Vice President, Trust Operations

0001166928-20-000127.txt : 20201030 0001166928-20-000127.hdr.sgml : 20201030 20201030094356 ACCESSION NUMBER: 0001166928-20-000127 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201030 DATE AS OF CHANGE: 20201030 EFFECTIVENESS DATE: 20201030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST BANCORPORATION INC CENTRAL INDEX KEY: 0001166928 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421230603 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19827 FILM NUMBER: 201275471 BUSINESS ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152222309 MAIL ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166928 XXXXXXXX 09-30-2020 09-30-2020 West Bancorporation, Inc.

1601 22nd Street West Des Moines IA 50266

13F HOLDINGS REPORT 028-19827 N SueAnnNiehaus Vice President, Trust Operations 515-222-2399 /s/SueAnn Niehaus West Des Moines IA 10-30-2020 1 300 85331 false 1 West Bank INFORMATION TABLE 2 information_table.xml INFORMATION TABLE 3M CO COM 88579Y101 460 2874 SH DFND 1 2874 0 0 Abbott Laboratories COM 002824100 370 3398 SH DFND 1 3398 0 0 Abbvie INC COM 00287Y109 27 305 SH DFND 1 305 0 0 Activision Blizzard INC COM 00507V109 2 20 SH DFND 1 20 0 0 Adobe INC COM 00724F101 472 962 SH DFND 1 962 0 0 Advansix INC COM 00773T101 2 118 SH DFND 1 118 0 0 Air Products And Chemicals INC COM 009158106 395 1327 SH DFND 1 1327 0 0 Alerian Mlp Alps Etf ALERIAN MLP 00162Q452 4 200 SH DFND 1 200 0 0 Alibaba Group Holdings SPONSORED ADS 01609W102 15 51 SH DFND 1 51 0 0 Alliant Energy Corp COM 018802108 176 3400 SH DFND 1 3400 0 0 Allstate Corp COM 020002101 50 536 SH DFND 1 536 0 0 Alphabet INC CAP STK CL A 02079K305 15 10 SH DFND 1 10 0 0 Alphabet INC CAP STK CL C 02079K107 466 317 SH DFND 1 317 0 0 Altria Group INC COM 02209S103 293 7571 SH DFND 1 7571 0 0 Amazon.com INC COM 023135106 831 264 SH DFND 1 264 0 0 Amcor Plc ORD G0250X107 1 109 SH DFND 1 109 0 0 American Electric Power Company INC COM 025537101 187 2285 SH DFND 1 2285 0 0 American Equity Investment Life Holding CO COM 025676206 4667 212238 SH DFND 1 212238 0 0 American Express CO COM 025816109 30 300 SH DFND 1 300 0 0 American International Group INC COM NEW 026874784 5 197 SH DFND 1 197 0 0 American Tower Corp Reit COM 03027X100 308 1274 SH DFND 1 1274 0 0 Ameriprise Financial INC COM 03076C106 92 600 SH DFND 1 600 0 0 Amgen INC COM 031162100 53 209 SH DFND 1 209 0 0 Analog Devices INC COM 032654105 1 11 SH DFND 1 11 0 0 Anheuser Busch Inbev SA/NV SPONSORED ADR 03524A108 4 70 SH DFND 1 70 0 0 Aon Plc SHS CL A G0403H108 201 972 SH DFND 1 972 0 0 Apple INC COM 037833100 1437 12411 SH DFND 1 12411 0 0 Archer Daniels Midland CO COM 039483102 319 6859 SH DFND 1 6859 0 0 Asml Holding Nv N Y REGISTRY SHS N07059210 7 18 SH DFND 1 18 0 0 Astrazeneca Plc SPONSORED ADR 046353108 8 144 SH DFND 1 144 0 0 AT&T INC COM 00206R102 492 17243 SH DFND 1 17243 0 0 Bank Of America Corp COM 060505104 76 3152 SH DFND 1 3152 0 0 Bank Of Nova Scotia COM 064149107 3 62 SH DFND 1 62 0 0 Barclays Bank PLC IPATH Bloomberg Commodity Index Total Return ETN DJUBS CMDT ETN36 06738C778 0 8 SH DFND 1 8 0 0 Berkshire Hathaway INC CL B NEW 084670702 324 1521 SH DFND 1 1521 0 0 Best Buy CO INC COM 086516101 56 500 SH DFND 1 500 0 0 Blackrock INC COM 09247X101 344 611 SH DFND 1 611 0 0 Blackstone / Gso Strategic Credit Fund COM SHS BEN IN 09257R101 34 2750 SH DFND 1 2750 0 0 Boeing CO COM 097023105 12 73 SH DFND 1 73 0 0 BP PLC SPONSORED ADR 055622104 12 668 SH DFND 1 668 0 0 British American Tobacco Plc SPONSORED ADR 110448107 6 166 SH DFND 1 166 0 0 Broadcom INC COM 11135F101 12 33 SH DFND 1 33 0 0 Canadian Imperial Bank Of Commerce COM 136069101 3 37 SH DFND 1 37 0 0 Canadian National Railway Co COM 136375102 52 492 SH DFND 1 492 0 0 Capital One Financial Corp COM 14040H105 7 96 SH DFND 1 96 0 0 Carrier Global Corp COM 14448C104 1 40 SH DFND 1 40 0 0 Caseys General Stores INC COM 147528103 1421 8000 SH DFND 1 8000 0 0 Celanese Corp COM 150870103 14 132 SH DFND 1 132 0 0 Chemours CO COM 163851108 1 28 SH DFND 1 28 0 0 Chevron Corp COM 166764100 66 916 SH DFND 1 916 0 0 Cisco Systems INC COM 17275R102 56 1425 SH DFND 1 1425 0 0 Citigroup INC COM NEW 172967424 11 262 SH DFND 1 262 0 0 Cme Group INC COM 12572Q105 6 33 SH DFND 1 33 0 0 Coca-cola CO COM 191216100 3 51 SH DFND 1 51 0 0 Coca-cola European Partners Plc SHS G25839104 2 41 SH DFND 1 41 0 0 Cognizant Technology Solutions Corp CL A 192446102 126 1809 SH DFND 1 1809 0 0 Colgate-palmolive CO COM 194162103 43 558 SH DFND 1 558 0 0 Comcast Corp CL A 20030N101 80 1735 SH DFND 1 1735 0 0 Conagra Brands INC COM 205887102 3 73 SH DFND 1 73 0 0 Conocophillips COM 20825C104 3 81 SH DFND 1 81 0 0 Constellation Brands INC CL A 21036P108 257 1356 SH DFND 1 1356 0 0 Consumer Discretionary Select Sector SPDT Fd SBI CONS DISCR 81369Y407 47 320 SH DFND 1 320 0 0 Consumer Staples Sector SPDR SBI CONS STPLS 81369Y308 24 368 SH DFND 1 368 0 0 Corteva INC COM 22052L104 33 1144 SH DFND 1 1144 0 0 Costco Wholesale Corp COM 22160K105 409 1153 SH DFND 1 1153 0 0 Credit Suisse Ag Fi Large Cap Growth Enhnd Etn LG CAP GRTH ENH 22542D423 60 134 SH DFND 1 134 0 0 CVS Health Corp COM 126650100 247 4227 SH DFND 1 4227 0 0 Danaher Corp COM 235851102 426 1978 SH DFND 1 1978 0 0 Davita INC COM 23918K108 3 33 SH DFND 1 33 0 0 Defiance Next Gen Connectivity Etf DEFIANCE NEXT 26922A289 43 1500 SH DFND 1 1500 0 0 Diageo P L C Spon SPON ADR NEW 25243Q205 10 76 SH DFND 1 76 0 0 Discover Financial Services COM 254709108 23 396 SH DFND 1 396 0 0 Dominion Energy INC COM 25746U109 7 91 SH DFND 1 91 0 0 Dominos Pizza COM 25754A201 377 887 SH DFND 1 887 0 0 Dow INC COM 260557103 54 1144 SH DFND 1 1144 0 0 Duke Energy Corp COM NEW 26441C204 77 870 SH DFND 1 870 0 0 Dupont De Nemours INC COM 26614N102 63 1144 SH DFND 1 1144 0 0 Eastman Chemical CO COM 277432100 16 200 SH DFND 1 200 0 0 Eaton Corporation Plc SHS G29183103 13 130 SH DFND 1 130 0 0 Eaton Vance Enhanced Equity Income Fund COM 278274105 23 1600 SH DFND 1 1600 0 0 Eaton Vance Enhanced Equity Income Fund Ii COM 278277108 28 1500 SH DFND 1 1500 0 0 Edwards Lifesciences COM 28176E108 354 4430 SH DFND 1 4430 0 0 Electronic Arts INC COM 285512109 421 3225 SH DFND 1 3225 0 0 Eli Lilly And CO COM 532457108 52 353 SH DFND 1 353 0 0 Enbridge Inc COM 29250N105 2 62 SH DFND 1 62 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 5 906 SH DFND 1 906 0 0 Enterprise Products Partners LP COM 293792107 114 7240 SH DFND 1 7240 0 0 Eog Resources INC COM 26875P101 4 108 SH DFND 1 108 0 0 Exelon Corp COM 30161N101 2 59 SH DFND 1 59 0 0 Exxon Mobil Corp COM 30231G102 45 1302 SH DFND 1 1302 0 0 Facebook INC CL A 30303M102 193 736 SH DFND 1 736 0 0 Fidelity National Information Services INC Informatn Svcs COM 31620M106 8 54 SH DFND 1 54 0 0 Financial Select Sector SPDR SBI INT-FINL 81369Y605 29 1204 SH DFND 1 1204 0 0 First Tr Morningstar Dividend Leaders Index Fund SHS 336917109 33 1275 SH DFND 1 1275 0 0 First Trust Enhanced Equity Income Fund COM 337318109 163 10746 SH DFND 1 10746 0 0 Fiserv INC COM 337738108 321 3115 SH DFND 1 3115 0 0 Flextronics Intl ORD Y2573F102 11 1029 SH DFND 1 1029 0 0 Generac Holdings INC COM 368736104 289 1490 SH DFND 1 1490 0 0 General Electric CO COM 369604103 47 7578 SH DFND 1 7578 0 0 General Mills INC COM 370334104 93 1500 SH DFND 1 1500 0 0 Gilead Sciences INC COM 375558103 8 131 SH DFND 1 131 0 0 Glaxosmithkline PLC SPONSORED ADR 37733W105 19 497 SH DFND 1 497 0 0 Goldman Sachs Activebeta US Large Cap Equity Etf Actvbeta Lrg ACTIVEBETA US LG 381430503 25 365 SH DFND 1 365 0 0 Green Dot Corp CL A 39304D102 10 193 SH DFND 1 193 0 0 Hain Celestial Group INC COM 405217100 12 353 SH DFND 1 353 0 0 Hanover Insurance Group INC COM 410867105 20 218 SH DFND 1 218 0 0 Harley-davidson INC COM 412822108 3 136 SH DFND 1 136 0 0 Hasbro INC COM 418056107 4 52 SH DFND 1 52 0 0 Hca Healthcare INC COM 40412C101 20 161 SH DFND 1 161 0 0 Health Care Select Sector SPDR SBI HEALTHCARE 81369Y209 47 445 SH DFND 1 445 0 0 Highlands REIT COM 43199G105 0 1046 SH DFND 1 1046 0 0 Home Depot INC COM 437076102 935 3367 SH DFND 1 3367 0 0 Honeywell International INC COM 438516106 498 3028 SH DFND 1 3028 0 0 Hsbc Holdings Plc SPON ADR NEW 404280406 2 108 SH DFND 1 108 0 0 Illumina INC COM 452327109 41 132 SH DFND 1 132 0 0 Imv INC COM 44974L103 21 4687 SH DFND 1 4687 0 0 Industrial Select Sector SPDR SBI INT-INDS 81369Y704 30 390 SH DFND 1 390 0 0 ING Groep NV SPONSORED ADR 456837103 5 738 SH DFND 1 738 0 0 Intel Corp COM 458140100 120 2312 SH DFND 1 2312 0 0 International Business Machines Corp COM 459200101 385 3162 SH DFND 1 3162 0 0 Intuitive Surgical INC COM NEW 46120E602 177 249 SH DFND 1 249 0 0 Inventrust Properties REIT COM 45599R102 3 1046 SH DFND 1 1046 0 0 Invesco High Yield Equity Dividend Achvrs Etf HIG YLD EQ DIV 46137V563 39 2750 SH DFND 1 2750 0 0 Invesco Ltd SHS G491BT108 1 73 SH DFND 1 73 0 0 Invesco S&p 500 Eql Wght Energy Etf S&P500 EQL ENR 46137V365 4 165 SH DFND 1 165 0 0 Iqvia Holdings INC COM 46266C105 300 1901 SH DFND 1 1901 0 0 ISHARES Barclays Tips Bond Fund ETF TIPS BD ETF 464287176 22 171 SH DFND 1 171 0 0 ISHARES COMEX Gold Trust ETF ISHARES 464285105 178 9903 SH DFND 1 9903 0 0 ISHARES Core S&P 500 ETF CORE S&P500 ETF 464287200 5030 14969 SH DFND 1 14969 0 0 ISHARES Core High Dividend ETF CORE HIGH DV ETF 46429B663 64 799 SH DFND 1 799 0 0 Ishares Core Msci Eafe Etf CORE MSCI EAFE 46432F842 96 1593 SH DFND 1 1593 0 0 Ishares Core Msci Emerging Markets Etf CORE MSCI EMKT 46434G103 52 978 SH DFND 1 978 0 0 ISHARES Core S & P Small Cap ETF CORE S&P SCP ETF 464287804 133 1899 SH DFND 1 1899 0 0 ISHARES Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 24 129 SH DFND 1 129 0 0 ISHARES Dow Jones Select Dividend SELECT DIVID ETF 464287168 131 1611 SH DFND 1 1611 0 0 ISHARES IBOXX H/Y Corp Bond ETF IBOXX HI YD ETF 464288513 19 222 SH DFND 1 222 0 0 ISHARES Iboxx Inv Grade Corp Bond Fund IBOXX INV CP ETF 464287242 163 1213 SH DFND 1 1213 0 0 ISHARES Intl Select Dividend ETF INTL SEL DIV ETF 464288448 802 32185 SH DFND 1 32185 0 0 Ishares Mbs Etf MBS ETF 464288588 21 191 SH DFND 1 191 0 0 ISHARES MSCI ACWI Index Fund MSCI ACWI ETF 464288257 17 217 SH DFND 1 217 0 0 ISHARES MSCI EAFE Index Fd ETF MSCI EAFE ETF 464287465 1466 23039 SH DFND 1 23039 0 0 ISHARES Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 8161 37629 SH DFND 1 37629 0 0 Ishares Russell 1000 Index Fund Etf RUS 1000 ETF 464287622 18 97 SH DFND 1 97 0 0 ISHARES Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 61 277 SH DFND 1 277 0 0 ISHARES Russell 2000 Index Fd ETF RUSSELL 2000 ETF 464287655 3610 24102 SH DFND 1 24102 0 0 ISHARES Russell 2000 Value RUS 2000 VAL ETF 464287630 37 374 SH DFND 1 374 0 0 ISHARES Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 70 863 SH DFND 1 863 0 0 ISHARES Russell Midcap ETF RUS MID CAP ETF 464287499 7736 134821 SH DFND 1 134821 0 0 ISHARES Russell Midcap Growth ETF RUS MD CP GR ETF 464287481 185 1068 SH DFND 1 1068 0 0 ISHARES S&P 1500 Index Fund CORE S&P TTL STK 464287150 18 234 SH DFND 1 234 0 0 ISHARES S&P Mid-Cap 400 Growth Index S&P MC 400GR ETF 464287606 220 920 SH DFND 1 920 0 0 ISHARES S&P Mid-Cap 400 Value Index S&P MC 400VL ETF 464287705 150 1114 SH DFND 1 1114 0 0 ISHARES Silver Trust ETF ISHARES 46428Q109 16 730 SH DFND 1 730 0 0 Johnson & Johnson COM 478160104 219 1470 SH DFND 1 1470 0 0 JPMORGAN Chase & CO COM 46625H100 384 3986 SH DFND 1 3986 0 0 Keysight Technologies INC COM 49338L103 281 2841 SH DFND 1 2841 0 0 Koninklijke Philips Nv NY REG SH NEW 500472303 2 36 SH DFND 1 36 0 0 Kraft Heinz CO COM 500754106 34 1132 SH DFND 1 1132 0 0 L3harris Technologies INC COM 502431109 185 1088 SH DFND 1 1088 0 0 Lam Research Corp COM 512807108 17 50 SH DFND 1 50 0 0 Las Vegas Sands Corp COM 517834107 10 212 SH DFND 1 212 0 0 Liberty All-star Equity Fund All Star (Closed-End Fd) SH BEN INT 530158104 60 9950 SH DFND 1 9950 0 0 Liberty All-star Growth Fund INC (Closed-End Fd) COM 529900102 27 3780 SH DFND 1 3780 0 0 Lions Gate Entertainment Corp CL A VTG 535919401 0 40 SH DFND 1 40 0 0 Live Nation Entertainment INC COM 538034109 3 49 SH DFND 1 49 0 0 Lockheed Martin Corp COM 539830109 2 6 SH DFND 1 6 0 0 Lowe's Companies INC COM 548661107 3 18 SH DFND 1 18 0 0 Macerich CO Reit COM 554382101 16 2323 SH DFND 1 2323 0 0 Macquarie Infrastructure Corp COM 55608B105 16 600 SH DFND 1 600 0 0 Manulife Financial COM 56501R106 10 727 SH DFND 1 727 0 0 Marsh & Mclennan Companies INC COM 571748102 10 87 SH DFND 1 87 0 0 Mastercard INC CL A 57636Q104 308 912 SH DFND 1 912 0 0 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 4 67 SH DFND 1 67 0 0 Mccormick & Company INC COM NON VTG 579780206 223 1147 SH DFND 1 1147 0 0 Mcdonald's Corp COM 580135101 15 70 SH DFND 1 70 0 0 Medtronic Plc SHS G5960L103 81 779 SH DFND 1 779 0 0 Merck & CO INC COM 58933Y105 583 7030 SH DFND 1 7030 0 0 Microsoft Corp COM 594918104 1266 6018 SH DFND 1 6018 0 0 Mondelez International INC CL A 609207105 215 3738 SH DFND 1 3738 0 0 National Grid Plc SPONSORED ADR NE 636274409 4 64 SH DFND 1 64 0 0 Nextera Energy INC COM 65339F101 277 998 SH DFND 1 998 0 0 Nielsen Holdings Plc SHS EUR G6518L108 2 160 SH DFND 1 160 0 0 Nike INC CL B 654106103 422 3364 SH DFND 1 3364 0 0 Norfolk Southern Corp COM 655844108 5 25 SH DFND 1 25 0 0 Novartis Ag SPONSORED ADR 66987V109 7 82 SH DFND 1 82 0 0 Novo Nordisk ADR 670100205 12 170 SH DFND 1 170 0 0 Nvidia Corp COM 67066G104 431 796 SH DFND 1 796 0 0 Occidental Petroleum Corp COM 674599105 0 46 SH DFND 1 46 0 0 Occidental Petroleum Corp Eqy Warrant *W EXP 08/03/202 674599162 0 5 SH DFND 1 5 0 0 Oneok INC COM 682680103 51 1970 SH DFND 1 1970 0 0 Oracle Corp COM 68389X105 8 136 SH DFND 1 136 0 0 Otis Worldwide Corp COM 68902V107 1 20 SH DFND 1 20 0 0 Paypal Holdings INC COM 70450Y103 411 2087 SH DFND 1 2087 0 0 Pentair PLC SHS G7S00T104 1 24 SH DFND 1 24 0 0 Pepsico INC COM 713448108 90 647 SH DFND 1 647 0 0 Permian Basin Royalty Trust Unt UNIT BEN INT 714236106 3 1100 SH DFND 1 1100 0 0 Pfizer INC COM 717081103 741 20184 SH DFND 1 20184 0 0 Philip Morris International INC COM 718172109 610 8129 SH DFND 1 8129 0 0 Pimco Enhanced Short Maturity Active Exch Tr Shrt Maturty Actv Etf ENHAN SHRT MA AC 72201R833 34 335 SH DFND 1 335 0 0 Pimco Municipal Income Fund (Closed-End Fd) COM 72200W106 15 1114 SH DFND 1 1114 0 0 PNC Financial Services Group INC COM 693475105 84 760 SH DFND 1 760 0 0 PPL Corp COM 69351T106 3 110 SH DFND 1 110 0 0 Principal Financial Group INC COM 74251V102 41 1019 SH DFND 1 1019 0 0 Principal Real Estate Income Fd Shs Ben Int (Closed-End Fd) SHS BEN INT 74255X104 21 2000 SH DFND 1 2000 0 0 Principal Spectrum Pfd Secs Active ETF (Closed-End Fd) SPECTRUM PFD 74255Y888 80 4000 SH DFND 1 4000 0 0 Procter & Gamble CO COM 742718109 239 1723 SH DFND 1 1723 0 0 Public Service Enterprise Group INC COM 744573106 1 22 SH DFND 1 22 0 0 Qualcomm INC COM 747525103 3 29 SH DFND 1 29 0 0 Qualys INC COM 74758T303 14 147 SH DFND 1 147 0 0 Raytheon Technologies Corp COM 75513E101 51 895 SH DFND 1 895 0 0 Real Estate Select Sector Spdr Fund Sctr Etf RL EST SEL SEC 81369Y860 4 122 SH DFND 1 122 0 0 Resideo Technologies INC COM 76118Y104 5 497 SH DFND 1 497 0 0 Rockwell Automation INC COM 773903109 287 1302 SH DFND 1 1302 0 0 Royal Dutch PLC SPON ADR B 780259107 80 3300 SH DFND 1 3300 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 3 112 SH DFND 1 112 0 0 Russell 1000 Value Ishare ETF RUS 1000 VAL ETF 464287598 6122 51826 SH DFND 1 51826 0 0 Salesforce.com INC COM 79466L302 406 1614 SH DFND 1 1614 0 0 Sanofi Aventis SPONSORED ADR 80105N105 9 177 SH DFND 1 177 0 0 Sap Se SPON ADR 803054204 12 80 SH DFND 1 80 0 0 Schlumberger Nv COM 806857108 23 1451 SH DFND 1 1451 0 0 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 14 246 SH DFND 1 246 0 0 Snap-on INC COM 833034101 4 26 SH DFND 1 26 0 0 Southern CO COM 842587107 709 13069 SH DFND 1 13069 0 0 Spdr Bloomberg Barclays High Yield Bond Etf BLOOMBERG BRCLYS 78468R622 23 220 SH DFND 1 220 0 0 SPDR DJ Wilshire International Real Estate ETF DJ INTL RL ETF 78463X863 40 1336 SH DFND 1 1336 0 0 Spdr Dj Wilshire Small Cap Etf S&p 600 S&P 600 SML CAP 78464A813 30 500 SH DFND 1 500 0 0 SPDR Gold Trust GOLD SHS 78463V107 231 1302 SH DFND 1 1302 0 0 Spdr Lehman Municipal Bond Etf Nuveen Blmbrg Brcly Mncp NUVEEN BRC MUNIC 78468R721 52 1002 SH DFND 1 1002 0 0 Spdr S&p Dividend Etf S&P DIVID ETF 78464A763 826 8936 SH DFND 1 8936 0 0 Spirit Aerosystems Holdings INC Hldgs A COM CL A 848574109 2 102 SH DFND 1 102 0 0 Stonecastle Financial Corp COM 861780104 19 1000 SH DFND 1 1000 0 0 Stryker Corp COM 863667101 19 90 SH DFND 1 90 0 0 Sumitomo Mitsui Financial Group INC SPONSORED ADR 86562M209 2 422 SH DFND 1 422 0 0 Suncor Energy INC COM 867224107 14 1169 SH DFND 1 1169 0 0 Taiwan Semiconductor Manufacturing CO Ltd SPONSORED ADS 874039100 6 73 SH DFND 1 73 0 0 Tc Energy Corp COM 87807B107 2 39 SH DFND 1 39 0 0 Te Connectivity Ltd REG SHS H84989104 12 120 SH DFND 1 120 0 0 Technology Select Sector SPDR TECHNOLOGY 81369Y803 100 856 SH DFND 1 856 0 0 Thermo Fisher Scientific INC COM 883556102 468 1061 SH DFND 1 1061 0 0 Thor Industries INC COM 885160101 18 193 SH DFND 1 193 0 0 Tjx Companies INC COM 872540109 32 579 SH DFND 1 579 0 0 Toronto-Dominion Bank COM NEW 891160509 9 184 SH DFND 1 184 0 0 Total S.A. SPONSORED ADS 89151E109 29 839 SH DFND 1 839 0 0 U.S. Bancorp US COM NEW 902973304 108 3010 SH DFND 1 3010 0 0 Ubs Ag (Edinburgh Branch) Etracs Alerian Mlp Index Etn ETRAC ALER MLP 90267B682 145 21320 SH DFND 1 21320 0 0 Ubs Ag (St Helier Branch) E Tracs Alerian Mlp Infrastr Etn ALERIAN INFRST 902641646 124 13298 SH DFND 1 13298 0 0 Ubs Group Ag SHS H42097107 20 1745 SH DFND 1 1745 0 0 Under Armour INC CL A 904311107 1 47 SH DFND 1 47 0 0 Unilever NV N Y SHS NEW 904784709 1 23 SH DFND 1 23 0 0 Union Pacific Corp COM 907818108 309 1570 SH DFND 1 1570 0 0 United Parcel Service INC CL B 911312106 28 167 SH DFND 1 167 0 0 Unitedhealth Group INC Grp COM 91324P102 22 71 SH DFND 1 71 0 0 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1412 32647 SH DFND 1 32647 0 0 Vanguard Consumer Discretionary Etf CONSUM DIS ETF 92204A108 160 680 SH DFND 1 680 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 580 4508 SH DFND 1 4508 0 0 Vanguard Financials Etf FINANCIALS ETF 92204A405 90 1530 SH DFND 1 1530 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 6382 156049 SH DFND 1 156049 0 0 Vanguard Health Care Etf HEALTH CAR ETF 92204A504 138 675 SH DFND 1 675 0 0 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 2451 30285 SH DFND 1 30285 0 0 Vanguard Index Funds S&p 500 ETF S&P 500 ETF SHS 922908363 206 670 SH DFND 1 670 0 0 Vanguard Index Funds Vanguard Growth ETF GROWTH ETF 922908736 78 342 SH DFND 1 342 0 0 Vanguard Index Funds Vanguard Value ETF VALUE ETF 922908744 172 1643 SH DFND 1 1643 0 0 Vanguard Information Technology Etf INF TECH ETF 92204A702 167 536 SH DFND 1 536 0 0 Vanguard Intermediate Term B INTERMED TERM 921937819 131 1405 SH DFND 1 1405 0 0 Vanguard Internatl High Div Yield Index Fund Internatnl Hgh Yld Etf INTL HIGH ETF 921946794 91 1750 SH DFND 1 1750 0 0 Vanguard Intl Equity Index Funds Vanguard Ftse All World Ex Usetf ALLWRLD EX US 922042775 59 1171 SH DFND 1 1171 0 0 Vanguard Mid Cap ETF MID CAP ETF 922908629 63 356 SH DFND 1 356 0 0 Vanguard Mid-cap Growth Index Fund Mid Cap Etf MCAP GR IDXVIP 922908538 17 94 SH DFND 1 94 0 0 Vanguard Mid-cap Value Index Fund Mid Cap Etf MCAP VL IDXVIP 922908512 14 138 SH DFND 1 138 0 0 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 72 918 SH DFND 1 918 0 0 Vanguard S&p Mid-cap 400 Index Fund Mid Cap Etf MIDCP 400 IDX 921932885 3 27 SH DFND 1 27 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 117 1414 SH DFND 1 1414 0 0 Vanguard Short-term Corporate Bond Idx FUND Short Term Cor Bd Etf SHRT TRM CORP BD 92206C409 22 260 SH DFND 1 260 0 0 Vanguard Small Cap ETF SMALL CP ETF 922908751 53 344 SH DFND 1 344 0 0 Vanguard Small Cap Value Etf SM CP VAL ETF 922908611 7 61 SH DFND 1 61 0 0 Vanguard Small-cap Growth Index Fund Small Cap Etf SML CP GRW ETF 922908595 8 39 SH DFND 1 39 0 0 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 117 1329 SH DFND 1 1329 0 0 Vanguard Total Stock Market VIPERs ETF TOTAL STK MKT 922908769 120 704 SH DFND 1 704 0 0 Vanguard Utilities Etf UTILITIES ETF 92204A876 7 57 SH DFND 1 57 0 0 Ventas INC Reit COM 92276F100 2 49 SH DFND 1 49 0 0 Verizon Communications INC COM 92343V104 540 9082 SH DFND 1 9082 0 0 Visa INC COM CL A 92826C839 121 607 SH DFND 1 607 0 0 Vodafone Group PLC SPONSORED ADR 92857W308 2 121 SH DFND 1 121 0 0 Walgreens Boots Alliance INC COM 931427108 24 656 SH DFND 1 656 0 0 Walmart INC COM 931142103 569 4069 SH DFND 1 4069 0 0 Walt Disney CO COM DISNEY 254687106 11 87 SH DFND 1 87 0 0 Waste Management INC COM 94106L109 320 2831 SH DFND 1 2831 0 0 Wells Fargo & CO COM 949746101 63 2661 SH DFND 1 2661 0 0 West Bancorporation INC CAP STK 95123P106 695 43887 SH DFND 1 43887 0 0 Westinghouse Air Brake Technologies Corp COM 929740108 0 2 SH DFND 1 2 0 0 Weyerhaeuser CO Reit COM NEW 962166104 46 1600 SH DFND 1 1600 0 0 Whirlpool Corp COM 963320106 69 373 SH DFND 1 373 0 0 Wisdomtree Emerging Markets Small Cap ETF EMG MKTS SMCAP 97717W281 29 694 SH DFND 1 694 0 0 Wisdomtree Europe Smallcap Dividend Fund Smlcp Etf EUROPE SMCP DV 97717W869 24 450 SH DFND 1 450 0 0 Wisdomtree Japan Hedged Equity Fund Etf JAPN HEDGE EQT 97717W851 9 188 SH DFND 1 188 0 0 Wisdomtree US High Dividend Fund Etf US HIGH DIVIDEND 97717W208 47 750 SH DFND 1 750 0 0 Wisdomtree US Mid Cap Dividend ETF US MIDCAP DIVID 97717W505 951 32901 SH DFND 1 32901 0 0 Wisdomtree US Smallcap Dividend Fund Etf US SMALLCAP DIVD 97717W604 752 35663 SH DFND 1 35663 0 0 Xilinx INC COM 983919101 191 1833 SH DFND 1 1833 0 0 Zoetis INC CL A 98978V103 301 1822 SH DFND 1 1822 0 0