0001166928-20-000083.txt : 20200430 0001166928-20-000083.hdr.sgml : 20200430 20200430125227 ACCESSION NUMBER: 0001166928-20-000083 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 EFFECTIVENESS DATE: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST BANCORPORATION INC CENTRAL INDEX KEY: 0001166928 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421230603 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19827 FILM NUMBER: 20834443 BUSINESS ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152222309 MAIL ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166928 XXXXXXXX 03-31-2020 03-31-2020 WEST BANCORPORATION INC

1601 22ND ST WEST DES MOINES IA 50266

13F HOLDINGS REPORT 028-19827 N Sue Ann Niehaus 515-222-2399 /s/ Sue Ann Niehaus West Des Moines IA 04-30-2020 1 272 71978 false 1 West Bank INFORMATION TABLE 2 wtba-2020033113fxhrinforma.xml INFORMATION TABLE 3M CO COM 88579Y101 392 2874 SH DFND 1 2874 0 0 Abbott Laboratories COM 002824100 252 3196 SH DFND 1 3196 0 0 Abbvie INC COM 00287Y109 23 305 SH DFND 1 305 0 0 Activision Blizzard INC COM 00507V109 1 20 SH DFND 1 20 0 0 Adobe INC COM 00724F101 295 928 SH DFND 1 928 0 0 Advansix INC COM 00773T101 1 118 SH DFND 1 118 0 0 Air Products And Chemicals INC COM 009158106 173 866 SH DFND 1 866 0 0 Alerian MLP ETF ALERIAN MLP 00162Q866 3 1000 SH DFND 1 1000 0 0 Alibaba Group Holdings SPONSORED ADS 01609W102 10 51 SH DFND 1 51 0 0 Alliant Energy Corp COM 018802108 164 3400 SH DFND 1 3400 0 0 Allstate Corp COM 020002101 49 536 SH DFND 1 536 0 0 Alphabet INC CAP STK CL A 02079K305 12 10 SH DFND 1 10 0 0 Alphabet INC CAP STK CL C 02079K107 431 371 SH DFND 1 371 0 0 Altria Group INC COM 02209S103 303 7841 SH DFND 1 7841 0 0 Amazon.com INC COM 023135106 501 257 SH DFND 1 257 0 0 Amcor Plc ORD G0250X107 1 109 SH DFND 1 109 0 0 American Electric Power Company INC COM 025537101 183 2285 SH DFND 1 2285 0 0 American Equity Investment Life Holding CO COM 025676206 7291 387843 SH DFND 1 387843 0 0 American Express CO COM 025816109 26 300 SH DFND 1 300 0 0 American International Group INC COM NEW 026874784 15 635 SH DFND 1 635 0 0 American Tower Corp Reit COM 03027X100 214 984 SH DFND 1 984 0 0 Ameriprise Financial INC COM 03076C106 61 600 SH DFND 1 600 0 0 Amgen INC COM 031162100 56 276 SH DFND 1 276 0 0 Analog Devices INC COM 032654105 1 11 SH DFND 1 11 0 0 Anheuser Busch Inbev SA/NV SPONSORED ADR 03524A108 3 70 SH DFND 1 70 0 0 Aon Plc SHS CL A G0408V102 157 949 SH DFND 1 949 0 0 Apple INC COM 037833100 732 2879 SH DFND 1 2879 0 0 Archer Daniels Midland CO COM 039483102 241 6859 SH DFND 1 6859 0 0 Asml Holding Nv N Y REGISTRY SHS N07059210 5 18 SH DFND 1 18 0 0 Astrazeneca Plc SPONSORED ADR 046353108 6 144 SH DFND 1 144 0 0 AT&T INC COM 00206R102 610 20926 SH DFND 1 20926 0 0 Bank Of America Corp COM 060505104 74 3468 SH DFND 1 3468 0 0 Bank Of Nova Scotia COM 064149107 3 62 SH DFND 1 62 0 0 Barclays Bank PLC IPATH Bloomberg Commodity Index Total Return ETN DJUBS CMDT ETN36 06738C778 0 8 SH DFND 1 8 0 0 Berkshire Hathaway INC CL B NEW 084670702 523 2861 SH DFND 1 2861 0 0 Best Buy CO INC COM 086516101 29 500 SH DFND 1 500 0 0 Blackrock INC COM 09247X101 210 477 SH DFND 1 477 0 0 Blackstone / Gso Strategic Credit Fund COM SHS BEN IN 09257R101 29 2750 SH DFND 1 2750 0 0 Boeing CO COM 097023105 6 40 SH DFND 1 40 0 0 BP PLC SPONSORED ADR 055622104 16 668 SH DFND 1 668 0 0 British American Tobacco Plc SPONSORED ADR 110448107 6 166 SH DFND 1 166 0 0 Canadian Imperial Bank Of Commerce COM 136069101 2 37 SH DFND 1 37 0 0 Canadian National Railway Co COM 136375102 38 492 SH DFND 1 492 0 0 Capital One Financial Corp COM 14040H105 5 96 SH DFND 1 96 0 0 Caseys General Stores INC COM 147528103 1060 8000 SH DFND 1 8000 0 0 Centurylink INC COM 156700106 42 4410 SH DFND 1 4410 0 0 Chemours CO COM 163851108 0 28 SH DFND 1 28 0 0 Chevron Corp COM 166764100 250 3457 SH DFND 1 3457 0 0 Cisco Systems INC COM 17275R102 43 1092 SH DFND 1 1092 0 0 Coca-cola CO COM 191216100 2 51 SH DFND 1 51 0 0 Coca-cola European Partners Plc SHS G25839104 2 41 SH DFND 1 41 0 0 Cognizant Technology Solutions Corp CL A 192446102 75 1611 SH DFND 1 1611 0 0 Colgate-palmolive CO COM 194162103 37 558 SH DFND 1 558 0 0 Comcast Corp CL A 20030N101 254 7394 SH DFND 1 7394 0 0 Conagra Brands INC COM 205887102 2 73 SH DFND 1 73 0 0 Conocophillips COM 20825C104 2 81 SH DFND 1 81 0 0 Constellation Brands INC CL A 21036P108 163 1139 SH DFND 1 1139 0 0 Consumer Discretionary Select Sector SPDT Fd SBI CONS DISCR 81369Y407 31 320 SH DFND 1 320 0 0 Consumer Staples Sector SPDR SBI CONS STPLS 81369Y308 20 368 SH DFND 1 368 0 0 Corteva INC COM 22052L104 27 1144 SH DFND 1 1144 0 0 Costco Wholesale Corp COM 22160K105 229 803 SH DFND 1 803 0 0 Credit Suisse Ag Fi Large Cap Growth Enhnd Etn LG CP GRTH ENH 22542D423 30 134 SH DFND 1 134 0 0 CVS Health Corp COM 126650100 233 3923 SH DFND 1 3923 0 0 Danaher Corp COM 235851102 217 1569 SH DFND 1 1569 0 0 Davita INC COM 23918K108 3 33 SH DFND 1 33 0 0 Discover Financial Services COM 254709108 28 774 SH DFND 1 774 0 0 Dominion Energy INC COM 25746U109 16 216 SH DFND 1 216 0 0 Dow INC COM 260557103 33 1144 SH DFND 1 1144 0 0 Duke Energy Corp COM NEW 26441C204 70 870 SH DFND 1 870 0 0 Dupont De Nemours INC COM 26614N102 39 1144 SH DFND 1 1144 0 0 Eastman Chemical CO COM 277432100 9 200 SH DFND 1 200 0 0 Eaton Corporation Plc SHS G29183103 214 2756 SH DFND 1 2756 0 0 Eaton Vance Enhanced Equity Income Fund COM 278274105 19 1600 SH DFND 1 1600 0 0 Eaton Vance Enhanced Equity Income Fund Ii COM 278277108 21 1500 SH DFND 1 1500 0 0 Electronic Arts INC COM 285512109 248 2476 SH DFND 1 2476 0 0 Eli Lilly And CO COM 532457108 54 390 SH DFND 1 390 0 0 Enbridge Inc COM 29250N105 70 2407 SH DFND 1 2407 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 4 906 SH DFND 1 906 0 0 Entergy Corp COM 29364G103 38 400 SH DFND 1 400 0 0 Enterprise Products Partners LP COM 293792107 104 7240 SH DFND 1 7240 0 0 Exelon Corp COM 30161N101 2 59 SH DFND 1 59 0 0 Exxon Mobil Corp COM 30231G102 52 1357 SH DFND 1 1357 0 0 Facebook INC CL A 30303M102 162 969 SH DFND 1 969 0 0 Financial Select Sector SPDR SBI INT-FINL 81369Y605 29 1374 SH DFND 1 1374 0 0 First Tr Morningstar Dividend Leaders Index Fund SHS 336917109 28 1275 SH DFND 1 1275 0 0 First Trust Enhanced Equity Income Fund COM 337318109 135 10746 SH DFND 1 10746 0 0 Fiserv INC COM 337738108 279 2941 SH DFND 1 2941 0 0 Frontier Communications Corp COM NEW 35906A306 0 209 SH DFND 1 209 0 0 Garrett Motion INC COM 366505105 1 298 SH DFND 1 298 0 0 General Electric CO COM 369604103 63 7878 SH DFND 1 7878 0 0 General Mills INC COM 370334104 79 1500 SH DFND 1 1500 0 0 Gilead Sciences INC COM 375558103 112 1501 SH DFND 1 1501 0 0 Glaxosmithkline PLC SPONSORED ADR 37733W105 19 497 SH DFND 1 497 0 0 Goldman Sachs Group INC COM 38141G104 126 814 SH DFND 1 814 0 0 Green Dot Corp CL A 39304D102 5 193 SH DFND 1 193 0 0 Harley-davidson INC COM 412822108 3 136 SH DFND 1 136 0 0 Hasbro INC COM 418056107 4 52 SH DFND 1 52 0 0 Hca Healthcare INC COM 40412C101 14 161 SH DFND 1 161 0 0 Health Care Select Sector SPDR SBI HEALTHCARE 81369Y209 39 445 SH DFND 1 445 0 0 Home Depot INC COM 437076102 605 3241 SH DFND 1 3241 0 0 Honeywell International INC COM 438516106 623 4659 SH DFND 1 4659 0 0 Hsbc Holdings Plc SPON ADR NEW 404280406 3 108 SH DFND 1 108 0 0 Illumina INC COM 452327109 36 132 SH DFND 1 132 0 0 Imv INC COM 44974L103 8 4687 SH DFND 1 4687 0 0 Industrial Select Sector SPDR SBI INT-INDS 81369Y704 23 390 SH DFND 1 390 0 0 ING Groep NV SPONSORED ADR 456837103 4 738 SH DFND 1 738 0 0 Intel Corp COM 458140100 125 2312 SH DFND 1 2312 0 0 International Business Machines Corp COM 459200101 351 3162 SH DFND 1 3162 0 0 Intuitive Surgical INC COM NEW 46120E602 123 249 SH DFND 1 249 0 0 Invesco High Yield Equity Dividend Achvrs Etf HIG YLD EQ DIV 46137V563 36 2750 SH DFND 1 2750 0 0 Invesco Ltd SHS G491BT108 1 73 SH DFND 1 73 0 0 Invesco S&p 500 Eql Wght Energy Etf S&P500 EQL ENR 46137V365 3 165 SH DFND 1 165 0 0 Iqvia Holdings INC COM 46266C105 194 1801 SH DFND 1 1801 0 0 ISHARES Barclays Tips Bond Fund ETF TIPS BD ETF 464287176 20 171 SH DFND 1 171 0 0 ISHARES COMEX Gold Trust ETF ISHARES 464285105 74 4903 SH DFND 1 4903 0 0 ISHARES Core S&P 500 ETF CORE S&P500 ETF 464287200 3858 14929 SH DFND 1 14929 0 0 ISHARES Core High Dividend ETF CORE HIGH DV ETF 46429B663 57 799 SH DFND 1 799 0 0 Ishares Core Msci Eafe Etf CORE MSCI EAFE 46432F842 150 3008 SH DFND 1 3008 0 0 Ishares Core Msci Emerging Markets Etf CORE MSCI EMKT 46434G103 26 647 SH DFND 1 647 0 0 ISHARES Core S & P Small Cap ETF CORE S&P SCP ETF 464287804 81 1435 SH DFND 1 1435 0 0 ISHARES Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 19 129 SH DFND 1 129 0 0 ISHARES Dow Jones Select Dividend SELECT DIVID ETF 464287168 142 1933 SH DFND 1 1933 0 0 ISHARES IBOXX H/Y Corp Bond ETF IBOXX HI YD ETF 464288513 17 222 SH DFND 1 222 0 0 ISHARES Iboxx Inv Grade Corp Bond Fund IBOXX INV CP ETF 464287242 150 1213 SH DFND 1 1213 0 0 ISHARES Intl Select Dividend ETF INTL SEL DIV ETF 464288448 759 33591 SH DFND 1 33591 0 0 Ishares Mbs Etf MBS ETF 464288588 21 191 SH DFND 1 191 0 0 ISHARES MSCI EAFE Index Fd ETF MSCI EAFE ETF 464287465 1284 24015 SH DFND 1 24015 0 0 ISHARES Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 5680 37700 SH DFND 1 37700 0 0 Ishares Russell 1000 Index Fund Etf RUS 1000 ETF 464287622 14 97 SH DFND 1 97 0 0 ISHARES Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 46 290 SH DFND 1 290 0 0 ISHARES Russell 2000 Index Fd ETF RUSSELL 2000 ETF 464287655 2751 24036 SH DFND 1 24036 0 0 ISHARES Russell 2000 Value RUS 2000 VAL ETF 464287630 31 374 SH DFND 1 374 0 0 ISHARES Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 59 918 SH DFND 1 918 0 0 ISHARES Russell Midcap ETF RUS MID CAP ETF 464287499 5814 134679 SH DFND 1 134679 0 0 ISHARES Russell Midcap Growth ETF RUS MD CP GR ETF 464287481 134 1103 SH DFND 1 1103 0 0 ISHARES S&P Mid-Cap 400 Growth Index S&P MC 400GR ETF 464287606 105 590 SH DFND 1 590 0 0 ISHARES S&P Mid-Cap 400 Value Index S&P MC 400VL ETF 464287705 73 668 SH DFND 1 668 0 0 ISHARES Silver Trust ETF ISHARES 46428Q109 7 500 SH DFND 1 500 0 0 Johnson & Johnson COM 478160104 193 1470 SH DFND 1 1470 0 0 JPMORGAN Chase & CO COM 46625H100 293 3252 SH DFND 1 3252 0 0 Keysight Technologies INC COM 49338L103 206 2462 SH DFND 1 2462 0 0 Koninklijke Philips Nv NY REG SH NEW 500472303 1 36 SH DFND 1 36 0 0 Kraft Heinz CO COM 500754106 28 1132 SH DFND 1 1132 0 0 L3harris Technologies INC COM 502431109 254 1412 SH DFND 1 1412 0 0 Las Vegas Sands Corp COM 517834107 48 1120 SH DFND 1 1120 0 0 Liberty All-star Equity Fund All Star (Closed-End Fd) SH BEN INT 530158104 48 9950 SH DFND 1 9950 0 0 Liberty All-star Growth Fund INC (Closed-End Fd) COM 529900102 18 3780 SH DFND 1 3780 0 0 Lions Gate Entertainment Corp CL A VTG 535919401 0 40 SH DFND 1 40 0 0 Lockheed Martin Corp COM 539830109 2 6 SH DFND 1 6 0 0 Lowe's Companies INC COM 548661107 2 18 SH DFND 1 18 0 0 Macerich CO Reit COM 554382101 12 2212 SH DFND 1 2212 0 0 Macquarie Infrastructure Corp COM 55608B105 15 600 SH DFND 1 600 0 0 Marsh & Mclennan Companies INC COM 571748102 19 219 SH DFND 1 219 0 0 Mastercard INC CL A 57636Q104 219 905 SH DFND 1 905 0 0 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 3 67 SH DFND 1 67 0 0 Mccormick & Company INC COM NON VTG 579780206 151 1069 SH DFND 1 1069 0 0 Mcdonald's Corp COM 580135101 203 1230 SH DFND 1 1230 0 0 Medtronic Plc SHS G5960L103 259 2871 SH DFND 1 2871 0 0 Merck & CO INC COM 58933Y105 539 7010 SH DFND 1 7010 0 0 Microsoft Corp COM 594918104 907 5751 SH DFND 1 5751 0 0 Mondelez International INC CL A 609207105 380 7584 SH DFND 1 7584 0 0 National Grid Plc SPONSORED ADR NE 636274409 4 64 SH DFND 1 64 0 0 Nextera Energy INC COM 65339F101 228 949 SH DFND 1 949 0 0 Nielsen Holdings Plc SHS EUR G6518L108 2 160 SH DFND 1 160 0 0 Norfolk Southern Corp COM 655844108 4 25 SH DFND 1 25 0 0 Novartis Ag SPONSORED ADR 66987V109 7 82 SH DFND 1 82 0 0 Novo Nordisk ADR 670100205 10 170 SH DFND 1 170 0 0 Nuveen Real Asset Income And Growth Fund COM 67074Y105 8 833 SH DFND 1 833 0 0 Nvidia Corp COM 67066G104 47 177 SH DFND 1 177 0 0 Occidental Petroleum Corp COM 674599105 1 46 SH DFND 1 46 0 0 Oneok INC COM 682680103 43 1970 SH DFND 1 1970 0 0 Oracle Corp COM 68389X105 7 136 SH DFND 1 136 0 0 Paypal Holdings INC COM 70450Y103 224 2339 SH DFND 1 2339 0 0 Pentair PLC SHS G7S00T104 1 24 SH DFND 1 24 0 0 Pepsico INC COM 713448108 78 647 SH DFND 1 647 0 0 Permian Basin Royalty Trust Unt UNIT BEN INT 714236106 3 1100 SH DFND 1 1100 0 0 Pfizer INC COM 717081103 659 20184 SH DFND 1 20184 0 0 Philip Morris International INC COM 718172109 593 8129 SH DFND 1 8129 0 0 Pimco Enhanced Short Maturity Active Exch Tr Shrt Maturty Actv Etf ENHAN SHRT MA AC 72201R833 33 335 SH DFND 1 335 0 0 Pimco Municipal Income Fund (Closed-End Fd) COM 72200W106 21 1631 SH DFND 1 1631 0 0 PNC Financial Services Group INC COM 693475105 64 665 SH DFND 1 665 0 0 PPL Corp COM 69351T106 3 110 SH DFND 1 110 0 0 Principal Financial Group INC COM 74251V102 19 595 SH DFND 1 595 0 0 Principal Real Estate Income Fd Shs Ben Int (Closed-End Fd) SHS BEN INT 74255X104 24 2000 SH DFND 1 2000 0 0 Principal Spectrum Pfd Secs Active ETF (Closed-End Fd) SPECTRUM PFD 74255Y888 70 800 SH DFND 1 800 0 0 Procter & Gamble CO COM 742718109 190 1723 SH DFND 1 1723 0 0 Public Service Enterprise Group INC COM 744573106 1 22 SH DFND 1 22 0 0 Qualcomm INC COM 747525103 2 29 SH DFND 1 29 0 0 Qualys INC COM 74758T303 13 147 SH DFND 1 147 0 0 Quest Diagnostics INC COM 74834L100 169 2101 SH DFND 1 2101 0 0 Raytheon CO COM NEW 755111507 44 337 SH DFND 1 337 0 0 Real Estate Select Sector Spdr Fund Sctr Etf RL EST SEL SEC 81369Y860 4 122 SH DFND 1 122 0 0 Resideo Technologies INC COM 76118Y104 2 497 SH DFND 1 497 0 0 Royal Dutch PLC SPON ADR B 780259107 108 3300 SH DFND 1 3300 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 4 112 SH DFND 1 112 0 0 Russell 1000 Value Ishare ETF RUS 1000 VAL ETF 464287598 5323 53674 SH DFND 1 53674 0 0 Salesforce.com INC COM 79466L302 164 1141 SH DFND 1 1141 0 0 Sanofi Aventis SPONSORED ADR 80105N105 8 177 SH DFND 1 177 0 0 Sap Se SPON ADR 803054204 9 80 SH DFND 1 80 0 0 Schlumberger Nv COM 806857108 20 1451 SH DFND 1 1451 0 0 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 12 256 SH DFND 1 256 0 0 Snap-on INC COM 833034101 3 26 SH DFND 1 26 0 0 Southern CO COM 842587107 708 13069 SH DFND 1 13069 0 0 Spdr Bloomberg Barclays High Yield Bond Etf BLOOMBERG BRCLYS 78468R622 21 220 SH DFND 1 220 0 0 SPDR DJ Wilshire International Real Estate ETF DJ INTL RL ETF 78463X863 36 1336 SH DFND 1 1336 0 0 Spdr Dj Wilshire Small Cap Etf S&p 600 S&P 600 SML CAP 78464A813 24 500 SH DFND 1 500 0 0 SPDR Gold Trust GOLD SHS 78463V107 50 337 SH DFND 1 337 0 0 Spdr Lehman Municipal Bond Etf Nuveen Blmbrg Brcly Mncp NUVEEN BRC MUNIC 78468R721 50 1002 SH DFND 1 1002 0 0 Spdr S&p Dividend Etf S&P DIVID ETF 78464A763 804 10071 SH DFND 1 10071 0 0 Starwood Property Trust INC Reit COM 85571B105 26 2520 SH DFND 1 2520 0 0 Stonecastle Financial Corp COM 861780104 16 1000 SH DFND 1 1000 0 0 Sumitomo Mitsui Financial Group INC SPONSORED ADR 86562M209 2 422 SH DFND 1 422 0 0 Suncor Energy INC COM 867224107 11 720 SH DFND 1 720 0 0 Taiwan Semiconductor Manufacturing CO Ltd SPONSORED ADS 874039100 3 73 SH DFND 1 73 0 0 Tc Energy Corp COM 87807B107 2 39 SH DFND 1 39 0 0 Technology Select Sector SPDR TECHNOLOGY 81369Y803 72 899 SH DFND 1 899 0 0 Thermo Fisher Scientific INC COM 883556102 231 814 SH DFND 1 814 0 0 Thor Industries INC COM 885160101 8 193 SH DFND 1 193 0 0 Tjx Companies INC COM 872540109 36 752 SH DFND 1 752 0 0 Total S.A. SPONSORED ADS 89151E109 21 554 SH DFND 1 554 0 0 Truist Financial Corp COM 89832Q109 138 4487 SH DFND 1 4487 0 0 U.S. Bancorp US COM NEW 902973304 115 3340 SH DFND 1 3340 0 0 Ubs Ag (Edinburgh Branch) Etracs Alerian Mlp Index Etn ETRAC ALER MLP 90267B682 123 21320 SH DFND 1 21320 0 0 Ubs Ag (St Helier Branch) E Tracs Alerian Mlp Infrastr Etn ALERIAN INFRST 902641646 108 13298 SH DFND 1 13298 0 0 Ubs Group Ag SHS H42097107 10 1050 SH DFND 1 1050 0 0 Under Armour INC CL A 904311107 0 47 SH DFND 1 47 0 0 Unilever NV N Y SHS NEW 904784709 1 23 SH DFND 1 23 0 0 Union Pacific Corp COM 907818108 68 483 SH DFND 1 483 0 0 United Parcel Service INC CL B 911312106 384 4109 SH DFND 1 4109 0 0 United Technologies Corp COM 913017109 4 40 SH DFND 1 40 0 0 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1067 31813 SH DFND 1 31813 0 0 Vanguard Consumer Discretionary Etf CONSUM DIS ETF 92204A108 99 680 SH DFND 1 680 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 490 4739 SH DFND 1 4739 0 0 Vanguard Financials Etf FINANCIALS ETF 92204A405 78 1530 SH DFND 1 1530 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 5400 161979 SH DFND 1 161979 0 0 Vanguard Health Care Etf HEALTH CAR ETF 92204A504 110 660 SH DFND 1 660 0 0 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 2925 41345 SH DFND 1 41345 0 0 Vanguard Index Funds S&p 500 ETF S&P 500 ETF SHS 922908363 159 670 SH DFND 1 670 0 0 Vanguard Index Funds Vanguard Growth ETF GROWTH ETF 922908736 20 128 SH DFND 1 128 0 0 Vanguard Index Funds Vanguard Value ETF VALUE ETF 922908744 102 1143 SH DFND 1 1143 0 0 Vanguard Information Technology Etf INF TECH ETF 92204A702 114 536 SH DFND 1 536 0 0 Vanguard Internatl High Div Yield Index Fund Internatnl Hgh Yld Etf INTL HIGH ETF 921946794 79 1750 SH DFND 1 1750 0 0 Vanguard Intl Equity Index Funds Vanguard Ftse All World Ex Usetf ALLWRLD EX US 922042775 48 1171 SH DFND 1 1171 0 0 Vanguard Mid Cap ETF MID CAP ETF 922908629 58 442 SH DFND 1 442 0 0 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 91 1296 SH DFND 1 1296 0 0 Vanguard S&p Mid-cap 400 Index Fund Mid Cap Etf MIDCP 400 IDX 921932885 3 27 SH DFND 1 27 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 60 731 SH DFND 1 731 0 0 Vanguard Small Cap ETF SMALL CP ETF 922908751 10 88 SH DFND 1 88 0 0 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 113 1329 SH DFND 1 1329 0 0 Vanguard Total Stock Market VIPERs ETF TOTAL STK MKT 922908769 91 704 SH DFND 1 704 0 0 Vanguard Utilities Etf UTILITIES ETF 92204A876 7 57 SH DFND 1 57 0 0 Ventas INC Reit COM 92276F100 1 49 SH DFND 1 49 0 0 Verizon Communications INC COM 92343V104 590 10972 SH DFND 1 10972 0 0 Vf Corp COM 918204108 182 3364 SH DFND 1 3364 0 0 Viacomcbs INC CL B 92556H206 2 117 SH DFND 1 117 0 0 Visa INC COM CL A 92826C839 143 885 SH DFND 1 885 0 0 Vodafone Group PLC SPONSORED ADR 92857W308 6 439 SH DFND 1 439 0 0 Walgreens Boots Alliance INC COM 931427108 30 656 SH DFND 1 656 0 0 Walmart INC COM 931142103 456 4017 SH DFND 1 4017 0 0 Waste Management INC COM 94106L109 184 1993 SH DFND 1 1993 0 0 Wells Fargo & CO COM 949746101 80 2774 SH DFND 1 2774 0 0 West Bancorporation INC CAP STK 95123P106 712 43557 SH DFND 1 43557 0 0 Westinghouse Air Brake Technologies Corp COM 929740108 0 3 SH DFND 1 3 0 0 Weyerhaeuser CO Reit COM 962166104 27 1600 SH DFND 1 1600 0 0 Whirlpool Corp COM 963320106 32 373 SH DFND 1 373 0 0 Wisdomtree Emerging Markets Small Cap ETF EMG MKTS SMCAP 97717W281 30 923 SH DFND 1 923 0 0 Wisdomtree Europe Smallcap Dividend Fund Smlcp Etf EUROPE SMCP DV 97717W869 18 450 SH DFND 1 450 0 0 Wisdomtree Japan Hedged Equity Fund Etf JAPN HEDGE EQT 97717W851 8 188 SH DFND 1 188 0 0 Wisdomtree US High Dividend Fund Etf US HIGH DIVIDEND 97717W208 42 750 SH DFND 1 750 0 0 Wisdomtree US Mid Cap Dividend ETF US MIDCAP DIVID 97717W505 936 38735 SH DFND 1 38735 0 0 Wisdomtree US Smallcap Dividend Fund Etf US SMALLCAP DIVD 97717W604 731 40581 SH DFND 1 40581 0 0 Xcel Energy INC COM 98389B100 42 700 SH DFND 1 700 0 0