0001166928-20-000008.txt : 20200210 0001166928-20-000008.hdr.sgml : 20200210 20200210165615 ACCESSION NUMBER: 0001166928-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST BANCORPORATION INC CENTRAL INDEX KEY: 0001166928 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421230603 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19827 FILM NUMBER: 20592715 BUSINESS ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152222309 MAIL ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166928 XXXXXXXX 12-31-2019 12-31-2019 WEST BANCORPORATION INC

1601 22ND ST WEST DES MOINES IA 50266

13F HOLDINGS REPORT 028-19827 N /s/ Sue Ann Niehaus 515-222-2399 Sue Ann Niehaus West Des Miones IA 02-10-2020 1 302 99733 false 1 West Bank INFORMATION TABLE 2 wtba-2019123113fxhrinforma.xml INFORMATION TABLE 3M CO COM 88579Y101 529 2996 SH DFND 1 2996 0 0 Abbott Laboratories COM 002824100 304 3502 SH DFND 1 3502 0 0 Abbvie INC COM 00287Y109 55 621 SH DFND 1 621 0 0 Activision Blizzard INC COM 00507V109 1 20 SH DFND 1 20 0 0 Adobe INC COM 00724F101 311 944 SH DFND 1 944 0 0 Advansix INC COM 00773T101 2 118 SH DFND 1 118 0 0 Air Products And Chemicals INC COM 009158106 194 825 SH DFND 1 825 0 0 Akamai Technologies INC COM 00971T101 6 65 SH DFND 1 65 0 0 Alaska Air Group INC COM 011659109 5 81 SH DFND 1 81 0 0 Alcon Ag ORD SHS H01301128 2 39 SH DFND 1 39 0 0 Alerian MLP ETF ALERIAN MLP 00162Q866 9 1000 SH DFND 1 1000 0 0 Alibaba Group Holdings SPONSORED ADS 01609W102 11 51 SH DFND 1 51 0 0 Allete INC COM NEW 018522300 18 221 SH DFND 1 221 0 0 Alliant Energy Corp COM 018802108 186 3400 SH DFND 1 3400 0 0 Allstate Corp COM 020002101 60 536 SH DFND 1 536 0 0 Alphabet INC CAP STK CL A 02079K305 13 10 SH DFND 1 10 0 0 Alphabet INC CAP STK CL C 02079K107 362 271 SH DFND 1 271 0 0 Altria Group INC COM 02209S103 398 7981 SH DFND 1 7981 0 0 Amazon.com INC COM 023135106 383 207 SH DFND 1 207 0 0 Amcor Plc ORD G0250X107 20 1843 SH DFND 1 1843 0 0 Ameren Corp COM 023608102 33 427 SH DFND 1 427 0 0 American Electric Power Company INC COM 025537101 216 2285 SH DFND 1 2285 0 0 American Equity Investment Life Holding CO COM 025676206 14175 473599 SH DFND 1 473599 0 0 American Express CO COM 025816109 37 300 SH DFND 1 300 0 0 American International Group INC COM NEW 026874784 33 635 SH DFND 1 635 0 0 American Tower Corp Reit COM 03027X100 305 1329 SH DFND 1 1329 0 0 Ameriprise Financial INC COM 03076C106 100 600 SH DFND 1 600 0 0 Amgen INC COM 031162100 67 276 SH DFND 1 276 0 0 Analog Devices INC COM 032654105 1 11 SH DFND 1 11 0 0 Anheuser Busch Inbev SA/NV SPONSORED ADR 03524A108 17 208 SH DFND 1 208 0 0 Aon Plc SHS CL A G0408V102 196 941 SH DFND 1 941 0 0 Apple INC COM 037833100 838 2853 SH DFND 1 2853 0 0 Archer Daniels Midland CO COM 039483102 318 6859 SH DFND 1 6859 0 0 Asml Holding Nv N Y REGISTRY SHS N07059210 5 18 SH DFND 1 18 0 0 Astrazeneca Plc SPONSORED ADR 046353108 7 144 SH DFND 1 144 0 0 AT&T INC COM 00206R102 719 18406 SH DFND 1 18406 0 0 Automatic Data Processing INC COM 053015103 33 195 SH DFND 1 195 0 0 Bank Of America Corp COM 060505104 532 15116 SH DFND 1 15116 0 0 Bank Of New York Mellon COM 064058100 6 114 SH DFND 1 114 0 0 Bank Of Nova Scotia COM 064149107 4 62 SH DFND 1 62 0 0 Barclays Bank PLC IPATH Bloomberg Commodity Index Total Return ETN DJUBS CMDT ETN36 06738C778 0 8 SH DFND 1 8 0 0 Berkshire Hathaway INC CL B NEW 084670702 652 2879 SH DFND 1 2879 0 0 Best Buy CO INC COM 086516101 44 500 SH DFND 1 500 0 0 Blackrock INC COM 09247X101 311 618 SH DFND 1 618 0 0 Blackstone / Gso Strategic Credit Fund COM SHS BEN IN 09257R101 40 2750 SH DFND 1 2750 0 0 Boeing CO COM 097023105 20 60 SH DFND 1 60 0 0 BP PLC SPONSORED ADR 055622104 25 668 SH DFND 1 668 0 0 Bristol-myers Squibb CO COM 110122108 17 259 SH DFND 1 259 0 0 British American Tobacco Plc SPONSORED ADR 110448107 7 166 SH DFND 1 166 0 0 Canadian Imperial Bank Of Commerce COM 136069101 3 37 SH DFND 1 37 0 0 Canadian National Railway Co COM 136375102 45 492 SH DFND 1 492 0 0 Capital One Financial Corp COM 14040H105 10 96 SH DFND 1 96 0 0 Carter's INC COM 146229109 6 57 SH DFND 1 57 0 0 Caseys General Stores INC COM 147528103 1272 8000 SH DFND 1 8000 0 0 Chemours CO COM 163851108 1 28 SH DFND 1 28 0 0 Chevron Corp COM 166764100 510 4229 SH DFND 1 4229 0 0 Cincinnati Financial Corp COM 172062101 22 209 SH DFND 1 209 0 0 Cisco Systems INC COM 17275R102 74 1542 SH DFND 1 1542 0 0 Clorox CO COM 189054109 21 134 SH DFND 1 134 0 0 Coca-cola CO COM 191216100 3 51 SH DFND 1 51 0 0 Coca-cola European Partners Plc SHS G25839104 2 41 SH DFND 1 41 0 0 Cognizant Technology Solutions Corp CL A 192446102 100 1611 SH DFND 1 1611 0 0 Colgate-palmolive CO COM 194162103 38 558 SH DFND 1 558 0 0 Comcast Corp CL A 20030N101 332 7375 SH DFND 1 7375 0 0 Commscope Holding Company INC COM 20337X109 2 148 SH DFND 1 148 0 0 Conagra Brands INC COM 205887102 2 73 SH DFND 1 73 0 0 Conocophillips COM 20825C104 5 81 SH DFND 1 81 0 0 Consolidated Edison INC COM 209115104 14 159 SH DFND 1 159 0 0 Constellation Brands INC CL A 21036P108 3 18 SH DFND 1 18 0 0 Consumer Discretionary Select Sector SPDT Fd SBI CONS DISCR 81369Y407 40 320 SH DFND 1 320 0 0 Consumer Staples Sector SPDR SBI CONS STPLS 81369Y308 23 368 SH DFND 1 368 0 0 Corteva INC COM 22052L104 34 1144 SH DFND 1 1144 0 0 Costco Wholesale Corp COM 22160K105 231 786 SH DFND 1 786 0 0 Credit Suisse Ag Fi Large Cap Growth Enhnd Etn LG CP GRTH ENH 22542D423 45 134 SH DFND 1 134 0 0 CVS Health Corp COM 126650100 300 4037 SH DFND 1 4037 0 0 Danaher Corp COM 235851102 237 1542 SH DFND 1 1542 0 0 Davita INC COM 23918K108 2 33 SH DFND 1 33 0 0 Deere & CO COM 244199105 22 125 SH DFND 1 125 0 0 Discover Financial Services COM 254709108 66 774 SH DFND 1 774 0 0 Dominion Energy INC COM 25746U109 24 288 SH DFND 1 288 0 0 Dow INC COM 260557103 63 1144 SH DFND 1 1144 0 0 Duke Energy Corp COM NEW 26441C204 79 870 SH DFND 1 870 0 0 Dupont De Nemours INC COM 26614N102 92 1437 SH DFND 1 1437 0 0 Eastman Chemical CO COM 277432100 16 200 SH DFND 1 200 0 0 Eaton Corporation Plc SHS G29183103 257 2711 SH DFND 1 2711 0 0 Eaton Vance Enhanced Equity Income Fund COM 278274105 25 1600 SH DFND 1 1600 0 0 Eaton Vance Enhanced Equity Income Fund Ii COM 278277108 27 1500 SH DFND 1 1500 0 0 Electronic Arts INC COM 285512109 272 2526 SH DFND 1 2526 0 0 Eli Lilly And CO COM 532457108 75 570 SH DFND 1 570 0 0 Enbridge Inc COM 29250N105 2 62 SH DFND 1 62 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 12 906 SH DFND 1 906 0 0 Enterprise Products Partners LP COM 293792107 204 7240 SH DFND 1 7240 0 0 Exelon Corp COM 30161N101 3 59 SH DFND 1 59 0 0 Expedia Group INC COM NEW 30212P303 3 30 SH DFND 1 30 0 0 Exxon Mobil Corp COM 30231G102 99 1413 SH DFND 1 1413 0 0 F5 Networks, Inc. COM 315616102 5 35 SH DFND 1 35 0 0 Facebook INC CL A 30303M102 190 926 SH DFND 1 926 0 0 Financial Select Sector SPDR SBI INT-FINL 81369Y605 42 1374 SH DFND 1 1374 0 0 First Tr Morningstar Dividend Leaders Index Fund SHS 336917109 42 1275 SH DFND 1 1275 0 0 First Trust Enhanced Equity Income Fund COM 337318109 133 7696 SH DFND 1 7696 0 0 Fiserv INC COM 337738108 328 2840 SH DFND 1 2840 0 0 Frontier Communications Corp COM NEW 35906A306 0 209 SH DFND 1 209 0 0 Garrett Motion INC COM 366505105 3 298 SH DFND 1 298 0 0 General Electric CO COM 369604103 112 10017 SH DFND 1 10017 0 0 General Mills INC COM 370334104 80 1500 SH DFND 1 1500 0 0 Genuine Parts CO COM 372460105 18 174 SH DFND 1 174 0 0 Gilead Sciences INC COM 375558103 105 1619 SH DFND 1 1619 0 0 Glaxosmithkline PLC SPONSORED ADR 37733W105 23 497 SH DFND 1 497 0 0 Green Dot Corp CL A 39304D102 4 193 SH DFND 1 193 0 0 Harley-davidson INC COM 412822108 5 136 SH DFND 1 136 0 0 Hasbro INC COM 418056107 5 52 SH DFND 1 52 0 0 Hca Healthcare INC COM 40412C101 24 161 SH DFND 1 161 0 0 Health Care Select Sector SPDR SBI HEALTHCARE 81369Y209 45 445 SH DFND 1 445 0 0 Home Depot INC COM 437076102 701 3212 SH DFND 1 3212 0 0 Honeywell International INC COM 438516106 823 4651 SH DFND 1 4651 0 0 Hsbc Holdings Plc SPON ADR NEW 404280406 4 108 SH DFND 1 108 0 0 Illumina INC COM 452327109 44 132 SH DFND 1 132 0 0 Imv INC COM 44974L103 14 4687 SH DFND 1 4687 0 0 Industrial Select Sector SPDR SBI INT-INDS 81369Y704 32 390 SH DFND 1 390 0 0 ING Groep NV SPONSORED ADR 456837103 9 738 SH DFND 1 738 0 0 Intel Corp COM 458140100 145 2422 SH DFND 1 2422 0 0 International Business Machines Corp COM 459200101 424 3162 SH DFND 1 3162 0 0 Intuitive Surgical INC COM NEW 46120E602 147 249 SH DFND 1 249 0 0 Invesco High Yield Equity Dividend Achvrs Etf HIG YLD EQ DIV 46137V563 100 5250 SH DFND 1 5250 0 0 Invesco Ltd SHS G491BT108 1 73 SH DFND 1 73 0 0 Invesco S&p 500 Eql Wght Energy Etf S&P500 EQL ENR 46137V365 8 165 SH DFND 1 165 0 0 Iqvia Holdings INC COM 46266C105 279 1805 SH DFND 1 1805 0 0 ISHARES Barclays Tips Bond Fund ETF TIPS BD ETF 464287176 20 171 SH DFND 1 171 0 0 ISHARES Core S&P 500 ETF CORE S&P500 ETF 464287200 5019 15528 SH DFND 1 15528 0 0 ISHARES Core High Dividend ETF CORE HIGH DV ETF 46429B663 78 799 SH DFND 1 799 0 0 Ishares Core Msci Eafe Etf CORE MSCI EAFE 46432F842 196 3008 SH DFND 1 3008 0 0 Ishares Core Msci Emerging Markets Etf CORE MSCI EMKT 46434G103 35 647 SH DFND 1 647 0 0 ISHARES Core S & P Small Cap ETF CORE S&P SCP ETF 464287804 120 1435 SH DFND 1 1435 0 0 ISHARES Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 27 129 SH DFND 1 129 0 0 ISHARES Dow Jones Select Dividend SELECT DIVID ETF 464287168 204 1933 SH DFND 1 1933 0 0 ISHARES IBOXX H/Y Corp Bond ETF IBOXX HI YD ETF 464288513 20 222 SH DFND 1 222 0 0 ISHARES Iboxx Inv Grade Corp Bond Fund IBOXX INV CP ETF 464287242 155 1213 SH DFND 1 1213 0 0 ISHARES Intl Select Dividend ETF INTL SEL DIV ETF 464288448 1164 34673 SH DFND 1 34673 0 0 Ishares Mbs Etf MBS ETF 464288588 21 191 SH DFND 1 191 0 0 ISHARES MSCI EAFE Index Fd ETF MSCI EAFE ETF 464287465 1868 26896 SH DFND 1 26896 0 0 ISHARES Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 7009 39840 SH DFND 1 39840 0 0 Ishares Russell 1000 Index Fund Etf RUS 1000 ETF 464287622 22 125 SH DFND 1 125 0 0 ISHARES Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 64 297 SH DFND 1 297 0 0 ISHARES Russell 2000 Index Fd ETF RUSSELL 2000 ETF 464287655 3861 23306 SH DFND 1 23306 0 0 ISHARES Russell 2000 Value RUS 2000 VAL ETF 464287630 49 380 SH DFND 1 380 0 0 ISHARES Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 87 918 SH DFND 1 918 0 0 ISHARES Russell Midcap ETF RUS MID CAP ETF 464287499 7974 133739 SH DFND 1 133739 0 0 ISHARES Russell Midcap Growth ETF RUS MD CP GR ETF 464287481 174 1141 SH DFND 1 1141 0 0 ISHARES S&P Mid-Cap 400 Growth Index S&P MC 400GR ETF 464287606 145 610 SH DFND 1 610 0 0 ISHARES S&P Mid-Cap 400 Value Index S&P MC 400VL ETF 464287705 124 724 SH DFND 1 724 0 0 ISHARES Silver Trust ETF ISHARES 46428Q109 8 500 SH DFND 1 500 0 0 Jabil INC COM 466313103 7 175 SH DFND 1 175 0 0 Johnson & Johnson COM 478160104 239 1637 SH DFND 1 1637 0 0 JPMORGAN Chase & CO COM 46625H100 587 4213 SH DFND 1 4213 0 0 Keysight Technologies INC COM 49338L103 247 2408 SH DFND 1 2408 0 0 Koninklijke Philips Nv NY REG SH NEW 500472303 2 36 SH DFND 1 36 0 0 Kraft Heinz CO COM 500754106 36 1132 SH DFND 1 1132 0 0 L3harris Technologies INC COM 502431109 272 1376 SH DFND 1 1376 0 0 Lamb Weston Holdings INC COM 513272104 7 83 SH DFND 1 83 0 0 Liberty All-star Equity Fund All Star (Closed-End Fd) SH BEN INT 530158104 68 10000 SH DFND 1 10000 0 0 Liberty All-star Growth Fund INC (Closed-End Fd) COM 529900102 27 4200 SH DFND 1 4200 0 0 Lions Gate Entertainment Corp CL A VTG 535919401 0 40 SH DFND 1 40 0 0 Lockheed Martin Corp COM 539830109 2 6 SH DFND 1 6 0 0 Lowe's Companies INC COM 548661107 2 18 SH DFND 1 18 0 0 Macerich CO Reit COM 554382101 60 2212 SH DFND 1 2212 0 0 Macquarie Infrastructure Corp COM 55608B105 26 600 SH DFND 1 600 0 0 Marsh & Mclennan Companies INC COM 571748102 24 219 SH DFND 1 219 0 0 Mastercard INC CL A 57636Q104 270 903 SH DFND 1 903 0 0 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 4 67 SH DFND 1 67 0 0 Mccormick & Company INC COM NON VTG 579780206 172 1015 SH DFND 1 1015 0 0 Mcdonald's Corp COM 580135101 237 1199 SH DFND 1 1199 0 0 Medtronic Plc SHS G5960L103 353 3115 SH DFND 1 3115 0 0 Merck & CO INC COM 58933Y105 646 7105 SH DFND 1 7105 0 0 Microsoft Corp COM 594918104 933 5919 SH DFND 1 5919 0 0 Mohawk Industries INC COM 608190104 5 36 SH DFND 1 36 0 0 Mondelez International INC CL A 609207105 413 7491 SH DFND 1 7491 0 0 National Grid Plc SPONSORED ADR NE 636274409 4 64 SH DFND 1 64 0 0 Nextera Energy INC COM 65339F101 292 1204 SH DFND 1 1204 0 0 Nielsen Holdings Plc SHS EUR G6518L108 3 160 SH DFND 1 160 0 0 Norfolk Southern Corp COM 655844108 21 108 SH DFND 1 108 0 0 Novartis Ag SPONSORED ADR 66987V109 26 278 SH DFND 1 278 0 0 Novo Nordisk ADR 670100205 10 170 SH DFND 1 170 0 0 Nuveen Real Asset Income And Growth Fund COM 67074Y105 15 833 SH DFND 1 833 0 0 Nvidia Corp COM 67066G104 42 177 SH DFND 1 177 0 0 Occidental Petroleum Corp COM 674599105 2 46 SH DFND 1 46 0 0 Omnicom Group INC COM 681919106 6 75 SH DFND 1 75 0 0 Oneok INC COM 682680103 149 1970 SH DFND 1 1970 0 0 Oracle Corp COM 68389X105 14 264 SH DFND 1 264 0 0 Palo Alto Networks INC COM 697435105 175 758 SH DFND 1 758 0 0 Paychex INC COM 704326107 24 288 SH DFND 1 288 0 0 Paypal Holdings INC COM 70450Y103 258 2382 SH DFND 1 2382 0 0 Pentair PLC SHS G7S00T104 1 24 SH DFND 1 24 0 0 Pepsico INC COM 713448108 88 647 SH DFND 1 647 0 0 Permian Basin Royalty Trust Unt UNIT BEN INT 714236106 4 1100 SH DFND 1 1100 0 0 Pfizer INC COM 717081103 791 20184 SH DFND 1 20184 0 0 Philip Morris International INC COM 718172109 692 8129 SH DFND 1 8129 0 0 Phillips 66 COM 718546104 8 70 SH DFND 1 70 0 0 Pimco Enhanced Short Maturity 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Estate Select Sector Spdr Fund Sctr Etf RL EST SEL SEC 81369Y860 5 122 SH DFND 1 122 0 0 Reliance Stl & Alum Co COM 759509102 5 42 SH DFND 1 42 0 0 Resideo Technologies INC COM 76118Y104 6 497 SH DFND 1 497 0 0 Royal Dutch PLC SPON ADR B 780259107 198 3300 SH DFND 1 3300 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 7 112 SH DFND 1 112 0 0 Russell 1000 Value Ishare ETF RUS 1000 VAL ETF 464287598 7122 52181 SH DFND 1 52181 0 0 Salesforce.com INC COM 79466L302 237 1460 SH DFND 1 1460 0 0 Sanofi Aventis SPONSORED ADR 80105N105 9 177 SH DFND 1 177 0 0 Sap Se SPON ADR 803054204 11 80 SH DFND 1 80 0 0 Schlumberger Nv COM 806857108 61 1516 SH DFND 1 1516 0 0 Schwab (Charles) Corp COM 808513105 6 119 SH DFND 1 119 0 0 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 15 256 SH DFND 1 256 0 0 Sherwin Williams Co COM 824348106 9 15 SH DFND 1 15 0 0 Simon Ppty Grp Inc. COM 828806109 5 34 SH DFND 1 34 0 0 Snap-on INC COM 833034101 4 26 SH DFND 1 26 0 0 Southern CO COM 842587107 832 13069 SH DFND 1 13069 0 0 Spdr Bloomberg Barclays High Yield Bond Etf BLOOMBERG BRCLYS 78468R622 24 220 SH DFND 1 220 0 0 SPDR DJ Wilshire International Real Estate ETF DJ INTL RL ETF 78463X863 52 1336 SH DFND 1 1336 0 0 Spdr Dj Wilshire Small Cap Etf S&p 600 S&P 600 SML CAP 78464A813 36 500 SH DFND 1 500 0 0 Spdr Lehman Municipal Bond Etf Nuveen Blmbrg Brcly Mncp NUVEEN BRC MUNIC 78468R721 51 1002 SH DFND 1 1002 0 0 Spdr S&p 500 Etf Trust TR UNIT 78462F103 8 25 SH DFND 1 25 0 0 Spdr S&p Dividend Etf S&P DIVID ETF 78464A763 1097 10198 SH DFND 1 10198 0 0 Stanley Black & Decker INC COM 854502101 24 144 SH DFND 1 144 0 0 Starbucks Corp COM 855244109 10 111 SH DFND 1 111 0 0 Stonecastle Financial Corp COM 861780104 22 1000 SH DFND 1 1000 0 0 Sumitomo Mitsui Financial Group INC SPONSORED ADR 86562M209 3 422 SH DFND 1 422 0 0 Suncor Energy INC COM 867224107 24 720 SH DFND 1 720 0 0 Sysco Corp COM 871829107 27 312 SH DFND 1 312 0 0 Taiwan Semiconductor Manufacturing CO Ltd SPONSORED ADS 874039100 4 73 SH DFND 1 73 0 0 Target Corp COM 87612E106 6 45 SH DFND 1 45 0 0 Tc Energy Corp COM 87807B107 2 39 SH DFND 1 39 0 0 Technology Select Sector SPDR TECHNOLOGY 81369Y803 86 937 SH DFND 1 937 0 0 Thermo Fisher Scientific INC COM 883556102 264 814 SH DFND 1 814 0 0 Thor Industries INC COM 885160101 14 193 SH DFND 1 193 0 0 Tjx Companies INC COM 872540109 46 752 SH DFND 1 752 0 0 Total S.A. 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