0001104659-11-047872.txt : 20110819 0001104659-11-047872.hdr.sgml : 20110819 20110819105303 ACCESSION NUMBER: 0001104659-11-047872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110818 FILED AS OF DATE: 20110819 DATE AS OF CHANGE: 20110819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forcier Jason CENTRAL INDEX KEY: 0001472300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34463 FILM NUMBER: 111046419 MAIL ADDRESS: STREET 1: A123 SYSTEMS INC ARSENAL ON THE CHARLE STREET 2: 321 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A123 SYSTEMS, INC. CENTRAL INDEX KEY: 0001167178 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 043583876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ARSENAL ON THE CHARLES STREET 2: 321 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 6177785700 MAIL ADDRESS: STREET 1: ARSENAL ON THE CHARLES STREET 2: 321 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 FORMER COMPANY: FORMER CONFORMED NAME: A123 SYSTEMS INC DATE OF NAME CHANGE: 20020212 4 1 a4.xml 4 X0304 4 2011-08-18 0 0001167178 A123 SYSTEMS, INC. AONE 0001472300 Forcier Jason C/O A123 SYSTEMS, INC. 200 WEST STREET WALTHAM MA 02451 0 1 0 0 VP, Automotive Group Common Stock 2011-08-18 4 S 0 1237 4.00 D 53601 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Includes 53,601 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each (1) RSU. /s/ Eric Pyenson, Attorney-in-Fact for Jason Forcier 2011-08-19