 816909105 789 103,860 SH SOLE NONE SOLE SEMITOOL INC COM 816909105 1,171 140,770 SH DEFINED 1 SOLE SEMITOOL INC COM 816909105 410 100,000 SH DEFINED 2 SOLE SRS LABS INC COM 78464M106 83 10,000 SH SOLE NONE SOLE ARGON ST INC COM 040149106 213 12,500 SH SOLE NONE SOLE STATE STR CORP COM 857477103 3,565 45,000 SH SOLE NONE SOLE STATE STR CORP COM 857477103 5,942 75,000 SH DEFINED 1 SOLE SEAGATE TECHNOLOGY SHS G7945J104 1,571 75,000 SH SOLE NONE SOLE SEAGATE TECHNOLOGY SHS G7945J104 4,188 200,000 SH DEFINED 1 SOLE SEAGATE TECHNOLOGY SHS G7945J104 2,270 225,000 SH DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES COM 844909101 222 300,000 SH SOLE NONE SOLE SOUTHWALL TECHNOLOGIES COM 844909101 296 400,000 SH DEFINED 1 SOLE SOUTHWALL TECHNOLOGIES COM 844909101 539 728,000 SH DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES, INC. COM 844909101 5,833 7,882,639 SH OTHER SOLE SOUTHWALL TECHNOLOGIES, INC. Preferred A 844909101 2,414 3,261,666 SH OTHER SOLE SYNPLICITY INC COM 87160Y108 274 35,050 SH SOLE NONE SOLE SYNPLICITY INC COM 87160Y108 886 113,150 SH DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,130 271,765 SH SOLE NONE SOLE SYPRIS SOLUTIONS INC COM 871655106 1,642 394,650 SH DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,729 418,700 SH DEFINED 2 SOLE TYCO ELECTRONICS LTD COM NEW G9144P105 429 12,500 SH SOLE NONE SOLE TYCO ELECTRONICS LTD COM NEW G9144P105 845 24,625 SH DEFINED 1 SOLE TYCO ELECTRONICS LTD COM NEW G9144P105 1,502 43,750 SH DEFINED 2 SOLE THERMAGE INC COM 88343R101 124 37,500 SH SOLE NONE SOLE TIFFANY & CO NEW COM 886547108 1,533 36,500 SH SOLE NONE SOLE TIFFANY & CO NEW COM 886547108 2,330 55,500 SH DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 5,684 100,000 SH DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 6,537 115,000 SH DEFINED 2 SOLE TOMOTHERAPY INC COM 890088107 502 35,000 SH SOLE NONE SOLE TESSERA TECHNOLOGIES INC COM 88164L100 822 39,500 SH SOLE NONE SOLE TESSERA TECHNOLOGIES INC COM 88164L100 1,138 54,700 SH DEFINED 1 SOLE TYCO INTL LTD BERMUDA SHS G9143X208 553 12,500 SH SOLE NONE SOLE TYCO INTL LTD BERMUDA SHS G9143X208 1,088 24,625 SH DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 602 17,500 SH SOLE NONE SOLE UNITEDHEALTH GROUP INC COM 91324P102 1,118 32,500 SH DEFINED 1 SOLE VARIAN MED SYS INC COM 92220P105 2,049 43,750 SH SOLE NONE SOLE VARIAN MED SYS INC COM 92220P105 3,806 81,250 SH DEFINED 1 SOLE VARIAN MED SYS INC COM 92220P105 5,621 120,000 SH DEFINED 2 SOLE VIASAT INC COM 92552V100 1,683 77,500 SH SOLE NONE SOLE VIASAT INC COM 92552V100 2,172 100,000 SH DEFINED 1 SOLE VIASAT INC COM 92552V100 4,127 190,000 SH DEFINED 2 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 453 50,000 SH SOLE NONE SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 1,133 125,000 SH DEFINED 1 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 1,359 150,000 SH DEFINED 2 SOLE INVENTIV HEALTH INC COM 46122E105 288 10,000 SH SOLE NONE SOLE WHOLE FOODS MKT INC COM 966837106 1,813 55,000 SH DEFINED 2 SOLE WESTERN UN CO COM 959802109 372 17,500 SH SOLE NONE SOLE WESTERN UN CO COM 959802109 2,818 132,500 SH DEFINED 1 SOLE X-RITE INC COM 983857103 552 92,400 SH SOLE NONE SOLE X-RITE INC COM 983857103 712 119,300 SH DEFINED 1 SOLE X-RITE INC COM 983857103 1,493 250,000 SH DEFINED 2 SOLE
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